Toward Free Resolutions Over Scrolls
Laura Felicia Matusevich, Aleksandra Sobieska

TL;DR
This paper computes Betti numbers and minimal free resolutions of the ground field over coordinate rings of rational normal scrolls, advancing understanding of their algebraic structure.
Contribution
It provides explicit Betti numbers for the ground field over these rings and the minimal free resolution when the scroll is a 2-scroll.
Findings
Betti numbers of the ground field over $R$ are explicitly computed.
Minimal free resolution of ${k}$ over $R$ is given for the case $k=2$.
Enhanced understanding of the algebraic properties of rational normal scrolls.
Abstract
Let where is the defining ideal of a rational normal -scroll. We compute the Betti numbers of the ground field as a module over . For , we give the minimal free resolution of over .
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Toward Free Resolutions over Scrolls
Laura Felicia Matusevich
Mathematics Department
Texas A&M University
College Station, TX 77843
and
Aleksandra Sobieska
Abstract.
Let where is the defining ideal of a rational normal -scroll. We compute the Betti numbers of the ground field as a module over . For , we give the minimal free resolution of over .
The authors were partially supported by NSF grant DMS–1500832.
1. Introduction
Free resolutions are a mainstay in commutative algebra, as they contain a wealth of information about the object resolved. A free resolution is an extended presentation: if a module is given by generators and relations, the resolution records also relations among the relations, relations among the relations of the relations, and so on. In the special case of modules over the polynomial ring over a field, Hilbert’s Syzygy Theorem guarantees that this process always terminates. Furthermore, there are algorithms to compute resolutions over polynomial rings, that are implemented in computer algebra systems. In some special cases where additional structure is present, such as for monomial ideals in polynomial rings, free resolutions can be given combinatorially. Free resolutions over polynomial rings have been the focus of intense study; over more general rings however, free resolutions are typically infinite, and are consequently harder to work with.
If is a standard graded -algebra, where is a field, it is important to understand the resolution of as an -module. One reason is that, for any -module , the rank of the th free module in a minimal free resolution of , called its th Betti number, equals , which can be computed from a free resolution of . Such a ring is Koszul if has a linear free resolution over , that is, if the entries of the differentials in a resolution of as an -module are linear forms. The Koszul property has received much attention in combinatorial settings. An early result [5] states that if , where is generated by monomials of degree two, then is Koszul. By a degeneration argument, if where has a quadratic initial ideal, then is Koszul. For semigroup rings, a characterization of the Koszul property is an open problem, see [8] for a survey of known results on resolutions over semigroup rings.
In many cases of rings that are known to be Koszul, the resolution of the residue field is not explicitly known. For semigroup rings, we are aware only of resolutions over the rings associated to rational normal curves [6]. In fact, [6] gives the minimal free resolution for any monomial ideal in this case.
In this article, we consider the next class of examples after rational normal curves, namely rational normal scrolls. We compute the Betti numbers of the residue field (Theorem 3.1), and for -scrolls, we give its minimal free resolution.
We illustrate our results in an example. Consider , where is the ideal of minors of the matrix
[TABLE]
The ideal gives the defining equations of the rational normal scroll . In this case, the minimal free resolution of over is
[TABLE]
The matrices giving the differentials are highly structured. Throughout this article, we adopt the following notations: denotes a zero matrix of size ; where it causes no confusion, zero blocks or entries of a matrix are indicated by or simply left empty; is the identity matrix; direct sum of matrices denotes concatenation of blocks along the main diagonal (with off-diagonal blocks equal to zero). With these conventions,
[TABLE]
where \varphi_{0}=\scriptsize{\left[\begin{array}[]{rr|rr}{x}_{2}&{x}_{3}&{x}_{5}&{x}_{6}\\ {-{x}_{1}}&{-{x}_{2}}&{-{x}_{4}}&{-{x}_{5}\par}\end{array}\right]};
[TABLE]
where \varphi_{1}=\scriptsize{\left[\begin{array}[]{rrrr|rrrr|rrrr}{x}_{2}&{x}_{3}&{x}_{5}&{x}_{6}&{x}_{4}&0&0&0&0&0&0&0\\ {-{x}_{1}}&{-{x}_{2}}&{-{x}_{4}}&{-{x}_{5}}&0&{x}_{4}&{x}_{5}&{x}_{6}&0&0&0&0\\ \hline\cr 0&0&0&0&{-{x}_{1}}&{-{x}_{2}}&{-{x}_{3}}&0&{x}_{2}&{x}_{3}&{x}_{5}&{x}_{6}\\ 0&0&0&0&0&0&0&{-{x}_{3}}&{-{x}_{1}}&{-{x}_{2}}&{-{x}_{4}}&{-{x}_{5}}\\ \end{array}\right]}; and for ,
[TABLE]
where
[TABLE]
and for .
Outline
This article is organized as follows. Section 2 contains necessary background. In Section 3 we compute the Betti numbers of rational normal -scrolls. Section 4 is devoted to constructing the minimal resolution of over a -scroll.
Acknowledgements
We thank Christine Berkesch and Chris O’Neill for inspiring conversations while we worked on this project.
2. Preliminaries
We work in variables, and denote the polynomial ring by . The rational normal -scroll is the variety in defined by the ideal of minors of the matrix
[TABLE]
Throughout this article, we often forego writing “rational normal” and call a -scroll and a scroll.
When , is a rational normal curve, that is, the variety defined by the minors of the matrix
[TABLE]
2.1. Koszul algebras
Let be a standard graded -algebra, and let be the th Betti number of as an -module. We consider the Poincaré series of , and its Hilbert series , defined as follows
[TABLE]
When is a Koszul ring, there is a strong relationship between these two series, that is useful later on. The following result can be taken as a definition.
Theorem 2.1**.**
(cf. [4, Definition-Theorem 1]) A graded algebra is Koszul if and only if the following equivalent conditions are satisfied:
- (1)
the minimal graded -resolution of is linear. 2. (2)
.
As we mentioned in the introduction, the rings that are studied in this article are Koszul.
Theorem 2.2**.**
For as in (1), is a Koszul ring.
Proof.
By [1, Theorem 2.2], a sufficient condition for a quotient to be Koszul is the existence of a homogeneous quadratic Gröbner basis for . It follows that is Koszul, since the minors of form a Gröbner basis for with respect to a reverse lexicographic ordering (see [7, Lemma 2.2]). ∎
2.2. Semigroup Rings
Let . We also use to denote the matrix with columns . We assume that and . The configuration (or matrix) induces a map
[TABLE]
The kernel of this map is a prime binomial ideal called the toric ideal associated to . The semigroup ring associated to is
[TABLE]
By [10, Lemma 2.1], , where is the matrix
[TABLE]
so that is a semigroup ring.
3. Betti Numbers of over -scrolls
Our first main theorem gives the Betti numbers of the field over , where is as in 1.
Theorem 3.1**.**
Let define the rational normal -scroll . If , then the th Betti number of as an -module is
[TABLE]
In particular for .
Because is Koszul, Theorem 2.1 implies that we can obtain the Poincaré series of by inverting its Hilbert series. Since Hilbert series are preserved under Gröbner degeneration, it is enough to compute the Hilbert series of for a monomial order in . This task is easiest if we are fortunate enough that our ideal has a squarefree initial ideal. The next result states that this is indeed the case for scrolls.
Theorem 3.2**.**
Let be the lexicographic monomial order on given by , then
[TABLE]
that is, is generated by the products of variables on the main diagonals of . In particular, is a squarefree monomial ideal.
Denote by the ideal on the right hand side of (3). To prove Theorem 3.2, we begin by pinpointing which monomials are not in .
Lemma 3.3**.**
Suppose .
- a)
If there exists such that contains two variables with first index with nonzero exponents, then is of the form
[TABLE] 2. b)
Otherwise, is of the form
[TABLE]
Proof.
The lemma follows from these observations.
- i)
If contains the variables with both with nonzero exponent, then . Consequently, cannot contain 3 variables from the same block with nonzero exponent. 2. ii)
If contains variables with and , both with nonzero exponent, then .
∎
The following result is used to show that is equal to .
Proposition 3.4**.**
Let be as in (2) (so that ). If , , and , then .
Proof.
In Lemma 3.3, case b) is a special case of a) where and , so we may assume satisfies case a). We also assume , and write .
Suppose . Since , the monomial cannot contain any variable greater than . Then, as , and must contain the same power of . The same argument implies that and contain the same powers of all variables up to and including .
Now again, since lexicographically, and . As , we have . But if , then . This implies that , and similarly , so for .
To finish the proof, note that . Because , this implies that for and . Again, using , we conclude that for all . ∎
We are ready to prove Theorem 3.2.
Proof of Theorem 3.2.
Since is -homogeneous, its initial ideal is generated by the initial forms of -homogeneous elements of . If is -homogeneous and , then has one term by Proposition 3.4. But since is a toric ideal, it contains no monomials, so that such a cannot belong to . We conclude that if is -homogeneous and , then . ∎
With a squarefree initial ideal in hand, we now turn to Stanley–Reisner theory. Let be the simplicial complex on the vertex set whose Stanley–Reisner ideal is . By definition, this means that is generated by monomials whose index sets correspond to nonfaces of . It follows from Lemma 3.3 that is the simplicial complex whose maximal faces are
[TABLE]
in particular, is pure of dimension . Figure 1 illustrates this simplicial complex in an example.
It is well known that the Hilbert series of a Stanley–Reisner ring can be given in terms of the face numbers of the corresponding simplicial complex. Explicitly,
[TABLE]
where is the number of -dimensional faces of . We now compute these face numbers.
Proposition 3.5**.**
If is the simplicial complex whose Stanley–Reisner ideal is , then for . In particular, the face numbers of depend only on and , and not on .
Proof.
We prove this by induction on . Note that, by construction, , regardless of the value of .
If , has one-dimensional faces, namely for (cf [9, Theorem 3.9]).
For the inductive step, let be the complex associated to and be the complex associated to . The complex is naturally a subcomplex of . We assume that . Using the description of the facets of from (4) (and the corresponding description for the facets of ) we see that the -dimensional faces of are:
- •
-dimensional faces of ,
- •
faces of the form , where is a -dimensional face of ,
- •
faces with vertices from the set and one vertex from , and
- •
faces with vertices from union an element of .
Adding these together and applying the inductive hypothesis yields , as we wanted. ∎
The following result gives the Hilbert series of ; the proof is a straightforward, if hefty, bullying of binomial coefficients.
Proposition 3.6**.**
* ∎*
We are finally ready to prove Theorem 3.1.
Proof of Theorem 3.1.
Since is a Koszul ring, it follows from Proposition 3.6 that the Poincaré series of is
[TABLE]
For the last equality, we use and . We conclude that . The special formula for follows from the simplification of this sum when becomes [math]. ∎
4. The Resolution of for
One of the difficulties when dealing with infinite free resolutions and unbounded Betti numbers is to give an explicit presentation for the differentials. In the case , the combinatorics of the ring ensure a strong block structure that makes giving explicit matrices achievable.
Notation*.*
In the case , we write instead of , and forego double indexing to replace by and by . Finally, we denote .
With this new notation, the matrix (1) is replaced by the matrix
[TABLE]
and the ideal is the toric ideal associated to the matrix
[TABLE]
Our ultimate goal is to construct the minimal free resolution of as an -module. Our point of departure is the short exact sequence
[TABLE]
We construct free resolutions , , and of the ideals , and respectively. We then combine these resolutions via mapping cone to make a resolution of . Augmenting the resolution of to be a resolution of results in a shift of one step, and minimality is assured by the previous Betti number computations. We obtain the resolution
[TABLE]
4.1. The Differentials of
Our first objective is to explicitly describe the differentials of . These differentials are induced by a mapping cone. More precisely,
[TABLE]
The maps are the chain maps from to , which are:
[TABLE]
The constituent resolutions , , and have highly structured differentials, the building blocks of which are now given:
[TABLE]
Note that is very sparse and consists of block components, but is not a block diagonal matrix. The structure of is illustrated in Figure 2, with gray squares denoting non-zero entries, and empty squares denoting 0. These nonzero -blocks appear times.
We denote by and the following matrices, which are almost entirely composed of zeros save for a single row that equals the first row or second row of , respectively. More precisely,
[TABLE]
Despite the length of the exponents, these matrices are simple: is the matrix with the top row of in the -th row, and is the matrix with the negative of the bottom row of in the -st row.
Finally, we introduce the following notation:
[TABLE]
The presentation for is perhaps deceiving; the brunt of the matrix is a direct sum of ’s. It is only (most of) the middle columns that have additional entries above or below the middle .
Using these ’s, we construct resolutions of , and . The ideal has resolution over as shown below:
[TABLE]
where
[TABLE]
The ideal has resolution over as shown below:
[TABLE]
where
[TABLE]
The ideal has resolution over as shown below:
[TABLE]
where
[TABLE]
Our main result is as follows.
Theorem 4.1**.**
* constructed above is the minimal free resolution of over .*
4.2. Outline of the proof of Theorem 4.1
The remainder of this section is devoted to showing that is indeed the minimal free resolution of over . We now lay out the steps in this proof.
Most of the work goes to showing that , and are free resolutions of , and respectively. The matrices considered in these three cases have very similar structure, and the details in proving exactness are virtually identical. Thus, we give only the proof that is a resolution. Exactness of is shown in Subsection 4.3, using ideas from [2].
What remains is to provide the map of complexes lifting the inclusion from the short exact sequence (5). This is done in Subsection 4.4.
Once is constructed, the mapping cone procedure ensures that is exact, and thus a free resolution of . That it is the minimal free resolution of follows by inspection, or by Theorem 3.1.
4.3. is exact
We need generators for . Clearly,
[TABLE]
However, many of these monomials are equal in ; in fact, if , as long as and . This means that, in the above arrangement, all monomials on the same skew-diagonal are the same, for example, . Consequently,
[TABLE]
We start by checking that we are working with complexes.
Proposition 4.2**.**
, and are complexes.
Proof.
This is a straightforward, if tedious, calculation. A key observation is that for all . This follows, as each of these compositions has entries that are either [math] or binomials in . Given the direct sum structure of the differentials, this is enough to show our proposed differentials compose to zero. ∎
Our next goal is to show that is exact. (The same argument, with minor modifications, shows the same for and .) We need some notation.
Definition 4.3**.**
Let be a noetherian commutative ring. Let be a map of free -modules, which is represented by a matrix with entries in . The rank of is the size of the largest nonvanishing minor of this matrix. If has rank , we use to denote the ideal generated by the minors of (the matrix representing) .
The following results are used to prove exactness.
Lemma 4.4**.**
[3, Lemma 20.10]** Let be a commutative noetherian ring. A complex of free -modules with is exact iff .
Lemma 4.5** (Sylvester’s Rank Inequality).**
If and are matrices with entries in a field, where is and is , then
[TABLE]
By Lemma 4.4, it is important to know the ranks of the differentials of . Due to the block structure, we must first address the matrices .
Proposition 4.6**.**
The rank of is for all and the rank is for all .
Proof.
Because is a domain, dependences among rows of a matrix over can be read off from the vanishing of minors. In fact, the rank of a matrix over equals the rank of that matrix over the field of fractions of . In this proof, we work over the field of fractions of , which gives us access to Lemma 4.5.
It is clear that , as all minors of are exactly the same as the minors of , which belong to .
Next we must show that . We know that the rank of is at least , as the minor of size corresponding to rows and columns equals . On the other hand, by Lemma 4.5, , so . Consequently .
To compute , we consider the minor of size corresponding to rows and columns which equals , so that . Again by Lemma 4.5 and because , we know that . We conclude that .
The rank computations for the remaining maps follow easily from the block structure: for any .
In the case of , we consider the minor corresponding to rows and columns which equals , so that . On the other hand, because , . Therefore , and in fact . ∎
The ranks of the differentials of can be computed directly from Proposition 4.6.
Corollary 4.7**.**
The ranks of the are:
- (1)
** 2. (2)
** 3. (3)
* for all ∎*
In order to apply Lemma 4.4, we need more information regarding the ideals of maximal nonvanishing minors of the matrices involved.
Proposition 4.8**.**
For , we have and for all .
Proof.
Because we are considering the ideals generated by the minors, we can ignore signs in our computations. It is clear that for all . To see that any for any , we can consider the minors corresponding to the rows and columns listed below.
[TABLE]
The proposed submatrices of whose rows and columns listed above are strictly triangular, so the minors are easily computed.
We can make a similar table with recipes for the appropriate minors in , given below.
[TABLE]
The block structures of the successive ’s combined with the previous two statements is enough to see that .
Finally, use the minors whose columns and rows are given below to obtain .
[TABLE]
∎
We are now ready to give the main result in this subsection.
Theorem 4.9**.**
The complexes , and are exact.
Proof.
We only provide details for . We show that we have exactness after localizing at any prime ideal of , from which exactness over follows. If is any prime ideal in , we denote by the localized map induced by . The (unique) graded maximal ideal of is .
Corollary 4.7 provides the ranks of the maps over . Because is a domain, contains exclusively non-zero divisors for all . This means that, when localizing, the rank of does not change. Furthermore, localization at any prime ideal yields , because each contains some power of every , by Proposition 4.8. By Lemma 4.4, this proves that is exact after localization at any prime ideal .
We conclude that, if has a nonzero homology module, it is only supported at the graded maximal ideal , and therefore has depth [math]. Our goal now is to derive a contradiction.
We localize at , and use to denote the free -modules appearing in the localization of . Use to denote the -cycles and -boundaries, and . The ring is a semigroup ring corresponding to a saturated (normal) semigroup, and is therefore Cohen–Macaulay by Hochster’s theorem. Since , it follows that has depth . Consequently all the free modules over also have depth , in particular the . Any submodules of the free modules must have depth at least , so we have and . From the exact sequence
[TABLE]
it follows that (see [3, Corollary 18.6.a]), so that . This contradicts that .
Therefore localizations of at all prime ideals (now including ) are exact, and consequently is exact. ∎
4.4. The Mapping Cone
We recall that we have an exact sequence
[TABLE]
The relevant result for us is that, if we have resolutions of and , the inclusion can be lifted to a map of complexes between the corresponding resolutions, and the associated mapping cone is a resolution of . The definition of the mapping cone of a map of complexes is given below; we refer to the appendix of [3] for more information.
Definition 4.10**.**
If is a map of complexes, and we write for the differentials of and respectively, then the mapping cone of is the complex such that where the differential is shown:
[TABLE]
that is, .
We now construct the map of complexes that lifts the inclusion .
Proposition 4.11**.**
The map of complexes is given by
[TABLE]
Proof.
We first check that We compute both sides explicitly:
[TABLE]
and
[TABLE]
Now we can check if . Without further ado:
[TABLE]
where appears times and appears times. However, because of the diagonal structure of , this is clearly the same as .
For remaining , , and all the are diagonal matrices, so the products are easily verified to be equal. ∎
Proof of Theorem 4.1.
Since is a resolution of and resolves , the mapping cone of is a resolution of . Augmenting the resolution to be a resolution of results in a shift of one step, and so we finally have the resolution . Comparing the rank of the free modules in each step to the Betti numbers computed in Theorem 3.1, we conclude that is not only exact, but minimal. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Winfried Bruns, Jürgen Herzog, and Udo Vetter. Syzygies and walks. In Commutative algebra (Trieste, 1992) , pages 36–57. World Sci. Publ., River Edge, NJ, 1994.
- 2[2] David A. Buchsbaum and David Eisenbud. What makes a complex exact? J. Algebra , 25:259–268, 1973.
- 3[3] David Eisenbud. Commutative algebra , volume 150 of Graduate Texts in Mathematics . Springer-Verlag, New York, 1995. With a view toward algebraic geometry.
- 4[4] R. Fröberg. Koszul algebras. In Advances in commutative ring theory (Fez, 1997) , volume 205 of Lecture Notes in Pure and Appl. Math. , pages 337–350. Dekker, New York, 1999.
- 5[5] Ralph Fröberg. Determination of a class of Poincaré series. Math. Scand. , 37(1):29–39, 1975.
- 6[6] Vesselin Gasharov, Noam Horwitz, and Irena Peeva. Hilbert functions over toric rings. Michigan Math. J. , 57:339–357, 2008. Special volume in honor of Melvin Hochster.
- 7[7] Andrew R. Kustin, Claudia Polini, and Bernd Ulrich. Divisors on rational normal scrolls. J. Algebra , 322(5):1748–1773, 2009.
- 8[8] Irena Peeva. Infinite free resolutions over toric rings. In Syzygies and Hilbert functions , volume 254 of Lect. Notes Pure Appl. Math. , pages 233–247. Chapman & Hall/CRC, Boca Raton, FL, 2007.
