Projectivity of the free Banach lattice generated by a lattice
Antonio Avil\'es, Jos\'e David Rodr\'iguez Abell\'an

TL;DR
This paper investigates the conditions under which the free Banach lattice generated by a lattice is projective, showing it is projective for finite lattices but not for certain infinite linearly ordered sets.
Contribution
It characterizes the projectivity of free Banach lattices generated by lattices, distinguishing between finite and infinite cases with specific order properties.
Findings
Finite lattices generate projective free Banach lattices.
Infinite linearly ordered sets with unbounded sequences do not generate projective lattices.
Conditions for non-projectivity depend on the presence of unbounded increasing or decreasing sequences.
Abstract
We study the projectivity of the free Banach lattice generated by a lattice in two cases: when the lattice is finite, and when the lattice is an infinite linearly ordered set. We prove that in the first case it is projective while in the second case, if the linear order contains either an increasing sequence without upper bounds or a decreasing sequence without lower bounds, then it is not projective.
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Projectivity of the free Banach lattice generated by a lattice
Antonio Avilés
Universidad de Murcia, Departamento de Matemáticas, Campus de Espinardo 30100 Murcia, Spain.
and
José David Rodríguez Abellán
Universidad de Murcia, Departamento de Matemáticas, Campus de Espinardo 30100 Murcia, Spain.
Abstract.
We study the projectivity of the free Banach lattice generated by a lattice in two cases: when the lattice is finite, and when the lattice is an infinite linearly ordered set. We prove that in the first case it is projective while in the second case it is not., if the linear order contains either an increasing sequence without upper bounds or a decreasing sequence without lower bounds, then it is not projective.
Key words and phrases:
Free Banach lattice; lattice; linear order; projectivity
2010 Mathematics Subject Classification:
46B43, 06BXX
Authors supported by project MTM2017-86182-P (Government of Spain, AEI/FEDER, EU) and project 20797/PI/18 by Fundación Séneca, ACyT Región de Murcia. Second author supported by FPI contract of Fundación Séneca, ACyT Región de Murcia.
We found a mistake in this paper. At some point in the proof of the second part of Lemma 4.2 we considered functions that had to be continuous but they were not. So Lemma 4.2 and Theorem 4.4 must be stated in a weaker form. We indicate how to fix the error: Red text indicates what should be removed and blue text what should be added to the published version in Archiv der Mathematik 113 (2019), 515–524.
1. Introduction
Free and projective Banach lattices were introduced in [4]. The free Banach lattice generated by a set is a Banach lattice characterized by the property that every bounded map into a Banach lattice extends to a unique Banach lattice homomorphism with the same norm. This idea was generalized in [2] and [1], where the free Banach lattice generated by a Banach space and by a lattice are respectively studied. By a lattice we mean here a set together with two operations and that are the infimum and supremum of some partial order relation on , and a lattice homomorphism is a function between lattices that commutes with those two operations.
Definition 1.1**.**
Given a lattice , the free Banach lattice generated by is a Banach lattice together with a lattice homomorphism such that for every Banach lattice and every bounded lattice homomorphism , there exists a unique Banach lattice homomorphism such that and .
Here, the norm of is , while the norm of is the usual norm of an operator acting between Banach spaces. This definition determines a Banach lattice that we denote by in an essentially unique way. When is a distributive lattice the function is injective and we can view as a Banach lattice which contains a subset lattice-isomorphic to in a way that its elements work as free generators modulo the lattice relations on , cf. [1]. To see that, it is well known that a lattice is distributive if, and only if, is lattice-isomorphic to a bounded subset of a Banach lattice. Thus, it is clear that if is inyective then is distributive. On the other hand, if is distributive, we have a bounded injective lattice homomorphism for some Banach lattice . Using the definition of being the free Banach lattice generated by the lattice , there is such that . Since is inyective, is also inyective.
The notions of free and projective objects are closely related in the general theory of categories. In the context of Banach lattices, de Pagter and Wickstead [4] introduced projectivity in the following form:
Definition 1.2**.**
A Banach lattice is projective if whenever is a Banach lattice, a closed ideal in and the quotient map, then for every Banach lattice homomorphism and , there is a Banach lattice homomorphism such that and .
Some examples of projective Banach lattices given in [4] include , , all finite dimensional Banach lattices and Banach lattices of the form , where is a compact neighborhood retract of . But we are still far from understanding what the projective Banach lattices are. Such basic questions as whether , or are projective were left open in [4].
Since the canonical projective Banach lattice is the free Banach lattice , it is natural to think that its variants (the free Banach lattice generated by the Banach space ) and may also be projective at least in some cases. In this paper we focus on the case of . We prove that is projective whenever is a finite lattice, while it is not projective when is an infinite linearly ordered set containining either an increasing sequence without upper bounds or a decreasing sequence without lower bounds.
If is a finite lattice, is a renorming of a Banach lattice of continuous functions on a compact neighborhood retract of , which is projective [4]. Projectivity, however, is not preserved under renorming, because of the bound required in Definition 1.2. Getting this bound will be the key point in the proof.
In the infinite case, we considered only linearly ordered sets, as they are easier to handle than general lattices. We do not know if there is some infinite lattice such that is projective.
2. Preliminaries
2.1. Absolute neighborhood retracts.
An absolute neighborhood retract (ANR) is a topological space with the property that whenever is a subspace of , then there is an open subset of such that and is a retract of , meaning that there is a continuous function such that for all .
The following are two basic facts of the theory that can be found in [3] as Theorems 1.5.1 and 1.5.9:
- •
Every closed convex subset of is ANR.
- •
If , are closed subsets of , and , and are ANR, then is also ANR.
From the two facts above, one can easily prove that every finite union of closed convex subsets of is ANR, by induction on the number of convex sets in that union.
2.2. Free Banach lattices.
We collect the necessary facts and definitions about free Banach lattices from [4, 2, 1].
An explicit construction of the free Banach lattice generated by a set is as follows. For , let be the evaluation function given by for every , and for we define
[TABLE]
which we will denote by or . The Banach lattice is the Banach lattice generated by the evaluation functions inside the Banach lattice of all functions with finite norm. The natural identification of inside is given by the map where . Since every function in is an uniform limit of such functions, they are all continuous and positively homogeneous (they commute with multiplication by positive scalars). When is finite, then consists of all continuous and positively homogeneous functions on , or equivalently in this case, all positively homogeneous functions on that are continuous on the boundary . Thus, when is finite, is a renorming of the Banach lattice of continuous functions on .
We can describe of as the quotient of (the free Banach lattice generated by the underlying set of the lattice ) by the closed ideal of generated by the set
[TABLE]
In [1] we prove that, , together with the map given by is the free Banach lattice generated by the lattice .
Also in [1] there is a different description of as a space of functions. The construction is analogous to that of but taking into account the lattice structure. Namely, if we see as a lattice, define
[TABLE]
For every consider the evaluation function given by , and for , define
[TABLE]
Let be the Banach lattice generated by the evaluations inside the Banach lattice of all functions with , endowed with the norm and the pointwise operations. This, together with the assignment is the free Banach lattice generated by .
Thus, we have two alternative constructions of the free Banach lattice generated by that we are denoting as and , respectively. There is a natural Banach lattice homomorphism given by restriction . This is surjective and its kernel is the ideal , and thus induces the canonical isometric Banach lattice isomorphism between and .
2.3. Projective Banach lattices.
We state here a variation of [4, Theorem 10.3]:
Proposition 2.1**.**
Let be a projective Banach lattice, an ideal of and the quotient map. The quotient is projective if and only if for every there exists a Banach lattice homomorphism such that and .
Proof.
If is projective, then we can just apply Definition 1.2. On the other hand, if we have the above property and we want to check Definition 1.2, take , a quotient map and a Banach lattice homomorphism . Take with . Since is projective we can find with and . If we take , then and as desired. ∎
Since is projective [4, Proposition 10.2], and the restriction map described above is a quotient map [1], we get, as a particular instance of Proposition 2.1,
Proposition 2.2**.**
Let be a lattice and let be the restriction map . The Banach lattice is projective if, and only if, for every there exists a Banach lattice homomorphism such that and .
3. Projectivity of the free Banach lattice generated by a finite lattice
We are going to prove that if is a finite lattice, then is a projective Banach lattice.
Proposition 3.1**.**
If is a finite lattice, then is .
Proof.
Clearly, is a finite union of closed convex subsets of .
On the other hand, let
[TABLE]
and
[TABLE]
It is clear that
[TABLE]
and
[TABLE]
are union of two closed convex sets.
Since
[TABLE]
we have that is also a finite union of closed convex subsets of . We conclude that is a finite union of closed convex subsets of and thus ANR.
∎
In the context of compact metric spaces, the retractions in the definition of ANR can be taken arbitrarily close to the identity. We state this fact as a lemma in the particular case that we need:
Lemma 3.2**.**
Let be a finite lattice. Then, given , there exist an open set with and a continuous map such that and for every , where is the square metric in .
Proof.
As is an ANR by Proposition 3.1, we cand find a bounded neighborhood of in and a retraction . Let us take an open set such that . Now, is a continuous map between compact metric spaces, so it is uniformly continuous. Given , there exists such that if and . Put and take
[TABLE]
and . Clearly, is continuous and . Let , and let such that . Then,
[TABLE]
∎
Theorem 3.3**.**
If is a finite lattice, then is a projective Banach lattice.
Proof.
Let be the cardinality of . We may suppose that with some lattice operations, and in this way we identity with . We fix , and we will construct the map of Lemma 2.2. Let and be given by Lemma 3.2. By Urysohn’s lemma, we can find a continuous function such that if , and if . We define if , and if , for every and . We extend the definition for elements in such a way that is positively homogeneous. Since is finite, the fact that is continuous on and positively homogeneous guarantees that . It is easy to check that is a Banach lattice homomorphism and that . It would remain to check that . We will prove instead that for this we have , which is still good enough. We know that
[TABLE]
where
[TABLE]
So we fix with , where
[TABLE]
and we want to prove that . Using the expression of as a supremum, we pick , such that , and we want to prove that
[TABLE]
The first estimation is that
[TABLE]
If we write , the inequality above becomes
[TABLE]
On the other hand, if then
[TABLE]
The last inequality is because , and therefore
[TABLE]
Taking , we have that, for all ,
[TABLE]
Thus, the and the are as in the supremum that defines . Therefore
[TABLE]
and getting back to our initial estimation (), we get
[TABLE]
∎
4. Projectivity of the free Banach lattice generated by an infinite linear order
Now, we are going to prove that if is an infinite linear order containing either an increasing sequence without upper bounds or a decreasing sequence without lower bounds, then is not projective. This will be a direct consequence of the fact that the free Banach lattice generated by the set of the natural numbers is not projective. In the proof, we will use the following:
Lemma 4.1**.**
Suppose that , , are continuous functions such that, for every ,
- (1)
* whenever ,* 2. (2)
* for all .*
Then, when we view the ’s as elements of the free Banach lattice , the sequence of norms is unbounded.
Proof.
Let be the projection on the -th coordinate. Consider the set . Since is closed and with the product topology is compact, we have that is compact. Condition (1) in the lemma means that for all . Using the compactness of and the continuity of and , this implies that there exists a neighborhood of such that
[TABLE]
For an integer , let
[TABLE]
The family is a neighborhood basis of . We define inductively an increasing sequence of natural numbers , and a sequence of points as follows. We take as a starting point of the induction. Suppose that we have defined for . We choose such that , and we define to be the map given by
[TABLE]
We have , so and .
When , using condition (1) of the Lemma, we get that
[TABLE]
Remember how the norm is defined:
[TABLE]
We have that , therefore
[TABLE]
∎
Now, let .
Lemma 4.2**.**
* and are is not projective.*
Proof.
First, if If was projective, then for we would have a map like in Proposition 2.2. Remember that if , is the map given by for every , that is an element of . We consider , that we view as continuous functions . The fact that is a lattice homomorphism gives condition (2) of Lemma 4.1, while the fact that gives condition (1) of Lemma 4.1. The fact that contradicts the conclusion of Lemma 4.1.
Here there was a proof that was not projective, but this was wrong.
∎
The following fact can be viewed as a corollary of Proposition 2.1, but we state if for convenience:
Lemma 4.3**.**
Let and be Banach lattices, and let and be Banach lattice homomorphisms such that and . If is projective, then is projective.
Proof.
In order to check the projectivity of , let , and be as in Definition 1.2. Then we can apply the projectivity of considering , so we get such that and . The desired lift is . On the one hand , and on the other hand . ∎
Theorem 4.4**.**
Let be an infinite linearly ordered set containing either an increasing sequence without upper bounds or a decreasing sequence without lower bounds. Then, is not projective.
Proof.
contains either an increasing or a decreasing sequence. Let us suppose without loss of generality that it contains an increasing sequence without upper bounds.
First, suppose that it has no upper bound. The map given by for every is a lattice homomorphism. Let be the map given by
[TABLE]
Notice that is also a lattice homomorphism and . We are going to use the universal property of the free Banach lattice over a lattice as stated in Definition 1.1. Let and be the canonical inclusion of and into and , respectively, and let and be the corresponding extensions of and according to Definition 1.1. The composition and the identity mapping are both extensions of so by the uniqueness in Definition 1.1, . We can apply Lemma 4.3, so if was projective, then would also be projective, in contradiction with Lemma 4.2.
The rest of the proof must be omitted
∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. Avilés, J. D. Rodríguez Abellán, The free Banach lattice generated by a lattice , Positivity, 23 (2019), 581–597.
- 2[2] A. Avilés, J. Rodríguez, P. Tradacete, The free Banach lattice generated by a Banach space , J. Funct. Anal. 274 (2018), 2955–2977.
- 3[3] J. van Mill, Inifinite-Dimensional Topology. Prerequisites and Introduction , North-Holland mathematical library, v. 43, 1989.
- 4[4] B. de Pagter, A. W. Wickstead, Free and projective Banach lattices , Proc. Royal Soc. Edinburgh Sect. A, 145 (2015), 105–143.
