On the geometry of higher order Schreier spaces
Leandro Antunes
,
Kevin Beanland
and
Hùng Việt Chu
Departamento de Matemática, Universidade Tecnológica Federal do Paraná, Campus Toledo
85902-490 Toledo, PR
Brazil
[email protected]
Department of Mathematics, Washington and Lee University, Lexington, VA 24450.
[email protected]
[email protected]
Abstract.
For each countable ordinal α let Sα be the Schreier set of order α and XSα be the corresponding Schreier space of order α. In this paper we prove several new properties of these spaces.
- (1)
If α is non-zero then XSα possesses the λ-property of R. Aron and R. Lohman and is a (V)-polyhedral spaces in the sense on V. Fonf and L. Vesely.
2. (2)
If α is non-zero and 1<p<∞ then the p-convexification XSαp possesses the uniform λ-property of R. Aron and R. Lohman.
3. (3)
For each countable ordinal α the space XSα∗ has the λ-property.
4. (4)
For n∈N, if U:XSn→XSn is an onto linear isometry then Uei=±ei for each i∈N. Consequently, these spaces are light in the sense of Megrelishvili.
The fact that for non-zero α, XSα is (V)-polyhedral and has the λ-property implies that each XSα is an example of space solving a problem of J. Lindenstrauss from 1966. The first example of such a space was given by C. De Bernardi in 2017 using a renorming of c0.
H.V. Chu is an undergraduate student at Washington & Lee University. Some of the results of this paper are part of the summer research work done under the supervision of the second author. Beanland and Chu acknowledge the support of Washington & Lee’s Lenfest Summer Research Scholars program.
Leandro Antunes was financially supported by Coordenação de Aperfeiçoamento de Pessoal de Nível Superior - Brasil (CAPES) (Process PDSE-88881.189744/2018-01, Finance Code 001) and by UTFPR (Process 23064.004102/2015-40).
2010 Mathematics Subject Classification. Primary: 46B03
Key words: extreme points, λ-property, polyhedral Banach space, isometry group, Schreier’s space
1. Introduction
The objective of this paper is to investigate several geometric properties of higher order Schreier spaces, namely extreme points, λ-property, polyhedrality and isometries.
1.1. Combinatorial Banach Spaces
In [18], W.T. Gowers defines the combinatorial Banach space XF as the completion of the vector space c00 (finitely supported real scalar sequences) with respect to the norm
[TABLE]
defined by a regular (i.e. compact, spreading and hereditary) family of finite subsets F of N containing the singletons.
A famous example of a regular family is S1={F⊂N:∣F∣≤minF} (here ∣F∣ is the cardinality of F), and the combinatorial Banach space XS1 is Schreier’s space.
In this paper, we focus mainly on the combinatorial Banach spaces defined using the transfinite Schreier sets (Sα)α<ω1 (defined in [2]) as well as their p-convexifications.
1.2. Extreme points
Let C be a nonempty closed convex subset of a Banach space X. We say that x0∈C is an extreme point of C if x0 does not lie in the interior of any closed line segment contained in C. We denote by E(C) the set of extreme points of C and, for notational simplicity, we denote by E(X) the set of extreme points of the unit ball of X, Ba(X). For example, it is not hard to see that E(c0)=∅, which in particular implies that c0 is not isometrically isomorphic to the dual of any Banach space.
In [8] the second author of the current paper together with N. Duncan, M. Holt and J. Quigley proved several results for combinatorial Banach spaces and, in particular, showed that the set of extreme points of the unit ball of XF is at most countable for every regular family F. In section 2, we build on this work.
For p∈(1,∞) we give, in section 2, a characterization of the extreme points of the p-convexification, XSαp, (Theorem 2.6). Besides their own interest, the results of that section will be used several times in the remaining of this paper, namely in the proofs of Theorem 3.1, Theorem 4.5 and Lemma 5.2.
1.3. λ-property
In [5], R. Aron and R. Lohman introduced geometric properties for Banach spaces, called the λ-property and uniform λ-property. A space X is said to have the λ-property if for all x∈Ba(X), there exists 0<λ⩽1 such that x=λe+(1−λ)y for some e∈E(X), y∈Ba(X). A space X is said to have the uniform λ-property if there exists λ0>0 such that for every x∈Ba(X), λ0⩽sup{λ>0;∃e∈E(X),y∈Ba(X);x=λe+(1−λ)y}.
These properties have been extensively studied by many authors over the past 25 years (e.g. [6, 9, 12, 19, 21, 24]). In 1989 [26], Th. Shura and D. Trautman proved that the Schreier space has the λ−property and the set of extreme points is countably infinite. In Section 3 we prove the following:
Theorem**.**
Let α be a countable and non-zero ordinal.
- (1)
For p∈(1,∞), the space XSαp has the uniform λ-property.
2. (2)
The space XSα has the λ-property.
We also give a characterization for the extreme points of XSα∗ for countable α (Proposition 4.3).
1.4. Polyhedrality
A Banach space X is called polyhedral in [20] if the unit ball of every finite dimensional subspace of X is a polytope (i.e. has finitely many extreme points). Some important examples of polyhedral spaces are c0 and C(K) spaces for K a countable, compact, Hausdorff space. V. Fonf [15] showed that a polyhedral space must be c0-saturated (that is, every infinite dimensional subspace has a further subspace isomorphic to c0). In addition, for each countable α<ω1 the space XSα embeds isometrically in a C(K) for an appropriately chosen countable compact Hausdorff space K (see, for example, [10, 25]). Therefore each XSα is a polyhedral Banach space.
In a recent paper [13], C. De Bernardi presents a space X that is a renorming of c0 and that is both polyhedral and has the property that Ba(X) is the closed convex hull of its extreme points. The existence of a space with these properties solved a problem of J. Lindenstrauss from 1966 [22].
De Bernardi also observes that his space has the following property called (V)-polyhedral which is stronger than being polyhedral. A Banach space X is called a (V)-polyhedral space (Fonf and Veselý in [16]) if
[TABLE]
for all x∈S(X) (the unit sphere of X) where D(x)={g∈S(X∗):g(x)=1}. This was the fifth definition concerning polyhedrality in their paper, hence the notation (V)-polyhedral.
We will prove in Theorem 4.5 that for each countable α, XSα is a (V)-polyhedral space. Moreover, Ba(XSα) is the closed convex hull of its extreme points, i.e., XSα are new solutions for Lindenstrauss’ problem.
1.5. Isometry group of XSn
Given a Banach space X, we denote by Isom(X) the group formed by all surjective linear isometries of X. The characterization of the isometries play a central role in the field of geometry of Banach spaces and can be found already in the famous Banach’s treatise of 1932 [7], in which he gives the general form of isometries of classical spaces, such as c, c0, C(K), ℓp and Lp,1≤p<∞. Characterizations for other spaces can be found in [14].
In the final section of the paper, Section 5, we characterize Isom(XSn) for each n∈N.
As an application of this characterization, we classify the groups Isom(XSn), n∈N in terms of being light. In [23], Megrelishvili defines the concept of light group of isomorphisms of a Banach space X as follows: a group G⩽GL(X) light if the Weak Operator Topology (WOT) and the Strong Operator Topology (SOT) coincide on G. He proves that every bounded group of isomorphisms of a Banach space with the Point of Continuity Property (PCP) (e.g., spaces with the Radon-Nikodym Property, including reflexive spaces, and separable dual spaces) is light. In [3], the authors classify in terms of being light the isometry groups of several classical Banach spaces without PCP, such as c0,c,ℓ1,ℓ∞,L1[0,1] and C(K), where K is a infinite compact connected space. They also prove that if X admits a locally uniformly convex renorming invariant under the action of a group G⩽GL(X), then G is light.
We prove in Proposition 5.6 that Isom(XSn) is light, for every n∈N. This provides new examples of light groups of a Banach space without PCP.
Acknowledgments
The authors would like to thank Ryan Causey for providing the proof of Proposition 4.1. Our original proof was more complicated.
2. Extreme points of higher order Schreier spaces
Let An denote the set of finite subsets of N with cardinality less than n. The higher order Schreier families are defined in [2] as follows. Letting S0=A1 and supposing that Sα has been defined for some ordinal α<ω1, we define
[TABLE]
If α is a limit ordinal then we fix αn↗α and define Sα={∅}∪{F:∃n⩽minF,F∈Sαn}. We may assume (see for example [11]), that for each n∈N we have Sαn⊂Sαn+1. For each α<ω1 the set Sα is a regular family. A set F∈Sα is non-maximal if and only if for every l>maxF, F∪{l}∈Sα. We denote by SαMAX the maximal Sα sets. Many properties of the collection (Sα)α<ω1 can be found in [4]. We will use the following general remarks concerning Schreier families of finite order. A good reference for properties of finite order Schreier families is [17, Lemma 3.8]. Recall that if F,G are finite subsets of N then we say that F={k1,…,kn} is a spread of G={ℓ1,…,ℓm} (written in increasing order) if m=n and ℓi⩽ki for each 1⩽i⩽n. In addition, we write E<F if maxE<minF.
Remark 2.1**.**
Let n∈N. We mention two facts about a maximal set in SnMAX.
- (1)
A set E∈SnMAX if and only if for each m,k with m+k=n there is a unique sequence (Ei)i=1d so that E=∪i=1dEi with (minEi)i=1d∈SmMAX, E1<E2<…Ed are in SkMAX.
2. (2)
Let n∈N with m+k=n. If a set G∈SnMAX is written as ∪i=0dGi, where G0<G1<…<Gd∈SmMAX, then (minGi)i=0d∈SkMAX.
Remark 2.2**.**
Suppose that G∈SnMAX and F⊂N with minG<minF, F a spread of G with ∣F∣=∣G∣. Then if j>minG, {j}∪F∈Sn.
Proof.
By Lemma 2.1, we can write G=∪i=1dGi so that G1<⋯<Gd in Sn−1MAX, (minGi)i=1d∈S1MAX, and d=minG1. Since ∣F∣=∣G∣ and F is a spread of G there is a corresponding decomposition F=∪i=1dFi where Fi is a spread of Gi. Let j>minG. Then
[TABLE]
is a collection of d+1-many Sn−1 sets and the overall minimum is greater than or equal to d+1. Therefore {j}∪F∈Sn, as desired.
∎
Let (ei)i=1∞ and (ei∗)i=1∞ both denote the standard unit vector basis of c00. The sequence (ei)i=1∞ is a 1-unconditional Schauder basis for each of the following spaces. For each regular family F and p∈(1,∞), we denote the p-convexification of XF by XFp (and for notation convenience XF=XF1). The space XFp is the completion of c00 with respect to the following norm:
[TABLE]
We call F∈F a 1-set for x∈S(XFp) if (∑i∈F∣x(i)∣p)p1=1 and x(i)=0 for any i∈F. Let Fx1 be the set of all 1-sets of x. Let Ax={F∈F:∑i∈F∣x(i)∣p=1}. Note that if F∈Ax∖Fx1 then there is a G⊂F in Fx1 so that for i∈F∖G , x(i)=0. Note that x has only maximal 1-sets if and only if Ax=Fx1.
In the next proposition, we prove that the set Fx1 is finite, for x∈S(XSαp) and 0<α<ω1, and every extreme point of XSαp has finite support, for 0<α<ω1 and 1⩽p<∞. This proposition will be used several times in this paper.
Proposition 2.3**.**
Let F∈{Sα:0<α<ω1}, p∈[1,∞) and x∈S(XFp). Then the following hold:
- (1)
The set Fx1 is finite.
2. (2)
There is an εx>0 (which we call the ε-gap for x) so that each F∈F∖Ax, ∑i∈F∣x(i)∣p<1−εx.
3. (3)
E(XF)⊂c00**
Proof.
The case of p=1 in the above proposition is proved in [8]. For a vector x=∑ix(i)ei define xp=∑i∣x(i)∣pei. Observe that if ∥∑ix(i)ei∥XFp=1 then ∥∑i∣x(i)∣pei∥XF=1. Using [8, Lemma 2.5] we can find εxp>0 so that
[TABLE]
for all F∈F∖Axp. Note that F∈Ax for x∈XFp if and only if F∈Axp for xp∈XF. This proves the first two claims.
Suppose that x∈S(XFp)∖c00. Let k with x(k)=0 be larger than the maximum of every F∈Fx1. Note it is not possible for F∪{k}∈F for any F∈Fx1. That is, Fx1 consists of only maximal sets. Therefore if we consider F∈F that contains k then F∈Fx1 and so
[TABLE]
We can therefore perturb x(k) by a value less than εx/p to produce y,z∈S(XFp) with x=1/2(y+z). This is the desired result.
∎
In Theorem 2.6 we will give a characterization for the extreme points of E(XSαp),0<α<ω1,1<p<∞. This is the main result of this section. In the proof of the theorem, we will need to use a few decompositions of the points x∈S(XSαp), given by Lemma 2.5.
The proof of Lemma 2.5 uses the next result that follows from the significantly stronger statement in [4, Proposition 12.9].
Proposition 2.4**.**
Fix ordinals η<α<ω1 and p∈[1,∞). For each ε>0 and n∈N there exist F∈SαMAX with n⩽minF and a sequence non-negative of scalars (ai)i∈F with ∑i∈Faip=1 so that for each G∈Sη,
∑i∈Gaip<ε.
Lemma 2.5**.**
Let F∈{Sα:0<α<ω1}, p∈[1,∞) and x∈S(XFp). Then the following hold:
- (1)
There exist x1,x2∈S(XFp) with x1∈c00 and x=21(x1+x2).
2. (2)
If x∈c00, there exist x1,x2∈S(XFp)∩c00 so that both x1 and x2 have non-maximal 1-sets and x=21(x1+x2).
3. (3)
If x∈c00, there exist x1,x2∈S(XFp)∩c00 so that x=21(x1+x2) and for each i⩽maxsupp x1 there is an F∈Ax1 with i∈F.
Proof.
We first prove item (1). Let x∈S(XFp). Using Proposition 2.3 we can find εx>0 (the ε-gap for x). Fix N∈N so that ∥∑i>Nx(i)ei∥p<εx/2 and N>max{maxF:F∈Fx1}. Let x1=∑i=1Nx(i)ei and x2=2x−x1. Clearly ∥x1∥⩽∥x∥=1. It suffices to prove that ∥x2∥⩽1. Suppose first that F∈Ax. Then there is a G⊂F with G∈Fx1. Then maxG<N, and so
[TABLE]
If F∈F∖Ax we have the following:
[TABLE]
Hence, x1,x2∈Ba(XFp), and since x=21(x1+x2) and ∥x∥=1, we must have x1,x2∈S(XFp). This finishes the proof of item (1).
Let us prove item (2). We may assume that x∈c00 has only maximal 1-sets and let N=maxsuppx. Recall that F=Sα for some ordinal 0<α<ω1. We must distinguish between the cases that α is a successor and limit ordinal. In both cases we apply Proposition 2.4. In the limit case we apply this Proposition for η=αN and in the successor case, for η with η+1=α. Using Proposition 2.4 we can find A∈SαMAX with minA>N and convex scalars (ai)i∈A so that for all G∈Sη
[TABLE]
Let i0=maxA and F0=A∖{i0} and bip=aip/(1−ai0p) for i∈F0. Clearly (bip)i∈F0 are convex scalars, F0 is non-maximal and if G∈Sη,
[TABLE]
Let x1=x+∑i∈F0biei and x2=x−∑i∈F0biei. Since x1 and x2 both have F0 as a non-maximal 1-sets we are done once we can show that ∥x1∥=∥x2∥=1. In the first case we assume F∈Ax. Since x has only maximal 1-sets we know that x(i)=0 for all i∈F therefore F⊂suppx and
[TABLE]
Now suppose that F∈F∖Ax. In the case that α is a limit ordinal we have the following argument: If minF>maxsuppx the ∑i∈F∣x1(i)∣p⩽∑i∈Fbip⩽1. Therefore we assume minF⩽maxsuppx=N. By definition of Sα for α a limit ordinal we have F∈SαminF⊂SαN. Then
[TABLE]
This concludes the limit ordinal case.
Now we consider the case that α=η+1. Again we may assume that minF⩽maxsupp x. We know that, by definition, F=∪i=1dFi where F1<F2<⋯<Fd and Fi∈Sη and d⩽maxsupp x⩽N. Consider the following estimate.
[TABLE]
This shows that ∥x1∥⩽1. The same proof yields ∥x2∥⩽1, as desired. Again, since x=21(x1+x2) and ∥x∥=1, we must have x1,x2∈S(XFp).
Finally, we prove item (3) of the lemma. Let x∈c00 and consider the following procedure: Let i1∈[1,maxsuppx] be minimum so that for all F∈F, with i1∈F, ∑i∈F∣x(i)∣<1. If no such i1 exists we are done (let x=x1=x2).
Since there are only finitely many F∈F containing i1 with maxF⩽maxsuppx we can find F1∈F with
[TABLE]
Find δi1>0 so that
[TABLE]
Let x1,1=x+sign(x(i1))δi1ei1 and x2,1=x−sign(x(i1))δi1ei1. We shall prove that ∥x1,1∥⩽1. As such we must show for each F∈F, ∑i∈F∣x1,1(i)∣⩽1. The case that F∈F and does not contain i1 it follows from the fact that ∥x∥⩽1 and so we assume i1∈F. In this case, we use the definition of F1 to observe that
[TABLE]
Therefore ∥x1,1∥⩽1. Since ∣x2,1(i1)∣⩽∣x1,1(i1)∣ we have ∥x2,1∥⩽1 and by the same reasons as the previous items, we conclude that ∥x1,1∥=∥x2,1∥=1 and also, trivially, that x=21(x1,1+x2,1).
In order to produce a vector satisfying the claim we inductively apply the above procedure as follows: Find the minimum i2>i1 in [1,maxsuppx] and so that for all F∈F, with i2∈F, ∑i∈F∣x(i)∣<1. If no such i2 exists we are done. Since there are only finitely many F∈F containing i2 with maxF⩽maxsuppx we can find F2∈F with
[TABLE]
Find δi2>0 so that
[TABLE]
Let x1,2=x1,1+sign(x(i2))δi2ei2 and x2,2=x1,2−sign(x(i2))δi2ei2. Arguing as before we have ∥x1,2∥⩽1,∥x2,2∥⩽1 and x=21(x1,2+x2,2). This procedure can be iterated finitely many times to exhaust suppx in order to produce for some n∈N x1,n and x2,n with ∥x1,n∥⩽1,∥x2,n∥⩽1 and x=21(x1,n+x2,n) so that x1,n has the property that for each i⩽maxsuppx1,n there is an F∈Ax1,n with i∈F. This yields the desired decomposition.
∎
The next theorem is our main result in this section. It provides a characterization of extreme points in Ba(XFp) and p∈(1,∞). Such a characterization will be used to prove, in the next section, that the space XSαp has the uniform λ-property, for 1<p<∞ and 0<α<ω1.
Theorem 2.6**.**
Let F∈{Sα:0<α<ω1}, p∈(1,∞) and x∈S(XFp). Then x∈E(XFp) if and only if x∈c00, Ax has a non-maximal set and for all i⩽maxsuppx there is an F∈Ax with i∈F. Moreover if p=1 then the forward implication holds.
Proof.
We first prove the reverse implication. Suppose x∈c00 and satisfies the assumptions. Let x=1/2(z+y) and F∈ Ax. Then ∑i∈F∣x(i)∣p=1. Since every element of the sphere of ℓp∣F∣ is an extreme point, we know in order for ∑i∈F∣y(i)∣p=∑i∈F∣z(i)∣p=1 we must have x(i)=y(i)=z(i) for all i∈F. Our assumption is that all i⩽maxsuppx are contained in a set F∈Ax. Therefore x(i)=y(i)=z(i) for all such i⩽maxsuppx. Now let i>maxsuppx. Find a non-maximal F∈Ax with maxF⩽maxsuppx. Then F∪{i}∈Ax and consequently x(i)=y(i)=z(i) or else we we could sum over F∪{i} to show that either y or z had norm greater than 1. Therefore z=y=x which implies that x∈E(XFp).
We now prove the forward implication as well as the ‘moreover’ statement. Let x∈S(XFp) for p∈[1,∞). First, Proposition 2.3 states that E(XFp) is a subset of c00. We can assume that either every set in Ax is maximal or there is an i⩽maxsuppx not contained in any F∈Ax. In the former case we have Ax=Fx1 and since Fx1 is finite there is a k>max{maxF:F∈Fx1}. We can perturb x(k) by any value δ>0 with δ<εx/p and create new vectors y=x−δx(k)ek and z=x+δx(k)ek that are in S(XFp) and satisfy x=1/2(y+z). In the later case, we can find the coordinate k⩽maxsupp x and similarly show that x is not an extreme point.
∎
3. λ-property for Schreier spaces
Recall from the introduction that a space X is said to have the λ-property if for all x∈Ba(X), there exists 0<λ⩽1 such that x=λe+(1−λ)y for some e∈E(X), y∈Ba(X).
When a vector x can be written in terms of λ,e,y, we denote (e,y,λ)∼x. For a vector x, we may find different sets (e,y,λ) such that (e,y,λ)∼x. This leads Aron and Lohman [5] to define the following function: Given x∈Ba(X),
[TABLE]
If there exists λ0>0 such that for all x∈Ba(X),λ(x)⩾λ0, we say that X has the uniform λ-property. Note that for a non-zero x∈Ba(X) we have
[TABLE]
Consequently, in order to verify that X has the λ-property it suffices to show that for each x∈S(X) there are (e,y,λ)∈E(X)×Ba(X)×(0,1] with x∼(e,y,λ).
The following is our main theorem of this section. Note that we do not know whether XF has the λ-property for every regular family F and that we have not determined if the space XS1 has the uniform λ-property. These remain interesting open questions.
Theorem 3.1**.**
Let α be a non-zero countable ordinal.
- (1)
For p∈(1,∞), the space XSαp has the uniform λ-property.
2. (2)
The space XSα has the λ-property.
Proof.
First, we prove item (1). Let x∈S(XSαp) for p∈(1,∞). Using Lemma 2.5 (1), we can find x1∈c00 and x1,x2∈S(XSαp) and so that x=1/2(x1+x2). Now apply Lemma 2.5 (2) to find x1,1 and x1,2 in c00∩S(XSαp) each with a non-maximal 1-set so that x1=1/2(x1,1+x1,2). Finally, we apply Lemma 2.5 (3) to find x1,1,1 and x1,1,2 in c00∩S(XSαp) with x1,1=1/2(x1,1,1+x1,1,2) so that x1,1,1 has both a non-maximal 1-set and for each i⩽maxsupp x1,1,1 there is an F∈Ax1,1,1 with i∈F. Theorem 2.6 implies that x1,1,1∈E(XSαp). Therefore X has the uniform λ-property as
[TABLE]
We now prove item (2). The beginning of the proof of (2) is the same, however, we are not able to conclude that x1,1,1∈E(XSα). We do know, however, that x1,1,1 is finitely supported with a non-maximal 1-set. Therefore there is an n∈N so that x1,1,1∈span{e1,⋯,en}. By Carathéodory’s Theorem, every point of the unitary ball of an n-dimensional normed space is the convex combination of at most n+1 many extreme points of the ball. Hence, there are a d⩽n+1 and extreme points (yi)i=1d of Ba(span{e1,⋯,en}) so that
[TABLE]
with ∑i=1dλi=1 and λi⩾0. Note that Ax1,1,1⊆Ayi for each i∈{1,…,d}. Indeed, for every F∈Ax1,1,1 we have
[TABLE]
It follows that each yi is an extreme point of XSα as well. Indeed, if yi=1/2(z+w) for z,w∈Ba(XSα),
then yi(k)=z(k)=w(k) for all k⩽n since yi is in extreme point of Ba(span{e1,⋯,en}) and if z(k)=yi(k)+ε for some k>n, with ε>0 the coordinate k could be added to a non-maximal 1-set of x1,1,1 (and hence, of yi ) in order to witness the fact that ∥z∥>1. This implies that yi is in E(XSα) and so XSα has the λ-property.
∎
4. Polyhedrality
A Banach space X is called polyhedral in if the unit ball of every finite dimensional subspace of X is a polytope (i.e. has finitely many extreme points)
and it is called a (V)-polyhedral space (which is a stronger property [16]) if
[TABLE]
for all x∈S(X) where D(x)={g∈S(X∗):g(x)=1}.
We will prove in Theorem 4.5 that for each countable non-zero α, XSα is a (V)-polyhedral space. Moreover, Ba(XSα) is the closed convex hull of its extreme points, i.e., XSα are solutions to Lindenstrauss’ problem [22], different from the example found by De Bernardi [13].
In [6] the authors prove that a space X has the λ-property if and only if for each x∈Ba(X) there is a sequence of non-negative scalars (λi)i=1∞ and a sequence of extreme points (ei)i=1∞ with ∑i=1∞λi=1 and x=∑i=1∞λiei. This property is called the convex series representation property (CSRP). Therefore we know that for each countable non-zero α the space XSα has the convex series representation property (CSRP) (it also easy to modify the proof of Theorem 3.1 that the space has the λ-property to verify the CSRP). It follows that for non-zero countable α, Ba(XSα) is the closed convex hull of its extreme points.
In his blog [18], Gowers states (but does not prove) that for regular family of finite sets F containing the singletons, the set of extreme points Ba(XF∗) are elements of the form ∑i∈F±ei∗ where F∈FMAX. We use this characterization to prove that XSα is (V)-polyhedral for each countable α. The first step in establishing Gowers’ claim, however, is to prove the following structure theorem for Ba(XF∗) which we believe is of independent interest.
Proposition 4.1**.**
Let F be a regular family of finite subsets of N containing the singletons. Then
[TABLE]
Here WF={∑i∈F±ei∗:F∈F} is the norming set of XF.
Before we prove Proposition 4.1, we need the following easy lemma whose proof we include for completeness sake.
Lemma 4.2**.**
Let X and Z be Banach spaces i:X→Z to be an isometry, and j:X→i(X) defined by j=i. Let x∗∈X∗. If z∗∈Z∗ is a Hahn-Banach extension of (j∗)−1(x∗) then i∗(z∗)=x∗
Proof.
Fix the spaces X,Y, the operators i,j, and the functionals x∗ and z∗ as in the statement of the lemma. We wish to show that i∗z∗(x)=x∗(x) for each x∈X. Let x∈X. Then
[TABLE]
This is the desired result.
∎
Proof of Proposition 4.1.
Let F be a compact, spreading, and hereditary family of finite subsets of N containing the singletons and let XF be the corresponding combinatorial space. Consider the following compact subset of {−1,0,1}N.
[TABLE]
Define the isometric embedding i:XF→C(KF) by i(x)(σ)=∑kx(k)σ(k) and let j:XF→i(XF) be defined by j=i.
Then i∗:C(KF)∗→XF∗ is a quotient map.
Recall that C(KF)∗ can be identified with the Radon measures on K, M(KF). Since KF is countable, each μ∈M(KF) is in the closed span of the Dirac functionals δσ (defined by δσ(f)=f(σ)). That is,
[TABLE]
and ∥μ∥=∑σ∈KF∣μ({σ})∣. It is a well-known fact [1, Exercise 4.1 page 98] that
[TABLE]
which implies that each μ∈Ba(XF) can be written as a (possibly infinite) convex combination of extreme points (that is, M(KF) has the CSRP).
Let f∈Ba(XF∗) and consider a Hahn-Banach extension μ of (j∗)−1(f). By Lemma 4.2 we have i∗(μ)=f. Since μ∈Ba(M(K)) we have
[TABLE]
and ∑σ∈KF∣μ({σ})∣⩽1. Note that i∗(δσ)=∑k∈suppσσ(k)ek∗=:fσ∈WF. Let λσ=∣μ({σ})∣ and εσ=sign(μ({σ})) and observe that
[TABLE]
As KF is countable, this proves the desired equality.
∎
Proposition 4.3**.**
Let α be a countable ordinal. Then
- (1)
E(XSα∗)={∑i∈Fεiei∗:F∈SαMAX,εi∈{±1}}**
2. (2)
XSα∗* has the λ-property.*
Proof.
Let α be a countable ordinal and f∈E(XSα∗). Suppose that f∈{∑i∈Fεiei∗:F∈SαMAX\mboxandεi∈{−1,1}}. We will consider two cases. First we assume that f∈WSα, then f=∑i∈Fεiei∗, with F∈Sα∖SαMAX and εi∈{±1} for every i∈F. Let i0∈N∖F such that F∪{i0}∈Sα. Then,
[TABLE]
This contradicts f∈E(XSα∗), since f±ei0∗∈Ba(XSα∗).
Now assume that f=∑i=1∞λifi (non-trivially), with λi⩾0, ∑i=1∞λi⩽1, and fi∈WSα. Let λ=λ1 and λ1∈(0,1). Then,
[TABLE]
and \bigg{(}\dfrac{\lambda_{2}}{1-\lambda}f_{2}+\dfrac{\lambda_{3}}{1-\lambda}f_{3}+\dots\bigg{)}\in Ba(X_{\mathcal{S}_{\alpha}}^{*}), since ∑i=2∞1−λλi=1. Hence, in this case we also have f∈E(XSα∗). This proves that E(XSα∗)⊆{∑i∈Fεiei∗:F∈SαMAX\mboxandεi∈{−1,1}}.
On the other hand, let f=∑i∈Fεiei∗ with F∈SαMAX and εi∈{−1,1}. Suppose that f∈E(XSα∗). Let g,h∈S(Xα∗) such that f=2g+h. We claim that
[TABLE]
In fact, if we had, for example, εi=1 and g(ei)>h(ei) for some i∈F, then g(ei)=1+η, η>0, and hence g∈S(XSα∗).
Suppose now that g(ei0)=0 for some i0∈F. Let x=∑i∈Faiei such that f(x)=∑i∈F∣ai∣=1 and ∣ai∣=0 for every i∈F. Let η=min{∣ai∣:i∈F} and let y=x+2ηei0. Notice that f(y)=f(x)=1 and ∥y∥⩾1. In fact, we will show that ∥y∥=1. To prove this, let G∈Sα.
In the first case, if i0∈G, then ∑i∈G∣y(i)∣⩽∑i∈G∩F∣ai∣+∣y(i0)∣. However, G∩F⊊F, because otherwise we would have F∪{i0}∈Sα. Thus,
[TABLE]
In the second case if i0∈G, then ∑i∈G∣y(i)∣⩽∑i∈F∣ai∣=1.
Hence, ∥y∥⩽1 which implies that ∥y∥=1. However,
[TABLE]
which contradicts the fact that ∥g∥=1. Therefore, f∈E(XSα∗).
For the proof of item (2) we will show that XSα has the CSRP (which, as we noted, is equivalent to having the λ-property). First note the following: Suppose that f∈WSα and f=∑i∈Fεiei∗ for some F∈Sα∖SαMAX and unimodular scalars εi. That is f∈WSα∖E(XSα∗). Then we can find non-empty set G so that F∩G=∅ and F∪G∈SαMAX.
Let
[TABLE]
Then f1,f2∈E(XSα∗) and f=21(f1+f2). Therefore since each f∈Ba(XSα) can be written as an infinite convex combination f=∑i=1∞λigi for gi∈WSα and gi=21(gi,1+gi,2) we have
[TABLE]
with gi,j∈E(XSα) for i∈N and j=1,2. This is the desired result.
∎
Remark 4.4**.**
The analogous proposition replacing Sα with a regular family F also holds with only minor changes to the proof. We choose not to consider this level of generality in order to say consistent with the main objectives of the current paper.
Finally we can show that XSα is (V)-polyhedral space.
Theorem 4.5**.**
For each countable α the space XSα is a (V)-polyhedral space.
Proof.
Let x∈S(XSα) and f∈E(XSα∗) such that f(x)<1. By Proposition 4.3, there exists F∈SαMAX such that f=∑i∈Fεiei∗, with εi∈{±1} for each i∈F. Let G={i∈F:εi=sign(x(i))} and H={i∈F:εi=−sign(x(i))}.
Notice that G is not a 1-set for x. In fact, if H=∅, then f(x)=∑i∈G∣x(i)∣<1. On the other hand, if H=∅, then
[TABLE]
By Proposition 2.3, there exists εx>0 such that
∑i∈G∣x(i)∣⩽1−εx. Hence,
[TABLE]
This is the desired result, since εx depends only on x.
∎
5. The Isometry Group of XSn
In this section, we will use our previous results concerning extreme points of Schreier space to exhibit the general form of the elements of Isom(XSn), with n∈N. We state the main result.
Theorem 5.1**.**
Let n∈N and U∈Isom(XSn). Then Uei=±ei for each i∈N
All the work in the section is related to the proof of the Theorem 5.1. Let us fix n∈N, U∈Isom(XSn) and the following notation throughout this section: Let U(ei)=xi and U(yi)=ei.
We first require the following technical lemma.
Lemma 5.2**.**
The following hold:
We have Ue1=±e1.
Let j∈N with j⩾2. Then, xj∈c00, xj(1)=0, and xj has a non-maximal 1-set.
Let m∈N and j>max{maxsuppxi:1⩽i⩽m}. Then minsuppyj>m.
Proof.
Let X1 be the subspace of XSn of all vectors having [math] in the first coordinate. It suffices to show that U(X1)=X1. Note the following characterization of X1: A subspace X of XSn is equal to X1 if and only if X is closed with codimension 1 and there is a norm-one vector e∈XSn so that for each x∈Ba(X), ∥e+x∥=1.
Let us first see that this characterization holds. The forward direction is trivial using e=e1. For the reverse implication, we assume first that the given vector e has the property there is a j∈suppe with j⩾2. Since X has codimension 1 there is a k>j so that ek∈X. Then since {j,k}∈Sn
[TABLE]
which is a contradiction. Therefore suppe={1} and thus e=±e1. Consequently, X=X1
To show that U(X1)=X1, it therefore suffices to find the appropriate vector ‘e’. Let x∈Ba(X1) and note that
[TABLE]
Therefore Ue1 is the required vector ‘e’ and, consequently U(X1)=X1,
We now prove item (ii). Let j⩾2. It is easy to see that e1+ej∈E(XSn). Therefore U(e1+ej)=ε1e1+xj∈E(XSn) for some ε1∈{−1,1}. Using Proposition 2.3 (3), ε1e1+xj∈c00 and thus xj∈c00.
Since U is an isometry ∥ε1e1±xj∥=1. Then 1⩾∣ε1+xj(1)∣ and 1⩾∣ε1−xj(1)∣.
This can only be in the case if xj(1)=0.
In addition, using Proposition 2.6, ε1e1+xj has a non maximal 1-set F and clearly 1∈F. Therefore F⊂suppxj and so is a non-maximal 1-set for xj. This concludes the proof of item (ii).
Proof of item (iii): We will proceed by induction on m. For the base case, using (i) we fix j>1. Since U is an isometry, 1=∥ε1e1±ej∥=∥e1±yj∥.
This implies that 1⩾∣ε1+yj(1)∣ and 1⩾∣ε1−yj(1)∣. These cannot simultaneously be true unless yj(1)=0, as desired for the base case.
Let m∈N and m⩾2 and assume that the conclusion holds for all m′<m. Fix jm>max{maxsuppxi:1⩽i⩽m}. By the induction hypothesis we know that minsuppyjm>m−1. Therefore it suffices to prove that yjm(m)=0. First note that by item (iii), xm has a non-maximal 1-set F. Therefore F∪{jm}∈Sn and so 2=∥xm±ejm∥. Therefore ∥em±yjm∥=2. Let F+∈Sn with ∑i∈F+∣(em+yjm)(i)∣=2 and F−∈Sn with ∑i∈F−∣(em−yjm)(i)∣=2. Since the norm of both of these vectors is 1 we know that m∈F+∩F−. Therefore
[TABLE]
[TABLE]
If yjm(m)=0 then either ∣1+yjm(m)∣ or ∣1−yjm(m)∣ is strictly less than 1. Therefore either ∑i∈F+∣yjm(i)∣ or ∑i∈F−∣yjm(i)∣ is strictly greater than 1, which contradicts the fact that ∥yjm∥=1. Therefore minsuppyjm>m, as desired.
∎
For x,y∈c00 we write x<y if maxsuppx<minsuppy and k<x if k⩽minsuppx. If F⊂N we will say that (zi)i∈F is a block sequence if for i<j in F zi<zj.
Corollary 5.3**.**
For each m∈N there is an d∈N and m<yd and k∈N with yd<yk.
Proof.
Fix m∈N. Using Lemma 5.2 (iii) we can find d sufficiently large so that m<yd. Applying Lemma 5.2 (iii) for maxsuppyd we can find k with yd<yk.
∎
Proof of Theorem 5.1.
Fix k∈N. We will prove that xk=±ek. The proof proceeds by induction. The case k=1 follows from Lemma 5.2(i). Now fix a k⩾2 and assume the claim holds for all i<k.
By repeated applications of Corollary 5.3 we can find a set F1⊂N so that k<F1, ∣F1∣=k, and a block sequence (yi)i∈F1 with k<∑i∈F1yi=:z1. For notational reasons let k0=k.
Let k1=maxsuppz1. Find F2⊂N so that ∣F2∣=k1, and a block sequence (yi)i∈F2 with k1<∑i∈F2yi=:z2.
Continuing in this way we can construct and increasing sequence (ki)i=0∞ so that for each i
[TABLE]
with ∣Fi+1∣=ki, ki<Fi+1 and a block sequence (yj)j∈Fi+1.
There is a unique d(n−1)∈N∪{0} so that (ki)i=0d(n−1)∈Sn−1MAX (clearly, d(0)=0 and d(1)=k0−1).
Consider the following two remarks.
Remark 5.4**.**
Let j>k0 and F:=∪i=1d(n−1)+1Fi. We claim that
[TABLE]
Our tool is Remark 2.2. Let Gi={ki,…,2ki−1} for i∈N∪{0}. Then G0<G1<⋯<Gd(n−1) are in S1MAX and G:=∪i=0d(n−1)Gi∈SnMAX by the definition of d(n−1).
Note that ∣Fi∣=∣Gi−1∣=ki−1 (i.e. ∣F∣=∣G∣), F is a spread of G, and minG=k0<minF.
Therefore we can apply Remark 2.2 to conclude that (5) holds.
Remark 5.5**.**
Suppose G∈SnMAX has the property that there are sets G0<⋯<Gm are in S1MAX such that minGi⩽ki with G=∪i=0mGi. Then m⩽d(n−1). Indeed suppose m>d(n−1). Since (ki)i=0d(n−1)∈Sn−1MAX we know that (ki)i=0m∈Sn−1. Since minGi⩽ki we can conclude that (minGi)i=0m∈Sn−1. Therefore using Remark 2.1 item 2, we conclude that G∈SnMAX.
Note that by definition
[TABLE]
We will show that if maxsuppxk⩾k+1 then we have the contradiction:
- (1)
∥xk+i=1∑d(n−1)+1j∈Fi∑ej∥>i=1∑d(n−1)+1∣Fi∣
2. (2)
∥ek+i=1∑d(n−1)+1j∈Fi∑yj∥⩽i=1∑d(n−1)+1∣Fi∣
First we will prove item (1).
Let j∈suppxk with j⩾k+1. Using Remark 5.4,
[TABLE]
We may therefore conclude that
[TABLE]
This prove the first item.
We will now prove the second item. Fix a G∈SnMAX (we may assume without loss of generality that G is maximal).
Then G=∪i=0mGi where G0<⋯<Gm are in S1MAX and (minGi)i=0m∈Sn−1MAX.
First note that if either k0∈G or G∩suppyj=∅ for some j∈∪i=1d(n−1)+1Fi the desired upper bound follows from counting the vectors whose intersection is non-empty. Note that in total there are 1+∑i=1d(n−1)+1∣Fi∣ many vectors and so missing any single vector (which, notably, have norm 1) yields the desired upper bound.
Therefore we may assume that
[TABLE]
Therefore k0∈G and, in particular, minG0⩽k0. Since G0∈S1MAX, k0<F1 and ∣F1∣=k0, G0∩suppymaxF1=∅. Consequently, minG1⩽maxsuppymaxF1=k1. Continuing in this manner we see that minGi⩽ki and Gi∩suppymaxFi+1=∅ for each 0⩽i⩽m. Therefore by Remark 5.5 we may conclude that m⩽d(n−1). However,
[TABLE]
and m⩽d(n−1) contradicts (6) and yields the desired upper bound.
Therefore we can conclude, as desired, that maxsuppxk⩽k. By induction we know that Uej=εjej for each j<k. If k=2 we have from Lemma 5.2(i) that xk(1)=0 and thus xk=±ek. Suppose k⩾3 and let j<k. If j=1, xk(j)=0 by Lemma 5.2(ii). Suppose then that 1<j<k. Then
[TABLE]
Since Uej=εjej. Arguing as in the proof of Lemma 5.2(iii), we know that if ∑i∈F+∣(εjej+xk)(i)∣=2 for F+∈Sn then j∈F+ and if ∑i∈F−∣(εjej−xk)(i)∣=2 for F−∈Sn then j∈F−. Therefore
[TABLE]
[TABLE]
Consequently, if xk(j)=0 we can see that either ∑{i∈F+,i=j}∣xk(i)∣ or ∑{i∈F+,i=j}∣xk(i)∣ is strictly greater than 1. This contradicts the fact that ∥xk∥⩽1.
Whence suppxk={k}. Since xk is a norm one vector xk=±ek which is the desired result.
∎
Using the characterization of the Isom(XSn) given by Theorem 5.1 we will provide a new example of a light group of isometries of a Banach space without the PCP.
Proposition 5.6**.**
Let n∈N. The isometry group Isom(XSn) is light.
Proof.
Let (Tα)α∈I be a net in Isom(XSn) such that Tα⟶WOTId and suppose, by contradiction, that Tα\centernot⟶SOTId. Then, there exist x∈XSn, δ>0 and indices α1,α2,⋯∈I such that ∥Tαℓx−x∥>δ, for every ℓ∈N. By Theorem 5.1, for each ℓ∈N there exists a sequence (ε1αℓ,ε2αℓ,…) in {−1,1} such that Tαℓei=εiαℓei for each i∈N.
Since Tα⟶WOTId, for every m∈N, em∗(Tαℓx)⟶ℓ→∞x(m). Hence, for every m∈N, there exists N∈N such that if n⩾N, then (Tαℓx)(k)=x(k), for every 1⩽k⩽m. On the other hand, since ∥Tαℓx−x∥>δ, for every m∈N there exists Fm∈Sn with supp(Fm)>m such that
∑k∈Fm∣(Tαℓx)(k)−x(k)∣=∑k∈Fm2∣x(k)∣>2δ. Hence, x cannot be approximated by elements of c00 with respect to the norm of XSn, which is a contradiction.
∎