Probabilistic refinement of the asymptotic spectrum of graphs
P\'eter Vrana

TL;DR
This paper introduces a probabilistic refinement of the asymptotic spectrum of graphs, revealing a convex parameterization and providing new bounds on Shannon capacity through entropy-based functions.
Contribution
It characterizes the probabilistic refinements of spectral points, showing the spectrum's convex structure and improving bounds on Shannon capacity.
Findings
Spectral points admit probabilistic refinements with a convex structure.
Evaluation functions are logarithmically convex.
Existence of a spectral point that improves bounds on Shannon capacity.
Abstract
The asymptotic spectrum of graphs, introduced by Zuiddam (arXiv:1807.00169, 2018), is the space of graph parameters that are additive under disjoint union, multiplicative under the strong product, normalized and monotone under homomorphisms between the complements. He used it to obtain a dual characterization of the Shannon capacity of graphs as the minimum of the evaluation function over the asymptotic spectrum and noted that several known upper bounds, including the Lov\'asz number and the fractional Haemers bounds are in fact elements of the asymptotic spectrum (spectral points). We show that every spectral point admits a probabilistic refinement and characterize the functions arising in this way. This reveals that the asymptotic spectrum can be parameterized with a convex set and the evaluation function at every graph is logarithmically convex. One consequence is that for any…
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Probabilistic refinement of the asymptotic spectrum of graphs
Péter Vrana
Institute of Mathematics, Budapest University of Technology and Economics, Egry József u. 1., Budapest, 1111 Hungary.
MTA-BME Lendület Quantum Information Theory Research Group
Abstract
The asymptotic spectrum of graphs, introduced by Zuiddam (arXiv:1807.00169, 2018), is the space of graph parameters that are additive under disjoint union, multiplicative under the strong product, normalized and monotone under homomorphisms between the complements. He used it to obtain a dual characterization of the Shannon capacity of graphs as the minimum of the evaluation function over the asymptotic spectrum and noted that several known upper bounds, including the Lovász number and the fractional Haemers bounds are in fact elements of the asymptotic spectrum (spectral points).
We show that every spectral point admits a probabilistic refinement and characterize the functions arising in this way. This reveals that the asymptotic spectrum can be parameterized with a convex set and the evaluation function at every graph is logarithmically convex. One consequence is that for any incomparable pair of spectral points and there exists a third one and a graph such that , thus gives a better upper bound on the Shannon capacity of . In addition, we show that the (logarithmic) probabilistic refinement of a spectral point on a fixed graph is the entropy function associated with a convex corner.
1 Introduction
The Shannon capacity of a graph is [Sha56]
[TABLE]
where denotes the independence number and is the th strong power (see Section 2 for definitions). In the context of information theory, the optimal rate of zero-error communication over a noisy classical channel is equal to the Shannon capacity of its confusability graph.
In [Zui18] Zuiddam introduced the asymptotic spectrum of graphs as follows. Let denote the set of isomorphism classes of finite undirected simple graphs. The asymptotic spectrum of graphs is the set of functions which satisfy for all
- (S1)
(additive under disjoint union) 2. (S2)
(multiplicative under the strong product) 3. (S3)
if there is a homomorphism between the complements then 4. (S4)
.
Elements of are also called spectral points. Using the theory of asymptotic spectra, developed by Strassen in [Str88], he found the following characterization of the Shannon capacity:
[TABLE]
A number of well-studied graph parameters turn out to be spectral points: the Lovász theta number [Lov79], the fractional clique cover number , the complement of the projective rank [CMR*+*14], and the fractional Haemers bound over any field [Hae78, Bla13, BC18]. The latter gives rise to an infinite family of distinct points. is also the maximum of the spectral points. In fact, both this and eq. 2 remains true if we allow optimization over the larger set of functions subject only to properties 2, 3 and 4 [Fri17, 8.1. Example].
In [CK81] Csiszár and Körner introduced a refinement of the Shannon capacity, imposing that the independent set consists of sequences with the same frequency for each vertex of , in the limit approaching a prescribed probability distribution on the vertex set . Their definition is equivalent to
[TABLE]
where is the set of those sequences whose type (empirical distribution) is -close to and is the subgraph induced by this subset. Some properties are more conveniently expressed in terms of , which is also called the Shannon capacity.
In information theory, the independent sets in a type class are constant composition codes for zero-error communication, while similar notions in graph theory are sometimes called probabilistic refinements or “within a type” versions. To avoid proliferation of notations, we adopt the convention that graph parameters and their probabilistic refinements (defined using strong products) are denoted with the same symbol, even if alternative notation is in use elsewhere.
The aim of this paper is to gain a better understanding of by studying the probabilistic refinements of spectral points, focusing on those properties which follow from properties 1, 2, 3 and 4 and thus are shared by all of them. Some of these properties were already known to be true for specific ones.
1.1 Results
Before stating the main results we introduce some terminology. A probabilistic graph is a nonempty graph together with a probability measure on (notation: ). Two probabilistic graphs are isomorphic if there is an isomorphism between the underlying graphs that is measure preserving. Let denote the set of isomorphism classes of probabilistic graphs.
Theorem 1.1**.**
Let . Then for any probabilistic graph the limit
[TABLE]
exists. Consider as a function . It satisfies the following properties:
- (P1)
for any graph the map is concave 2. (P2)
if are graphs and then
[TABLE]
where , denote the marginals of on and , is the mutual information with the Shannon entropy 3. (P3)
if are graphs, , and then
[TABLE]
where 4. (P4)
if is a homomorphism and then
and can be recovered as .
Unsurprisingly, it turns out that the following counterpart of eq. 2 for probabilistic graphs is true:
[TABLE]
We prove the following converse to Theorem 1.1.
Theorem 1.2**.**
Let be a map satisfying properties 1, 2, 3 and 4. Consider the function
[TABLE]
Then and its logarithmic probabilistic refinement is .
Theorems 1.1 and 1.2 set up a bijection between and the set of functions satisfying properties 1, 2, 3 and 4. The inequalities defining the latter are affine, therefore it is a convex subset of the space of all functions on . Translating back to functions on , it follows that e.g. the graph parameter
[TABLE]
is an element of . Moreover, the function is the maximum of affine functions for any fixed graph , therefore it is convex. This allows us to find examples of graphs where a combined function like in eq. 9 gives a strictly better bound than the two spectral points involved.
In addition, we prove analogues of some of the properties that were previously known for specific spectral points. These include subadditivity with respect to the intersection; the value on the join of two graphs; and a characterization of multiplicativity under the lexicographic product. We introduce for each spectral point a complementary function and find a characterization of the Witsenhausen rate [Wit76] and of the complementary graph entropy [KL73].
The probabilistic refinement of the fractional clique cover number (also known as the graph entropy of the complement) is the entropy with respect to the vertex packing polytope [CKL*+*90]. Similarly, the probabilistic refinement of the Lovász number is also the entropy with respect to a convex corner [Mar93], called the theta body [GLS86]. We show that this property is shared by every spectral point, and give another characterization of the probabilistic refinements as the entropy functions associated with certain convex corner-valued functions on .
1.2 Organization of this paper
In Section 2 we collect basic definitions and facts from graph theory and information theory, in particular those which are central to the method of types. Section 3 contains the proof of Theorems 1.1 and 1.2. In Section 4 we discuss a number of properties that have been known for specific spectral points and are true for all (or at least a large subset) of them. These include subadditivity under intersection of graphs with common vertex set and the behaviour under graph join and lexicographic product. We also put some notions related to graph entropy and complementary graph entropy into our more general context. In Section 5 we connect our results to the theory of convex corners.
2 Preliminaries
Every graph in this paper is assumed to be a finite simple undirected graph. The vertex set of a graph is and its edge set is . The complement is the graph with the same vertex set and edge set . Given a graph and a subset the induced subgraph is the graph with vertex set and edge set . We write when and . This is a partial order and the complement operation is order reversing. The complete graph on a set is , for the notation is simplified to .
For graphs and the disjoint union has vertex set and edge set . The strong product has vertex set and iff ( or ) and ( or ) but . The join and the costrong product are
[TABLE]
We use the notation ( operands), and similarly for other associative binary operations. The lexicographic product has vertex set and iff or ( and ). The lexicographic product satisfies and the three types of products are ordered as .
A graph homomorphism is a function such that for all . An isomorphism is a homomorphism which is a bijection between the vertex sets and its inverse is also a homomorphism. and are isomorphic if there is an isomorphism between them. The set of isomorphism classes of graphs is denoted by . The set of isomorphisms is . We write if there is a homomorphism . In particular, for any , because the inclusion of an induced subgraph is a homomorphism and passing to induced subgraphs commutes with complementation.
A probability distribution on a finite set is a function satisfying . The support of is . For , is said to be an -type if for all . The set of probability distributions on will be denoted by , the set of -types by and
[TABLE]
The latter is a dense subset of , equipped with the subspace topology from the Euclidean space . denotes the open -ball in centered at with respect to the total variation distance.
For an -type the type class is the set of strings in which occurs exactly times for all . More generally, for a subset we define
[TABLE]
The number of type classes satisfies [CK11, Lemma 2.2].
The (Shannon) entropy of a probability distribution is
[TABLE]
where is to base and by convention (justified by continuous extension). A special case is the entropy of a Bernoulli distribution, . When we have the cardinality estimates [CK11, Lemma 2.3]
[TABLE]
The relative entropy between two Bernoulli distributions is , which satisfies .
When and are finite sets and , the distributions and given by
[TABLE]
are called the marginals of . The mutual information is . denotes the probability distribution on given by , while for , denotes the distribution on defined as
[TABLE]
If is a function between finite sets and , then the pushforward is the distribution defined as
[TABLE]
The probabilistic refinement of a graph parameter is whenever the limit exists, where is a nonempty graph and . In particular, existence is guaranteed if is -supermultiplicative and nonincreasing under taking induced subgraphs. In all the examples in this paper, when , this quantity is the same as .
3 Probabilistic refinement of spectral points
In this section we prove Theorems 1.1 and 1.2. We let be an arbitrary fixed element of , the same symbol is used for its probabilistic refinement and .
Lemma 3.1**.**
Let be a vertex-transitive graph and . Then with
[TABLE]
Proof.
The proof is essentially a folklore argument. Draw at random independently and uniformly from . Define as . For any and ,
[TABLE]
because is uniformly distributed on by vertex-transitivity. For fixed and varying these events are independent, therefore
[TABLE]
Thus is surjective for some choice of the permutations. Fix such a choice and let be an arbitrary right inverse of . Suppose that such that and let , . If then is not an edge in , therefore . Otherwise since is an automorphism, therefore . This proves that is a homomorphism. ∎
Lemma 3.2**.**
Let be a graph, , and . Then
[TABLE]
for some satisfying
[TABLE]
Proof.
We start with the first inequality. Both sides can be represented as induced subgraphs of , on the vertex sets and , respectively. Since , the left hand side is an induded subgraph of the right hand side.
For the second inequality we apply Lemma 3.1 to the graph and the subset of its vertex set. The upper bound on the resulting follows from the (crude) estimate
[TABLE]
∎
Proposition 3.3**.**
For every nonempty graph and we have
[TABLE]
This expression defines a uniformly continuous function on , therefore has a unique continuous extension to , which we denote by the same symbol. Moreover,
- (i)
** 2. (ii)
* is concave (property 1)* 3. (iii)
* is concave* 4. (iv)
* satisfies the continuity estimate*
[TABLE]
Proof.
It is enough to establish existence of the limit and verify properties i, ii, iii and iv on . Property iv will then imply uniform continuity, hence existence of the continuous extension, which is unique since is dense in .
Let and . Let . By the first inequality of Lemma 3.2, . Apply to both sides. Using that is monotone, multiplicative under the strong product, and we get
[TABLE]
By Fekete’s lemma converges to its supremum, which is in the interval (property i). If and then also and
[TABLE]
because the sequence in the middle is a subsequence of the other two. Therefore the limit defines a function on .
Let and . Choose such that , and . By Lemma 3.2 we have
[TABLE]
with
[TABLE]
Apply , take the logarithm and divide by to get
[TABLE]
and take the limit :
[TABLE]
This proves properties ii and iii.
Let , and define
[TABLE]
and . Then . By concavity of and and using we get the estimates
[TABLE]
We add the two inequalities and rearrange:
[TABLE]
Finally, divide by and use the definition of :
[TABLE]
The expression on the right hand side is symmetric in and , therefore it is also an upper bound on the absolute value of the left hand side, which proves property iv. ∎
The probabilistic refinement of the Lovász theta number was defined and studied by Marton in [Mar93] via a non-asymptotic formula. The probabilistic refinement of the fractional clique cover number is related to the graph entropy as [Kör73].
Clearly, only depends on and .
We remark that the upper bound in eq. (26) is close to optimal among the expressions depending only on and : if we omit the last term and specialise to then it becomes sharp, see [Pet07, Theorem 3.8] and [Aud07].
The route we followed is not the only way to arrive at the probabilistic refinement. We now state its equivalence with other common definitions.
Proposition 3.4**.**
Let be a graph and . Then
[TABLE]
for any sequence such that and , and any .
For the proof see Appendix A.
Proposition 3.5**.**
For any graph we have .
For the proof see Appendix A.
Lemma 3.6**.**
Let be graphs and . Let and denote its marginals on and , respectively. Then
[TABLE]
holds in for some satisfying .
Proof.
The marginal types of any sequence in are and , therefore is an induced subgraph of .
For the second inequality we apply Lemma 3.1 to the graph , which comes equipped with a transitive action of . The upper bound on can be seen from
[TABLE]
∎
Proposition 3.7**.**
* satisfies property 2.*
Proof.
By continuity, it is enough to verify the inequalities for distributions with rational probabilities. Let be graphs and . Lemma 3.6 implies
[TABLE]
where . Apply and then divide by and take the limit to get
[TABLE]
∎
Our next goal is to study the behaviour of the probabilistic refinement under the disjoint union. We prove a more general statement because another special case will be used later and also because we believe it is interesting in itself.
Definition 3.8** ([Sab61, (6.1) Definition]).**
Let and be graphs. The -join is defined as
[TABLE]
This operation simultaneously generalizes the lexicographic product (when is independent of ), the join (when ), the disjoint union (when ) and substitution [Lov72, §1] (when for all except one vertex ).
Lemma 3.9**.**
Let and be graphs, and write it as with and . Then
[TABLE]
Proof.
For the first inequality, let be an independent set of size in and identify the vertex set of the left hand side with . Then the left hand side is an induced subgraph of .
In the second inequality, the vertex sets of both sides are in a natural bijection and every edge of the graph in the right hand side is also an edge of . ∎
Proposition 3.10**.**
Let and be graphs, and write it as with and . Then
[TABLE]
where is the probabilistic refinement of the Shannon capacity.
Proof.
Similar to the proof of Proposition 3.7. ∎
In particular, if is perfect then the upper and lower bounds are the same. We will primarily be interested in two special cases:
Corollary 3.11**.**
Let be graphs, , and . Then
[TABLE]
In particular, satisfies property 3.
Proof.
Both statements follow from Proposition 3.10, the first one with and using , while the second one with and using . ∎
Proposition 3.12**.**
Let be graphs, a homomorphism and . Then , i.e. property 4 is satisfied.
Proof.
We prove the statement for , the general case follows by continuity. For any we have a homomorphism , and the image of is . Thus . Apply to both sides and let . ∎
This finishes the proof of Theorem 1.1. Now we turn to the converse direction.
Proof of Theorem 1.2..
is isomorphic to and there is only one probability distribution on its vertex set, therefore by property 2. It follows that , proving property 4.
We prove supermultiplicativity. Let be nonempty graphs, and such that and . Using and property 2 we have
[TABLE]
We prove submultiplicativity. Let be nonempty graphs, such that . Let and be the marginals of . Then
[TABLE]
This proves property 2.
We prove additivity (property 1). Let be nonempty graphs, and and . Then and any distribution on the union arises in this way. Thus
[TABLE]
by property 3.
We prove that is monotone (property 3). Let be graphs, be a homomorphism and such that . Then
[TABLE]
by property 4.
We prove that is the logarithmic probabilistic refinement of . Let be a graph and . is vertex-transitive, is concave (property 1), therefore
[TABLE]
where denotes the uniform distribution. can be considered a distribution on , and then all marginals have distribution . From property 2 follows by induction that
[TABLE]
which in turn implies
[TABLE]
∎
4 Further properties
4.1 Capacity within a fixed distribution
Recall that the Shannon capacity can be expressed as the minimum of as runs over the asymptotic spectrum . We prove the analogous statement for the probabilistic refinement.
Proposition 4.1**.**
Let be a graph and . Then
[TABLE]
Proof.
for any graph and spectral point . Therefore
[TABLE]
Let and for some . Then for any , therefore
[TABLE]
by eqs. 57 and 15. The functions form an equicontinuous family by eq. 26, therefore as we let and , the limit of the right hand side is . ∎
4.2 Subadditivity
Graph entropy, defined in [Kör73], satisfies the following subadditivity property as shown by Körner in [Kör86, Lemma 1.]:
[TABLE]
for any graphs with common vertex set. The same inequality is true for [Mar93, Lemma 2.]. Noting that , the following can be seen as the analogous statement for the logarithmic probabilistic refinement of an arbitrary spectral point:
Proposition 4.2**.**
Let be graphs on the same vertex set . Then for any we have . In particular, .
Proof.
Let be the diagonal map . This is a homomorphism from to , therefore
[TABLE]
where we used properties 2 and 4 and that both marginals of are equal to .
The second claim follows from the first one and . ∎
It follows that any spectral point satisfies , where is any nonempty graph and is the uniform distribution on .
4.3 Graph join
It is easy to see that value of the spectral points mentioned in the introduction on the join of two graphs is the maximum of their values on the terms. One consequence of Corollary 3.11 is that this is true for every spectral point.
Proposition 4.3**.**
Let be graphs, . Then .
Proof.
Using the second equality in Corollary 3.11 we have
[TABLE]
∎
4.4 Lexicographic product
From , -multiplicativity and monotonicity follows that any spectral point is -submultiplicative. In fact, all known elements of are multiplicative with respect to the lexicographic product. For this follows from [Knu94, Section 21.], for it is proved in [CMR*+*14, Theorem 27.], while for it is an immediate consequence of [SU97, Corollary 3.4.5] and . Although [BC18, Theorem 3.] only states -multiplicativity of , their proof actually shows -multiplicativity as well.
However, it is not clear whether this property, henceforth referred to as
- (L)
for any pair of graphs .
is satisfied by every spectral point. In terms of the probabilistic refinement, we have the following characterization:
Proposition 4.4**.**
Let be a spectral point and the logarithm of its probabilistic refinement. The following are equivalent
- (i)
* satisfies property 1* 2. (ii)
* for any graphs and , and probability distribution , where with and .* 3. (iii)
* for any graphs and , and probability distribution , where with and .*
Proof.
iii: We use the following strengthening of the lower bound from Proposition 3.10:
[TABLE]
Apply and let . Since is assumed to be -multiplicative, the obtained lower bound on matches the upper bound from Corollary 3.11.
iiiii: The -join specializes to the lexicographic product when for all .
iiii: We can perform maximization over by first maximizing over each separately with fixed and then over .
[TABLE]
∎
A consequence of Proposition 4.4 is that the subset of spectral points satisfying property 1 is convex (with respect to the convex combination taken on the logarithmic probabilistic refinements).
We do not know if there are any spectral points for which property 1 is false. If it turned out that property 1 is true for every , then in particular would be true for any graphs .
4.5 Logarithmic convexity
The set of functions satisfying properties 1, 2, 3 and 4 is convex which, by virtue of the bijection proved in Section 3, endows with a convex structure. For any the function is affine, therefore the logarithmic evaluation map
[TABLE]
is a convex function on . We have the following interesting consequence.
Proposition 4.5**.**
Let be incomparable in the sense that there are graphs such that
[TABLE]
Then there is an and a graph such that , i.e. gives a better bound on the Shannon capacity of than either of .
Proof.
Let (for ) be the (logarithmic) probabilistic refinements and for set and . Then and is convex for any . In particular, for any graph .
Choose graphs and as in the condition. First we construct new graphs and such that . To this end, for choose such that
[TABLE]
Assume without loss of generality that , and choose such that
[TABLE]
and let , , . Introducing
[TABLE]
the choices ensure the following estimates:
[TABLE]
It follows that
[TABLE]
therefore . ∎
We remark that also gives some improvement over both and for the graph when is small. Using the upper bound we also get a new proof of [HTS18, Corollary 2.].
To illustrate Proposition 4.5 with a concrete example, let denote the graph on where the subsets and are adjacent iff does not divide [Hae78, BC18], and choose , and (five-cycle). Consider the Lovász number and the fractional Haemers bound over , which evaluate to , [BC18, Lemma 12.], [Lov79] and [BC18, Proposition 4.]. With , , we get and and for the bounds
[TABLE]
4.6 Complementary function
The complementary graph entropy
[TABLE]
was introduced by Körner and Longo in [KL73], and can be seen as the probabilistic refinement of the Witsenhausen rate [Wit76]
[TABLE]
Complementary graph entropy is related to the Shannon capacity as [Mar93]. This expression motivates the following definition.
Definition 4.6**.**
Let and its logarithmic probabilistic refinement. We define
[TABLE]
We choose to include the complementation in the definition to ease comparison with the original function: by Proposition 4.2 we have . With this definition
[TABLE]
The non-probabilistic version of eq. 88 was noted in [Zui18, Remark 1.2.], whereas eq. 89 follows from and Proposition 4.1.
Proposition 4.7**.**
- (i)
Let be graphs, , and . Then
[TABLE] 2. (ii)
Let be graphs, and let , denote its marginals on and . Then
[TABLE]
The proof is a straightforward calculation (see Appendix A).
Theorem 4.8**.**
* and for any pair of graphs we have*
[TABLE]
Suppose that satisfies property 1. Then also satisfies property 1 and in addition, implies for any graphs .
Proof.
The first part is identical to the proof of parts of Theorem 1.2 and Proposition 4.3.
Suppose that is -multiplicative and let be nonempty graphs. By Proposition 4.4,
[TABLE]
Suppose again that is -multiplicative and let be nonempty graphs such that . Let be a homomorphism. Define as the graph with and iff or (but ). Then , therefore
[TABLE]
On the other hand, is the -join of the family of complete graphs , therefore
[TABLE]
by Proposition 4.4 and using . ∎
For example, the Lovász theta function satisfies by [Mar93, Theorem 2.], which implies and the well-known property that is also multiplicative under the costrong product.
The complementary function for is the independence number (this is a consequence of the equality , valid for vertex-transitive ). One also verifies that
[TABLE]
4.7 Splitting
A graph is called strongly splitting if for every . In [KM88] Körner and Marton conjectured that a graph is strong splitting if and only if it is perfect, which was proved in [CKL*+*90, 1.2 Theorem]. This motivates the following definition.
Definition 4.9**.**
A graph strongly splits if for all .
For example, perfect graphs strongly split for every spectral point , while every graph strongly splits . Clearly, if strongly splits then as well as any induced subgraph of strongly splits . In terms of the complementary function we may say that strongly splits if .
Proposition 4.10**.**
If and both strongly split then so do and .
Proof.
Let , and . Then
[TABLE]
For the lexicographic product we use the upper bound from Proposition 3.10 and Proposition 4.2. Let , its marginal on and for let be the conditional distribution such that . Then
[TABLE]
∎
It also follows that the upper bound in Proposition 3.10 is an equality in this case.
5 Convex corners
The logarithm of the probabilistic refinement of the fractional clique cover number is equal to the graph entropy of the complement:
[TABLE]
In [CKL*+*90, 3.1 Lemma], graph entropy was expressed as a special case of a new entropy concept, as the entropy function with respect to the vertex packing polytope. In this section we show that the logarithmic probabilistic refinement of every spectral point on a fixed graph is the entropy function of a convex corner and provide a characterization of convex corner-valued graph parameters arising in this way.
Definition 5.1** ([Ful71, GLS86]).**
Let be a finite set. A convex corner on is a subset which is compact, convex, has nonempty interior and for any and (componentwise) satisfies . The antiblocker of is the set
[TABLE]
where is the standard inner product.
The antiblocker operation is an involution, i.e. for any convex corner .
Definition 5.2** ([CKL*+*90]).**
The entropy of with respect to is
[TABLE]
where is interpreted as .
For example, the unit corner is a convex corner and is the Shannon entropy, whereas . Examples of convex corners arising in graph theory are the vertex packing polytope , which is the convex hull of the characteristic vectors of independent sets of , and the theta body , where is the set of orthonormal representations with handle, i.e. if and for some , for all and whenever [GLS86].
The entropy with respect to is the minimum of a set of affine functions, therefore it is a concave function of the distribution. The entropy and the antiblocker are related as [CKL*+*90, 2.4 Corollary].
Lemma 5.3** ([CKL*+*90, 2.1 Lemma]).**
For two convex corners , we have for all if and only if .
By Lemma 5.3, a convex corner can be recovered from its entropy function. This is true essentially because the entropy is also the minimum of a linear objective function on where . However, it is not immediately clear when is a function on probability distributions the entropy function of a convex corner. This question is answered by the following proposition.
Proposition 5.4**.**
Let be a finite set and . The following conditions are equivalent:
- (i)
* for some convex corner on * 2. (ii)
* and are concave.*
Proof.
We prove that i implies ii. As remarked above, is concave. is equal to , hence also concave.
We prove that ii implies i. Define
[TABLE]
is closed, convex and implies . Let denote the probability measure concentrated at . By concavity of and we get the estimates
[TABLE]
which in particular implies . By linear programming duality, , i.e. with
[TABLE]
From the properties of we see that is compact, has nonempty interior and implies . We need to show that is convex.
Let and . Introduce
[TABLE]
so that . For an arbitrary let
[TABLE]
With these definitions , and and
[TABLE]
Using this identity we can write
[TABLE]
The first inequality follows from , the second one is concavity of , while the last one is true because the omitted term is a relative entropy. Thus so is convex, because it is the closure of the convex set . ∎
Proposition 5.4 and ii and iii in Proposition 3.3 imply that the probabilistic refinement of any spectral point may be encoded in a function mapping graphs to convex corners on their vertex sets. For example, the fractional clique cover number corresponds to by [CKL*+*90, 3.1 Lemma], whereas the Lovász number corresponds to [Mar93].
Our next goal is to translate properties 2, 3 and 4 into conditions on . The first ingredient is an extension of [CKL*+*90, 5.1 Theorem, (i)], which is about the entropy of product distributions with respect to the tensor product of convex corners.
Definition 5.5** ([CKL*+*90, Section 5.]).**
Let be a convex corner on and a convex corner on . Their tensor product is the smallest convex corner on containing the tensor products for all and .
Proposition 5.6**.**
Let and be convex corners on and and a convex corner on . The following are equivalent
- (i)
** 2. (ii)
* for every .*
Proof.
We prove iii. First note that for any we have the inequality
[TABLE]
which implies
[TABLE]
Let . Then for any we have
[TABLE]
[TABLE]
Suppose that for all the inequality is satisfied. Then for any . and we have
[TABLE]
therefore . Suppose now that for all . Then
[TABLE]
The same argument as above shows , therefore . ∎
We introduce two additional operations on convex corners.
Definition 5.7**.**
Let be a convex corner on and a convex corner on . Their direct sum is the smallest convex corner on containing and for all and .
If is a function and is a convex corner on then we define the pullback
[TABLE]
Note that is the same as the convex hull of .
Proposition 5.8**.**
Let and be convex corners on and , , and . Then
[TABLE]
Proof.
Let , and . Then
[TABLE]
The infimum of the last term is [math] (attained as ). The minimum values of the first two terms in and are and . ∎
Proposition 5.9**.**
Let be finite sets, a convex corner on , a function. Then for any we have
[TABLE]
Proof.
[TABLE]
∎
Theorem 5.10**.**
A function is the probabilistic refinement of a logarithmic spectral point if and only if for some function mapping each graph to a convex corner on which satisfies the following properties for all :
- (C1)
** 2. (C2)
** 3. (C3)
** 4. (C4)
if is a homomorphism then .
Proof.
As noted above, is always concave, which is property 1. Conversely, if is a probabilistic refinement then by Proposition 3.3 and Proposition 5.4 it is the entropy function of some convex corner. The equivalence of properties 2 and 2 is Proposition 5.6. The equivalence of properties 3 and 3 follows from Proposition 5.8. The equivalence of properties 4 and 4 is a consequence of Proposition 5.9 and Lemma 5.3. ∎
We finish with a characterization of perfect graphs.
Proposition 5.11**.**
Let be a graph. The following are equivalent
- (i)
* is perfect* 2. (ii)
The evaluation function , defined as is constant for all 3. (iii)
* is the same convex corner for all .*
Proof.
iii: is perfect for every , therefore for every and . Thus for any the limit
[TABLE]
is independent of .
iiiii: This follows from the fact that a convex corner is uniquely determined by its entropy function.
iiii: , therefore is perfect [GLS86, (3.12) Corollary]. ∎
Acknowledgements
I thank Jeroen Zuiddam and Milán Mosonyi for useful discussions. This research was supported by the National Research, Development and Innovation Fund of Hungary within the Quantum Technology National Excellence Program (Project Nr. 2017-1.2.1-NKP-2017-00001) and via the research grants K124152, KH 129601.
Appendix A Proofs
Proof of eq. 39.
by Proposition 3.3 and is continuous in , therefore
[TABLE]
For the other direction, let be small, choose some and distribution such that and . When is large enough, and therefore
[TABLE]
goes to as . This choice ensures , therefore we can apply Lemma 3.2 to get
[TABLE]
which in turn implies
[TABLE]
As , the inequality becomes
[TABLE]
Finally, let and then . ∎
Proposition A.1**.**
Let be a graph, be open and consider the subsets . Then
[TABLE]
Proof.
Let be in the closure of such that and choose a sequence such that . By eq. 39 we get
[TABLE]
For the other inequality, applying to
[TABLE]
gives the upper bound
[TABLE]
∎
Proof of eq. 40.
By Proposition A.1 and continuity of ,
[TABLE]
∎
Proof of eq. 41.
For any we have by the weak law of large numbers, thus
[TABLE]
The limit of the right hand side as is still an upper bound and equals by eq. 40.
Let with minimize and let be such that and . Then
[TABLE]
therefore for any and large enough we have . Let be one such that is maximal. Then
[TABLE]
We can use Lemma 3.1 for the vertex-transitive graph and the subset , which says that with
[TABLE]
Using that is monotone, multiplicative and normalized, this implies
[TABLE]
∎
Proof of Proposition 3.5.
Choose in Proposition A.1. Then and by multiplicativity of we have
[TABLE]
∎
Proof of Proposition 4.7.
[TABLE]
[TABLE]
[TABLE]
[TABLE]
∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[Aud 07] Koenraad MR Audenaert. A sharp continuity estimate for the von Neumann entropy. Journal of Physics A: Mathematical and Theoretical , 40(28):8127, 2007. ar Xiv:quant-ph/0610146 , doi:10.1088/1751-8113/40/28/S 18 . · doi ↗
- 2[BC 18] Boris Bukh and Christopher Cox. On a fractional version of Haemers’ bound. 2018. ar Xiv:1802.00476 .
- 3[Bla 13] Anna Blasiak. A graph-theoretic approach to network coding . Ph D thesis, Cornell University, 2013. URL: https://hdl.handle.net/1813/34147 .
- 4[CK 81] Imre Csiszár and János Körner. On the capacity of the arbitrarily varying channel for maximum probability of error. Zeitschrift für Wahrscheinlichkeitstheorie und verwandte Gebiete , 57(1):87–101, 1981. doi:10.1007/BF 00533715 . · doi ↗
- 5[CK 11] Imre Csiszár and János Körner. Information theory: coding theorems for discrete memoryless systems . Cambridge University Press, second edition, 2011. doi:10.1017/CBO 9780511921889 . · doi ↗
- 6[CKL + 90] Imre Csiszár, János Körner, László Lovász, Katalin Marton, and Gábor Simonyi. Entropy splitting for antiblocking corners and perfect graphs. Combinatorica , 10(1):27–40, 1990. doi:10.1007/BF 02122693 . · doi ↗
- 7[CMR + 14] Toby Cubitt, Laura Mančinska, David E Roberson, Simone Severini, Dan Stahlke, and Andreas Winter. Bounds on entanglement-assisted source-channel coding via the Lovász ϑ italic-ϑ \vartheta number and its variants. IEEE Transactions on Information Theory , 60(11):7330–7344, 2014. ar Xiv:1310.7120 , doi:10.1109/TIT.2014.2349502 . · doi ↗
- 8[Fri 17] Tobias Fritz. Resource convertibility and ordered commutative monoids. Mathematical Structures in Computer Science , 27(6):850–938, 2017. ar Xiv:1504.03661 , doi:10.1017/S 0960129515000444 . · doi ↗
