Quantum dot state initialization by control of tunneling rates
Tobias Wenz, Jevgeny Klochan, Frank Hohls, Thomas Gerster, Vyacheslavs, Kashcheyevs, Hans W. Schumacher

TL;DR
This paper presents a method for controlling and measuring tunneling rates in quantum dots to efficiently initialize specific electron spin states, advancing quantum technology applications.
Contribution
It introduces a technique to measure individual tunneling rates and selectively load quantum dot states by tuning energy and tunneling parameters.
Findings
Selective loading into specific quantum dot states achieved.
Triplet-to-singlet relaxation is suppressed, enabling stable spin states.
Fast initialization of electron pairs with controlled spin states.
Abstract
We study the loading of electrons into a quantum dot with dynamically controlled tunnel barriers. We introduce a method to measure tunneling rates for individual discrete states and to identify their relaxation paths. Exponential selectivity of the tunnel coupling enables loading into specific quantum dot states by tuning independently energy and rates. While for the single-electron case orbital relaxation leads to fast transition into the ground state, for electron pairs triplet-to-singlet relaxation is suppressed by long spin-flip times. This enables the fast gate-controlled initialization of either a singlet or a triplet electron pair state in a quantum dot with broad potential applications in quantum technologies.
| type | relaxes to | , mV | |||
| (1, 0) | 1e | — | 2 | ||
| (1, 1) | 1e | (1,0) | 2 | 11footnotemark: 1 | |
| (1, 2) | 1e | (1,0) | 2 | 11footnotemark: 1 | |
| (1, 3) | 1e | (1,0) | 2 | 22footnotemark: 2 | |
| (2, 0) | S | — | 1 | ||
| (2, 1) | T | — | 3 | ||
| (2, 2) | S | (2,0) | 1 | 22footnotemark: 2 |
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Quantum dot state initialization by control of tunneling rates
Tobias Wenz
Physikalisch-Technische Bundesanstalt (PTB), Bundesallee 100, 38116 Braunschweig, Germany
Jevgeny Klochan
Department of Physics, University of Latvia, Jelgavas street 3, LV 1004 Riga, Latvia
Frank Hohls
Physikalisch-Technische Bundesanstalt (PTB), Bundesallee 100, 38116 Braunschweig, Germany
Thomas Gerster
Physikalisch-Technische Bundesanstalt (PTB), Bundesallee 100, 38116 Braunschweig, Germany
Vyacheslavs Kashcheyevs
Department of Physics, University of Latvia, Jelgavas street 3, LV 1004 Riga, Latvia
Hans W. Schumacher
Physikalisch-Technische Bundesanstalt (PTB), Bundesallee 100, 38116 Braunschweig, Germany
Abstract
We study the loading of electrons into a quantum dot with dynamically controlled tunnel barriers. We introduce a method to measure tunneling rates for individual discrete states and to identify their relaxation paths. Exponential selectivity of the tunnel coupling enables loading into specific quantum dot states by tuning independently energy and rates. While for the single-electron case orbital relaxation leads to fast transition into the ground state, for electron pairs triplet-to-singlet relaxation is suppressed by long spin-flip times. This enables the fast gate-controlled initialization of either a singlet or a triplet electron pair state in a quantum dot with broad potential applications in quantum technologies.
The ability to initialize a discrete quantum state by coupling to a cold external environment is an essential resource for many quantum technologies, providing, for example, a template to encode quantum information, an initial pure state for quantum sensing, or a supply of ancillary qubits for quantum error correction DiVincenzo (2000); Knill (2005). In solid-state quantum platforms such as semiconductor quantum-dots (QDs), initialisation strategies vary from simple cooling by spontaneous relaxation Loss and DiVincenzo (1998); DiVincenzo (2000) to control of tunnelling to adjacent electron reservoir(s) via energy alignment Petta et al. (2005) or Pauli blockade Koppens et al. (2006). However, options to tune the initialisation rate or the targeted quantum state (e.g., selecting between a singlet or a triplet) are limited with these energy-based approaches. On the other hand, exponential tuneability of QD tunneling rates, which has recently been shown to be highly effective Stein et al. (2017) for optimising the speed-precision trade-off of single-electron (SE) pumps in quantum metrology Kaestner and Kashcheyevs (2015), has not yet been exploited to combine the speed and the selectivity in initialising individual orbital and/or spin states of electrons confined to QDs. Hence developing a strategy to control quantum-state-specific tunnelling into and out of a QD could open new ways for the efficient initialization of qubits and enable fast on-demand sources of specific few-particle quantum states for electron quantum optics Bocquillon et al. (2012); Ubbelohde et al. (2015); Bäuerle et al. (2018) or the transfer of quantum information between static qubits Yamamoto et al. (2012); Baart et al. (2016); Fujita et al. (2017); Flentje et al. (2017).
In this work, we perform spectroscopy of quantum state energies and tunnel couplings for a dynamic QD operated as a SE pump by loading and capturing electrons near the Fermi edge. When the lowest QD levels are close to the Fermi energy , incomplete loading of electrons can occur Leicht et al. (2010); Kaestner and Kashcheyevs (2015) and the capture probability is determined by a competition of tunnel coupling, energy level positions Amasha et al. (2008) and loading times. We describe the experimental data by a simple model that enables quantitative spectroscopy for the rates of intunneling into the QD. Measurements reveal that electrons can tunnel either directly or via excited orbital states into the SE ground state. In the latter case SE capture is mediated by fast orbital relaxation. In contrast, relaxation for electron pair states requiring a singlet-triplet spin transition occurs on a much longer timescale than the loading times. In this regime of electron pair capturing, our data clearly indicate loading into specific singlet or triplet states as function of gate voltages, thereby enabling gate controlled fast quantum state initialization of QDs.
Measurements were performed on a QD based on a GaAs/AlGaAs heterostructure as typically used for tunable barrier SE pumps Stein et al. (2015, 2017) [Fig. 1(a)]. From the two-dimensional electron system, a channel was formed by shallow wet etching and two Ti/Au finger-shaped Schottky gates were deposited on top. At low temperatures ( mK), a QD is formed between entry and exit gate by applying negative voltages and . Biased cooldown with +70 mV applied to both gates was used to increase device stability Pioro-Ladrière et al. (2005).
The state of the QD is controlled by a time dependent signal with repetition frequency applied to the entry gate, while is kept constant. The shape of the clock signal [Fig. 1(b)] is designed to drive the QD through three distinct phases [Fig. 1(c)]: (i): For a time , a number of lowest-energy states become available for electrons to tunnel onto an initially empty QD. (ii): The potential energy of the QD is raised, and some electrons may escape back to the source as the entrance tunnel barrier is gradually pinched off. This allows separation of the electron states based on the difference in the backtunneling rates Kashcheyevs and Kaestner (2010). (iii): All captured electrons are emitted to the drain through the exit barrier. The output current, , measures the average of the number of electrons captured by the end of phase (ii).
A large difference in energies and tunnel couplings between one- and two-electron states is the basis for accurate tuning of the number of remaining electrons for quantum metrology of electrical current Kaestner and Kashcheyevs (2015). In the example shown in Fig. 2(a), the voltage is used to control the backtunneling rates and hence the outcome of phase (ii). Three plateaus of quantized current corresponding to are measured. Adding to the tuning parameters reveals a 2D map of as function of and , shown in Fig. 2(b). is the extreme value of , held constant for a time during the loading phase (i) [Fig. 1(b)].
We first consider the series of anti-diagonal steps highlighted by three blue lines in Fig. 2(b). We identify these lines as resonances of the source Fermi energy and the energies of distinct quantum states available for the first () electron. If during the loading phase, the state contributes to initializaiton with an intunneling rate . The values of both and are tuned by the gate voltages, leading to qualitatively different initialization conditions sketched in Fig.2(c).
In configuration \footnotesize1⃝, only the ground state is available for loading, whereas the excited state is energetically forbidden. Here, an electron can only be loaded if is sufficiently large compared to . The corresponding values of control voltages (, ) are marked \footnotesize1⃝ in Fig. 2(b). Configuration \footnotesize2⃝ is energetically similar to configuration \footnotesize1⃝, but the entry barrier is higher, see Fig.2(c), and thus the intunneling rate of the only energetically available state is much lower, . Hence loading at \footnotesize2⃝ fails (negligible ).
In configuration \footnotesize3⃝ a second level is energetically available and can contribute to loading. This higher energy state is separated from the source by an effectively lower tunnel barrier resulting in an exponentially stronger coupling compared to the ground state . In this regime , and the loading takes place predominantly via state .
We develop the above qualitative picture into a quantitative model for tunnelling rate spectroscopy. A sufficiently sharp Fermi edge ensures that the processes of tunneling in (i) and out (ii) of the dot [see Fig 1(b)] are temporally separated. Hence the current at a given point (, ) near the lower-left corner of the plateau can be modelled by a product of two probabilities, for loading and for not backtunneling, respectively:
[TABLE]
Extracting gives direct information on the total intunnelling rate during the loading stage. The other probability, , depends on the electron escape rate during the backtunneling phase (ii), and can be parametrised as Kashcheyevs and Kaestner (2010); Fricke et al. (2013); Yamahata et al. (2014); Rossi et al. (2018). Both rates are defined by the same tunnel barrier, hence we expect the same exponential parametric dependence on the gate voltages for the in- and backtunneling rates, MacLean et al. (2007). This is valid along the lines of constant energy, identified by a common slope as in Fig. 2(b) ( is the measure of the gate lever arm; ). For DC voltage shifts along these lines, the time-evolution of the QD energies is not affected, and hence neither the number of discrete states competing for loading, nor the timing for the onset of backtunneling Fricke et al. (2013); Rossi et al. (2018) change.
Technically, we use the following ansatz to describe the gate voltage dependence of the intunneling rate:
[TABLE]
where is measured from an arbitrary chosen reference level , and an unknown single-variable function describes the dependency of the rate on the depth of the QD during the loading stage. The function is deduced by fitting Eq. (1) along the lines of constant with -independent globally optimised values of and sup . Two representative fits are shown in Figs. 3(a), (b), differing only in the best-fit value of .
The method measures directly only when is on the same order of magnitude as [regions near the red lines in Fig. 2(b)], and relies on extrapolation of the exponential parametrization to extend the gate-voltage dependence via Eq. (2) to the whole SE loading region (). The resulting is shown in Fig. 3(c).
An important consistency check is independence of the inferred on the chosen value of . Measurements with and ns result in reduced loading probabilities compared to ns, but the extracted values agree well, as shown in Fig. 3(d).
Figures 3(c) and (d) show three clear steps of increased tunnel coupling corresponding to the (blue) constant-energy lines in Fig. 2(b). We parametrize the total rate by a discrete sum,
[TABLE]
where is the Fermi distribution, is the Boltzmann constant, and is the value of at which . Equation (3) assumes that each state contributes to the total rate with when it is energetically possible according to the schematics of Fig. 2(c). Here is the effective temperature and , and are used as fitting parameters sup . In Figure 3(c) the fit to Eq. (3) (red line) describes the data (squares) well. We find rather large differences of tunneling rates for consecutive SE states, and .
In contrast to clear signatures of distinct SE states during the loading phase, the backtunneling probability, also inferred from fits to Eq. (1), shows no appreciable dependence on . This implies that by the end of loading the electron has relaxed to a state with a unique backtunnelling rate, independent of the intunneling channel . This is consistent with the expectation of strong relaxation from the excited orbital states () to the SE ground state () on a time scale that is much faster than the loading times of our experiment Stano and Fabian (2006).
We further clarify the roles of relaxation by comparing several theoretical scenarios, all sharing the same gate-voltage dependence of individual tunnelling rates inferred from the experiment via Eq. (3). In Fig. 4(a) we simulate the detector signal with the ground-state level only. Here, electrons capture succeeds only in a narrow parameter range, limited on the right by incomplete loading and on the left by backtunneling. In Fig. 4(b) we include three states, all quickly relaxing to . The model accurately matches the experimental data in the relevant range [cf. Fig. 4(d)] as expected from the robustness of the fits in Fig. 3.
A hypothetical SE capture scenario in Fig. 4(c) simulates the same three states as in (b) but without internal relaxation sup . The state-specific backtunneling rates are derived from where is the degeneracy factor MacLean et al. (2007); Rossi et al. (2018) ( for spin). In sharp contrast to (b), scenario (c) presents a gap in the current (region G1 in the figure) which can be seen to arise from a Coulomb blockade by a better-coupled state Rossi et al. (2018): for example, as soon as the excited SE state (1,1) becomes energetically available at the start of the loading phase (i), it gets immediately occupied due to much larger tunnel coupling, thus blocking further loading into the ground state (1,0) due to Coulomb repulsion. In this scenario without relaxation, the occupied (1,1) state decays back to the source as soon as this becomes energetically possible in phase (ii), resulting in the gap G1.
Turning now to the experimental data on electron pairs, we note a similar gap [G2 in Fig. 4(d)] in the electron backtunneling line, shifting the latter from towards more positive . This suggests initialization of an excited state (2,1) which persists unrelaxed, and which has a backtunneling rate times higher than the ground state (2,0). Extending the model to include loading and backtunneling of a second electron at discrete energies with appropriately chosen rates and blocked relaxation enables the simulation [Fig. 4(e)] to match quite well the structure of the observed energy-, intunneling-, and backtunneling-limited lines [cf. Fig. 4(d)]. The relative energies and relaxation paths assigned to the simulation are shown in Fig. 4(f), quantitative details are given in the Supplemental Material sup .
The observed suppression of relaxation can be explained naturally by identifying and with singlet (S) and triplet (T) states, respectively, because triplet-to-singlet relaxation requires a spin-flip Hanson et al. (2007) which occurs on a timescale typically much longer than our range of Fujisawa et al. (2002); Sasaki et al. (2005); Hanson et al. (2005).
The key regions demonstrating control of electron pair initialization are marked in Fig. 4(e) as -. : Only ground-state intialization is energetically allowed. and : Loading into both T and S is allowed energetically but T is dynamically preferred due to a larger tunnelling rate. The selectively initialized T state is kept at but lost at due to backtunnelling. : Higher-energy S-type states enter, resulting in pre-dominantly ground-state S initialisation via quick orbital relaxation paths not requiring a spin flip.
Switching the DC voltages between points \footnotesize1⃝ and \footnotesize2⃝ allows generation of electron pairs with on-demand selection between S and T states. The probability of capturing a pair instead of a SE can be estimated as . The corresponding maximal values for ns are and , for on-demand S and T respectively; both values are straightforward to improve by increasing . The fidelity of preparation for any of the three components () of the excited state T versus the ground state S () at \footnotesize2⃝ can be approximated by the ratio of the corresponding intunnelling rates, . These values are dictated by the energy gap and the barrier selectivity inherent to particular device; we envision the fidelity can be further improved by optimizing the confinement potential of the QD.
In summary, we have presented a method to identify, tune and measure tunelling rates for discrete single- and two-electron quantum states of a semiconductor QD. Exponential energy-dependance of the individual rates enable selective initialisation of quantum states on the time scales shorter than spin-relaxation time. Our device can be used as an electron “entangler” for on-demand emission of electron pairs with deterministically controlled exchange symmetry for applications in electron quantum optics Fletcher et al. (2013); Ubbelohde et al. (2015); Bäuerle et al. (2018) and quantum information transfer Fujita et al. (2017); Flentje et al. (2017).
Acknowledgements.
This work was supported in part by the Joint Research Projects e-SI-Amp (15SIB08) and SEQUOIA (17FUN04). These projects received funding from the European Metrology Programme for Innovation and Research (EMPIR) co-financed by the Participating States and from the European Unions Horizon 2020 research and innovation programme. J. K. has been supported by University of Latvia grant no. AAP2016/B031. We thank Holger Marx and Klaus Pierz for MBE growth, Thomas Weimann for electron-beam lithography, and Rolf J. Haug for stimulating discussions.
I Experimental details
The measurements where performed in a top-loading dilution refrigerator. The device is immersed in the 3He/4He mixture. The gates are connected to semi-rigid coaxial lines within the top loading probe (about 2.8 meter length) to allow application of high bandwidth signals. The time dependent wave form is generated by a 10 GS/s arbitrary waveform generator (AWG, Tektronix 7000 series). The signal is filtered by a low pass filter (Mini-Circuits SBLT-1870+) to remove digitizing steps and overshoots. For fine control of the DC offset a separate custom made digital-analog converter (DAC) source is used. The DAC and AWG signals are combined by a bias-T (Mini-Circuits ZFBT-6G+) which is connected by flexible coaxial cables to a 10 dB attenuator screwed directly to the RF port of the top loading port (see Fig. S1 for simplified setup). The measured attenuation is 0.55. This attenuation and the AC coupling of the AWG was taken into account to calculate all voltage values shown.
Due to heating considerations no matched load resistor is connected to the low temperature end of the coaxial line. Thus the coaxial line is terminated only by a small parasitic capacitance of the device. Due to this and due to the non-perfect voltage standing wave ratio of the attenuator, bias-T, and AWG, small echoes of large sudden voltage changes reach the device after 28 ns and (a weaker one) after 48 ns. These echoes can disturb the measurement when occurring in a critical phase of the signal cycle. For the measurements shown in the main text this was prevented by introducing a 50 ns waiting time between the ejection phase of the cycle, phase (iii), and the loading phase (i) in the applied time-dependent entry gate voltage waveform displayed in Fig. 1(b). The voltage level during this waiting time was chosen such that the ground state is still above the Fermi level of the source and no loading occurs. The other durations of the signal cycle are 3.3 ns for phase (ii), 1.7 ns for phase (iii) and a varying time as indicated in the main text for the loading phase (i). The voltage change from phase (iii) to waiting level is +522.5 mV, the voltage change from waiting level to loading only +27.5 mV, i.e. 19 times smaller. As a result the echoes of the big step are absorbed in the waiting time without influence on the measurement, while the echoes of the second step into the loading phase are sufficiently small not to disturb the measurement.
The generated current is measured both in the source and the drain lead by current to voltage conversion by transimpedance amplifiers (type ULCA, see e.g. Ref. Stein et al., 2017 and references therein for technical details) and voltage measurements using two digital multimeters (DMMs, Agilent 3458A).
Another device was measured preceding the measurements analyzed in the paper. These preceding measurements were performed without additional waiting time. A plot equivalent to the measurement shown in Fig. 2 of the main text is shown in Fig. S2. All key features discussed in the text are reproduced in this measurement, however, the dataset shows indications of voltage shifts due to a two-level fluctuator. The selection of the device and the dataset for the analysis was based on having used the additional wait time to avoid echo influences and on better device stability.
II Fitting procedure for
the gate-voltage dependence of
the tunneling rates
Approximate initial value for the constant energy slope is chosen. 2. 2.
A set of crossections is selected for a range of that covers the SE capture region in the 2D plot of . 3. 3.
For a fixed , and for each , one-dimensional least-squares fits to Eq. (1) of the main text,
[TABLE]
are performed. The adjustable values of and are the same for all crosssections, while is allowed to vary from slice to slice. 4. 4.
The value of is optimised by repeating step 2 and 3 above, until the sum of the residuals for all one-dimensional fits is minimised.
The values of and have been determined by the above algorithm from the maps measured at and (and shown in Fig. 2). These values of and are used for all subsequent rate measurements and captured electron number simulations.
The values of are computed from the fitted values , thus yielding the function defined in Eq. (2) and plotted in Fig. 3.
III Simulation details and
parameter values
The basis for modelling the loading dynamics is the gate-voltage dependence of intunneling rates, parametrized as
[TABLE]
For , the sum is the total single-electron tunneling rate discussed in the main text. The lever-arm parameters and are determined by the fitting procedure described earlier, the thresholds and the rate ratios for and indicated in Table S1 are obtained by fitting Eq. (3) of the main text to the experimentally determined .
This fit also yields which we use subsequently. More generally, would also depend exponentially on at fixed with a scaling factor . For the device described in the main text, we find the coupling parameter within the uncertainties of the fit, indicating that under variation of , the energetic variation of the QD levels is is comparable to the variation of the effective barrier height. Parameters of the first two excited single-electron states imply that an e-fold increase in corresponds to mV change in energy; is consistent with direct tunnelling model and neglect of thermal hopping.
In principle, the instantaneous backtunneling rates can be predicted using detailed balance condition and Eq. (S2). The resulting gate-voltage dependence would be similar to Eq. (S2), but with replaced by and replaced by where is the quantum degeneracy of level [Rossi et al., 2018]. We take a more direct, simplified approach, by approximating the ratio of logarithms of state-specific survival (non-backtunneliling) probabilities, , with the ratio of the corresponding rates, . Such an approach is justified when timescale for closing the barrier is much larger than the delay in the onset of backtunneling due to energy difference (large plunger-to-barrier ratio [Kaestner and Kashcheyevs, 2015]); this is consistent with the observed small .
Below we list specific equations used to produce data in Fig. 4(a)-(c) and (e). Corresponding numerical values of the parameters are listed in Table S1.
III.1 (a) Single electron, single state
We solve the equation for the loading probability
[TABLE]
with the initial condition . The average captured charge is computed as
[TABLE]
where
[TABLE]
and a constant value of is used, consistent with the position the fits of the experimental data.
III.2 (b) Single electron, multiple states, full relaxation
Same as (a) but with the ground state loading rate replaced by total rate .
III.3 (c) Single electron, multiple states, no relaxation
Three equations for and are solved,
[TABLE]
with the initial condition . The average captured charge is
[TABLE]
where the survival probabilities are
[TABLE]
III.4 (e) Single and two electrons
Probabilities , and for loading into three distinct final states, , , and , respectively, are computed from the rate equations
[TABLE]
[TABLE]
with , , , and including a fourth single-electron state.
The difference in backtunneling rates between -type and -type final states is reflected by the corresponding survival probabilities:
[TABLE]
The parameters of the two-electron states in Table S1 are chosen to achieve qualitative agreement with experimental data in Fig. 4(d). Note that in accord with the estimate quoted in the main text.
The total capture probability is computed as
[TABLE]
The term in the square brackets in Eq. (S15) takes into account the possibility of initialising the single-electron state via the decay of a two-electron state: loading (probabilities and for S-type and T-type, respectively) but not keeping (probability and , respectively) the second electron is analternative initialization route, in addition to direct loading into the single electron state (probability ).
IV Temperature dependence of
the SE intunnelling rate
In order to confirm the assumption of Fermi-broadened transitions, we performed the experiment for various temperatures at fixed . Figure S3 shows the result of the analysis, showing broadened steps with increasing temperature. (Data for the lowest temperature K shown here are not identical to the 9 ns data shown in Fig. 3, the measurements were done at different times.) The effective temperature extracted by fitting to Eq. (3) is shown in the inset to Fig. S3. It shows a roughly linear dependence on the bath temperature. If we assume at at the maximal then the effective temperature corresponding to the measurements reported in the main text (performed at ) is . Possible reasons for elevated effective temperature are excess dissipated radio frequency power and deviations from perfect flatness in the wave-form that keeps the gate-controlled energy levels constant during the loading phase.
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