Primitive prime divisors in the critical orbits of one-parameter families of rational polynomials
Rufei Ren

TL;DR
This paper investigates the occurrence of primitive prime divisors in the critical orbits of one-parameter families of rational polynomials, establishing a uniform bound on the size of the Zsigmondy set for critical points.
Contribution
It proves a uniform bound on the number of primitive prime divisors in the critical orbits of rational polynomial families when evaluated at rational critical points.
Findings
Existence of a uniform bound for the Zsigmondy set size
Bound depends only on the polynomial family, not on the parameter c
Critical points play a key role in primitive prime divisor distribution
Abstract
For a rational polynomial and rational numbers , we put , and consider the Zsigmondy set associated to the sequence , where is the -st iteration of . In this paper, we prove that if is a rational critical point of , then there exists an such that .
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsAdvanced Differential Equations and Dynamical Systems · Analytic Number Theory Research · Algebraic Geometry and Number Theory
\receivedline
Received 27 October 2020
Primitive prime divisors in the critical orbits of one-parameter families of rational polynomials
RUFEI REN
Department of Mathematics
Fudan University
220 Handan Rd
Yangpu District
Shanghai 200433
China \addressbreake-mail: [email protected]
Abstract
For a polynomial and rational numbers , we put , and consider the Zsigmondy set associated to the sequence , see Definition 1.1, where is the -st iteration of . In this paper, we prove that if is a rational critical point of , then there exists an such that .
Contents
1 Introduction
For every polynomial and we put Therefore, can be considered as a one-parameter family of polynomials. For every we write
[TABLE]
where is the -st iteration of . In particular, if , we put .
We denote by the -adic valuation of normalized by . In keeping with the terminology of [5], for every polynomial , and we say that is a primitive prime divisor of if and for all .
Definition 1.1**.**
The Zsigmondy set of the sequence is defined by
[TABLE]
The primary application of bounds on the Zsigmondy set is towards understanding arboreal Galois representations associated to iteration of rational maps over number fields. It is first studied by Bang [1] and Zsigmondy [9]. Since then, there have been quite a few research papers on characterizing/bounding Zsigmondy sets of various sequences in various settings, e.g., Carmichael [2], Schinzel [8], Rice [7], Ingram–Silverman [5], Doerksen–Haensch [3], Gratton–Nguyen–Tucker[4], Krieger [6], etc.
In this work, we are interested in the size of the Zsigmondy set of a sequence obtained from the critical orbit of polynomials with rational coefficients of degree . We denote by the set of finite primes of and reserve for a prime number.
We first state our main theorem.
Theorem 1.2**.**
For every polynomial of degree with a critical point there is a constant , depending only on (independent of ), such that
[TABLE]
for every .
It is worth mentioning that Rice [7] was the first to prove the finiteness of for each individual polynomial . In [3], Doerksen–Haensch prove Theorem 1.2 for the case that , and , which is generalized by Krieger in [6] to every , see [6, Theorem 1.1]. Our contribution is to prove Theorem 1.2 for general polynomials which are not necessary to be monic nor integer. As we consider polynomials that are more complicated than , we did not aim to get the sharpest uniform bound .
Definition 1.3**.**
A polynomial is called -divisible if it has degree and is of the form
[TABLE]
At the last section we will prove that the following theorem implies Theorem 1.2.
Theorem 1.4**.**
Given an -divisible of degree there is a constant , depending only on , such that
[TABLE]
for every .
Note that one can give an explicit expression of the lower bound when combining the decomposition of in Proposition 2.2 with Propositions 3.3, 3.4, 3.7 and 3.8.
This paper is inspired by Krieger’s work in [6]. We generalize her result from the special polynomial to arbitrary polynomials in . We first address the difficulties on this generalization as follows.
The first difficulty is from dealing with the non-monic case, in which the denominator is no longer always equal to ’s power of the denominator of . To conquer it, we introduce a factorization of an integer with respect to the leading term of , see (2.9), which allows us to focus on the major factor of the denominator of .
The second difficulty is from the critical points of large multiplicities. Due to this reason, some arguments in [6] do not work for our case. For example, Krieger uses Mahler’s theorem to control by . However, this estimation might not be enough when is very close to a critical point with large multiplicity. It forces us to control in Proposition 2.11 by for some relatively large .
Acknowledgment
The author would like to thank Tom Tucker and Shenhui Liu for their valuable discussions.
2 Introduction of Proposition 2.2 and some estimates
We split this section into two parts. In the first part, we introduce our main technical result Proposition 2.2 whose proof will be given in §3, and prove that it implies Theorem 1.4. In the second part, we focus on estimating which appears in Proposition 2.2.
Let us first set conventions and introduce some notations.
- (1).
We set to be the set of natural numbers and for every we denote by the finite set . 2. (2).
We denote by the set of finite primes of and reserve for a prime number. For every the sum and the product are taken over all its distinct prime factors whose number is denoted by .
We will always write an -divisible by , and define its length by
[TABLE]
For every -divisible , and we write the -st iteration as
[TABLE]
where are coprime and both depend on and . Clearly, we have .
Definition 2.1**.**
For an -divisible and a set in we call that has rapidly increasing numerators on if there exists an integer such that for every there is a finite set with such that for every we have
[TABLE]
We now state our main proposition, which is followed by the proof of Theorem 1.4.
Proposition 2.2** (Main Proposition).**
Every -divisible has rapidly increasing numerators on .
Proof of Theorem 1.4 in assuming proposition 2.2.
By [6, Lemma 2.3 and Corollary 2.4], if , then and hence
[TABLE]
Together with Proposition 2.2, this finishes the proof. ∎
The naive idea of proving Proposition 2.2 is to give a lower bound for and an upper bound for such that the lower bound is always greater than the upper bound when is large enough. Consider that
[TABLE]
It is sufficient for us to control and .
2.1 Upper bounds for and
Lemma 2.3**.**
Given any -divisible and , for every we have
- (1).
** 2. (2).
\ln|g_{c}^{n}(c)|\leq d^{n}\ln\Big{(}2|u_{d}|\max\left\{|c|,4L_{g}\right\}\Big{)}.**
Proof.
(1) Since can be written as for some , we have .
(2) It is enough to prove
[TABLE]
For , we have
Assume that the desired inequality holds for some and temporarily denote its right side by . Then we have
[TABLE]
The proof follows by induction. ∎
2.2 A lower bound for
Consider that
[TABLE]
Lemma 2.4**.**
Given any -divisible and , for every if , then we have
* and* 2. 2.
**
Proof.
Note that for every we have
[TABLE]
Therefore, if , then we have and
[TABLE]
for every . Note that the term on the right hand side of this inequality does not exist for the case .
We now prove this lemma by induction.
For we have . Combined with (2.3) and (2.7), this implies
[TABLE]
and hence .
Now we assume that this lemma holds for every .
(1) If , we have
[TABLE]
Combined with (2.3) and (2.7), this implies
[TABLE]
and hence .
(2) If , then by induction, we have and
[TABLE]
Combining (2.3) with (2.7), we also obtain (2.8). This completes the induction. ∎
For every we denote
[TABLE]
and put
[TABLE]
When is empty, we put . Note that we always have
[TABLE]
Lemma 2.5**.**
Given any -divisible of degree and , for every we have
[TABLE]
Proof.
If , it is trivial.
Now we assume that . It is enough to show that every prime satisfies
[TABLE]
Using Lemma 2.4 inductively, we have
[TABLE]
From our assumption that , we have
[TABLE]
which completes the proof. ∎
2.3 The lower bound for
Lemma 2.6**.**
Given any -divisible and , if for some , then for every we have
[TABLE]
Clearly, in this case is in the basin of infinity for .
Proof.
The proof follows from induction. For this lemma is trivial.
Assume that this lemma holds for some . Then we have
[TABLE]
and hence
[TABLE]
Corollary 2.7**.**
Given any -divisible and , if for some , then for every we have
[TABLE]
Proof.
It follows directly from Lemma 2.6. ∎
Given an algebraic number of degree with conjugates over , let be an integer such that the coefficients of the polynomial are integers of , then we define the Mahler measure of by
[TABLE]
Notation 2.8**.**
For every and we put
[TABLE]
Theorem 2.9** ([10], Theorem 1).**
Let Then for every algebraic number of degree , there are at most solutions to
[TABLE]
with
Theorem 2.9 implies the following result.
Corollary 2.10**.**
Given any -divisible , for every , , and such that , there is an integer , independent of , such that
[TABLE]
has at most rational solutions with
Proof.
Let be the roots of in which are not necessary to be distinct. Since is continuous as a function of and , there exists an integer such that for every and we have
[TABLE]
Without loss of generality, we put and to be the minimal polynomial of with integer coefficients of .
Since and is a polynomial with integer coefficients, we have . Combined with Gauss’s lemma, this implies
[TABLE]
Combining (2.15) with (2.16), we have
[TABLE]
On the other hand, for every rational number in the lowest terms such that we have
[TABLE]
Note that Theorem 2.9 still holds when we do the following modifications.
- (1).
Restricting this theorem to a set of algebraic numbers and changing to a function of which is larger than for every in this set. 2. (2).
Changing the right hand side of (2.13) to a function of which is less than for every rational number . 3. (3).
Changing the second in Theorem 2.9 to a function of which is less than for every rational number .
Therefore, combined with (2.17) and (2.18), Theorem 2.9 implies that there are at most rational solutions to
[TABLE]
such that and
For rational number such that we have
[TABLE]
Together with (2.19), this shows that there at most rational solutions to
[TABLE]
with
Take . Combining with the modification(3) above, we can replace by and by , which completes the proof. ∎
Now we consider . Recall that is the set that contains all rational number such that is infinite. By Corollary 2.7 with , for every we have and hence .
We denote by the finite subset of consisting of all the rational numbers with denominator dividing and put . The following proposition aims at dealing the case . It is worth noting that for all .
Proposition 2.11**.**
For an -divisible and a real number such that or , there exists , and an integer such that for every if for some , then there is a finite set of bounded cardinality such that for every we have
[TABLE]
Proof.
Let
[TABLE]
which satisfies
[TABLE]
Let be the distinct roots of of multiplicity , respectively. Choose an small enough such that for any two distinct we have .
By continuity of as a function of and , there exists such that for every and with and there are exactly roots of in the disk .
Now we consider an arbitrary .
Let be the multiset consisting of all the roots of , i.e. two elements in could be the same. From the argument above, for every if , then there exists such that . We put
[TABLE]
Note that we have
[TABLE]
Now we count the distance between and the points in .
For every , from our choice of , we have
[TABLE]
For every , by Corollary 2.10 with and , there is an integer , independent of , such that
[TABLE]
has at most rational solutions with
Put
[TABLE]
Then for every , by Lemma 2.5, we have
[TABLE]
If , by Lemma 2.5, (2.10) and the choice of , for every we have
[TABLE]
If , by Lemma 2.5 and (2.10) again, for every we have
[TABLE]
Therefore, there are most many integers such that is a rational solution to (2.24). Combined with
[TABLE]
this implies that for all but at most many we have
[TABLE]
Combining (2.22) and our assumption , we have
[TABLE]
From our assumption that or , we have
[TABLE]
Therefore, the previous statement implies that for all but at most
many we have
[TABLE]
[TABLE]
By Lemma 2.5, we obtain
[TABLE]
The two inequality above implies that
[TABLE]
which completes the proof. ∎
3 Proof of Proposition 2.2
The basic idea of proving Proposition 2.2 is to show that for each -divisible there exists a finite cover of as follows:
- (1).
; 2. (2).
for finitely many in with ; 3. (3).
the finite set ,
such that has rapidly increasing numerators on every set in this cover.
Recall that for every we denote by the number of its distinct prime divisors. For convenience, we put . Then we have the following estimation.
Lemma 3.1**.**
For every and every , we have .
Proof.
For every integer we have and hence
[TABLE]
Since for every prime divisor of we have . Combined with (3.1), we have
[TABLE]
On the other hand, for every we have
[TABLE]
Together with (3.2), this finishes the proof. ∎
Lemma 3.2**.**
Given any -divisible and , for every we have
[TABLE]
Proof.
By Lemma 2.3, for every we have
[TABLE]
Together with Lemma 3.1 and (2.10), this finishes the proof. ∎
Proposition 3.3**.**
Every -divisible of degree has rapidly increasing numerators on .
Proof.
Let be an arbitrary rational number in .
By Lemma 2.5, Corollary 2.7 with and , for every we have
[TABLE]
Combined with Lemma 3.2 and , this implies that for every we have
[TABLE]
Therefore, there exists an integer , which only depends on , such that for every and every rational number we have
[TABLE]
Thus we prove this proposition. ∎
We next prove the following.
Proposition 3.4**.**
Every polynomial of degree has rapidly increasing numerators on .
Since , it is sufficient to show the following two lemmas.
Lemma 3.5**.**
Every polynomial of degree has rapidly increasing numerators on .
Proof.
For every and we have
[TABLE]
and
Combining Lemmas 2.3(1), 2.5 for with (3.4), for every we have
[TABLE]
Together with (2.10) and lemma 3.1, this implies that for every we have
[TABLE]
From , there exists an integer such that for every we have
[TABLE]
which completes the proof. ∎
Lemma 3.6**.**
Every polynomial of degree has rapidly increasing numerators on .
Proof.
Note that when is odd, we may replace with and the forward orbit of [math] will be unchanged, modulo sign. By Lemma 3.5, we immediately prove this case.
Therefore, it is sufficient to study the case that is even. We first show that for every and every we have
[TABLE]
For , we have . Assume that (3.5) holds for some . Since is negative and decreasing on , we have
[TABLE]
which proves (3.5) by induction.
Combining Lemmas 2.3(1), 2.5 with (3.5), we have
[TABLE]
Together with (2.10), Lemma 3.1 and , this implies that for every we have
[TABLE]
On the other hand, for every , we have . Combined with (3.6), this proves that there exists an integer such that for every we have
[TABLE]
which completes the proof. ∎
Proposition 3.7**.**
Given any -divisible of degree and such that or , there is an such that has rapidly increasing numerators on .
Proof.
Note that for every we have . By Proposition 2.11 with , there is a -tuple , and such that for every there is a finite set of bounded cardinality such that for every we have
[TABLE]
and therefore
[TABLE]
On the other hand, by Lemma 2.5, we have
[TABLE]
Combined with Lemma 3.2, (3.7) and , this implies that there exists an integer such that for every rational number and we have
[TABLE]
Taking , we prove this proposition. ∎
Now we turn our attention to the finite set .
Proposition 3.8**.**
Every -divisible of degree has rapidly increasing numerators on the finite set .
Proof.
It is sufficient to show that for each individual rational number in there are finite many satisfying (2.1).
Let be an arbitrary rational number in . We first show that there must exist an integer such that either or . Suppose that for every we have , i.e., . Since and there are only finitely many integers in with denominator dividing , we know that there must exist an such that .
(1) When , and there exists an integer such that . Combining these conditions with Corollary 2.7 and Lemma 3.2, for every we have
[TABLE]
Clearly, there exists an integer such that for every we have
[TABLE]
(2) When , and there is an integer such that . Similar to Proposition 3.7, we combine Lemma 2.5 with Proposition 2.11, and obtain a finite set , an integer , and such that for every if , then
[TABLE]
and therefore
[TABLE]
On the other hand, by Lemma 2.5, we have
[TABLE]
Combined with Lemma 3.2, (3.8) and , this implies that there exists an integer such that for every we have
[TABLE]
Put . Then we complete the proof. ∎
Proof of Proposition 2.2.
By Proposition 3.7, for every or and every real number , there is an such that has rapidly increasing numerators on .
For and , if we put , then we proved in Proposition 3.4 that has rapidly increasing numerators on .
Now for every -divisible we obtain a cover of as
[TABLE]
Note that
[TABLE]
is an open cover of the closed interval , which has a finite cover. We use the center to represent the interval in this finite cover, and put to be the index set of .
Therefore, we obtain a finite cover of as follows:
[TABLE]
By Propositions 3.3, 3.4, 3.7 and 3.8, we know that has rapidly increasing numerators on each set in this cover. It implies that also has rapidly increasing numerators on , which completes the proof. ∎
4 Theorem 1.4 implies Theorem 1.2
At the end of this section, we will prove that Theorem 1.4 implies the following proposition which leads to Theorem 1.2.
Proposition 4.1**.**
For every -divisible polynomial there is a constant , depending only on , such that
[TABLE]
for every .
For every , we denote by the number of distinct prime factors of .
Lemma 4.2**.**
Let be -divisible and . Then with we have
[TABLE]
Proof.
Consider that
[TABLE]
For every we have is a primitive prime divisor of if and only if it is a primitive prime divisor of . Therefore, the difference between and can not exceed the number of prime factors of , which completes the proof. ∎
Lemma 4.3**.**
For any -divisible and , Proposition 4.1 holds for if and only if it holds for .
Proof.
Let be an arbitrary rational number. Put
[TABLE]
Note that .
By Lemma 4.2 for every we have
[TABLE]
which implies
[TABLE]
Since and are both independent of , we complete the proof. ∎
Proposition 4.4**.**
Theorem 1.4 implies Theorem 1.2.
Proof.
Step I: We first prove that Theorem 1.4 implies Proposition 4.1.
Given any -divisible polynomial of degree , if , then we can find such that . Combining Lemma 4.3 with [6, Theorem 1.1], we prove Proposition 4.1 for this case.
If , there is such that . Combined with Lemma 4.3, this proves Proposition 4.1 for this case.
Step II: Now we prove that Proposition 4.1 implies Theorem 1.2.
For every polynomial with a critical point , if we put , then we know that [math] is a critical point of and for every we have and hence
[TABLE]
This completes the proof. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] \bibname A. S. Bang. Talteoretiske undersøgelser. Tidsskrift Mat. (5) 4 (1886), 70–80; 130–137.
- 2[2] \bibname R. D. Carmichael. On the numerical factors of the arithmetic forms α n ± β n plus-or-minus superscript 𝛼 𝑛 superscript 𝛽 𝑛 \alpha^{n}\pm\beta^{n} . Ann. of Math. (1/4) 15 (1913), 49–70.
- 3[3] \bibname K. Doerksen and A. Haensch. Primitive prime divisors in zero orbits of polynomials. Integers (3) 12 (2011), 465–473.
- 4[4] \bibname C. Gratton, K. Nguyen, and T. J. Tucker. ABC implies primitive prime divisors in arithmetic dynamic. Bull. Lond. Math. Soc. (6) 45 (2013), 1194–1208.
- 5[5] \bibname P. Ingram and J. Silverman. Primitive divisors in arithmetic dynamics. Math. Proc. Cambridge Philos. Soc. (2) 146 (2009), 289–302.
- 6[6] \bibname H. Krieger. Primitive prime divisors in the critical orbit of z d + c superscript 𝑧 𝑑 𝑐 z^{d}+c . Int. Math. Res. Not. IMRN 23 (2013), 5498–5525.
- 7[7] \bibname B. Rice. Primitive prime divisors in polynomial arithmetic dynamics. Integers (1) 7 (2007), A 26, 1–16.
- 8[8] \bibname A. Schinzel. Primitive divisors of the expression a n − b n superscript 𝑎 𝑛 superscript 𝑏 𝑛 a^{n}-b^{n} in algebraic number fields. J. Reine Angew. Math. 268/269 (1974), 27–33.
