This paper investigates spectral multipliers on 2-step stratified groups, establishing conditions under which the associated convolution kernels imply the multiplier functions are continuous or Schwartz, extending classical harmonic analysis results.
Contribution
It extends the Riemann-Lebesgue and Schwartz multiplier theorems to a class of 2-step stratified groups with specific operator conditions.
Findings
01
If the convolution kernel is in L^1, the multiplier is almost everywhere continuous and vanishes at infinity.
02
If the convolution kernel is Schwartz, the multiplier function is also Schwartz.
03
Results generalize classical Fourier analysis to non-abelian, stratified Lie groups.
Abstract
Given a graded group G and commuting, formally self-adjoint, left-invariant, homogeneous differential operators L1,…,Ln on G, one of which is Rockland, we study the convolution operators m(L1,…,Ln) and their convolution kernels, with particular reference to the case in which G is abelian and n=1, and the case in which G is a 2-step stratified group which satisfies a slight strengthening of the Moore-Wolf condition and L1,…,Ln are either sub-Laplacians or central elements of the Lie algebra of G. Under suitable conditions, we prove that: i) if the convolution kernel of the operator m(L1,…,Ln) belongs to L1, then m equals almost everywhere a continuous function vanishing at ∞ (`Riemann-Lebesgue lemma'); ii) if the convolution kernel of the operator…
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Spectral Multipliers on 2-Step Stratified Groups, II
Mattia Calzi
The author is partially supported by the grant PRIN 2015 Real and Complex Manifolds: Geometry, Topology and Harmonic Analysis, and is member of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM).
Abstract
Given a graded group G and commuting, formally self-adjoint, left-invariant, homogeneous differential operators L1,…,Ln on G, one of which is Rockland, we study the convolution operators m(L1,…,Ln) and their convolution kernels, with particular reference to the case in which G is abelian and n=1, and the case in which G is a 2-step stratified group which satisfies a slight strengthening of the Moore-Wolf condition and L1,…,Ln are either sub-Laplacians or central elements of the Lie algebra of G.
Under suitable conditions, we prove that: i) if the convolution kernel of the operator m(L1,…,Ln) belongs to L1, then m equals almost everywhere a continuous function vanishing at ∞ (‘Riemann-Lebesgue lemma’); ii) if the convolution kernel of the operator m(L1,…,Ln) is a Schwartz function, then m equals almost everywhere a Schwartz function.
1 Introduction
Given a Rockland family111see Section 2 for precise definitions (L1,…,Ln) on a homogeneous group G, following [24, 29] (see also [12]) we define a ‘kernel transform’ K which to every measurable function m:\mathdsRn→\mathdsC such that m(L1,…,Ln) is defined on Cc∞(G) associates a unique distribution K(m) such that
[TABLE]
for every φ∈Cc∞(G).
The so-defined kernel transform K enjoys some relevant properties, which we list below; see [24, 29] for their proofs and further information.
•
there is a unique positive Radon measure β on \mathdsRn such that K(m)∈L2(G) if and only if m∈L2(β), and K induces an isometry of L2(β) into L2(G);
•
there is a unique χ∈L∞(\mathdsRn×G,β⊗ν), where ν denotes a Haar measure on G, such that for every m∈L1(β)
[TABLE]
for almost every g∈G;
•
K maps S(\mathdsRn) into S(G).
We consider also some additional properties of particular interest, such as:
(RL)
if K(m)∈L1(G), then we can take m so as to belong to C0(\mathdsRn);
(S)
if K(m)∈S(G), then we can take m so as to belong to S(\mathdsRn).
In this paper, we shall investigate the validity of properties (RL) and (S) in two particular cases: that of a Rockland operator on an abelian group, and that of homogeneous sub-Laplacians and elements of the centre on an MW+ group (cf. Definition 4.1).
Here is a plan of the following sections.
In Section 2 we recall the basic definitions and notation, as well as some relevant results proved in [12].
In Section 3, we then consider abelian groups, and characterize the Rockland operators which satisfy property (S) thereon.
In Section 4 we prepare the machinery for the study of homogeneous sub-Laplacians and elements of the centre on MW+ groups, referring to [12] for the proof of analogous statements when necessary.
In contrast with the situation considered in [12], the structure of MW+ groups will allow us to treat more than one homogeneous sub-Laplacian at a time.
In Sections 5 and 6, then, we prove some sufficient conditions for properties (RL) and (S) in this context.
In Section 7 we present a particularly elegant result where all the good properties we consider are proved to be equivalent for the families which are invariant (in some sense) under the action of suitable groups of isometries.
In particular, this result covers the case of Heisenberg groups, thanks to the results of Section 3.
Finally, in Section 8 we consider products of Heisenberg groups and ‘decomposable’ homogeneous sub-Laplacian thereon. In addition, we exhibit a Rockland family which is ‘functionally complete’ (cf. Definition 2.9) but does not satisfy property (S).
2 Preliminaries
In this section we recall some basic results and definitions from [12]. We shall then prove some useful results that were not considered therein.
2.1 General Definitions and Notation
As in [12], a Rockland family on a homogeneous group G (cf. [17]) is a jointly hypoelliptic, commutative, finite family LA=(Lα)α∈A of formally self-adjoint, homogeneous, left-invariant differential operators without constant terms.
In this case, the Lα are essentially self-adjoint on Cc∞(G), and their closures commute.
In addition, LA is a weighted subcoercive system of operators (cf. [24, Proposition 3.6.3]), so that the theory developed in [24] applies.
Definition 2.1**.**
To every (Borel, say) measurable function m:\mathdsRA→\mathdsC such that m(LA) is defined (at least) on Cc∞(G), we associate a unique distribution KLA(m) (its ‘kernel’) on G such that
[TABLE]
for every φ∈Cc∞(G).
We denote by ELA the space \mathdsRA endowed with the dilations defined by
[TABLE]
for every r>0 and for every (λα)∈\mathdsRA, where δα is the homogeneous degree of Lα.
We shall often employ the following short-hand notation: LLA1(G) and SLA(G) will denote KLA(L∞(β))∩L1(G) and KLA(L∞(β))∩S(G), respectively, while S(G,LA) will denote KLA(S(ELA)).
Now, by [24, Theorem 3.2.7] there is a unique positive Radon measure βLA on ELA such that a Borel function m:ELA→\mathdsC is square-integrable if and only if KLA(m)∈L2(G) and such that, in this case,
[TABLE]
The measure βLA is then equivalent to the spectral measure associated with LA.
Using the existence of βLA and the fact that KLA maps S(ELA) in S(G), it is not hard to prove that a βLA-measurable function admits a kernel in the sense of Definition 2.1 if and only if there is a positive polynomial P on ELA such that 1+Pm∈L2(βLA).
Now, KLA can be extended to a continuous linear mapping from L1(βLA) into C0(G) (cf. [24, Proposition 3.2.12]), and there is a unique χLA∈L∞(βLA⊗νG), where νG denotes a fixed Haar measure on G, such that
[TABLE]
for every m∈L1(βLA) and for almost every g∈G.222This is basically a consequence of the Dunford–Pettis theorem, cf. [29].
Further, we denote by MLA:L1(G)→L∞(G) the transpose of the mapping m↦KLA(m)ˇ, so that
[TABLE]
for every f∈L1(G) and for βLA-almost every λ∈ELA. Observing that MLA equals the adjoint of the isometry KLA:L2(βLA)→L2(G) on L1(G)∩L2(G), one may then prove that KLA∘MLA is the identity on LLA1(G).
2.2 Products
Assume that we have two Rockland families LA and LA′′ on two homogeneous groups G and G′, respectively.
Denote by LA′′′′ the family whose elements are the operators on G×G′ induced by the elements of LA and LA′′, and observe that LA′′′′ is a Rockland family.
The families LA and LA′′ satisfy property (RL) (resp. (S)) if and only if LA′′′′ does.
2.3 Composite Functions
Assume that we are given a Rockland family LA and a polynomial mapping P on ELA such that P(LA) is still a Rockland family (this is equivalent to saying that P is proper and has homogeneous components with respect to the dilations of ELA). Then, for every bounded measurable multiplier m we have KP(LA)(m)=KLA(m∘P).
As a consequence, if we want to establish properties (RL) or (S) for P(LA) on the base of our knowledge of LA, it is of importance to infer some properties of m from the properties of m∘P.
The results of this section address this problem.
We begin with a definition.
Definition 2.3**.**
Let X be a locally compact space, Y a set, μ a positive Radon measure on X, and π a mapping from X into Y.
We say that two points x,x′ of Supp(μ) are (μ,π)-connected if π(x)=π(x′) and there are x=x1,…,xk=x′∈π−1(π(x))∩Supp(μ) such that, for every j=1,…,k, for every neighbourhood Uj of xj in Supp(μ), and for every neighbourhood Uj+1 of xj+1 in Supp(μ), the set π−1(π(Uj)∩π(Uj+1)) is not μ-negligible.
We say that μ is π-connected if every pair of elements of Supp(μ) having the same image under π are (μ,π)-connected.
Proposition 2.4**.**
Let E1,E2 be two finite-dimensional affine spaces, L:E1→E2 an affine mapping and μ a positive Radon measure on E1. Assume that the support of μ is either a convex set and that L is proper on it, or that the support of μ is the boundary of a convex polyhedron on which L is proper
Then, μ is L-connected.
Proof.
0. The assertion is [12, Proposition 6.3] when the support of μ is convex. Then, assume that the support of μ is the boundary of a convex polyhedron C, on which L is proper.
1. Consider first the case in which C is compact and has non-empty interior, E1=\mathdsRn, E2=\mathdsRn−1 and L(x1,…,xn)=(x1,…,xn−1) for every (x1,…,xn)∈En.
Define C′:=L(C), so that C′ is a compact convex polyhedron of E2.
Now, the functions
[TABLE]
are well-defined; in addition, f− is convex while f+ is concave. Therefore, f− and f+ are continuous on \overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C^{\prime}} by [10, Corollary to Proposition 21 of Chapter II, § 2, No. 10].
Now, observe that f−⩽f+; if f−(x′)=f+(x′) for some x^{\prime}\in\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C^{\prime}}, then f−=f+ on C′ by convexity, and this contradicts the assumption that C has non-empty interior.
Therefore, \{(x^{\prime},y)\colon x^{\prime}\in\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C^{\prime}},f_{-}(x^{\prime})<y<f_{+}(x^{\prime})\} is the interior of C,
so that \partial C\cap(\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C^{\prime}}\times\mathds{R}) is the union of the graphs Γ− and Γ+ of the restrictions of f− and f+ to \overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C^{\prime}}.
Since L induces homeomorphisms of Γ− and Γ+ onto \overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C^{\prime}}, it follows that (x′,f−(x′)) and (x′,f+(x′)) are (μ,L)-connected for every x^{\prime}\in\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C^{\prime}}.
Now, take x′∈∂C′, and observe that {(x′,y):y∈[f−(x′),f+(x′)]}⊆∂C.
Take y∈[f−(x′),f+(x′)] and
an (n−1)-dimensional facet F of C which contains (x′,y).
Observe that the support of χF⋅μ is F.
Indeed, clearly Supp(χF⋅μ)⊆F.
Conversely, take x in the relative interior of F. Then, every sufficiently small open neighbourhood of x intersects ∂C only on F, so that it is clear that x∈Supp(χF⋅μ). Since F is the closure of its relative interior, the assertion follows.
Then 0 implies that (x′,y),(x′,y′) are (μ,L)-connected for every y′∈\mathdsR such that (x′,y′)∈F.
Since ∂C is the (finite) union of its (n−1)-dimensional facets, it follows that (x,y),(x,y′) are (μ,L)-connected for every y′∈[f−(x′),f+(x′)].
The assertion follows in this case.
2. Now, consider the general case.
Observe first that we may assume that C has non-empty interior.
Then, take y∈L(∂C) and a closed cube Q in E2 which contains y in its interior.
Then, C∩L−1(Q) is a compact polyhedron; in addition,
[TABLE]
Hence, in order to prove that any two points of L−1(y)∩∂C are (μ,L)-connected, we may assume that C is compact.
Now, take x1,x2∈∂C such that x1=x2 and L(x1)=L(x2).
Let L′ be an affine mapping defined on E1 such that L′(x1)=L′(x2) and such that the fibres of L′ have dimension 1.
Then, we may apply 1 above and deduce that x1,x2 are (μ,L′)-connected.
It is then easily seen that x1,x2 are also (μ,L)-connected, whence the result.
∎
Remark 2.5**.**
Notice that Proposition 2.4 is false when the support of μ is the boundary of a more general convex set (on which L is proper).
Indeed, choose E1=\mathdsR3, E2=\mathdsR2, L=pr1,2 and
[TABLE]
Define C as the union of C1 and π(C1), where π is the reflection along the plane pr3−1(1).
Then, ∂C is the union of
[TABLE]
and π(C1′).
Choose any continuous function m1:C1′→\mathdsC, and define m:∂C→\mathdsC so that it equals m1 on C1′ and m1∘π on π(C1′).
Then, m is clearly continuous. In addition, it is clear that C1′ intersects the fibres of L at one point at most, except for L−1(0,0). Since m can be chosen so that it is not constant on {(0,0)}×[0,2], Proposition 2.6 below shows that χ∂C⋅H2 cannot be L-connected.
Let X,Y,Z be three locally compact spaces, π:X→Y a μ-measurable mapping, and μ a π-connected positive Radon measure on X.
Assume that π∗(μ) is a Radon measure and that there is a disintegration (λy)y∈Y of μ relative to π such that Supp(λy)⊇Supp(μ)∩π−1(y) for π∗(μ)-almost every y∈Y.
Take a continuous mapping m0:X→Z such that there is mapping m1:Y→Z such that m0(x)=(m1∘π)(x) for μ-almost every x∈X.
Then, there is a π∗(μ)-measurable mapping m2:Y→Z such that m0=m2∘πpointwise on Supp(μ).
Concerning the assumption on the disintegration, we shall often make use of a general result by Federer (cf. [16, Theorem 3.2.22]), which basically provides the disintegration of a wide family of measures. We shall also derive Lemma 5.5 from it.
For what concerns the composition of Schwartz functions, the techniques employed to prove [4, Theorem 6.1] can be effectively used to derive from [5, Theorem 0.2] and [7, Theorem 0.2.1] the following result:
Let P:\mathdsRn→\mathdsRm be a polynomial mapping, and assume that \mathdsRn and \mathdsRm are endowed with dilations such that P(r⋅x)=r⋅P(x) for every r>0 and for every x∈\mathdsRn.
Let C be a dilation-invariant subanalytic closed subset of \mathdsRn, and assume that P is proper on C and that P(C) is Nash subanalytic.
Then, the canonical mapping
[TABLE]
has a closed range and admits a continuous linear section defined on Φ(S(\mathdsRm)).
In addition, ψ∈S\mathdsRn(C) belongs to the image of Φ if and only if it is a ‘formal composite’ of P, that is, for every y∈\mathdsRm there is φy∈E(\mathdsRm) such that, for every x∈C∩P−1(y), the Taylor series of φy∘P and ψ at x differ by the Taylor series of a function of class C∞ which vanishes on C.
In the statement, we denoted by S\mathdsRn(C) the quotient of S(C) by the space of f∈S(\mathdsRn) which vanish on the closed set C.
We refer the reader to [5, 6, 7] for the notion of (Nash) subanalytic sets; as a matter of fact, in the applications we shall only need to know that any convex subanalytic set is automatically Nash subanalytic, since it is contained in an affine space of the same dimension, and that semianalytic sets are Nash subanalytic (cf. [5, Proposition 2.3]).
Let V and W be two finite-dimensional vector spaces, C a subanalytic closed convex cone in V, and L a linear mapping of V into W which is proper on C.
Take m1∈S(V) and assume that there is m2:W→\mathdsC such that m1=m2∘L on C.
Then, there is m3∈S(W) such that m1=m3∘L on C.
2.4 Equivalence and Completeness
Let us now add some definitions to those presented in [12].
Definition 2.9**.**
We say that two Rockland families LA1 and LA2 are functionally equivalent if there are two Borel functions m1:ELA1→ELA2 and m2:ELA2→ELA1 such that m1(LA1)=LA2 and m2(LA2)=LA1.
We shall say that a Rockland family LA is functionally complete if every βLA-measurable function m:ELA→\mathdsC such that m(LA) is a differential operator equals a polynomial βLA-almost everywhere.
Notice that there exist Rockland families which are not functionally complete; for example, if L is a positive Rockland operator, then (L2) is a Rockland family which is not functionally complete.
Further, observe that we cannot talk of a ‘completion’ of LA unless we know that the algebra of differential operators arising as functions of LA is (algebraically) finitely generated.
The main point for considering functional completeness is the following result, which shows that property (S) implies functional completeness; nevertheless, the converse fails in general (cf. Proposition 8.6).
Proposition 2.10**.**
Let LA be a Rockland family on a homogeneous group G. If LA satisfies property (S), then it is functionally complete.
Proof.
Take a function of LA which is a left-invariant differential operator of degree δ, and let T be its convolution kernel;
assume that LA satisfies property (S). Take τ∈S(ELA) such that τ(λ)=0 for every λ∈ELA; then KLA(τ)∗T∈S(G), so that it has a multiplier m1∈S(ELA).
If we define m:=τm1, then m∈C∞(ELA) and KLA(m)=T.
By means of [17, Theorem 1.37], we see that there are a family with finite support (Pδ′)0⩽0⩽δ of homogeneous polynomials, where Pδ′ has homogeneous degree δ′ for every δ′∈[0,δ], and a function ω, such that
[TABLE]
for every λ∈ELA, and such that
[TABLE]
Now, clearly m(r⋅λ)=rδm(λ) for every r>0 and for every λ∈σ(LA); fix a non-zero λ∈σ(LA). Then,
[TABLE]
for r→0+, so that Pδ′(λ)=0 for every δ′∈[0,δ[ and Pδ(λ)=m(λ).
Therefore, m=Pδ on σ(LA), so that m=PδμLA-almost everywhere.
By the arbitrariness of T, the assertion follows (cf. [27]).
∎
3 Abelian Groups
In this section, G denotes a homogeneous abelian group. In other words, G is the euclidean space \mathdsRn endowed with dilations of the form r⋅x=(rd1x1,…,rdnxn) for r>0, x=(x1,…,xn)∈\mathdsRn, and some fixed d1,…,dn>0.
Then, ∂=(∂1,…,∂n) is a homogeneous basis of the Lie algebra of G.
We shall consequently put a scalar product and the associated Hausdorff measures on G, and identify the Fourier transform F with a mapping from S′(G) onto S′(E−i∂).
Proposition 3.1**.**
Let P be a polynomial mapping with homogeneous components from E−i∂ into \mathdsRΓ for some finite set Γ. Then, LA=P(−i∂) is a Rockland family if and only if P is proper.
In this case, the following hold:
σ(LA)=P(E−i∂);
2. 2.
a βLA-measurable function m admits a kernel in the sense of Definition 2.1 if and only if m∘P is a polynomial times an element of L2(E−i∂);
in this case,
[TABLE]
Proof.
Since σ(−i∂)=E−i∂ and −i∂ is Rockland, the assertions follow easily
by the properties of the Fourier transform.
∎
By means of [16, Theorem 3.2.22], one may obtain some relatively explicit formulae for βLA and χLA.
In the following result, we give complete answers to our main questions in the case of one operator.
Theorem 3.2**.**
Let L be a positive Rockland operator on G.333Notice that L=P(−i∂) where P is a proper polynomial; unless G=\mathdsR, in which case our analysis is trivial, P must have a constant sign, so that we may assume that L is positive without loss of generality. Then, χL has a continuous representative which is of class C∞ on \mathdsR+∗×G; in particular, property (RL) holds.
In addition, take m∈Cb(βL), and let k be the greatest k′∈\mathdsN∗ such that Pk′1 is a polynomial. Then, the following conditions are equivalent:
KL(m)∈S(G);
2. 2.
there are m0,…,mk−1∈S(\mathdsR) such that m(λ)=∑h=0k−1λkhmh(λ) for every λ⩾0.
In particular, property (S) holds if and only if k=1.
Before we pass to the proof of the preceding result, we need to establish a lemma.
Lemma 3.3**.**
Let A be a non-empty finite set and endow \mathdsRA with a family of (not-necessarily isotropic) dilations. Take a positive, non-constant, homogeneous polynomial P in \mathdsR[A] and assume that there is a homogeneous element x of \mathdsRA such that P(x)=0. Then, the following statements are equivalent:
there are no positive homogeneous polynomials Q∈\mathdsR[A] and no k∈\mathdsN such that k⩾2 and P=Qk;
2. 2.
if m is a complex-valued function defined on \mathdsR+ such that m∘P is C∞ on \mathdsRA, then m may be extended to an element of C∞(\mathdsR).
Proof.
1 ⟹ 2. Take m:\mathdsR+→\mathdsC and assume that m∘P is C∞ on \mathdsRA.
Notice that there is a homogeneous polynomial Px∈\mathdsR[X] such that P(λx)=Px(λ) for every λ∈\mathdsR.444Notice that λx denotes the scalar multiplication of x by λ, not the dilate λ⋅x of x by λ, which is meaningful only for λ>0.
In particular, m∘Px is of class C∞.
In addition, Px(X)=axXdx for some ax=0 and dx∈\mathdsN∗; we may assume that ax=1.
It is then clear that m is C∞ on \mathdsR+∗; further, m∘Px admits a Taylor series ∑j∈\mathdsNajXj at [math].
Therefore, m admits the asymptotic development ∑j∈\mathdsNax,jλdxj for λ→0+.
Suppose that there are some j∈\mathdsN∖(dx\mathdsN) such that ax,j=0, and let jx be the least of them.
Let qx,rx be the quotient and the remainder, respectively, of the division of jx by dx.
Define m:=m−∑j=0jxdxax,j(⋅)dxj. Then, m∘Px is C∞ and (m∘Px)(λ)=o(∣λ∣jxdx).555Here, ∣λ∣ denotes the usual absolute value of λ∈\mathdsR. Hence, it is not hard to see that m may be extended to an element of Cjx(\mathdsR). Let us then prove that
[TABLE]
extends to a continuous function on E:={x′∈\mathdsRA:P(x′)=0}∪{0}. Indeed, this is clear for the first two terms, and follows from the above remarks for the fourth one. Let us then consider the third term. Notice that both ∂x and P are homogeneous, and that ∂xjxPdxjx is homogeneous of degree [math] on the x axis, hence on \mathdsRA.
Hence, ∂xjx must be homogeneous of degree ddxjx, where d is the homogeneous degree of P. Then, ∂xjxPdxj is homogeneous of degree ddxj−jx>0, so that it may be extended by continuity at [math].
Therefore, ∂xjxPdxjx is a continuous function on E which is homogeneous of degree [math]; hence, it is constant, and its constant value must be jx!=0. Now, Faà di Bruno’s formula shows that
[TABLE]
where (dxjx)∣β∣:=dxjx(dxjx−1)…(dxjx−∣β∣+1) is the Pochhammer symbol.
Then, P1−dxrx is a rational function, so that there are N,D∈\mathdsR[A], with D=0, such that P1−dxrx=DN.
Hence, Pdx−rx=DdxNdx, so that Ddx divides Ndx in \mathdsR[A].
Since \mathdsR[A] is factorial, it follows that D divides N, so that P1−dxrx is a (positive) polynomial.
Next, let g be the greatest common divisor of dx and dx−rx, and take d′,r′∈\mathdsN∗ so that dx=gd′ and dx−rx=gr′. Then,
[TABLE]
Since \mathdsR[A] is factorial, this proves that there is a polynomial Q∈\mathdsR[A] such that Qr′=P1−dxrx and Qd′=P.
Now, d′⩾2 since dx does not divide dx−rx; in addition, Q is positive since both P1−dxrx and P are positive and d′,r′ are coprime: contradiction. Therefore, ax,j=0 for every j∈dx\mathdsN, so that the conclusion follows easily.
2 ⟹ 1. Suppose by contradiction that there are a positive homogeneous polynomial Q∈\mathdsR[A] and k⩾2 such that P=Qk. Define m:λ↦λk1 on \mathdsR+. Then, m is not right-differentiable at [math]; nevertheless, m∘P=Q since Q is positive, so that m∘P is C∞: contradiction.
∎
Notice that χL(λ,⋅) is an eigenfunction of positive type and of class C∞ of L, with eigenvalue λ, and that χL(r⋅λ,g)=χL(λ,r⋅g) for every r>0 and for (βL⊗νG)-almost every (λ,g) (cf. [29]). It is then easily seen that χL has a continuous representative which is of class C∞ on \mathdsR+∗×G.
Now, take m∈Cb(βL) such that KL(m)∈S(G). Then, Proposition 3.1 implies that m∘P∈S(E−i∂).
Take a positive polynomial Q on E−i∂ so that P=Qk.
Since [m∘(⋅)k]∘Q=m∘P, Lemma 3.3 implies that we may take m∈E(\mathdsR) so that m∘(⋅)k=m on \mathdsR+. In addition, it is clear that we may assume that m∈S(\mathdsR).
Now, let ∑ℓ∈\mathdsNaℓλℓ be the Taylor development of m at [math]. Take, for h=1,…,k−1, mh∈Cc∞(\mathdsR) so that its Taylor development at [math] is ∑ℓ∈\mathdsNah+kℓλℓ (cf. [20, Theorem 1.2.6]), and define m0:=m−∑h=1k−1(⋅)khmh on \mathdsR+. Since clearly m0 has the asymptotic development ∑ℓ∈\mathdsNakℓλℓ for λ→0 and since m0∘(⋅)k is of class C∞, it is easily seen that m0 may be extended to an element of S(\mathdsR). Therefore, m(λ)=∑h=0k−1λkhmh(λ) for every λ⩾0.
Conversely, suppose that there are m1,…,mk−1∈S(\mathdsR) such that m(λ)=∑h=0k−1λkhmh(λ) for every λ⩾0. Then, m∘P∈S(E−i∂), so that KL(m)∈S(G) by Proposition 3.1.
∎
Corollary 3.4**.**
Let L:\mathdsRn→\mathdsRn′ be a linear mapping which is proper on \mathdsR+n. Then, L(−∂12,…,−∂n2) satisfies properties (RL) and (S).
Proof.
This is a consequence of Theorems 2.2 and 3.2 when L is the identity. The general case then follows by means of Propositions 2.4 and 2.6, and Corollary 2.8.
∎
4 MW+ Groups
Definition 4.1**.**
Let G be a 2-step stratified group, that is, a simply connected Lie group whose Lie algebra is decomposed as g=g1⊕g2 with g2=[g,g] and [g,g2]=0.
For every ω∈g2∗, define
[TABLE]
We say that G is an MW+ group if Bω is non-degenerate for some ω=0.
We say that G is a Métivier group if it is not abelian and Bω is non-degenerate for every ω=0.
A Heisenberg group is a Métivier group with one-dimensional centre.
Notice that a 2-step stratified group satisfies property MW+ if and only if it satisfies the Moore-Wolf condition (cf. [26]) and [g,g] is the centre of g.
We shall endow a 2-step stratified group with the canonical dilations, so that
[TABLE]
for every r>0, for every X∈g1 and for every Y∈g2. Since expG:g→G is a diffeomorphism, these dilations transfer to G.
Now, to every symmetric bilinear form Q on g1∗ we associate a differential operator on G as follows:
[TABLE]
where (Xℓ) is a basis of g1 with dual basis (Xℓ∗). As the reader my verify, L does not depend on the choice of (Xℓ); actually, one may prove that −L is the symmetrization of the quadratic form induced by Q on g∗ (cf. [19, Theorem 4.3]).
By a ‘sum of squares’ we means a differential operator of the form L=−∑j=1kYj2, where Y1,…,Yk are elements of g. If, in addition, Y1,…,Yk generate g as a Lie algebra, then we say that L is a sub-Laplacian. Thanks to [22], this is equivalent to saying that L is hypoelliptic.
Lemma 4.2**.**
Let Q be a symmetric bilinear form on g1∗, and let L be the associated operator.
Then, L is formally self-adjoint if and only if Q is real.
In addition, L is formally self-adjoint and hypoelliptic if and only if Q is non-degenerate and either positive or negative.
Definition 4.3**.**
Let V be a vector space and Φ a bilinear form on V. Then, we define
[TABLE]
Proposition 4.4**.**
Let Q1 and Q2 be two symmetric bilinear forms on g1∗, and let L1 and L2 be the associated operators. Then, L1 and L2 commute if and only if
[TABLE]
for every ω∈g2∗.
Proof.
Choose a basis (Xj)j∈J of g1 and a basis (Tk)k∈K of g2. Let (Xj∗)j∈J and (Tk∗)k∈K be the corresponding dual bases. Define ah,j1,j2:=Qh(Xj1∗,Xj2∗) for h=1,2 and for every j1,j2∈J, so that dQh is identified with the matrix Ah:=(ah,j1,j2)j1,j2∈J for h=1,2.
Analogously, define bk,j1,j2:=BTk∗(Xj1,Xj2) for every k∈K and for every j1,j2∈J, so that dBTk∗ is identified with the matrix Bk:=(bk,j1,j2)j1,j2∈J for every k∈K.
Now, define Yj1,j2:=21(Xj1Xj2+Xj2Xj1) for every j1,j2∈J.
Then,
[TABLE]
since Qh is symmetric. In addition, for every j1,j2,j3,j4∈J,
[TABLE]
since the elements of g2=[g1,g1] lie in the centre of U(g). Next, observe that, for every j1,j2∈J,
[TABLE]
Therefore,
[TABLE]
where
[TABLE]
for every k∈K and for every j1,j2∈J. Now, the distinct monomials in the family of the Yj1,j2Tk, as j1,j2∈J and k∈K, are linearly independent (cf., for example, [11, Theorem 1 of Chapter I, § 2, No. 7]). In addition, denote by Ck the matrix (ck,j1,j2)j1,j2∈J for every k∈K. Since A1 and A2 are symmetric and since Bk is skew-symmetric, we have
[TABLE]
for every k∈K. The assertion follows easily.
∎
Now we shall present some results which will enable us to put our homogeneous sub-Laplacians in a particularly convenient form. We state them in terms of the associated quadratic forms.
Proposition 4.5**.**
Let (V,σ) be a finite-dimensional symplectic vector space over \mathdsR. Let (Qα)α∈A be a family of positive, non-degenerate bilinear forms on V such that the dQα−1∘dσ, as α runs through A, commute.
Then, there is a finite family (Pγ)γ∈Γ of projectors of V such that the following hold:
•
Pγ* is σ- and Qα-self-adjoint for every α∈A and for every γ∈Γ;*
•
IV=∑γ∈ΓPγ* and PγPγ′=0 for γ,γ′∈Γ, γ=γ′;*
•
the bilinear forms Qα(Pγ⋅,Pγ⋅), as α∈A, are all multiples of one another for every γ∈Γ, γ=γ0.
For the proof, basically follow that of [22, Theorem 3.1 (c)] using commutativity in order to get simultaneous diagonalizations.
Applying [22, Theorem 3.1 (c)] (or simply [1, Corollary 5.6.3]) to the range of each Pγ, we may find a symplectic basis of V which is Qα-orthogonal for every α∈A.
Proposition 4.6**.**
Take a finite family (Lα)α∈A of commuting homogeneous sub-Laplacians on an MW+ group G, and let (Qα)α∈A be the corresponding family of non-degenerate positive bilinear forms on g1∗.
Then, there is a finite family (Pγ)γ∈Γ of non-zero projectors of g1 such that the following hold:
Ig1=∑γ∈ΓPγ* and Pγ1Pγ2=0 for every γ1,γ2∈Γ such that γ1=γ2;*
2. 2.
Pγ* is Bω- and Qα-self-adjoint for every γ∈Γ, for every ω∈g2∗, and for every α∈A;*
3. 3.
for every γ∈Γ, the bilinear forms Qα(PtPγ⋅,PtPγ⋅), as α runs through A, are mutually proportional.
Proof.
Fix ω0∈g2∗ such that Bω0 is non-degenerate.
Then, Proposition 4.5 and the remarks which follow its proof imply that there is a basis X1,…,X2n of g1 such that dBω0 and dQα are represented by the matrices
[TABLE]
respectively,
for some diagonal matrix Dα (α∈A).
Denote by dα,1,…,dα,n the diagonal elements of Dα, and denote by (aω,j,k) the matrix associated with dBω, for every non-zero ω∈g2∗.
Now, assume that A has exactly two elements α1,α2. Then, define
[TABLE]
and, for every γ∈Γ, let Vγ be the vector subspace of g1 generated by the set
[TABLE]
Next, take j,k∈{1,…,n} such that dα2,jdα1,j=dα2,kdα1,k.
Apply Proposition 4.4, and observe that the (j,k)-th components of (the matrices representing) the equality
[TABLE]
give
[TABLE]
whence aω,j,k=0. Considering the components (n+j,k),(j,n+k) and (n+j,n+k), we see that aω,n+j,k=aω,j,n+k=aω,n+j,n+k=0.
Therefore, Bω(Vγ1,Vγ2)={0} for every non-zero ω∈g2∗ and for every γ1,γ2∈Γ such that γ1=γ2. Then, define Pγ as the projector of g1 onto Vγ with kernel ⨁γ′=γVγ′.
The general case follows easily.
∎
From now on, G will denote an MW+ group, (Qη)η∈H a family of positive symmetric bilinear forms on g1∗, and (T1,…,Tn2) a basis of g2.
We shall denote by Lη the sum of squares induced by Qη, and we shall assume that LA:=(LH,(−iTk)k=1,…,n2) is a Rockland family.
Observe that this condition is equivalent to the fact that the sum of the Lη is hypoelliptic.666Indeed, if π0 is the projection of G onto its abelianization, then dπ0(LA) is a Rockland family, so that F(dπ0(LA)) vanishes only at [math].
Since F(dπ0(Lη))⩾0 and dπ0(Tk)=0 for every η∈H and for every k=1,…,n2, this implies that ∑η∈HF(dπ0(Lη)) vanishes only at [math], so that ∑η∈HQη is non-degenerate and ∑η∈HLη is hypoelliptic.
We may therefore assume that Qη is non-degenerate for every η∈H, in which case each Lη is a (homogeneous) sub-Laplacian.
We shall also endow g with a scalar product for which g1 and g2 are orthogonal,
and which induces Qη0 on g1 for some fixedη0∈H.
Up to a normalization, we may then assume that (expG)∗(Hn) is the chosen Haar measure on G, where n is the dimension of G.
We shall endow g2∗ with the scalar product induced by that of g2, and then with the corresponding Lebesgue measure, that is, Hn2.
Define
[TABLE]
for every η∈H and for every ω∈g2∗.
We shall denote by W the set of ω∈g2∗ such that Bω is degenerate, so that G is a Métivier group if and only if W={0}.
We shall denote by Ω the set of ω∈g2∗∖W where Card(σ(∣JQH,ω∣)) attains its maximum h.777By an abuse of notation, we denote by ∣JQH,ω∣ the family (∣JQη,ω∣)η∈H.
By means of a straightforward generalization of the arguments of [23, § 1.3–4 and § 5.1 of Chapter II], and taking Proposition 4.6 into account, one may prove the following results.
Proposition 4.7**.**
The sets W and g2∗∖Ω are algebraic varieties. In addition, there are three analytic mappings
[TABLE]
such that the following hold:
•
the mapping
[TABLE]
extends to a continuous mapping ω↦μη,k,ω on g2∗ for every k=1,…,n1 and for every η∈H;
•
for every h=1,…,h and for every ω∈Ω, Ph,ω is a Bω- and QH-self-adjoint projector of g1;
•
if h=1,…,h and ω∈Ω, then TrPh,ω=2Card({k∈{1,…,n1}:ρk,ω=h});
•
∑h=1hPh,ω=Ig1* and ∑h=1hμη,h,ωPh,ω=∣JQη,ω∣ for every ω∈Ω and for every η∈H.*
Definition 4.8**.**
Define n1:Ω→(\mathdsN∗)h so that n1,h,ω=21TrPh,ω for every ω∈Ω and for every h=1,…,h.
By an abuse of notation, we shall denote by (x,t) the elements of G, where x∈g1 and t∈g2, thus identifying (x,t) with expG(x,t).
For every x∈g1, for every ω∈Ω and for every h=1,…,h, define
[TABLE]
By an abuse of notation, we shall write xω instead of (xh,ω)h=1,…,h, and ∣xω∣ instead of (∑h=1h∣xh,ω∣2)\nicefrac12.
The following two results are easy and their proof is omitted.
Corollary 4.9**.**
The function ω↦μη,ω(n1,ω)=μη,ω(1n1)=21∥JQ,ω∥1 is a norm on g2∗ which is analytic on g2∗∖W for every η∈H.
Proposition 4.10**.**
The mapping
[TABLE]
extends uniquely to a continuous function on g1×g2∗ which is analytic on g1×(g2∗∖W).
Definition 4.11**.**
Define Gω, for every ω∈g2∗, as the quotient of G by its normal subgroup expG(kerω).
Then, G0 is the abelianization of G, and we identify it with g1.
If ω=0, then we shall identify Gω with g1⊕\mathdsR, endowed with the product
[TABLE]
for every x1,x2∈g1 and for every t1,t2∈\mathdsR. Hence,
[TABLE]
for every (x,t)∈G.
Proposition 4.12**.**
Define
[TABLE]
and identify the domain of π with Ω×(g1⊕\mathdsR) as an analytic manifold, so that ϖ becomes an analytic submersion.
Then, π defines a fibre bundle with base Ω and fibres isomorphic to G′:=\mathdsHn1⊕\mathdsRd.
More precisely, for every ω0∈Ω, there is an analytic trivialization (U,ψ) of π such that the following hold:
•
U* is an open neighbourhood of ω0 in Ω;*
•
ψ:π−1(U)→U×G′* is an analytic diffeomorphism such that pr1∘ψ=ϖ and such that ψω:=pr2∘ψ:π−1(ω)→G′ is a group isomorphism for every ω∈U;*
•
if (X1,…,X2n1,T,Y1,…,Yd) is a basis of left-invariant vector fields on G′ which at the origin induce the partial derivatives along the coordinate axes, then
[TABLE]
and
[TABLE]
for every η∈H, for every ℓ=1,…,n2, and for every ω∈U.
The proof is omitted. It basically consists in using the projectors Ph to propagate locally a given basis of eigenvectors and then in ‘symplectifying’ the new basis in order to meet the requirements.
One may then give formulae for βLA and χLA (see [24, 4.4.1] for the general procedure).
Nevertheless, we shall (almost) only need to know that βLA is equivalent to χΣ⋅Hn2, where
[TABLE]
5 Property (RL)
In this section we shall present several sufficient conditions for the validity of property (RL).
Unlike in the cases considered in [12], we are able to prove continuity results for χLA, even though under rather strong assumptions (cf. Theorem 5.2); we then deduce property (RL) under slightly weaker assumptions (cf. Theorem 5.3).
Let us comment a little more on the assumptions of Theorem 5.3. Besides the conditions that Ω is g2∗∖{0} and that μ is constant on the unit sphere associated with the norm μη0(n1), we need to add the condition that dim\mathdsRμω(\mathdsRh)=dim\mathdsQμω(\mathdsQh) for some, and then all, ω∈Ω.
Even though this condition may appear peculiar, we cannot get rid of it without running into counterexamples, as Theorem 7.4 shows.
Furthermore, observe that, even though Theorem 7.4 is the main application of Theorems 5.2 and 5.3, the latter result can be applied to more general homogeneous sub-Laplacians on H-type groups.
For example, consider the complexified Heisenberg group \mathdsH\mathdsC1, whose Lie algebra is endowed with an orthonormal basis X1,X2,X3,X4,T1,T2 such that [X1,X3]=[X4,X2]=T1 and [X2,X3]=[X1,X4]=T2, while the other commutator vanish.
If L=−(aX12+bX22+cX32+dX42) with a,b,c,d>0, ba,dc∈\mathdsQ, and either a=b or c=d, then Theorem 5.3 applies, but Theorem 7.4 does not unless a=b and c=d.
The next results concern families of the form (L,(−iT1,…,−iTn2′)) for n2′<n2. Notice that, in this case, we do not only reduce the number of elements of g2, but we restrict to the case in which Card(H)=1.
In this case, indeed, the spectrum of (L,(−iT1,…,−iTn2′)) is no longer a countable union of semianalytic sets, but a convex cone, so that things are somewhat easier and we can prove more general results than for the ‘full family’ LA.
In Theorem 5.7, we show that property (RL) holds if W={0}.
With reference to the above example in the complexified Heisenberg group, this is the case when ac=bd and ad=bc.
Our last result concerns the case of general MW+ groups (cf. Theorem 5.8); even though its hypotheses are more restrictive than in the preceding one, it nonetheless applies when G is a product of Heisenberg groups and L is a sum of homogeneous sub-Laplacians on each factor (cf. Proposition 8.3).
5.1 The Case n2′=n2
We begin with a technical lemma.
Here, if V is a finite-dimensional vector space, then E0(V) denotes the space of continuous functions on V with the topology of locally uniform convergence, while Ec′0(V) denotes its dual (that is, the space of Radon measures with compact support), endowed with the topology of compact convergence.
Lemma 5.1**.**
Let V and V be two finite-dimensional vector spaces over \mathdsR, L a discrete subgroup of V, C the convex envelope of \mathdsR+F for some finite subset F of L which generates V, and μ:V→V a linear mapping which is proper on C.
Assume that L∩kerμ generates kerμ, and take ξ∈μ(C).
Define
[TABLE]
Take x0∈C and define, for every λ∈\mathdsR+∗ and for every γ∈μ(x0+L∩C),
[TABLE]
where cγ=Card(μ−1(γ)∩(x0+L∩C)).
Then,
[TABLE]
in Ec′0(V).
Proof.
1. Define Σ:=μ(x0+L∩C), and define Fξ as the filter ‘(λ,γ)∈\mathdsR+∗×Σ,(λγ,λ)→(ξ,0).’
Observe that it will suffice to prove that νλ,γ converges vaguely to νξ along Fξ.
Indeed, the νλ,γ are probability measures supported in
[TABLE]
eventually along Fξ, where K is a compact neighbourhood of ξ in V. Since μ is proper on C, the assertion follows.
Now, let us prove that we may reduce to the case in which x0=0.
Indeed, define
[TABLE]
It will then suffice to prove that νλ,γ−νλ,γ0 converges vaguely to [math] along Fξ.
However, take φ∈Cc(V) and ε>0.
Then, there is a neighbourhood U of [math] in V such that ∣φ(x1)−φ(x2)∣<ε for every x1,x2∈V such that x1−x2∈U.
Therefore, ⟨νλ,γ−νλ,γ0,φ⟩<ε as long as λx0∈U, hence eventually along Fξ. The assertion follows.
2. Observe that C is a polyhedral convex cone. In addition, let n be the dimension of V, and let (Fh)h∈H be the (finite) family of (n−1)-dimensional facets of C; observe that Fh is a convex cone for every h∈H, so that 0∈Fh.
Take, for every h∈H, some ph∈V∗ such that Fh=kerph∩C and ph(C)⊆\mathdsR+.
Then, C is the set of x∈V such that ph(x)⩾0 for every h∈H, and L∩kerph generates kerph for every h∈H.
In addition, let Hξ be the set of h∈H such that ph(Sξ)={0}, and let Hξ′ be its complement in H.
We shall write pHξ and pHξ′ instead of (ph)h∈Hξ and (ph)h∈Hξ′, respectively.
Define Vξ′:=Vξ∩kerpHξ.
Then, Vξ′∩pHξ′−1((\mathdsR+∗)Hξ′) is the interior of Sξ in Vξ′; since by convexity Vξ′∩pHξ′−1((\mathdsR+∗)Hξ′) is not empty,
Vξ′ is the affine space generated by Sξ.
3. Define Wξ:=Vξ′−Vξ′, and observe that L∩Wξ generates Wξ.
Indeed, the linear mapping (μ,pHξ):V→V×\mathdsRHξ maps
L into the discrete subgroup μ(L)×∏h∈Hξph(L) of V×\mathdsRHξ, and Wξ is the kernel of (μ,pHξ), whence the assertion.
Therefore, there are two subspaces Wξ′ and Wξ′′ of V such that
the following hold (cf. [9, Exercises 2 and 3 of Chapter VII, § 1]):
•
Wξ⊕Wξ′=V0 and V0⊕Wξ′′=V;
•
L∩Wξ′ and L∩Wξ′′ generate Wξ′ and Wξ′′, respectively, over \mathdsR;
•
(L∩Wξ)⊕(L∩Wξ′)⊕(L∩Wξ′′)=L as abelian groups.
Therefore, we may endow V and V with two scalar products such that Wξ, Wξ′, and Wξ′′ are orthogonal, and μ induces an isometry of Wξ′′ into V.
We may further assume that ∥ph∥⩽1 for every h∈H.
4. Define, for λ>0 and γ∈Σ,
[TABLE]
so that Sλγ⊆B(Sξ,rξ,λ,γ).
Let us prove that rξ,λ,γ converges to [math] along Fξ.
Indeed, let U be an ultrafilter finer than Fξ. Denote by K the space of non-empty compact subsets of V endowed with the Hausdorff distance dH. By (1), [8, Proposition 10 of Chapter I, § 6, No. 7] and [2, Theorem 6.1], it follows that Sλγ has a (unique) limit S in K along U.
Now, for every closed neighbourhood K of ξ in V,
[TABLE]
as long as λγ∈K,
so that, by passing to the limit along U,
[TABLE]
By the arbitrariness of K, it follows that S⊆Sξ.
Therefore,
[TABLE]
so that rξ,λ,γ tends to [math] along U.
Thanks to [8, Proposition 2 of Chapter I, § 7, No. 2], the arbitrariness of U implies that rξ,λ,γ converges to [math] along Fξ.
5. Now, let πξ be the affine projection of V onto Vξ′ with fibres parallel to Wξ′⊕Wξ′′.
Reasoning as in 1 and taking 4 into account, we see that νλ,γ−(πξ)∗(νλ,γ) converges vaguely to [math] along Fξ, so that it will suffice to prove that (πξ)∗(νλ,γ) converges vaguely to νξ along Fξ.
Now, if nξ=0, then (πξ)∗(νλ,γ)=δξ′=νξ, where ξ′ is the unique element of Sξ. Therefore, we may assume that nξ>0.
Next, take ε>0 and x,y∈Sξ,λ,γ:=Supp((πξ)∗(νλ,γ)).
Assume that B(x,ε)∩pHξ−1(\mathdsR+Hξ)⊆C, and that rξ,λ,γ<ε.
Take y′∈Supp(νλ,γ) such that πξ(y′)=y, and let us prove that y′+x−y∈Supp(νλ,γ).
Indeed, it is clear that x−y∈λL∩Wξ, so that y′+x−y∈λL.
Hence, it will suffice to prove that y′+x−y∈C.
Now, since y′∈Sλγ⊆B(Sξ,ε), it follows that there is x′∈Sξ such that ∣y′−x′∣<ε, so that
[TABLE]
since y−x′∈Wξ and y′−y∈Wξ′⊕Wξ′′.
Therefore, ∣y′−y∣<ε; since, in addition, ph(y′+x−y)=ph(y′)⩾0 for every h∈Hξ, it follows that y′+x−y∈B(x,ε)∩pHξ−1(\mathdsR+Hξ)⊆C.
6. By the arguments of 5 above, we see that there is a function cξ,λ,γ on Sξ,λ,γ such that
[TABLE]
and such that cξ,λ,γ(x)⩾cξ,λ,γ(y) eventually along Fξ whenever x,y∈Sξ,λ,γ and B(x,ε)∩pHξ−1(\mathdsR+Hξ)⊆C for some fixed ε>0.
In particular, cξ,λ,γ is constant on the set of x∈Sξ,λ,γ such that B(x,ε)∩pHξ−1(\mathdsR+Hξ)⊆C.
Now, let us prove that, if ε⩽minh∈Hξ′minSξph and if x∈Vξ′ and B(x,ε)∩Vξ′⊆C, then B(x,ε)∩pHξ−1(\mathdsR+Hξ)⊆C.
Indeed, take x′∈B(x,ε), and assume that ph(y)⩾0 for every h∈Hξ.
Take h∈Hξ′, and observe that ∣ph(y−x)∣⩽∣y−x∣<ε, so that ph(y)=ph(x)+ph(y−x)⩾ph(x)−ε⩾0 by our choice of ε. By the arbitrariness of h, it follows that y∈C.
7. Finally, take a fundamental parallelotope Pξ of L∩Wξ, and extend cξ,λ,γ to a function on V which is constant on x+λPξ for every x∈πξ(λL), and vanishes outside Sξ,λ,γ+λPξ.
Then, νξ,λ,γ:=Hnξ(λPξ)1cξ,λ,γ⋅Hnξ′ is a probability measure; in addition, as in 1 we see that (πξ)∗(νλ,γ)−νξ,λ,γ converges vaguely to [math] along Fξ, so that it will suffice to show that νξ,λ,γ converges vaguely to νξ along Fξ.
However, if Sξ′ denotes the boundary of Sξ in Vξ′, then 4 and 6 imply that Hnξ(λPξ)1cξ,λ,γ is uniformly bounded eventually along Fξ, and converges on V∖Sξ′ to a function g which is [math] on the complement of Sξ, and is constant on Sξ∖Sξ′.
The assertion follows by dominated convergence. ∎
Theorem 5.2**.**
Assume that Ω=g2∗∖{0}, that dim\mathdsQμω(\mathdsQh)=dim\mathdsRμω(\mathdsRh) for every ω∈Ω, and that Ph is constant on Ω.
Then, χLA has a continuous representative.
Proof.
1. We shall simply write Ph and n1 to denote the constant values of the functions ω↦Ph,ω and ω↦n1,ω, respectively.
In addition, we shall denote by ∣⋅∣′ the (homogeneous) norm μη0(n1), and by S′ the corresponding unit sphere.
Choose ω0∈S′ and observe that μη,h,ω=∣ω∣′μη,h,ω0 and xh,ω=∣ω∣′xh,ω0 for every ω∈Ω.
For every ξ∈μω0(\mathdsR+h), let Fξ denote the filter ‘(λ,γ)∈\mathdsR+∗×Σ,(λγ,λ)→(ξ,0),’ where Σ:=μ(n1+2\mathdsNH).
In addition, define, for every λ∈\mathdsR+∗ and for every γ∈Σ,
[TABLE]
and νλ,γ:=νλ,γ′(\mathdsRh)1⋅νλ,γ′,
so that νλ,γ is a probability measure.
Then, Lemma 5.1 implies that νλ,γ converges to some probability measure νξ in Ec′0(\mathdsRh) along Fξ.
2. Denote by Λγm the γ-th Laguerre polynomial of order m, and by Jm the Bessel function (of the first kind) of order m.
Define, for every (x,t)∈\mathdsRH×\mathdsR,
[TABLE]
for every λ∈\mathdsR+∗ and for every γ′∈\mathdsNh, and
[TABLE]
for every ξ′∈\mathdsR+h.
Then, χ0 extends to a continuous function on \mathdsRh×\mathdsR×\mathdsRh×\mathdsR.
Next define, for every λ∈\mathdsR+,
[TABLE]
and observe that fλ converges locally uniformly to f0 as λ→0+.
Therefore, fλ⋅νλ,γ converges to f0⋅νξ in Ec′0(\mathdsRh) along Fξ.
If we define νλ,γ′:=νλ,γ(fλ)1fλ⋅νλ,γ and νξ′:=νξ(f0)1f0⋅νξ, then νλ,γ′ converges to νξ′ in Ec′0(\mathdsRh) along Fξ.
Define, for every ω∈Ω and for every γ∈Σ,
[TABLE]
so that χ1 is a representative of χLA (reason as in [24, 4.4.1], and take [3] into account).
Now,
[TABLE]
uniformly as ξ runs through μ(\mathdsR+h), as ω runs through S′, and as (x,t) runs through a compact subset of G.
Since ⟨νξ′,χ0(⋅,0,(∣xh,ω0∣)h=1h,ω(t))⟩ does not depend on ω, it follows that χ1 is continuous on σ(LA)×G.
The assertion follows from [9, Corollary to Theorem 2 of Chapter IX, § 4, No. 2]. ∎
Theorem 5.3**.**
Assume that Ω=g2∗∖{0}, that dim\mathdsQμω(\mathdsQh)=dim\mathdsRμω(\mathdsRh) for every ω∈Ω, and that μ is constant where μη0(n1) is constant.
Then, LA satisfies property (RL).
Proof.
Take φ∈LLA1(G).
Let S′ be the unit sphere associated with the homogeneous norm ∣⋅∣′:ω↦μη0,ω(n1).
Now, observe that, arguing as in [25, Proposition 5.4], by means of the group Plancherel formula one may prove that, given any m∈L∞(βLA) such that KLA(m)∈L1(G), we have π∗(KLA(m))=m(dπ(LA)) for almost every (class of irreducible unitary representations) π in the dual of G.
Then, comparing the irreducible representations of G and the Gω, we see that there is a negligible subset N of S′ such that (πω)∗(φ)∈Ldπω(LA)1(Gω) for every ω∈S′∖N.
Observe, in addition, that the mapping
[TABLE]
is continuous on Ω, hence on S′.
Now, fix ω0∈S′, and take (U,ψ) as in Proposition 4.12.
Then, it is easily seen that the mapping
[TABLE]
is continuous.
Furthermore, observe that our assumptions imply that, with the notation of Proposition 4.12,
[TABLE]
does not depend on ω, while
[TABLE]
Observe that (LH′,−iT) satisfies property (RL) by Theorem 5.2, and that (ψω∘πω)∗(φ)∈L(LH′,−iT)1(G′) for every ω∈S′∖N, hence for every ω∈S′ by continuity.888It is easily proved that L(LH′,−iT)1(G′) is closed in L1(G′).
Therefore, the mapping
[TABLE]
is continuous.
Now, take ω∈U∩S′∖N. Then, [24, Proposition 3.2.4], applied to the right quasi-regular representation of G′ in L2(G0), implies that
[TABLE]
for every λ∈\mathdsRH such that (λ,0)∈σ(LH′,−iT), that is, for every λ∈σ(dπ0(LH)).
By continuity, this proves that the mapping U∩S′∋ω↦M(LH′,−iT)((ψω∘πω)∗(φ))(λ,0) is constant for every λ∈σ(dπ0(LH)).
Taking into account the arbitrariness of U, we infer that there is a unique m∈C0(σ(LA)) such that
[TABLE]
for every (λ,ω(T))∈σ(LA) such that ∣ω∣′ω∈U∩S′, where U runs through a finite covering of S′ and ψU is the associated local trivialization as above.
Hence, φ=KLA(m) and the assertion follows.
∎
Here we prove a negative result.
Proposition 5.4**.**
Assume that G is the product of k⩾2MW+ groups G1,…,Gk, and assume that each Gj is endowed with a homogeneous sub-Laplacian Lj′. Assume that Card(H)=1 and that L=L1′+⋯+Lk′.
Then, LA does not satisfy properties (RL) and (S).
Proof.
Take, for every j=1,…,k, a basis Tj of the centre gj,2 of the Lie algebra of Gj.
Then, we may assume that LA=(L,−iT1,…,−iTk); define LA′′:=(L1′,…,Lk′,−iT1,…,−iTk).
Then, there is a unique linear mapping L:ELA′′→ELA such that LA=L(LA′′).
Now, take j∈{1,…,k} and γ∈\mathdsNhj, and define
[TABLE]
Define
[TABLE]
and observe that βLA′′ is equivalent to χC⋅Hn2.
Next, define
[TABLE]
and observe that L is one-to-one on C∖N. In addition, the μj are analytic and homogeneous of homogeneous degree 1, and the components of the Ωj are unbounded; therefore, N is βLA′′-negligible.
Hence, there is a unique m:ELA→ELA′′ such that m∘L is the identity on C∖N, while m equals [math] on the complement of L(C∖N).
Then, m is βLA-measurable, and KLA(m)=LA′′δe.
Now, let us prove that m is not equal βLA-almost everywhere to a continuous function.
Assume by contradiction that LA′′δe=KLA(m′) for some continuous function m′, and let π0 be the projection of G onto its abelianization G′.
Then, [24, Proposition 3.2.4], applied to the right quasi-regular representation of G in L2(G′) implies that the operators dπ0(L1′),…,dπ0(Lk′) belong to the functional calculus of π0(L), which is absurd.
To conclude, simply take τ∈S(ELA) such that τ(λ)=0 for every λ∈ELA, and observe that KLA(mτ)=LA′′KLA(τ) is a family of elements of S(G), while mτ is not equal βLA-almost everywhere to any continuous functions.
∎
5.2 The Case n2′<n2
Before we state our main results, let us consider some technical lemmas.
Lemma 5.5**.**
Let M be a separable analytic manifold of dimension n endowed with a positive Radon measure μ which is equivalent to Lebesgue measure on every local chart.
In addition, take k,h∈\mathdsN and a analytic mapping P:M→\mathdsRk with generic rank h such that π∗(μ) is a Radon measure.
Then, the following hold:
P(M)* is Hh-measurable and countably Hh-rectifiable;*
2. 2.
P∗(μ)* is equivalent to χP(M)⋅Hh;*
3. 3.
Supp(P∗(μ))=P(M);
4. 4.
if (βy)y∈\mathdsRk is a disintegration of μ relative to P, then Supp(βy)=P−1(y) for Hh-almost every y∈P(M).
Notice that it is worthwhile for our analysis to consider the case in which M is possibly disconnected.
Proof.
Observe first that M may be embedded as a closed submanifold of class C∞ of \mathdsR2n+1 by Whitney embedding theorem (cf. [15, Theorem 5 of Chapter 1]).
We may therefore assume that μ=f⋅Hn for some f∈Lloc1(χM⋅Hn).
Now, [28] implies that the set where P has rank <h, which is Hn-negligible by analyticity, has Hh-negligible image under P.
Since the image under P of the set where P has rank h is a countable union of analytic submanifolds of \mathdsRk of dimension h, we see that P(M) is Hh-measurable and countably Hh-rectifiable.
Therefore, we may make use of [16, Theorem 3.2.22], and infer that P∗(μ) is equivalent to the restriction of Hh to the set of y such that Hn−h(P−1(y))>0, and that we may find a disintegration (βy) of μ relative to P such that βy is equivalent to χP−1(y)⋅Hn−h for P∗(β)-almost every y∈\mathdsRk.
Now, the preceding arguments show that P−1(y) is an analytic submanifold of dimension n−h of M for Hh-almost every y∈P(M).
As a consequence, Supp(βy)=Supp(χP−1(y)⋅Hn−h)=P−1(y) for Hh-almost every y∈P(M); for the same reason, we also see that P∗(μ) is equivalent to χP(M)⋅Hh.
Finally, Supp(P∗(μ))=P(M) since P is continuous and Supp(μ)=M.
∎
Lemma 5.6**.**
Let E1, E2 be two finite-dimensional vector spaces, C a convex subset of E1 with non-empty interior, and L:E1→E2 a linear mapping which is proper on ∂C.
Assume that for every x∈∂C either L−1(L(x))∩∂C={x} or ∂C is an analytic hypersurface of E1 in a neighbourhood of x.
Then, L induces an open mapping L′:∂C→L(∂C).
Proof.
Take x∈∂C, and assume that L−1(L(x))∩∂C={x}.
Define Ux,k:=L−1(B(L(x),2−k))∩∂C for every k∈\mathdsN.
Since L is proper on ∂C, Ux,k is a compact neighbourhood of x for every k∈\mathdsN.
In addition, ⋂k∈\mathdsNUx,k={x}; hence, [8, Proposition 1 of Chapter 1, § 9, No. 3] implies that (Ux,k) is a fundamental system of neighbourhoods of x in ∂C, so that L′ is open at x.
Now, assume that L−1(L(x))∩∂C={x}.
Then, there is a convex neighbourhood U of L−1(L(x))∩∂C such that ∂C∩U is an analytic hypersurface of E1.
Assume by contradiction that kerL⊆Tx(∂C∩U), and take x′∈∂C so that L(x′)=L(x) but x′=x.
Since C is convex, we have [x,x′]⊆∂C.
Now, ∂C∩U is an analytic hypersurface and U is convex, so that the arbitrariness of x′ implies that ℓ∩U⊆∂C, where ℓ is the line passing through x and x′.
Since each x′′∈ℓ∩∂C has a convex neighbourhood where ∂C is an analytic hypersurface, we see that the non-empty closed set ℓ∩∂C is open in ℓ. It follows that ℓ⊆∂C, which is absurd since then ℓ would be contained in the compact set L−1(L(x))∩∂C.
Therefore, kerL⊆Tx(∂C∩U), so that L′ is open at x.
The assertion follows.
∎
Theorem 5.7**.**
Assume that Card(H)=1 and that W={0}; take a positive integer n2′<n2.
Then, the family (L,(−iTj)j=1,…,n2′) satisfies property (RL).
Proof.
1. Consider the mapping
[TABLE]
observe that L(LA)=(L,(−iTj)j=1,…,n2′). Define, in addition, L′ in such a way that L=I\mathdsR×L′, and identify g2∗ with \mathdsRn2 by means of the mapping ω↦ω(T).
Define, for every γ∈\mathdsNn1,
[TABLE]
so that βLA=(2π)n1+n21∑γ∈\mathdsNn1βγ.
Define
[TABLE]
and
[TABLE]
so that ρ0 is a norm on \mathdsRn2′ and C0=L(Supp(β0))=L(σ(LA)).
2. Now, Corollary 4.9 implies that Supp(β0)∖{0} is an analytic submanifold of ELA.
In addition, Corollary 5.5 implies that L∗(β0) is equivalent to χσ(L,(−iTj)j=1,…,n2′)⋅Hn2′+1 and that, if (β0,λ) is a disintegration of β0 relative to L, then Supp(β0,λ)=L−1(λ)∩Supp(β0) for L∗(β0)-almost every λ∈C0.
In addition, Lemma 5.12 implies that the mapping L:Supp(β0)→C0 is open.
If we prove that L∗(βγ) is absolutely continuous with respect to Hn2′+1 for every γ∈\mathdsNn1, the assertion will then follow from Proposition 2.6.
Then, let us prove that L∗(βγ) is absolutely continuous with respect to Hn2′+1 for every γ∈\mathdsNn1.
Notice that this will be the case if we prove that the analytic mapping Ω∋ω↦(μω(1n1+2γ),L′(ω)) is generically a submersion for every γ∈\mathdsNn1 (cf. Lemma 5.5).
Assume by contradiction that this is not the case, so that there are γ∈\mathdsNn1 and a component C of Ω such that μω′(1n1+2γ) vanishes on kerL′ for every ω∈C.
As a consequence, there are (r,ω′)∈\mathdsR×\mathdsRn2′ such that L−1(r,ω′)∩σ(LA) contains an open segment. Then, there is a line ℓ in L′−1(ω′) such that ({r}×ℓ)∩σ(LA) contains an open segment; observe that 0∈ℓ since the mapping ω↦μω(1n1+2γ) is homogeneous and proper.
Then, [23, Theorem 6.1 of Chapter II] implies that there is an analytic function f:ℓ→\mathdsRn1 such that f(ω) is a reordering of μω for every ω∈ℓ.
As a consequence, for every γ′∈\mathdsNn1 the set of ω∈ℓ such that f(ω)(1n1+2γ′)=r is compact, hence discrete by analyticity.
It is then easily seen that ({r}×ℓ)∩σ(LA) is countable, so that it cannot contain any open segments: contradiction.
The proof is therefore complete.
∎
Theorem 5.8**.**
Define Cγ:={(μω(1n1+2γ),ω(T)):ω∈g2∗} for every γ∈\mathdsNn1.
In addition, take n2′<n2 and define L:=id\mathdsR×pr1,…,n2′ on ELA.
Assume that the following hold:
Card(H)=1;
2. 2.
χC0⋅βLA* is L-connected*
3. 3.
for every f∈LLA1(G) and for every γ∈\mathdsNn1, MLA(f) equals βLA-almost everywhere a continuous function on Cγ.
Then, L(LA) satisfies property (RL).
Observe that condition 2 holds if C0 is the boundary of a polyhedron (cf. Corollary 2.4 below) and if Ω=g2∗∖{0} (cf. Lemma 5.12). With a little effort, one may prove that condition 2 holds if n2′=1.
We shall prepare the proof of Theorem 5.8 through several lemmas.
Lemma 5.9**.**
Let V be a topological vector space, C a convex subset of V with non-empty interior, and W an affine subspace of V such that W\cap\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C}\neq\emptyset. Then, W∩∂C is the frontier of W∩C in W.
Proof.
Indeed, take x_{0}\in W\cap\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C}, and take x in the interior of W∩C in W.
Then, there is y∈W∩C such that x∈[x0,y[, so that [10, Proposition 16 of Chapter II, § 2, No. 7] implies that x\in\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C}.
By the arbitrariness of x, this proves that W\cap\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C} is the interior of W∩C in W.
Analogously, one proves that W∩C is the closure of W∩C in W, whence the result.
∎
Lemma 5.10**.**
Let f:\mathdsRn→\mathdsR be a convex function which is differentiable on an open subset U of \mathdsRn.
Let L be a linear mapping of \mathdsRn onto \mathdsRk for some k⩽n, and assume that (f,L) has rank k on U.
Then, for every y∈(f,L)(U), the fibre (f,L)−1(y) is a closed convex set which contains L−1(y2)∩U.
Proof.
Define π:=(f,L):\mathdsRn→\mathdsR×\mathdsRk, and observe that kerL⊆kerf′(x) for every x∈U since π has rank k on U.
Therefore, if y∈π(U), then f is locally constant on L−1(y2)∩U.
Now, take two components C1 and C2 of L−1(y2)∩U, and observe that they are open in L−1(y2).
Take x1∈C1 and x2∈C2.
Then [x1,x2]⊆L−1(y2), so that there are x1′,x2′∈]x1,x2[ such that f is constant on [x1,x1′] and on [x2′,x2].
By convexity, f must be constant on [x1,x2], hence on C1∪C2.
By the arbitrariness of C1 and C2, we infer that π−1(y)⊇L−1(y2)∩U.
Now, consider the closed convex set C:={(λ,x):x∈\mathdsRn,λ⩾f(x)}, and observe that
[TABLE]
since f is continuous, so that ∂C is the graph of f.
Next, define W:=(id\mathdsR×L)−1(y)={y1}×L−1(y2), and observe that W∩∂C={y1}×π−1(y).
Assume by contradiction that W\cap\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C}\neq\emptyset.
Then, Lemma 5.9 implies that W∩∂C is the frontier of W∩C in W, so that π−1(y) has empty interior in L−1(y2).
However, π−1(y) contains L−1(y2)∩U, which is open in L−1(y2): contradiction.
Therefore, {y1}×π−1(y)=W∩C is a closed convex set, whence the result.
∎
Lemma 5.11**.**
Let f:\mathdsRn→\mathdsR be a convex function which is analytic on some open subset Ω of \mathdsRn whose complement is Hn-negligible.
Let L be a linear mapping of \mathdsRn onto \mathdsRk for some k⩽n, and let U be the union of the components of Ω where (f,L) has rank k.
Then,
[TABLE]
for Hk-almost every y∈(f,L)(U).
Proof.
Define π:=(f,L).
Since the complement of Ω is Hn-negligible, there is an Hk-negligible subset N1 of \mathdsRk such that L−1(y)∖Ω is Hn−k-negligible for every y∈\mathdsRk∖N1 (cf. [16, Theorem 3.2.11]).
In addition, observe that the set Rk of x∈Ω∖U such that kerL⊆kerf′(x), that is, such that π′(x) has rank k, is Hn-negligible by the analyticity of f.
Then, there is an Hk-negligible subset N2 of \mathdsRk such that L−1(y)∩Ω∖U is Hn−k-negligible for every y∈\mathdsRk∖N1 (loc. cit.).
Now, define N:=\mathdsR×(N1∪N2), and observe that χπ(U)⋅Hk is equivalent to the (not necessarily Radon) measure π∗(χU⋅Hn) thanks to Corollary 5.5; since U∖π−1(N)=U∖L−1(N1∪N2) is Hn-negligible, it follows that π(U)∩N is Hk-negligible.
Now, take y∈π(U)∖N.
Then, Lemma 5.10 implies that π−1(y) is a closed convex set which contains L−1(y2)∩U, so that its interior in L−1(y2) is not empty.
Let U′ be a component of Ω which is not contained in U, and assume that π−1(y)∩U′=∅.
Since f is analytic on U′, and since π−1(y) is a convex set with non-empty interior in L−1(y2), we see that a component C of L−1(y2)∩U′ is contained in Rk.
By the choice of N2, this implies that C is Hn−k-negligible; since C is non-empty and open in L−1(y2), this leads to a contradiction.
Therefore,
[TABLE]
By our choice of N1, the set L−1(y2)∖Ω is Hn−k-negligible; on the other hand, the support of χπ−1(y)⋅Hn−k is π−1(y) by convexity.
Hence, L−1(y2)∩U is dense in π−1(y), whence the result.
∎
Lemma 5.12**.**
Keep hypotheses and notation of Lemma 5.11. Assume, in addition, that x→∞limf(x)=+∞ and that Hn is (f,L)-connected.
Then, for every m∈C(\mathdsRn) such that m=m′∘LHn-almost everywhere for some m′:\mathdsR×\mathdsRk→\mathdsC, there is m′′∈C(\mathdsR×\mathdsRk) such that m=m′′∘(f,L) pointwise.
Proof.
Define π:=(f,L).
Let (β1,y)y∈\mathdsR×\mathdsRk be a disintegration of χU⋅Hn relative to π and let (β2,y)y∈\mathdsR×\mathdsRk be a disintegration of χΩ∖U⋅Hn relative to π.
Then, Corollary 5.5 implies that:
•
π∗(χU⋅Hn) is equivalent to χπ(U)⋅Hk;
•
π∗(χΩ∖U⋅Hn) is equivalent to χπ(Ω∖U)⋅Hk+1;
•
Supp(β1,y)=π−1(y)∩U for Hk-almost every y∈π(U);
•
Supp(β2,y)=π−1(y)∩Ω∖U for Hk+1-almost every y∈π(Ω∖U).
In addition, π(U) has Hausdorff dimension k, so that Hk+1(π(U))=0; in particular, π∗(χU⋅Hn) and π∗(χΩ∖U⋅Hn) are alien measures.
If we define βy:=β1,y for every y∈π(U) and βy:=β2,y for every y∈(\mathdsR×\mathdsRk)∖π(U), then (βy) is a disintegration of Hn relative to π.
Now, Lemma 5.11 implies that π−1(y)∩U=π−1(y) for Hk-almost every y∈π(U).
Next, let us prove that π−1(y)=π−1(y)∩Ω∖U for Hk+1-almost every y∈π(U).
Let us first prove that π−1(y) is the boundary of a compact convex set with non-empty interior in L−1(y2) for Hk+1-almost every y∈π(Ω∖U).
Indeed, by [28] there is an Hk+1-negligible subset N of π(Ω∖U) such that π′(x) has rank k+1 for every x∈L−1(y)∩Ω∖U and for every y∈π(Ω∖U)∖N.
Now, define C:={(λ,x):x∈\mathdsRn,λ⩾f(x)}, and observe that id\mathdsR×L is proper on C since limx→∞f(x)=+∞.
Therefore, {y1}×π−1(y)=(id\mathdsR×L)−1(y)∩∂C is compact for every y∈\mathdsR×\mathdsRk.
In addition, if y∈π(Ω∖U)∖N, then (\mathrm{id}_{\mathds{R}}\times L)^{-1}(y)\cap\overset{\leavevmode\resizebox{3.1298pt}{3.1298pt}{\circ}}{C}\neq\emptyset, so that Lemma 5.9 implies that π−1(y) is the boundary of a compact convex set with non-empty interior in L−1(y2).
Therefore, π−1(y) is bi-Lipschitz homeomorphic to \mathdsSn−k−1,
so that the support of χπ−1(y)⋅Hn−k−1 is π−1(y) for such y.
In addition, since \mathdsRn∖Ω is Hn-negligible, [16, Theorem 3.2.11] implies that π−1(y)∖Ω is Hn−k−1-negligible for Hk+1-almost every y∈\mathdsR×\mathdsRk.
Hence, π−1(y)∩Ω∖U=π−1(y) for Hk+1-almost every y∈π(U).
Then, Proposition 2.6 implies that there is m′′′:π(\mathdsRn)→\mathdsC such that m=m′′′∘π; since π is proper, this implies that m′′′ is continuous on π(\mathdsRn).
Finally, since π is proper, π(\mathdsRn) is closed, so that the assertion follows from [9, Corollary to Theorem 2 of Chapter IX, § 4, No. 2].
∎
Until the end of this proof, we shall identify \mathdsRn2 and g2∗ by means of the bijection ω↦ω(T); L′ will denote pr1,…,n2′, so that L=id\mathdsR×L′.
In addition, for every γ∈\mathdsNn1, define πγ:\mathdsRn2∋ω↦(μω(1n1+2γ),ω), so that πγ is continuous and Cγ is the graph of πγ.
Take f∈LL(LA)1(G) and let m be a representative of ML(LA)(f).
Take, for every γ∈\mathdsNn1, a continuous function mγ on Cγ such that mγ=MLA(f)χCγ⋅βLA-almost everywhere.
Then, Lemma 5.12 implies that there is a continuous function m0′:EL(LA)→\mathdsC such that m0=m0′∘Lon C0.
Since βL(LA) need not be equivalent to L∗(χC0⋅βLA), though, this is not sufficient to conclude.
For every γ∈\mathdsNn1, define βγ:=χCγ⋅βLA, and let Uγ,1 be the union of the components C of Ω such that μω′(1n1+2γ) does not vanish on kerL′ for some ω∈C.
Let Uγ,2 be the complement of Uγ,1 in Ω.
Notice that βγ is equivalent to (πγ)∗(Hn2).
In addition, Corollary 5.5 implies that the following hold:
•
L∗(χ\mathdsR×Uγ,1⋅βγ) is equivalent to χL(πγ(Uγ,1))⋅Hn2′+1;
•
L∗(χ\mathdsR×Uγ,2⋅βγ) is equivalent to χL(πγ(Uγ,2))⋅Hn2′;
•
χ\mathdsR×Uγ,2⋅βγ has a disintegration (βγ,2,λ)λ∈EL(LA) relative to L such that L−1(λ)∩πγ(Uγ,2)⊆Supp(βγ,2,λ) and βγ,2,λ is equivalent to the measure χL−1(λ)∩πγ(Uγ,2)⋅Hn2−n2′ for Hn2′-almost every λ∈L(πγ(Uγ,2)).
In particular, βL(LA) is equivalent to χσ(L(LA))⋅Hn2′+1+μ, where μ is a measure absolutely continuous with respect to Hn2′ alien to Hn2′+1.
Now, observe that L∗(χ\mathdsR×Uγ,1⋅βγ) is absolutely continuous with respect to L∗(β0); since (m−m0′)∘L is β0-negligible, there is an L∗(β0)-negligible subset N of EL(LA) such that m=m0′ on EL(LA)∖N.
Since N is L∗(χ\mathdsR×Uγ,1⋅βγ)-negligible, this implies that (m−m0′)∘L vanishes χ\mathdsR×Uγ,1⋅βγ-almost everywhere.
Since m∘L=mγβγ-almost everywhere, it follows that m0′∘L=mγχ\mathdsR×Uγ,1⋅βγ-almost everywhere, hence on
[TABLE]
since m0′∘L and mγ are continuous, while πγ is proper.
Next, consider χ\mathdsR×Uγ,2⋅βγ.
Tonelli’s theorem implies that L′−1(λ2)∖Ω is Hn2−n2′-negligible for Hn2′-almost every λ2∈\mathdsRn2′.
Now, if N is an Hn2′-negligible subset of \mathdsR×\mathdsRn2′, then pr2(N) is Hn2′-negligible since pr2 is Lipschitz.
Therefore, there is an Hn2′-negligible subset N′ of \mathdsRn2′ such that, for every λ∈L(πγ(Uγ,2))∖(\mathdsR×N′),
•
m∘L=mγβγ,2,λ-almost everywhere;
•
L−1(λ)∩πγ(Uγ,2)⊆Supp(βγ,2,λ);
•
L′−1(λ2)∖Ω is Hn2−n2′-negligible.
Hence, if λ∈L(πγ(Uγ,2))∖(\mathdsR×N′), then mγ is constant on L−1(λ)∩πγ(Uγ,2).
In addition, fix λ∈L(πγ(Uγ,2))∖(\mathdsR×N′); then,
[TABLE]
so that L′−1(λ2)∩Uγ,1∩L′−1(λ2)∩Uγ,2=∅ or L′−1(λ2)∩Uγ,1=∅ by connectedness.
Now, let C be the set of components of L′−1(λ2)∩Uγ,2; observe that C is finite since L′−1(λ2)∩Ω is semi-algebraic (cf. [13, Proposition 4.13]) and since L′−1(λ2)∩Uγ,2 is open and closed in L′−1(λ2)∩Ω.
In addition, observe that pr1∘πγ is constant on each C∈C; let λ1,C be its constant value.
In particular, since pr1∘πγ is proper and since C is finite, this implies that L′−1(λ2)∩Uγ,1=∅.
Further, mγ is constant on πγ(C)⊆L−1(λ1,C,λ2)∩πγ(Uγ,2) for every C∈C.
Now, there is C1∈C such that L′−1(λ2)∩Uγ,1∩C1=∅; since mγ∘πγ=m0′∘L∘πγ on Uγ,1, and since mγ is continuous, it follows that mγ∘πγ=m0′∘L∘πγ on C1.
Iterating this procedure, we eventually see that mγ∘πγ=m0′∘L∘πγ on L′−1(λ2).
Therefore, mγ=m0′∘L on L−1(λ)∩Cγ for every λ∈L(πγ(Uγ,2))∖(\mathdsR×N′).
Now, observe that L−1(\mathdsR×N′)∩πγ(Uγ,2) is Hn2′-negligible since pr2∘L∘πγ=L′ and since Hn2′′ is equivalent to the non-Radon measure L∗′(Hn2).
Therefore, mγ=m0′∘Lβγ-almost everywhere, hence on Cγ by continuity.
By the arbitrariness of γ, this implies that m0′∘L is a representative of MLA(f), so that m0′ is a continuous representative of ML(LA)(f). The assertion follows. ∎
6 Property (S)
The results of this section are basically a generalization of the techniques employed in [3, 4].
The first result has very restrictive hypotheses, for the same reasons explained while discussing property (RL), but hold for the ‘full family’ LA (cf. Theorem 6.2); on the contrary, the second one holds under more general assumptions, but only for families of the form (L,(−iT1,…,−iTn2′)) for n2′<n2 (cf. Theorem 6.5).
Notice that, even though Theorem 7.4 is the main application of Theorem 6.2, there are other families to which it applies as well. This happens for the family we considered while discussing property (RL) in the case of Theorem 5.3.
Notice that in all of our results we imposed the condition W={0}; this is unavoidable (with our methods), since on W we cannot infer any kind of regularity from the ‘inversion formulae’ employed. Indeed, our auxiliary function ∣xω∣2 is not differentiable on W, in general.
Nevertheless, this does not mean that property (S) cannot hold when W={0}, as Theorem 8.3 shows.
Before stating our first result, let us recall a lemma based on some techniques developed in [18] and then in [3].
Let LA be a Rockland family on a homogeneous group G′, and let T1′,…,Tn′ be a free family of elements of the centre of the Lie algebra g′ of G′.
Let π1 be the canonical projection of G′ onto its quotient by the normal subgroup exp(\mathdsRT1′), and assume that the following hold:
•
(LA,iT1′,…,iTn′)* satisfies property (RL);*
•
dπ1(LA,iT2′,…,iTn′)* satisfies property (S).*
Take φ∈S(LA,iT1′,…,iTn′)(G′).
Then, there are two families (φγ)γ∈\mathdsNn and (φγ)γ∈\mathdsNn of elements of S(G′,LA) and S(LA,iT1′,…,iTn′)(G′), respectively, such that
[TABLE]
for every h∈\mathdsN.
Theorem 6.2**.**
Assume that Ω=g2∗∖{0}, that dim\mathdsQμω(\mathdsQh)=dim\mathdsRμω(\mathdsRh) for every ω∈Ω, and that μ is constant where μη0(n1) is constant.
Then, LA satisfies property (S).
Proof.
We proceed by induction on n2⩾1.
1. Notice that the inductive hypothesis, Theorem 3.2, Theorem 5.3, and Lemma 6.1 imply that we may find a family (φγ) of elements of S(G,LH), and a family (φγ) of elements of SLA(G) such that
[TABLE]
for every h∈\mathdsN.
Define mγ:=MLH(φγ)∈S(σ(LH)) and mγ:=MLA(φγ)∈C0(βLA) for every γ (cf. Theorem 5.3).
Then,
[TABLE]
for every h∈\mathdsN and for every (λ,ω)∈σ(LA).
2. Assume that mγ=0 for every γ∈\mathdsNn2.
Define N(ω):=μω(n1) for every ω∈g2∗, so that N is a (homogeneous) norm on g2∗ which is analytic on ω.
Define, in addition, Σ:=μω(n1+2\mathdsNh) for some (hence every) ω∈g2∗ such that N(ω)=1.
Then, set d:=infσ∈Σd(σ,Σ∖{σ}), and observe that d>0 since dim\mathdsQμω(\mathdsQh)=dim\mathdsRμω(\mathdsRh).
Finally, identify g2∗ with \mathdsRn2 by means of the mapping ω↦ω(T), take r∈]0,4dminσ∈Σ∣σ∣[, and choose
φ∈D(\mathdsRH) so that χB(0,r)⩽φ⩽χB(0,2r). Define
[TABLE]
for every λ∈ELA.
Proceeding as in the proof of [3, Lemma 3.1], one sees that m∈S(ELA), so that φ∈S(G,LA).
3. Now, consider the general case.
By a vector-valued version of Borel’s lemma (cf. [20, Theorem 1.2.6] for the scalar, one-dimensional case), there is m∈D(g2∗;S(\mathdsRH)) such that m(γ)(0)=mγ for every γ∈\mathdsNn2.
Interpret m as an element of S(ELA).
Then, 2 implies that m−m equals a Schwartz function on σ(LA). The assertion follows.
∎
Now we consider the case in which Card(H)=1, and n2′<n2. We begin with a suitable version of Morse lemma, which is an easy consequence of [21, Lemma C.6.1].
Lemma 6.3**.**
Let U an open subset of \mathdsRk×\mathdsRn, and φ a mapping of class C∞ of U into \mathdsR.
Assume that ∂1φ(x0)=0 and that ∂12φ(x0) is positive and non-degenerate for some x0∈U.
Then, there are an open neighbourhood V1 of [math] in \mathdsRk, an open neighbourhood V2 of x0,2 in \mathdsRn, and a C∞-diffeomorphism ψ from V1×V2 onto an open subset of U such that ψ(0,x0,2)=x0, ψ2=pr2, and
[TABLE]
for every y∈V1×V2.
Corollary 6.4**.**
Keep the hypotheses and the notation of Lemma 6.3.
Take a function f∈C∞(ψ(V1×V2)×\mathdsR) and a function g:V2×\mathdsR→\mathdsC so that
[TABLE]
for every x∈ψ(V1×V2).
Then, g can be modified so as to be of class C∞ in a neighbourhood of (x0,2,φ(x0)).
Proof.
Indeed, the assumption means that
[TABLE]
for every y∈V1×V2.
Define, for every y2∈V2,
[TABLE]
Then, the mapping V2∋y2↦fy2 belongs to E(V2;E(V1)), and
[TABLE]
for every y1∈V1 and for every y2∈V2.
Now, [30] easily implies that the mapping999We denote by E\mathdsR(\mathdsR+) the quotient of E(\mathdsR) by the set of φ∈E(\mathdsR) which vanish on \mathdsR+.
[TABLE]
is an isomorphism onto the set of radial functions of class C∞.
Since there is a continuous linear extension operator E\mathdsR(\mathdsR+)→E(\mathdsR) (cf., for instance, [5, Corollary 0.3]), we find a continuous linear mapping Φ2:Φ1(E\mathdsR(\mathdsR+))→E(\mathdsR) such that
[TABLE]
for every even function h∈E(\mathdsR).
Then, take τ∈D(V1) so that τ equals 1 on a neighbourhood V1′ of [math] in V1, and define
[TABLE]
Then, Gy2(∥y1∥2)=gy2(∥y1∥2) for every y1∈V1′ and for every y2∈V2.
In addition, the mapping y2↦Gy2 belongs to E(V2;E(\mathdsR)), so that there is G∈E(V2×\mathdsR) such that G(y2,t)=Gy2(t) for every y2∈V2 and for every t∈\mathdsR.
Then,
[TABLE]
for every y2∈V2 and for every y1∈V1′.
Define
[TABLE]
so that G∈E(V2×\mathdsR) and
[TABLE]
for every x∈ψ(V1′×V2), whence the result.
∎
Theorem 6.5**.**
Assume that Card(H)=1 and that W={0}, and let S be the analytic hypersurface {ω∈g2∗:μω(n1,ω)=1}. Assume that, for every ω∈S such that ⟨T1,…,Tn2′⟩∘⊆Tω(S), the Gaussian curvature of S at ω is non-zero.
Take n2′∈{0,…,n2−1} and define LA′:=(L,(−iT1,…,−iTn2′)).
Then, LA′ satisfies property (S).
The condition on S is satisfied, for example, if ω↦μω(n1,ω) is a hilbertian norm.
Observe, in addition, that the Gaussian curvature of S vanishes on a negligible set in virtue of the strict convexity of the norm ω↦μω(n1,ω).
Therefore, for almost every (T1′,…,Tn2′′)∈g2n2′ the family (L,(−iT1′,…,−iTn2′′)) satisfies property (S).
Proof.
1. We proceed by induction on n2′. Observe first that the assertion follows from Theorem 3.2 when n2′=0. Then, assume that n2′>0. By the inductive assumption, it is easily seen that dπ1(LA′) satisfies property (S), where π1 is the canonical projection of G onto G
/
expG(\mathdsRT1).
Take φ∈SLA′(G).
Then,
Theorem 5.7 and Lemma 6.1 imply that we may find a family (φγ)γ∈\mathdsNn2′ of elements of S(G,L), and a family (φγ)γ∈\mathdsNn2′ of elements of SLA′(G) such that
[TABLE]
for every h∈\mathdsN.
Define mγ:=ML(φγ)∈S(σ(L)) and mγ:=MLA′(φγ)∈C0(σ(LA′)) for every γ.
Then,
[TABLE]
for every h∈\mathdsN and for every (λ,ω′)∈σ(LA′).
2. As in the proof of Theorem 6.2, we may reduce to the case in which mγ=0 for every γ.
Let L:ELA→ELA′ be the unique linear mapping such that L(LA)=LA′, and denote by L′ the mapping g2∗∋ω↦(ω(T1),…,ω(Tn2′))∈\mathdsRn2′, so that
[TABLE]
for every r>0.
Now, define
[TABLE]
for every ω∈g2∗.
Arguing as in the proof of Theorem 6.2 and taking into account Proposition 4.10, we see that M∈S(g2∗) and that M vanishes of order ∞ at [math].
Now, observe that
[TABLE]
for every ω∈g2∗.
In addition, Σ:=\mathdsR+({1}×S) is a closed semianalytic subset of ELA since it is the closure of the graph of an analytic function (defined on g2∗∖{0}); in addition, L is proper on Σ and L(Σ)=σ(LA′) is a subanalytic closed convex cone, hence Nash subanalytic.
By Theorem 2.7, in order to prove that m0∈SELA′(σ(LA′)) it suffices to show that M is a formal composite of L′.
Now, the assertion is clear at [math] since M vanishes of order ∞ at [math].
Then, take ω∈S.
If kerL⊆Tω(T)(S(T)), then L′ is a submersion at ω, so that the assertion follows in this case.
Otherwise, as in the proof of Lemma 5.6 we see that L′−1(L′(ω))={ω}, so that the assertion follows from Corollary 6.4.
By homogeneity, the assertion follows for every ω=0.
Therefore, m0∈SELA′(σ(LA′)), whence the result.
∎
7 Examples: H-Type Groups
In this section we shall deal with the following situation: G is an H-type group and there is a finite family (vη)η∈H of subspaces of g1 such that vη⊕g2, with the induced structure, is an H-type Lie algebra for every η∈H and such that vη1 and vη2 commute and are orthogonal for every η1,η2∈H such that η1=η2.
We shall define n1:=(21dimvη)η∈H.
We shall then consider, for every η∈H, the group of linear isometries O(vη) of vη, and define a canonical action of O:=∏η∈HO(vη) on the vector space subjacent to g as follows: (Lη)((vη),t):=((Lη⋅vη),t) for every (Lη)∈O and for every ((vη),t)∈g1⊕g2.
A projector of D′(G) is then canonically defined as follows:
[TABLE]
for every T∈D′(G); here, νO denotes the normalized Haar measure on O.
Proposition 7.1**.**
The following hold:
π* induces a continuous projection on D′r(G), S′(G), E′r(G), Er(G), S(G), Dr(G) and Lp(G) for every r∈\mathdsN∪{∞} and for every p∈[1,∞];*
2. 2.
if φ1,φ2∈D(G), then
[TABLE]
3. 3.
if μ is a positive measure on G, then also π∗(μ) is a positive measure; in addition, π∗(νG)=νG;
4. 4.
if T∈D′(G) is O-invariant, then also Tˇ is O-invariant;
5. 5.
if T is supported at e, then π∗(T) is supported at e;
6. 6.
if φ1,φ2∈D(G) are O-invariant, then also φ1∗φ2 is O-invariant and φ1∗φ2=φ2∗φ1.
Now, let Lη be the differential operator corresponding to the restriction of the scalar product to vη∗; in other words, Lη is minus the sum of the squares of the elements of any orthonormal basis of vη.
Let T1,…,Tn2 be an orthonormal basis of g2, and define LA:=((Lη)η∈H,(−iT1,…,−iTn2)).
Recall that a left-invariant differential operator X is π-radial if and only if π∗(Xe)=Xe, that is, if and only if Xe is O-invariant. Nevertheless, this does not imply that X is O-invariant.
Proposition 7.2**.**
LA* is a Rockland family and generates (algebraically) the unital algebra of left-invariant differential operators which are π-radial.*
Proof.
Since ∑η∈HLη is the operator associated with the scalar product of g1∗, it is clear that LA is a Rockland family.
Now, take an O-invariant distribution S on G which is supported at e.
Let p\colon G\to\mathchoice{\text{G\raisebox{-2.84526pt}{\leavevmode\resizebox{7.96677pt}{9.95845pt}{/}}\raisebox{-5.12149pt}{[G,G]}}}{\text{G\raisebox{-2.84526pt}{\leavevmode\resizebox{7.96677pt}{9.95845pt}{/}}\raisebox{-5.12149pt}{[G,G]}}}{\text{G\raisebox{-1.70717pt}{\leavevmode\resizebox{6.54413pt}{5.7261pt}{/}}\raisebox{-3.98337pt}{[G,G]}}}{\text{G\raisebox{-0.85358pt}{\leavevmode\resizebox{4.41017pt}{3.98337pt}{/}}\raisebox{-1.99168pt}{[G,G]}}} be the canonical projection.
Then, p(S) is O-invariant and supported at p(e).
By means of the Fourier transform, we see that there is a unique polynomial P0∈\mathdsR[H] such that p(S)=P0(p(LH,e)).
Therefore, there are S1,…,Sn2∈D′(G) such that Supp(Sk)⊆{e} for every k=1,…,n2, and such that
[TABLE]
Reasoning by induction, it follows that S belongs to the unital algebra (algebraically) generated by LA,e.
Conversely, it is clear that T1,…,Tn2 are π-radial.
On the other hand, a direct computation shows that Lη,e=−∑v∈B∂v2, where B is any orthonormal basis of vη. Hence, Lη,e is O-invariant. ∎
Now, we shall consider some image families of LA.
More precisely, we shall fix μ∈(\mathdsRH)H′ so that the induced mapping from \mathdsRH into \mathdsRH′ is proper on \mathdsR+H.
Then, we shall define L:ELA∋(λ1,λ2)↦(μ(λ1),λ2)∈\mathdsRH′×g2∗ and consider the family L(LA).
Then, L(LA) is a Rockland family since L is proper on σ(LA) by construction.
Proposition 7.3**.**
Set d:=dim\mathdsQμ(\mathdsQH).
Then, there are a βL(LA)-measurable function m:EL(LA)→\mathdsCd and a linear mapping L′:\mathdsRd→\mathdsCH′ such that the following hold:
•
there is μ′∈((\mathdsQ+∗)H)d such that m(LA)=μ′(LH);
•
(L′(m(LA)),(−iTj)j=1n2)=L(LA);
•
m* equals βL(LA)-almost everywhere a continuous function if and only if d=dim\mathdsRμ(\mathdsRH).*
Proof.
Indeed, we may find d linearly independent \mathdsQ-linear functionals p1,…,pd on μ(\mathdsQH).
Let μ1′,…,μd′ be the elements of \mathdsQH associated with p1∘μ,…,pd∘μ.
Then, μ1′,…,μd′ are linearly independent over \mathdsQ, hence over \mathdsC by tensorization.
Now, define Lh′′:=∑η∈Hμh,η′Lη, so that the family (L1′′,…,Ld′′) is linearly independent over \mathdsC.
Next, take h∈{1,…,d}, and observe that, if λ∈\mathdsRn2∖{0} and γ1,γ2∈\mathdsNH are such that
[TABLE]
then μ(γ1−γ2)=0, so that
[TABLE]
Hence, there is a βLA-measurable function m:EL(LA)→\mathdsCd such that
[TABLE]
for every λ′∈σ(LA)∩(\mathdsRH×(\mathdsRn2∖{0})); hence, Lh′′δe=KLA(mh) for every h=1,…,d.
Next, observe that, for every η′∈H′ there is (Lη′,1′,…,Lη′,d′)∈\mathdsQd such that
[TABLE]
on \mathdsQH. Therefore, ∑h=1kLη′,h′μh′=μη′, whence (L′(m(LA)),(−iTj)j=1n2)=L(LA).
If d=dim\mathdsRμ(\mathdsRH), then m×id\mathdsRn2 is a homeomorphism of σ(L(LA)) onto σ(L1′′,…,Ld′′,(−iTh)h=1n2).
Conversely, assume that m can be taken so as to be continuous.
Then, m×id\mathdsRn2 and L′×id\mathdsRn2 are inverse of one another between σ(L(LA)) and σ(L1′′,…,Ld′′,(−iTh)h=1n2).
In particular,
L′ induces a homeomorphism of μ′(\mathdsR+H) onto μ(\mathdsR+H), so that these two cones must have the same dimension. Hence, d=dim\mathdsR(μ(\mathdsRH)).
∎
Theorem 7.4**.**
The following conditions are equivalent:
(i)
χL(LA)* has a continuous representative;*
2. (ii)
L(LA)* satisfies property (RL);*
3. (iii)
every element of SL(LA)(G) has a continuous multiplier;
4. (iv)
If, in addition, L(LA) is not functionally complete, then there is some L′, corresponding to some μ′∈(\mathdsRH)H′′, such that L′(LA) is functionally complete and functionally equivalent to L(LA).
Proof.
(i) ⟹ (ii). Obvious.
(ii) ⟹ (iii). Obvious.
(iii) ⟹ (vi). Assume, on the contrary, that dim\mathdsQμ(\mathdsQH)>dim\mathdsRμ(\mathdsRH), and keep the notation of Proposition 7.3.
Then, mh cannot be taken so as to be continuous for some h∈{1,…,d}.
Take φ∈S(EL(LA)) so that φ(λ)=0 for every λ∈ELA.
Then,
[TABLE]
but mhφ is not equal βL(LA)-almost everywhere to any continuous functions, whence the result.
In this section, (Gα)α∈A will be a family of Heisenberg groups each of which is endowed with a homogeneous sub-Laplacian Lα.
Define L:=∑α∈ALα, and denote by T a finite family of elements of g2, which is the centre of the Lie algebra of G:=∏α∈AGα.
Before we proceed to the main results of these section, let us introduce some more notation.
For every α∈A, we shall denote by Tα a basis of the centre of the Lie algebra of Gα, so that we may identify canonically g2 with ⨁α∈A\mathdsRTα.
Then, there is a basis (Xα,1,…,Xα,2n1,α,Tα) of the Lie algebra of Gα such that [Xα,k,Xα,n1,α+k]=Tα for every k=1,…,n1,α, while the other commutators vanish, and such that there is μα∈(\mathdsR+∗)n1,α such that
[TABLE]
We shall denote by g1,α the vector space generated by Xα,1,…,Xα,2n1,α, and we shall set n1:=(n1,α)α∈A.
Proposition 8.1**.**
Assume that Card(A)⩾2. If T generates g2, then the families (L,−iT) and (LA,−iT) are functionally equivalent.
In addition, (L,−iT) does not satisfy properties (RL) and (S).
Let μ be a linear mapping of \mathdsRn onto \mathdsRm such that kerμ∩\mathdsR+n={0}.
Define Σ0:=μ(\mathdsR+n)×{0}, and
[TABLE]
If φ∈C∞(\mathdsRm×\mathdsR) vanishes on Σ, then φ vanishes of order ∞ on Σ0.
Proof.
Take x=(λμ(1n+2γ),0) for some λ>0 and some γ∈\mathdsNn.
Then, for every k∈\mathdsN,
[TABLE]
Therefore, it is easily seen that ∂2hφ(x)=0 for every h∈\mathdsN.
Since the set
[TABLE]
is dense in Σ0, it follows that ∂2hφ vanishes on Σ0 for every h∈\mathdsN.
Then, observe that, since we assumed that μ(\mathdsRn)=\mathdsRm, the closed convex cone Σ0 generates \mathdsRm×{0}, so that Σ0 is the closure of its interior in \mathdsRm×{0}. The assertion follows easily.
∎
Theorem 8.3**.**
Assume that Card(A)⩾2. If T does not generate g2, then the family (L,−iT) satisfies properties (RL) and (S).
Proof.
1. Let us prove that (L,−iT) satisfies property (RL).
Consider the Rockland family (L,−iTA) and take α∈A; take ω∈\mathdsRA.
Define
[TABLE]
for every γ∈\mathdsNn1, so that C0 is the boundary of a convex polyhedron.
If L:E(L,−iTA)→E(L,−iT) is the unique continuous linear mapping such that L(L,−iTA)=(L,−iT), then χC0⋅β(L,−iTA) is L-connected by Proposition 2.4.
Now, define LA′′:=((−Xα,k2−Xα,n1,α+k2)k=1,…,n1,α,−iTα)α∈A, so that LA′′ satisfies properties (RL) and (S) by Theorems 2.2 and 7.4.
Take f∈L(L,−iT)1(G), and let m be its continuous multiplier relative to LA′′ (cf. Theorem 7.4).
Then,
[TABLE]
is a continuous function on Cγ which equals M(L,−iTA)(f)χCγ⋅β(L,−iTA)-almost everywhere.
Therefore, the assertion follows from Theorem 5.8.
2. Assume that T generates a hyperplane of g2, and let us prove that (L,−iT) satisfies property (S).
Take m∈C0(E(L,−iT)) such that K(L,−iT)(m)∈S(G), and
consider the (unique) linear mapping
[TABLE]
such that L′(LA′′)=(L,−iT).
Then, there is m0∈S(ELA′′) such that m∘L′=m0 on σ(LA′′).
Next, define, for every ε∈{−,+}A and for every γ∈\mathdsNn1,
[TABLE]
so that Sε,γ is a closed convex semi-algebraic set of dimension Card(A).
Assume that L′ is not one-to-one on Sε,γ.
Since L′ is proper on σ(LA′′), for every λ∈L′(Sε,γ) the fibre L′−1(λ) intersects Sε,γ on a closed segment whose end-points lie in the relative boundary of Sε,γ.
Therefore, L′(Sε,γ) gives no contribution to ⋃ε′∈{−,+}AL′(Sε′,γ); in particular, we may find a subset E0 of {−,+}A such that ⋃ε∈E0L′(Sε,0)=L′(σ(LA′′)) and such that L′ is one-to-one on Sε,0 for every ε∈E0.
Now, Corollary 2.8 implies that for every ε∈E0 there is mε′∈S(E(L,−iT)) such that mε′∘L′=m0 on Sε,0.
Nevertheless, we must prove that these functions mε′ can be patched together to form a Schwartz multiplier of K(L,−iT)(m).
Then, take λ∈σ(L,−iT). We shall distinguish some cases.
Assume that there are ε1,ε2∈E0 such that L′(Sε1,0)∩L′(Sε2,0) has non-empty interior and such that λ∈L′(Sε1,0)∩L′(Sε2,0).
Then, mε1′=mε2′ on L′(Sε1,0)∩L′(Sε2,0), so that mε1′−mε2′ vanishes of order infinity on the closure of the interior of L′(Sε1,0)∩L′(Sε2,0), which is L′(Sε1,0)∩L′(Sε2,0) by convexity.
In particular, mε1′−mε2′ vanishes of order infinity at λ.
Next, assume that there are ε1,ε2∈E0 and λ′∈Sε1,0∩Sε2,0 such that L′(λ′)=λ.
Then, λ′∈Sεk,γ for every γ∈\mathdsNn1 such that γα=0 if ε1,α=ε2,α, and for k=1,2; let Γε1,ε2 be the set of such γ.
Now, clearly mεk′∘L′=m0 on Sεk,γ for every γ∈Γε1,ε2.
Taking into account Lemma 8.2, we see that the restriction of (mε1′−mε2′)∘L′ to ∏α∈AVα vanishes of order ∞ at λ′, where Vα is \mathdsR(1n1,α,ε1,α) if ε1,α=ε2,α while Vα=\mathdsRn1,α+1 otherwise.
Since either ε1=ε2 or L′:∏α∈AVα→E(L,−iT) is onto, it follows that mε1′−mε2′ vanishes of order ∞ at λ.
Then, assume that there are ε1,ε2∈E0 such that λ∈L′(Sε1,0)∩L′(Sε2,0), but that L′(Sε1,0)∩L′(Sε2,0) has empty interior and λ∈L′(Sε1,0∩Sε2,0).
Let us prove that there is ε3∈E0 such that λ∈L′(Sε1,0∩Sε3,0) and such that L′(Sε2,0)∩L′(Sε3,0) has non-empty interior.
Indeed, observe that there is a unique liner mapping L′′ such that L′′(LA′′)=(L,−iTA).
In addition, if S0=⋃ε∈\mathdsNASε,0, then L′′ induces a homeomorphism of S0 onto S0′=L′′(S0).
Furthermore, S0′ is the boundary of the convex envelope C0′ of σ(L,−iTA), which is a convex polyhedron, and kerL has dimension 1.
Next, observe that L(S0′)=L(C0′)=σ(L,−iT) and that L is proper on C0′; put an orientation on kerL, fix a linear section ℓ of L, and define
[TABLE]
and
[TABLE]
Then, g− and g+ are convex and concave, respectively, hence continuous on the interior of σ(L,−iT). Observe that the union of the graphs of g− and g+ is ⋃ε∈E0L′′(Sε,0).
Now, let E0,± be the set of ε∈E0 such that L′′(Sε,0) is contained in the graph of g±.
Observe that E0 is the disjoint union of E0,− and E0,+, since g−(λ)=g+(λ) for every λ in the interior of σ(LA) (cf. the proof of Proposition 2.4).
Therefore, σ(LA)=⋃ε∈E0,±L′(Sε,0); since L′(Sε,0) is closed for every ε∈E0 and since E0 is finite, this proves that the union of the L′(Sε,0) such that ε∈E0,± and λ∈L′(Sε,0) is a neighbourhood of λ in σ(LA).
Next, since λ∈L′(Sε1,0∩Sε2,0), we may assume that ε1∈E0,+ and ε2∈E0,−.
Then, there is ε3∈E0,+ such that λ∈L′(Sε3,0) and L′(Sε2,0)∩L′(Sε3,0) has non-empty interior, so that λ∈L′(Sε1,0∩Sε2,0).
Therefore, the preceding arguments show that mε2′−mε1′ vanishes of order ∞ at λ.
Hence, by means of Theorem 2.7 we see that there is m′∈S(E(L,−iT)) such that m′∘L=m0 on σ(LA′′), so that m′=m on σ(L,−iT), whence the result in this case.
3. Now, consider the general case, and take m∈C0(E(L,−iT)) such that K(L,−iT)(m)∈S(G).
Take a finite subset T′ of g2 which contains T and generates a hyperplane of g2, so that 2 implies that (L,−iT′) satisfies property (S).
Observe that σ(L,−iT′) is a convex semi-algebraic set. Therefore, the assertion follows easily from Corollary 2.8.
∎
Lemma 8.4**.**
Let G′ and G′′ be two non-trivial homogeneous groups, L′ and L′′ two positive Rockland operators on G′ and G′′, respectively. Then, the operator L′+L′′ on G′×G′′ satisfies property (S).
Proof.
Let π be the canonical projection of G′×G′′ onto its abelianization G′′′, that is, onto its quotient by the normal subgroup [G′×G′′,G′×G′′]. Then, Theorem 3.2 implies that dπ(L′+L′′) satisfies property (S).
Now, take φ∈SL′+L′′(G′×G′′). Then, Theorem 3.2 and [24, Theorem 3.2.4], applied to the right quasi-regular representation of G′×G′′ in L2(G′′′), imply that π∗(φ)∈Sdπ(L′+L′′)(G′′′), so that there is m∈S(\mathdsR) such that Kdπ(L′+L′′)(m)=π∗(φ).
Since σ(L′+L′′)=\mathdsR+=σ(dπ(L′+L′′)), we see that φ=KL′+L′′(m), whence the result.
∎
Theorem 8.5**.**
Let G′ be a homogeneous group endowed with a positive Rockland operator L′ which is homogeneous of degree 2.
Then, the following hold:
(L+L′,−iT)* satisfies property (RL);*
2. 2.
if L′ satisfies property (S), then also (L+L′,−iT) satisfies property (S).
Notice that we do not require that G′ is graded, so that the requirement that L′ has homogeneous degree 2 can be met up to rescaling the dilations of G′.
In addition, if L′ is not positive, then (L+L′,−iT) is not a Rockland family, since the mapping σ(L,−iT,L′)∋(λ1,λ2,λ3)↦(λ1+λ3,λ2) is not proper.
Proof.
1. Let us prove that LA satisfies property (RL). Observe that, if the assertion holds when T generates g2, then the assertion follows by means of Propositions 2.4 and 2.6.
Therefore, we may assume that T is a basis of g2.
Define LA′′:=(((−X12−X1+n1,α2,…,−Xn1,α2−X2n1,α2),−iTα)α∈A,L′),
and observe that LA′′ satisfies property (RL) by Theorems 2.2 and 7.4.
Define
[TABLE]
so that S0 is a closed semi-algebraic set of dimension Card(A).
Then, apply Proposition 2.6 with β=χS0×\mathdsR+βLA′′, observing that L:S0×\mathdsR+→σ(L+L′,−iT) is a proper bijective mapping, hence a homeomorphism.
Since L∗(β(L+L′,−iT)) is equivalent to L∗(β) thanks to [16, Theorem 3.2.22], the assertion follows.
2. Now, assume that L′ satisfies property (S), and let us prove that (L+L′,−iT) satisfies property (S).
Observe that, if we prove that the assertion holds when T generates g2, then the general case will follow by means of Corollary 2.8.
Therefore, we shall assume that T=(Tα)α∈A.
Observe first that LA′′ satisfies property (S) by Theorem 2.2.
Then, take m∈C0(σ(LA)) such that KLA(m)∈S(G×G′). It follows that there is m1∈S(ELA′′) such that
[TABLE]
on σ(LA′′).
Since S0×\mathdsR+ is a closed semi-algebraic set, by Theorem 2.7 it will suffice to show that the class of m1 in S(S0×\mathdsR+) is a formal composite of L.
Now, this is clear at the points of the form (∑α∈A∣ωα∣μα(n1,α)+r,ω), where ω∈(\mathdsR∗)A and r⩾0.
Arguing by induction on Card(A) and taking Lemma 8.4 into account, the assertion follows by means of Lemma 6.1.
∎
As a complement to Theorem 8.5, we present the following pathological case.
Proposition 8.6**.**
Let (X,Y,T) be a standard basis of \mathdsH1, and let L′ be a positive Rockland operator on a homogeneous group G.
Assume that (L′) satisfies property (S) and that L′h is homogeneous of degree 2 for some h⩾2.
Then, the Rockland family (−X2−Y2+L′h,−iT) is functionally complete and satisfies property (RL), but does not satisfy property (S).
Proof.
1. Define L:=−X2−Y2.
Then, Theorem 8.5 implies that (L+L′h,−iT) is a Rockland family which satisfies the property (RL).
Next, take some φ∈D(E(L,−iT,L′)) supported in {(λ1′,λ2′,λ3′):λ1′<3∣λ2′∣−λ3′h} and equal to pr3 on a neighbourhood of (1,1,0). Then,
[TABLE]
is not equal to any elements of S(ELA) on σ(LA). On the other hand, KLA(m)=K(L,−iT,L′)(φ)∈S(\mathdsH1×\mathdsR).
Hence, LA does not satisfy property (S).
2. Now, let us prove that LA in functionally complete.
Take m∈C(ELA) such that KLA(m) is supported in {e}.
Notice that we may assume that m is continuous since LA satisfies property (RL).
Projecting onto the quotient by {0}×\mathdsR, we see that there is a unique polynomial P on ELA which coincides with m on σ(L,−iT).
On the other hand, the family (L,−iT,L′) is functionally complete since it satisfies property (S) (cf. Theorem 2.2 and Proposition 2.10).
Hence, there is a unique polynomial Q on E(L,−iT,L′) such that
[TABLE]
for every (λ1,λ2,λ3)∈σ(L,−iT,L′). Hence,
[TABLE]
for every (λ1,λ2,λ3)∈{(k1∣r∣,r,hk2∣r∣):r∈\mathdsR,k1∈2\mathdsN+1,k2∈2\mathdsN}. Now, the closure of this latter set in the Zariski topology is E(L,−iT,L′), so that m=P on σ(LA). The assertion follows.
∎
Acknowledgements
I would like to thank professor F. Ricci for patience and guidance, as well as for many inspiring discussions and for the numerous suggestions concerning the redaction of this manuscript. I would also like to thank Dr A. Martini and L. Tolomeo for some discussions concerning their work.
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