DC spin generation by junctions with AC driven spin-orbit interaction
M. Jonson, R. I. Shekhter, O. Entin-Wohlman, A. Aharony, H. C. Park,, and D. Radi\'c

TL;DR
This paper demonstrates that an AC-driven Rashba spin-orbit interaction in a one-dimensional junction can generate a DC spin polarization, with the polarization components depending on the electric field's polarization and frequency.
Contribution
It introduces a novel mechanism for DC spin generation using AC-driven spin-orbit coupling in a weak link, highlighting the role of electric field polarization and frequency.
Findings
DC spin polarization is generated by AC-driven Rashba interaction.
The polarization has a DC component and a rotating transverse component.
The DC component vanishes with linear polarization.
Abstract
An unbiased one-dimensional weak link between two terminals, subjected to the Rashba spin-orbit interaction caused by an AC electric field which rotates periodically in the plane perpendicular to the link, is shown to inject spin-polarized electrons into the terminals. The injected spin-polarization has a DC component along the link and a rotating transverse component in the perpendicular plane. In the adiabatic, low rotation-frequency regime, these polarization components are proportional to the frequency. The DC component of the polarization vanishes for a linearly-polarized electric field.
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DC spin generation by junctions with AC driven spin-orbit interaction
M. Jonson
Department of Physics, University of Gothenburg, SE-41296 Göteborg, Sweden
R. I. Shekhter
Department of Physics, University of Gothenburg, SE-41296 Göteborg, Sweden
O. Entin-Wohlman
Raymond and Beverly Sackler School of Physics and Astronomy, Tel Aviv University, Tel Aviv 69978, Israel
A. Aharony
Raymond and Beverly Sackler School of Physics and Astronomy, Tel Aviv University, Tel Aviv 69978, Israel
H. C. Park
Center for Theoretical Physics of Complex Systems, Institute for Basic Science (IBS), Daejeon 34051, Republic of Korea
D. Radić
Department of Physics, Faculty of Science, University of Zagreb, Bijenička 32, Zagreb 10000, Croatia
Abstract
An unbiased one-dimensional weak link between two terminals, subjected to the Rashba spin-orbit interaction caused by an AC electric field which rotates periodically in the plane perpendicular to the link, is shown to inject spin-polarized electrons into the terminals. The injected spin-polarization has a DC component along the link and a rotating transverse component in the perpendicular plane. In the low rotation-frequency regime, these polarization components are proportional to the frequency. The DC component of the polarization vanishes for a linearly-polarized electric field.
I Introduction
Spintronics takes advantage of the electronic spins in designing a variety of applications, including giant magnetoresistance sensing, quantum computing, and quantum-information processing. wolf ; zutic ; Kim A promising approach for the latter exploits mobile qubits, which carry the quantum information via the spin polarization of moving electrons. The spins of mobile electrons can be manipulated by the spin-orbit interaction (SOI), which causes the spin of an electron moving through a spin-orbit active material (e.g., semiconductor heterostructure Kohda ) to rotate around an effective magnetic field. winkler ; manchon In the particular case of the Rashba SOI, rashba the magnitude and direction of this field can be tuned by gate voltages. Nitta ; Sato ; Beukman ; comDres The Rashba SOI is mostly significant at surfaces and interfaces because of strong internal uncompensated atomic electric fields perpendicular to the surface/interface. These occur since the (weaker) surface/interface potential breaks the symmetry of the atomic orbitals there, so that the corresponding strong atomic fields no longer cancel as they do in the bulk. An electric field induced by external gates can then modulate the resulting SOI to a certain extent by changing the degree of orbital asymmetry.
One aim of spintronics is to build logic devices, Kim which produce spin-polarized electrons, so that one can use their electronic spinors as qubits. In the simplest device, electrons move between two large electronic reservoirs, via a nano-scale quantum network. For this two-terminal case, the time-independent SOI that obeys time-reversal symmetry cannot generate spin splitting. bardarson Time-reversal symmetry can be broken by applying a magnetic field, either via a magnetic flux, which penetrates SOI-active loops of Aharonov-Bohm interferometers, lyanda ; us ; Saarikoski or by a Zeeman magnetic field. Shmakov ; Nagasawa Alternatives utilize ferromagnetic terminals. datta ; sarkar
Here we explore yet another means to break time-reversal symmetry, exploiting time-dependent Hamiltonians. Several papers proposed the generation of spin-splitting by quantum spin pumping, in which different terms in the system’s Hamiltonian vary slowly periodically with time. Some of these require DC or AC magnetic fields. marcus ; wang ; janine Here we concentrate on all-electrical devices, which pump polarized electrons. One such device used an out-of-phase oscillation of the heights of the barriers representing the contacts between a planar quantum dot and the two leads to yield a spin current with polarization perpendicular to the plane. brouwer Alternatively, polarized spins were created by periodic variations of one barrier height and of the strength of a uniaxial-SOI (induced by an electric field perpendicular to the quantum dot’s plane). governale In a third example, a one-dimensional wire was split into two regions, with two differently-oriented SOI-generating electric fields which oscillate periodically with time. avishai In these examples, the two gate voltages act at different locations of the system, and the calculation yields only the average spin current, integrated over a period of the oscillation.
Below we consider the possibility to activate spin splitting via weak links (also called ‘junctions’) by breaking time-reversal symmetry with an AC Rashba SOI created by an electric field that rotates slowly with frequency perpendicularly to the (one-dimensional) weak link. A rotating field can result from two external fields along perpendicular directions, which are normal to a thin cylindrical wire. When the two fields oscillate periodically with time, with a phase difference of , the resultant vector rotates around the wire. Such fields can be produced by gate voltages and , applied to electrodes as in 1(a). com2 They can also be generated by rotating a bent wire periodically under a uniform electric field, extension or from a circularly-polarized electromagnetic field. Even in absence of a bias we find that a time-independent DC flow, towards both terminals, of electrons whose spins are polarized parallel to the junction’s direction, is created in the junction [as indicated by arrows in the weak link shown in Fig. 1]. In addition, the time-dependence of the SOI in the weak link gives rise to transverse components of the polarization, which rotate in the plane perpendicular to the junction in parallel to the effective SOI magnetic field. These transverse components vanish upon averaging over a period, and thus would not appear in the ‘standard’ spin-pumping approach. We analyze in detail the case of a circularly-polarized electric field, and then extend the discussion to allow for an elliptic variation of the field, all the way to the limit of a longitudinal uniaxial oscillation, where the DC spin polarization is found to vanish.
Our model is described in Sec. II, where we also give general expressions for the charge and spin currents. The detailed derivation of these currents is presented in Appendix A. Sections III and IV then present explicit results for these currents, for a circularly and an elliptically rotating electric field. Technical details of these calculations appear in Appendix B. Our conclusions are then discussed in Sec. V.
II Model and currents
Electronic transport through a spin-orbit-active weak link can be analysed within the framework of an effective tunneling Hamiltonian,
[TABLE]
where () creates (annihilates) an electron of wave vector and spin index in the left electrode; com1 the wave vectors on the right are denoted by . The tunneling amplitude from right to left is a (22) matrix in spin space, independent of the wave vectors, i.e., it is approximated by its value at the Fermi energy. For the Rashba SOI, this tunneling amplitude has the form
[TABLE]
where sets the magnitude of the tunnel coupling (in units of energy) and the Aharonov-Casher Aharonov-Casher ; ora phase operator is
[TABLE]
Here, {\mbox{\boldmath{\sigma}}}=(\sigma_{x},\sigma_{y},\sigma_{z}) is the vector of the Pauli matrices, the unit vector is along the weak link whose length is , and is the strength of the SOI (in units of inverse length), resulting from an electric field directed along ; its explicit form is specified below.
Equation (3) was derived in Ref. PRL2016, for a time-independent SOI, . A generalization to the time-dependent case considered here would in principle require an analysis of electron tunneling through a device, which includes the non-trivial dynamics of the SOI. One would expect such an analysis to lead to a non-local temporal relation between the Aharonov-Casher phase and the electric field direction. In the present paper we divide the calculation into two steps: in the first step, we neglect this non-trivial dynamics, and treat the time in Eq. (3) as a parameter. In particular, we expect this approximation to be valid when the time-dependence of the SOI is slower than all other time scales in the system. Assuming that the electric field rotates with frequency , the result may be justified for , where is the electron dwell time before the electron escapes from the weak link to an adjacent reservoir (to be estimated below). In the second step we use a full time-dependent perturbation expansion in the tunneling matrix elements .
The entire tunnel junction is modelled by the Hamiltonian
[TABLE]
where the first term describes the non-polarized (free-electron) leads
[TABLE]
and is the single-electron energy in the left (right) lead.
The rates of change of the particle number and of the magnetization in the left lead are determined by the rate matrix
[TABLE]
where angular brackets indicate quantum averaging. Specifically, the particle current into the left electrode, , is the rate of change of the particle occupation there,
[TABLE]
while the rate of change of the total spin in the left terminal, and hence the spin current into that terminal, is , with
[TABLE]
It follows that the rate of change of magnetization in the left lead is ( is the factor of the electrodes, and is the Bohr magneton, see Sec. V).
As detailed in Appendix A [see Eq. (25)], perturbation theory to second order in the tunneling amplitude gives (, )
[TABLE]
Here,
[TABLE]
is the equilibrium Fermi function in the left (right) lead, whose chemical potential is .
III Circularly rotating field
For a circularly-polarized electric field , and thus the tunneling amplitude is
[TABLE]
where
[TABLE]
lies in plane as well. Consequently,
[TABLE]
The particle current, Eq. (7), requires the trace of the matrix , hence [see Eq. (9)] the trace of . As shown in Appendix B, this trace depends only on . Assuming also that the densities of states in the terminals are energy independent, mjcomment (wide-band approximation), and if , then in the limit of low bias-voltage and low temperature Eq. (29) yields
[TABLE]
where is the quantum of conductance. Clearly, the particle current is not affected by the spin-orbit interaction.
The current into the right terminal, , is (see Appendix B) , demonstrating that particle number is conserved in the junction. For the spin currents, however, there is no such conservation law, and in fact spin-flip transitions generated by the SOI in the weak link may result in the accumulation of spin polarization. Indeed, as seen in Eqs. (15) and (17) below for the spin polarization in the left lead, interchanging with in each of them to obtain the spin polarization in the right one leaves them intact, ; the total spin is not conserved, and the junction injects the same amount of spin polarization into the two leads, even in the absence of any bias voltage.
From Eqs. (8) and (9), the spin current requires the trace of {\mbox{\boldmath{\sigma}}}W_{LR}(t)W^{\dagger}_{LR}(t_{1}). Equation (30) then implies that (with the same assumptions as above) the component of the spin-polarization flow is proportional to
[TABLE]
where
[TABLE]
Interestingly, the component of the injected spin polarization is time-independent; the AC electric field yields a DC polarization in the leads, parallel to the junction. At small , the difference of the two delta-functions in Eq. (16) is proportional to , indicating inelastic processes: electrons exchange photons of energy with the electric field, and accordingly flip their spins. For instance, at zero temperature only absorption processes are allowed in an un-biased junction; these lead to pumping of the component of the spin polarization into the terminals.
The transverse components of the spin-polarization flow do oscillate with time, since (see Appendix B)
[TABLE]
The sum of the two transverse spin components is directed along the vector . Integration over time yields a transverse spin polarization , which is parallel to the effective magnetic field, i.e., to , Eq. (12).
IV Elliptically rotating field
The DC character of the flow of the longitudinal () component of the spin polarization is our main result. It is a remarkable consequence of the AC electric field responsible for the SOI and crucially depends on the fact that this electric field is rotating in the plane perpendicular to the weak link. To elucidate this point we allow for different amplitudes of the electric field components oscillating in the two transverse ( and ) directions. In that case the tunneling amplitude takes the form
[TABLE]
where
[TABLE]
and
[TABLE]
As seen, measures the deviation away from the circular polarization: corresponds to a linear-polarized electric field, while restores the circularly-polarized field, Eq. (12).
Whereas a circularly-polarized electric field implies single-photon absorption and emission processes [as expressed by the delta-functions in Eq. (16)], the intricate time dependence [see Eq. (20)] of the non-circular polarization leads to an infinite Fourier series in powers of , and consequently to an infinite series of delta-functions expressing multiple-photon processes of emission and absorption. However, upon retaining only terms up to second order in Eq. (18) becomes
[TABLE]
The spin part here, which determines , has the same form as in a similarly-expanded Eq. (11), except that the coefficient of is multiplied by . Repeating the previous calculation, this reproduces Eqs. (15) and (17), except that the and components of are now multiplied by . Therefore, in the longitudinal limit and for a small SOI there is no DC spin current, while the transverse spin current oscillates only in the direction.
V Discussion
An external magnetic field, whose orientation varies with time, prevents the spin of an electron from being a good quantum number and induces spin-flip transitions. Spin pumping of electrons in semiconductors by circularly-polarized light astakhov and spin currents generated by magnetization dynamics in conducting ferromagnets brataas are well known consequences of this fact. These phenomena are, however, distinct from the effect discussed here. This is because a time-independent SOI, in contrast to a Zeemann coupling, preserves time reversal symmetry and hence bardarson does not affect electronic transport properties. Rather, a Rashba type SOI generates an energy-independent Aharonov-Casher phase, which can only affect electron transport if time reversal symmetry is broken in some other way. In our work this is achieved by assuming that the SOI is generated by a time-dependent (AC) electric field. If a constant-magnitude electric field rotates in the plane perpendicular to a one-dimensional wire the DC spin current (spin polarization flow) given by Eq. (15) is generated.
To elaborate on the physical reason for the generation of this DC spin current we note that semi-classically the effect of the SOI (here restricted to act in the weak link only) can be viewed as a precession of the spin of the electrons during their passage through the link. When the SOI is due to an electric field that rotates in the plane perpendicular to the weak link, the direction of the spin-rotation axis, which is perpendicular to both the electric field and the direction of electron propagation, rotates in the same plane and there is no spin-component that can be chosen as an integral of motion. Since spin is not conserved in the weak link, excess spin is accumulated there. This is why the electron flow injected from the weak link into the left as well as the right lead carries net spin corresponding to a spin current through the leads generated in the weak link. A remarkable result of our calculation is that the total rate of spin generation in the link (the number of spins injected into the leads per unit time) does not depend on time if the electric field responsible for the SOI has a constant magnitude and rotates by a constant frequency.
In reality, the flow of the spin-polarized electrons injected from the junction into the adjacent parts of the terminals has a certain spatial dependence. For one-dimensional leads (in the absence of the SOI and magnetic fields), we expect the extra charge and spin polarization in the terminals to follow a classical trajectory with the Fermi velocity in the leads, e.g. at a distance from the edge of the junction, up to a certain length determined by the impurity scattering length in the terminal. The periodic rotation of the transverse spin components will translate into a periodic rotation in space. In higher dimensions, the ballistic electronic motion can be treated as in the theory of point-contact spectroscopy of metals, with the corresponding densities decaying as , where characterizes the cross-section of the junction and in the ballistic (diffusive) transport regime. 30
In the closed-circuit configurationcircuits sketched in Fig. 1(a) the magnetization injected into the leads can be measured, e.g., by a properly positioned SQUID, or by a magnetic-resonance force microscope. Alternatively, an open circuitcircuits such as the one sketched in Fig. 1(b), where magnetization is accumulated in two terminals, can be used. Here low-dimensional contacts connect the weak link to terminals whose linear dimension significantly exceeds the cross section of the contacts so that the terminals can be thought of as reservoirs where injected polarized spins spend a significant time — much longer than the spin relaxation time — before they are reflected back to the weak link.
An estimate for the amount of magnetization accumulated in one of the terminals during a time interval of the order of the spin relaxation time will then be . Using Eqs. (15) and (16) without any bias voltage, , we find that in the small limit
[TABLE]
Consider now an SOI-active weak link in the form of an InAs nanowire and adopt the value measured by Scherübl et al. nygard A wire length of nm would then give and hence . For GHz and using the typical value for the normal conductance of InAs nanowires nygard ; chuang ; dayeh one then finds that s*-1*. Next consider -type bulk GaAs terminals [see Fig. 1(b)] moderately doped to give a low electron density of cm*-3*, for which spin relaxation times as long as ns have been measured at low temperatures. kikkawa Using the measured value for the -factor of conduction electrons in bulk GaAs, pidgeon we then arrive at the conclusion that spins corresponding to a magnetization of about 500 Bohr magnetons may accumulate in the terminals, which if they were cubes with side-lengths of 1m would contain 10,000 electrons.
As stated, we expect our approximation (3) to be valid when , or equivalently when , where is the level width in the wire. For this purpose we use the estimate , where is the transparency of the barriers between the wire and the terminals and is the Fermi velocity of electrons in the wire, here related to the electron mobility , the electron mean free path , and the effective mass . Using the typical InAs-nanowire values cm2/(Vs) and nm (taken from Ref. dayeh, ) we find that cm/s and hence meV. Since meV for GHz we are indeed in the low-frequency regime.
In conclusion we have shown that a rotating electric field, acting on a weak link between two non-magnetic metals, generates both a DC spin current and transverse spin components which rotate around the link, flowing into both metals. This is a novel simple device, with potential uses as a logic element in quantum data processing. Our estimates show that it can realistically be made with existing materials and technology.
Acknowledgements.
We thank Jungho Suh and Chulki Kim for fruitful discussions. This research was partially supported by the Israel Science Foundation (ISF), by the infrastructure program of Israel Ministry of Science and Technology under contract 3-11173, by the Pazy Foundation, by the Croatian Science Foundation, project IP-2016-06-2289, and by the QuantiXLie Centre of Excellence, a project cofinanced by the Croatian Government and the European Union through the European Regional Development Fund - the Competitiveness and Cohesion Operational Programme (Grant KK.01.1.1.01.0004). MJ, RJS, OEW, AA, and DR acknowledge the hospitality of the PCS at IBS, Daejeon, Korea, where part of this work was done.
Appendix A Derivation of particle- and spin currents in the model junction
As explained in the main text, the tunnel junction is modelled by the Hamiltonian , Eq. (4), in which , given by Eq. (5), describes the non-polarized (free-electron) leads. Tunneling between the leads is described by the time- and spin-dependent Hamiltonian (1).
For non-polarized leads, one finds
[TABLE]
The quantum averages in the first and second terms on the right hand-side of Eq. (23) are calculated to lowest order in the tunneling (using units in which )
[TABLE]
where . Inserting Eqs. (24) into Eq. (23) gives
[TABLE]
Appendix B Explicit expressions for and for a circularly-polarized field
As discussed in the main text, the time and spin dependence of the tunneling amplitude results from the Aharonov-Casher phase operator, in conjunction with an oscillating electric field. For a circularly-polarized electric field the tunneling amplitude is given by Eq. (11), and the vector is given by Eq. (12). This yields Eq. (13).
It follows that the trace of the matrix on the right hand-side, which appears in the expression for the particle current (7), is
[TABLE]
As it depends only upon the times’ difference , the particle current through the junction does not vary with . The same type of time-dependence appears in the component of the product in Eq. (13), which can be written as
[TABLE]
As a result, the component of the spin current, , is also independent of time. On the other hand, the spin currents and , are determined by
[TABLE]
and consequently are time dependent.
Using Eqs. (25) and (26) in conjunction with Eq. (7), one finds the particle current into the left lead,
[TABLE]
To zeroth order in the terms within the round brackets reduce to ; hence up to linear order in the conductance is not affected by the spin-orbit coupling. The particle current into the right terminal is obtained from Eq. (29) upon interchanging with and with . Hence .
Equations (25) and (27) in conjunction with Eq. (8) give
[TABLE]
The terms in the round brackets give a contribution of order to . The corresponding spin current in the right reservoir, , is obtained from Eq. (30) by interchanging with and with ; as seen, it has the same sign as that of .
From the first of Eqs. (28) in conjunction with Eqs. (8) and (25) it follows that
[TABLE]
As
[TABLE]
we find
[TABLE]
where indicates the principal part. Likewise,
[TABLE]
with
[TABLE]
leads to
[TABLE]
The principal parts in Eqs. (33) and (36) are of order , and hence can be neglected in the small limit. The remaining terms, which are of order , rotate in the plane, along the vector . Remarkably enough, the time integral over this vector corresponds to a transverse magnetization parallel to the effective magnetic field, which is directed along , Eq. (12).
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