
TL;DR
This paper introduces the augmentation representation, linking two different link invariants through a novel construction that associates fundamental group representations to augmentations of the framed cord algebra.
Contribution
It presents a new method to connect link invariants by constructing the augmentation representation from the framed cord algebra augmentation.
Findings
Establishes the augmentation representation as a bridge between link invariants.
Analyzes properties of the augmentation representation.
Connects algebraic and topological link invariants.
Abstract
We construct the augmentation representation. It is a representation of the fundamental group of the link complement associated to an augmentation of the framed cord algebra. This construction connects representations of two link invariants of different types. We also study properties of the augmentation representation.
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Augmentations and link group representations
Honghao Gao
Department of Mathematics, Michigan State University, 619 Red Cedar Road, East Lansing, MI 48824, USA
Abstract.
We construct the augmentation representation. It is a representation of the fundamental group of the link complement associated to an augmentation of the framed cord algebra. This construction connects representations of two link invariants of different types. We also study properties of the augmentation representation.
1. Introduction
A link is a disjoint union of simple closed curves. A link invariant is an algebraic construction associated to links which is well-defined within each isotopy class. Research on link invariants serves the goal of not only distinguishing links, but also understanding fundamental properties of links and related subjects.
Link invariants appear in various guises. Considering the complement space of a link and taking its fundamental group, we get a group as a link invariant which is known as the link group. In a more complicated form, another algebraic construction we study in this paper is the framed cord algebra, which is a non-commutative algebra generated by paths beginning and ending on the framing longitudes of the link.
They are powerful invariants. In the case of knots, both invariants in their further enhanced forms become complete invariants [W, ENS], meaning that distinct isotopy classes result in non-isomorphic invariants. However, robust invariants can be impractical to distinguish knots or links, because sometimes it is difficult to show that two groups or two non-commutative algebras are not isomorphic.
A possible trade-off is to study more computable invariants, such as representations of a group or an algebra. An augmentation is a rank one representation of the framed cord algebra. We want to understand augmentations in terms of representations of the link group, since a group appears simpler than a non-commutative algebra. We approach this goal by constructing the augmentation representation.
Theorem 1.1**.**
Let be an oriented link with its Seifert framing. Let be the framed cord algebra and be the link group.
(Theorem-Definition 2.16) Let be an augmentation of the framed cord algebra. By writing as a braid closure, we construct a representation of the link group
[TABLE]
(Theorem 2.19) Up to isomorphism, is well-defined for the augmentation . In particular, it does not depend on the choice of the braid in the construction.
The slogan of the construction is “action by interpolation”. Placing the link as the closure of a braid, we can select a set of standard cords and arrange their augmented values into a square matrix. The column vectors of the matrix span a vector space which is the underlying space of the augmentation representation. A based loop acts on an entry of the matrix by interpolating a standard cord with the based loop, see Figure 1.1.
In the next part of the paper, we study some properties of the augmentation representation.
Proposition 1.2**.**
Let be an oriented link with its Seifert framing, and an augmentation of the framed cord algebra. The augmentation representation satisfies the following properties.
- •
(Proposition 4.3) Microlocal simpleness.
For any meridian , there is a subspace such that .
- •
(Proposition 4.7) Vanishing.
Suppose is a sublink. If for either (1) every framed cord starting from , or (2) every framed cord ending on , then for any meridian of .
- •
(Proposition 4.10) Separability.
Suppose is the union of two sublinks. If for all mixed cords between and , then is a direct sum of two representations and , where each is a representation of .
These properties can be reinterpreted in terms of microlocal sheaf theory. In microlocal theory, one considers the “micro-support” in the cotangent bundle, generalizing the usual notion of the support of a sheaf. The augmentation representation is defined over the link group, which is equivalent to a locally constant sheaf on the link complement. Taking the underived push-forward, we obtain a sheaf microsupported within the conormal bundle of the link.
The three properties of can be rephrased in terms of . The first property, being microlocally simple, is equivalent to say that is a simple sheaf along its micro-support (in the convention of [KS]), or microlocal rank along its micro-support (in the convention of [STZ]). The vanishing property states a sufficient condition when is microsupported outside the conormal of the sublink . The separability states a sufficient condition when splits into two subsheaves, where each subsheaf is microsupported along a sublink.
The definition and properties of the augmentation representation outreach to several directions. First, the framed cord algebra can be thought of as being generated by a subcategory of the fundamental groupoid of the link complement, and one expects from functoriality that representations should be pulled back in some sense. The first such construction appeared in [Co], where is a knot and admits a mild restriction. Cornwell showed that these augmentations are bijective to irreducible “KCH” representations. When is a link, the framed cord algebra is no longer generated by , and must take a more general form. The current construction works more generally, including mixed cords arising from links.
A character variety is a moduli space of representations of a finitely generated group. The character variety of the link group is a space of flat bundles on the link complement, and it plays an important role in knot theory and three manifolds. The -character variety has been intensively studied. We mention [CS, KM] and the -polynomial discussed in the next paragraph. The -character variety in higher ranks becomes increasingly complicated [AH, GTZ, GW, HMP, MP]. Our results show that the “full augmentation variety”, which is the moduli space of augmentations, cuts off a closed subvariety in the link group character variety. It suggests a direction of future research to understand the subvariety characterized by microlocally simple representations.
Introduced by Cooper et al. [CCGLS], the -polynomial of a knot defines a complex plane curves (which we call the “-variety” for now) which parametrizes the -character variety projected to a torus determined by the peripheral subgroup. It can be used to detect knots [DG, BZ, NiZh]. The -polynomial is closely related to the augmentation polynomial, whose vanishing locus is the moduli space of augmentations projected to the same torus, or the “augmentation variety”. When is a knot, both polynomials have two variables, denoted as and . Ng proved that divides [Ng3]. It is conjectured in [AENV] that the augmentation polynomial with a larger coefficient ring is a generalization of the -polynomial, and it produces a new notion of mirror symmetry. To see the relation between two polynomials using our result, augmentation representations are microlocally simple, and a generic rank microlocally simple representation is in one-to-one correspondence with -representations. When is a link, we no long have polynomials since the ideals of vanishing function are not principal, but a similar result holds for the same reason — the -variety is a closed subvariety of the augmentation variety.
Finally the augmentation representation builds up to the correspondence between augmentations and sheaves for links. The correspondence was proven for Legendrian links [NRSSZ] and connected Legendrian surfaces defined from knot conormals [Ga2] or cubic graphs (by Sackel in appendix of [CM]). For a brief motivation, augmentations of a framed cord algebra correspond to augmentations of the dga for the conormal tori [Ng3], whose geometric counterparts are Lagrangian fillings in the sense of SFT [El, EGH]. Fillings are sheaves through microlocalization [Na, NaZa], and further determine link group representations via the Radon transform [Ga1]. For knots, the correspondence in both ways are constructed. For links, the construction is more involved because of mixed cords. In this paper, we focus on the geometric origin of the theory and construct the augmentation representation. As explained in Figure 1.1, the action of the link group has a geometric meaning, namely based loops act by their interpolations in framed cords. This construction makes a direct connection from augmentations of a framed cord algebra to simple sheaves.
This paper is organized in a simple fashion. We construct the augmentation representation is Section 2 and study its properties in Section 4. Section 3 is a short review of the microlocal sheaf theory.
Acknowledgements. We thank Lenhard Ng, Stéphane Guillermou, Eric Zaslow for helpful discussions and valuable comments. We thank the referee for important suggestions. This work is supported by ANR-15-CE40-0007 “MICROLOCAL”.
2. Augmentation representation
The goal of this section is to construct the augmentation representation. It is a link group representation associated to an augmentation. We first introduce some preliminary concepts, including the framed cord algebra and its augmentations, and then construct the augmentation representation.
Let be a commutative field. It is the ground field where we will define augmentations and group representations. Throughout the paper, we set or . Let be an oriented -component link in . We label its components as
[TABLE]
Suppose is a path or a loop, we write for the reversed path:
[TABLE]
We denote by the concatenation of two composable paths. Namely if , we define
[TABLE]
We work with paths up to homotopy, hence the concatenation induces an associative product.
2.1. Braids
To construct an augmentation representation, we need to represent the link as the closure of a braid. A braid can be expressed as an element in Artin’s braid group of strands:
[TABLE]
Geometrically, a braid is a collection of strands in a solid cylinder, with endpoints fixed on boundary disks. Braids can be realized as a mapping class group. Let be an oriented disk with sufficiently large radius, equipped with two-tuple coordinates . Let be marked points, and be the -punctured disk with marked points removed. The braid group is isomorphic to the mapping class group , where is the topological group of orientation preserving diffeomorphisms of . For each , we can extend to a homeomorphism . Let be a isotopy between and , namely , , and is a homeomorphism for each . Then is the braid associated to .
Example 2.1**.**
In Figure 2.1, we plot a -strand braid whose braid word is
[TABLE]
The closure of the braid is the two-component Whitehead link.
The configuration disk with marked points will be extensively used in the upcoming constructions. In practice, one can plot the figure in a more symmetric fashion. We keep the coordinates for an easier description.
Given a braid , one can close the solid torus by identifying and . Since the marked points are fixed on the boundaries, the braid can be closed to a one dimensional compact submanifold in the solid torus. If we take a sectional disk, in particular at the place where we glue, we obtain the configuration disk where the marked points equal to . If the solid torus is further embedded in or as the tubular neighborhood of an unknot with [math] framing, we obtain a link . A braid carries a natural orientation induced from the orientation of . Hence the braid closure is naturally an orientated link. Alexander’s theorem asserts that every oriented link can be expressed (not in a unique way) as a braid closure. See [Al] for the original construction, or [Ya, Vo] for the improved Yamada-Vogel algorithm.
Suppose an -component link is the closure of an -strand braid . The strands in can be indexed by the first coordinate in the disk . We define the component function to be a map
[TABLE]
such that the strand of the braid belongs to the component .
The strand index admits a natural linear ordering by the -coordinate of the marked points in the configuration disk. A partition of a linearly ordered set is ordered, if for any two parts of the partition, one has either
[TABLE]
Lemma 2.2**.**
If is the closure of an -strand braid, then it can be represented by an -strand braid which admits an ordered partition where strands lie in the same part if and only if they belong to the same component of .
Proof.
Suppose for some -strand braid . For any half twist , there is . The conjugated braid is also an -strand braid, with -th and -th strands switched. We can conjugate the braid finitely many times until we obtain the desired braid. ∎
Remark 2.3*.*
By Lemma 2.2, we can assume there exist integers
[TABLE]
such that the closure of the strands is the component of . In other words, we can assume the component function is non-decreasing.
2.2. Link group
Let or . Let be an oriented -component link, . The link group is the fundamental group of the link complement, i.e. . The link group has the following properties:
- •
It is finitely generated by meridians, and finitely presented.
- •
There are conjugacy classes, labelled by components of the link.
These properties follow easily from the Wirtinger presentation of the link group, (for example, see [Ro]). We recall the construction. Thinking of an oriented link by it two-dimensional diagram with under-crossings, in a generic position, the diagram has finitely many arcs and under-crossings. We take the base point of the fundamental group far away from the plane. Each arc corresponding to a loop in the fundamental group, which travels from the base point to the plane, wraps around the arc and then travels back. The orientation of the loop is determined by the orientation of the link. Note this loop is a meridian, which is by definition the boundary of a disk intersecting the link transversely at a point. Finally, each under-crossing imposes a conjugation relation among meridian generators, giving the Wirtinger presentation.
When the link is the closure of an -strand braid, the link group can be generated by meridians, (though may not be the minimum number of meridian generators). To see this, we scan the braid diagram from left to right. At the beginning, each strand determines a meridian, and we denote it by for . The braid is given by a word of half twists. Each half twist introduces an under-crossing, and therefore a new meridian in the Wirtinger presentation. The new meridian can be expressed as a word of previous meridians. Iterating the procedure, we see that the set of meridians generates the whole link group. In the rest of the paper, we will call
[TABLE]
the generating set of meridians of an -strand braid closure.
If we set the base point of the link group to be , where is a small positive real number, then the meridian generators can be plotted on the configuration disk. Namely, is the loop in wrapping around the marked point .
To be compatible with the convention in [CELN], we fix the orientation of the knot in the configuration disk pointing inward to the paper, and the meridian generators wrap clockwisely around marked points. See Figure 2.4 for an example.
Example 2.4**.**
The planar diagram of the Whitehead link is plotted in Figure 2.3.
There are five strands, giving five meridian generators in the Wirtinger presentation of the link group. Each crossing in the diagram gives a conjugation relation. Therefore the link group is isomorphic to
[TABLE]
modulo relations
[TABLE]
We have seen that the Whitehead link can be expressed as the closure of a -strand braid, as in Example 2.1. Therefore the link group can be generated by three meridians instead of five. As for the Wirtinger presentation we just computed, we can write in terms of , reducing the number of meridian generators to three.
2.3. Framed cord algebra
The cord algebra first appeared in [Ng1, Ng2]. The framed version was introduced in [Ng3], which models the degree zero knot contact homology [EENS].
Suppose is an oriented knot, and is a small tubular neighborhood of . A framing of is a push off the knot to the boundary of the tubular neighborhood. In other words, a curve whose homology class in agrees with . A Seifert surface is an oriented surface with . The Seifert framing is , which is up to homotopy independent from the choice of the Seifert surface. The Seifert framing has zero linking number with .
A framing of a link is the choice of a framing for each component . We decorate each with a marked point . We write , and
[TABLE]
We write for a framed link, namely an oriented link with a choice of a framing.
Upcoming, we define the framed cord algebra of a framed link, which is a mild generalization of the definition for knots as in [CELN, Definition 2.5].
Definition 2.5**.**
Suppose is a framed link.
A framed cord of is a continuous map such that . Two framed cords are homotopic if they are homotopic through framed cords. We write for the homotopy class of the cord .
We now construct a non-commutative unital ring as follows: as a ring, is freely generated by homotopy classes of framed cords and extra generators , , modulo the following relations.
For any ,
[TABLE]
and
[TABLE]
Thus is generated as a -module by non-commutative words in homotopy classes of cords and powers of and . The powers of the and commute with each other, but do not with any cords.
The framed cord algebra is the quotient ring
[TABLE]
where is the two-sided ideal of generated by the following relations:
- •
(Normalization)
- •
(Meridian)
- •
(Longitude)
- •
(Skein relations)
Remark 2.6*.*
The definition of a framed cord algebra, at first glance, depends on the choice of decorations . Different choices of decorations give isomorphic algebras. Consider the following argument. Since generators are framed cords up to cord homotopy, we can choose a base point on each framing and homotope the endpoints of each cord to the base point. For example, we can choose base points to be a positive push off of marked points along each component of the framing. For two different sets of marked points, we can homotope one set of marked points to the other set along the framing. This homotopy induces an isomorphism between the framed cord algebras.
Remark 2.7*.*
Given two choices of framings , their framed cord algebras are isomorphic as -algebras. We can construct
[TABLE]
by keeping and framed cords, and sending to . Here is the linking number between and its framing.
If is the Seifert framing, we simply write the framed cord algebra as .
Remark 2.8*.*
Let be a quotient of , where commute with everything. It is a -algebra. In particular we have commute with all framed cords, and moreover for ,
[TABLE]
Following [Ng3], is isomorphic to the degree [math] homology of a differential -algebra of the conormal tori of the link.
For different framings , there is an isomorphism . Note it is an isomorphism of -algebras, but not of -algebras.
Remark 2.9*.*
There are various versions of the (framed) cord algebra in literature, [Ng3], [CELN], and [Ng4]. Each cord algebra is a quotient ring of the free non-commutative algebra generated by some version of cords over the same coefficient ring . In each version, the free algebra quotients out four relations: normalizations, meridian relations, longitude relations, and skein relations. We compare their definitions with a focus on skein relations.
- (1)
[Ng3] is defined for a link . Choose a marked point for each . A cord is a continue map , with . The skein relations are
- (2)
[CELN] is defined for a framed link . Choose a maked point for each . A cord is a continue map , with . The skein relations are
- (3)
[Ng4] is defined for a knot , namely . A cord is represented by a based loop . In particular, we forget the group structure in and view it as a set, and then take the set elements as free generators. Let be the meridian in the peripheral subgroup of . The skein relations are
[TABLE]
Note that the version is only defined for knots, but not for links.
If is the Seifert framing, then . If in addition that is a single component knot, then . Namely, there are -algebra isomorphisms
[TABLE]
From to , one can push the endpoints of a cord off the link to the framing. There are different choices of the push offs, and they are related by multiplying copies of depending on the linking number. From to , one can choose a base point on each framing, then move the endpoints of each framed cord to the base point along the orientation of the framing.
Cords in a framed cord algebra can be classified into pure and mixed cords depending on the points where the cord starts and ends.
Definition 2.10**.**
Let be a link.
Suppose is a sublink. A cord is a pure cord of if it starts and ends on the framing of .
Suppose are two disjoint sublinks. A cord is a mixed cord between and if either (1) it starts on the framing of and ends on the framing of , or (2) it starts on the framing of and ends on the framing of .
If we simply say a pure cord or a mixed cord without decorations, it means the underlying sublink is a knot.
Recall the configuration disk with -marked points can be regarded as a locally closed submanifold in with . We can perturb the framing such that , where is a small positive number. Recall we had a marked point on each , where . We assume that and are all distinct.
The orientation of the link induces an orientation of the framing . After a suitable perturbation, the framing can be viewed as a (framed) cord, starting and ending at . We call it a framing cord, and denote it by .
Recall that we set the based point of at . Define the capping path to be the linear path from to , for .
If we move the based point of to one of , a meridian generator can be viewed as a framed cord, which we term as a meridian cord. A meridian based at different longitudes are different framed cords in . Hence it is necessary to remember the base point. Let be the meridian cord based at wrapping around . Then,
[TABLE]
Definition 2.11**.**
Define the standard cord to be , for .
Standard cords satisfy the following relations:
- •
, where is the trivial cord on ,
- •
.
Meridian cords based at different points are related by
[TABLE]
The relations among framed cords on the configuration disk can be written in the following way. Let denote a framed cord from to .
- •
Normalization
[TABLE]
- •
Meridian
[TABLE]
- •
Longitude
[TABLE]
- •
Skein relations
[TABLE]
The longitude relation is not visible in the configuration disk, but we write it down anyways. Note a longitude cord can be written as a word of meridian generators in the configuration disk. For most of calculations over the disk, it suffices to use the other three relations.
Lemma 2.12**.**
Standard cords generate the framed cord algebra.
Proof.
By generation, we mean that every element in can be written as a sum of words consisting of standard cords and . We start by proving two claims.
(1) Every framed cord is cord homotopic to one from to for some .
Suppose a cord starts at . There exists such that . Take a path connecting and , without passing through point . The concatenation is homotopic to , and the staring point of is . Similarly one can homotope the end point to some .
(2) Every framed cord from to is cord homotopic to the concatenation of a loop and the standard cord .
Suppose is a framed cord from to . We set , then , proving the claim.
Now we prove the lemma. By statements (1) and (2), it suffices to prove the assertion for a framed cord in the form of . Since , it is generated by meridians. We prove by induction on the word length of . The initial step is trivial, since is already a standard cord.
Suppose the induction hypothesis that is generated by standard cords holds for any loop with any base point for and with word length less or equal to , we need to show that the induction hypothesis also holds for word length . Namely, can be generated by standard cords. There is
[TABLE]
The second equality uses the skein relation, and the other equalities are cord identities. Similarly we have
[TABLE]
The last equation uses the meridian relation. We complete the induction, as well as the proof of the lemma. ∎
Remark 2.13*.*
It follows the lemma that meridian cords are generated by standard cords. Suppose is a meridian cord wrapping around strand , and based at . That is to say, the underlining loop is . Then
[TABLE]
Here is the component function defined in (2.1). Note that a meridian cord depends on the base point as well as the homotopy class of the underlying loop.
2.4. Augmentations
Let be an oriented link and let be its framed cord algebra. An augmentation of is a unit preserving algebra morphism
[TABLE]
where is any commutative field.
Recall we have a variant framed cord algebra where commute with cords. We can similarly define its augmentation as a unit preserving algebra morphism
[TABLE]
Since is commutative, the image of any non-commutative generators in either or becomes commutative as elements in . Therefore, the set of augmentations for and are canonically isomorphic.
Remark 2.14*.*
In Remark 2.7 we explained that different framings give isomorphic -algebras but not -algebras. Hence there is a bijection between augmentations with respect to two different framings. However, if we restrict to augmentations sending to particular values in , then there is no bijection.
Given a framed cord , its augmented value will be abbreviated as . For example, applying an augmentation to (2.2) can be expressed as
[TABLE]
Suppose is the closure of an -strand braid and is an augmentation. We define an square matrix , by . Namely,
[TABLE]
Remark 2.15*.*
Since Lemma 2.12 asserts that standard cords generate , it is natural to ask whether the matrix in turn determines the augmentation . The answer is sometimes. For example when is a knot as in [Ga2, Theorem 4.16], in the first two cases one can reconstruct the augmentation from the associated matrix , while in the third case one needs to specify to recover from .
2.5. Augmentation representation
We defined a matrix out of an augmentation . Let be the -th column vector of . Define a -vector space
[TABLE]
We adopt the following convention to represent a column vector of size . For any path from to , define
[TABLE]
Theorem-Definition 2.16**.**
Suppose is an oriented link equipped with its Seifert framing. Let be an augmentation of its framed cord algebra. The following map defines a link group representation ,
[TABLE]
We call the augmentation representation associated to .
Remark 2.17*.*
The construction of depends on the choice of a braid, so as to define standard cords and the matrix . However, the isomorphism class of the representation is independent from the braid, proven in Theorem 2.19.
The action for a general loop might be difficult to compute, but the action of meridians on standard cords takes a simpler form. Check out the following lemma.
Lemma 2.18**.**
For , there are
[TABLE]
Proof.
We recall some notations and identities. For , is a capping path from to , is a standard cord from to , is a meridian based at , and is a meridian cord based at .
To verify the first identity, by definition and interpolating , there is
[TABLE]
By the skein relation, there is
[TABLE]
Combining these equations, we conclude that
[TABLE]
In a similar fashion, we can derive for the second identity in the assertion:
[TABLE]
From the meridian relation, we know that . We conclude that
[TABLE]
∎
Now we are ready to prove that the construction is indeed a representation.
Proof of Theorem-Definition 2.16.
We write instead of in this proof.
(1) To see that is a closed linear map, it suffices to prove for meridian generators. Namely, for and any vector , there is . By Lemma 2.18, we have
[TABLE]
For fixed and , and are constants in the field . Therefore is closed.
(2) The identity is straightforward to check. Let be the identity loop based at , then for all by definition.
(3) To verify the composition in the group action, one needs . Since each loop in can be expressed as a word of meridian generators, we can prove by inducting on the word length of .
For the initial step, we take , and . It suffices to prove that for any , . For , the left hand side is
[TABLE]
The first equation follows (2.4) and the second equation is by definition (2.3). Continuing with the right hand side, there is
[TABLE]
The first equation is by definition (2.3) and the second equation is by skein relations. Comparing these equations, we see that for any .
The proof for the case is similar. Namely,
[TABLE]
Proceeding to the induction step, we assume that for any , and any that can be written as a word of meridian generators with length less or equal to . Assume has word length less or equal to , then
[TABLE]
Each of the three equalities follows from the induction hypothesis. Therefore we complete the induction and show that .
(4) We prove that is a well-defined linear map, namely if is a subset and for some constants , then as well. If , by Lemma 2.18, there is
[TABLE]
The first summand is zero by hypothesis. In the second summand, equals to the -th row of , which is also zero. The argument for is similar. Continuing by an induction on the word length of in terms of meridian generators, we prove the well-definedness.
∎
Since an isotopy of a framed link can be extended to an isotopy of the ambient manifold, and every framed cord finds its counterpart following the isotopy, we see that is an invariant of framed links. An augmentation , algebraically defined as an algebra morphism, is also invariant under isotopies.
However, the construction of requires a braid representative. In the following theorem, we show the representation is independent from the choice of the braid.
Theorem 2.19**.**
Suppose is an oriented link equipped with its Seifert framing. Let be an augmentation of its framed cord algebra. Up to isomorphism, the augmentation representation is well-defined for the augmentation . In particular, it does not depend on the choice of the braid in the construction.
Proof.
Suppose is a braid whose closure is . Let be the augmentation representation of constructed with respect to as in Theorem-Definition 2.16. Suppose is another braid whose closure is also , and let be the representation constructed with respect to . We shall prove that and are isomorphic as -representations.
In the rest of the proof, we drop the subscript and write for
To prove the isomorphism, we will construct a linear map which intertwines with link group actions. Namely, for any , there should be a commutative diagram,
V$$\tilde{V}$$V$$\tilde{V}$$T$$\rho(h)$$\tilde{\rho}(h)$$T
which can be restated as . Since the link group is generated by a set of meridian generators, it suffices to check the commutativity for being a meridian generator.
By Markov’s theorem, two braids have isotopic closures if and only if they are related by a sequence of equivalent relations: (1) they are equivalent braids, (2) they are conjugate braids, (3) one braid is a positive/negative stabilization of the other braid. It is clear that the construction of the augmentation representation is well-defined within an equivalence class of braids. We will verify the well-definedness in other cases.
Conjugations. Suppose is an -strand braid. Let , be the positive half twist in the braid group . Let be a conjugation.
We write for the standard cords in the configuration disk , and (abbreviated from a more rigorous notation ) for the standard cords in the configuration disk that is used to define . These standard cords are related as elements in , expressed as follows: for ,
[TABLE]
We related the two sets of meridian generators , in a similar way:
[TABLE]
Again, is an abbreviation of .
We define matrices by . Following the construction of the augmentation representation, we define
[TABLE]
We first verify that and have the same rank. There exist invertible matrices and such that , where
[TABLE]
and , are the following matrices
[TABLE]
Observe that only affect rows and columns that are indexed by . If neither neither of or belongs to , then
[TABLE]
If only one of the row or column index is in , then
[TABLE]
Finally we verify for the sub-matricies whose indices are contained in . Let be the sub-matrix of consisting entries with both row and column indices in . Let , then
[TABLE]
where the last equality is because of , and similarly . Therefore . Because and are invertible, and are isomorphic as vector spaces.
Define a linear map over the spanning vectors:
[TABLE]
The inverse map is thusly determined:
[TABLE]
In terms of the spanning vectors, and can be expressed as matrices:
[TABLE]
Since the row operations given by do not change the linear dependence relations among the spanning vectors of , and the matrix for column operations is consistent with , the map descents to a linear transform .
Finally we show that for any , . We introduce some notations. Following the calculations in Lemma 2.18, and can be written as matrices with respect to their spanning vectors:
[TABLE]
where is the matrix having at the -th entry and [math] elsewhere.
We use Kroneker delta to denote a number which equals to when and [math] otherwise. We do not use Einstein’s convention for contractions, and summations will be indicated.
Introducing new matrices and , then
[TABLE]
We are ready to proceed into details. Recall our goal is to verify
[TABLE]
Note that on the left hand side, it is instead of . We consider the following three cases based on the value of : (A) , (B) and (C) .
(A) .
We have , and equation (2.10) becomes . Invoking the relations , , it suffices to check
[TABLE]
The right hand side is . Since , there is . Hence if , then ; if , then .
The left hand side if . If , then . If , then .
- •
If , then , and hence .
- •
If , then .
- •
If , then
[TABLE]
(B) .
We have and equation (2.10) becomes . It suffices to verify
[TABLE]
- •
If , then , because
[TABLE]
- •
If .
-
When , then .
-
When , then .
-
When , then
[TABLE]
Note and Therefore,
[TABLE]
(C) .
We have . This time equation (2.10) becomes
[TABLE]
and it further simplifies to
[TABLE]
The right hand side of (2.11) at the -entry is
[TABLE]
Since row of is mostly zero except for , the right hand side of (2.11) is
[TABLE]
For the left hand side of (2.11). We claim the following expansion
[TABLE]
Proof of claim (2.13): Using (2.9), we can express as
[TABLE]
The term can be rewritten as
[TABLE]
Combining these terms and we verify the claim.
Observe that the expansion in (2.13) is the product of two terms, one depends only on and the other depends only on . Consider the term with , . Given the expression of , it is straightforward to compute its inverse
[TABLE]
Let and we get
[TABLE]
- •
If , .
- •
If , then .
- •
If , then , because
[TABLE]
Consider the term involving . We first present the answer, which is
[TABLE]
Multiplying it with the term involving , the result matches (2.12), proving (2.11).
We verify (2.14) in the following cases.
- •
If , then , and becomes
[TABLE]
- •
If , then , and becomes
[TABLE]
- •
If , then , and
[TABLE]
The second equality follows from (2.5), and the last equality follows from skein relations.
To summarize, we have proven (2.10), and the augmentation representations before and after a conjugation are isomorphic as representations.
Positive/Negative stabilizations. A stabilization of a braid closure is given by adding one strand and performing a positive/negative half twist with the outmost strand. The braid closure of a stabilized braid is equivalence to the closure of the original braid by a Reidemeister I move. Therefore stabilizations do not change the isotopy class of a link.
Let be the natural inclusion by adding a trivial strand labelled by . Suppose is an -strand braid, its positive stabilization is and its negative stabilization is .
Let be an -strand braid whose closure is , let be its positive stabilization. We adopt similar notations as before. Coefficients involving are related by
[TABLE]
Let and be the standard cords for and . Note that and don’t have the same number of strands, and the indices for the two sets of framed cords are different. For ,
[TABLE]
The meridian generators are related by:
[TABLE]
We define matrices by , and
[TABLE]
We first show that and have the same rank. Recall the identities and . Hence,
[TABLE]
Set and , then
[TABLE]
Because and are invertible, and have the same rank.
Define a linear transform over spanning vectors:
[TABLE]
Because of the linear relation in , the linear map is a surjective, and it is an isomorphism of vector spaces. In terms of spanning vectors, can be written as a matrix:
[TABLE]
Finally we prove that is an isomorphism of representations, namely for ,
[TABLE]
Let and , there is
[TABLE]
If , then , . It is equivalent to check . By a straightforward calculation, both hand sides equal to an matrix where the entry equals to and zero otherwise.
If , then we take . It remains to check . Both hand sides equal to an matrix where the entry equals to and zero otherwise.
The group actions of the meridian generators are compatible on both and , so is the entire link group . Therefore, the augmentation representations before and after a positive stabilization are isomorphic.
The proof for a negative stabilization is similar, which we do not repeat here. For reference, we record some identities and the matrix after a negative stabilization. For , the framed cords are identified by the following relations
[TABLE]
the meridian generators are identified in the same way as in (2.17), and the matrix is
[TABLE]
So far we have proven that the augmentation representation constructed from a braid is invariant under either a positive or a negative stabilization.
Summary. In previous arguments, we showed that the augmentation representation constructed from a braid is invariant under a conjugation or a positive/negative stabilization. Together with the case of braid equivalences, we can apply Markov’s theorem and prove that the augmentation representation is well-defined up to isomorphism. In particular, it is independent from the choice of the braid representative of the link. ∎
Remark 2.20*.*
From the perspective of knot contact homology, a based loop concatenated by capping paths models the boundary of a holomorphic disk with one puncture asymptotic to the Reeb chord (or the framed cord), motivating the construction in the theorem.
Remark 2.21*.*
In this remark, we compare the construction with those in [Co, Ga2], explaining what has been generalized.
When is a knot, we can either write it as a braid closure and apply Theorem-Definition 2.16 to construct the augmentation representation for , or we can choose a set of meridian generators and apply [Co] or [Ga2, Propsition 4.11] to construct a representation for .
Both constructions require additional data, and in both cases, the representation does not depend on additional data. The arguments for independence are different. In this paper, we prove that Markov moves give isomorphic representations. In [Co] or [Ga2], the independence of the generating set of meridians was proven either by the irreducibility of the representation, or by a classification of simple sheaves microsupported along the knot conormal.
Now we explain how the current paper manifests the underlying geometry of the construction in [Co, Ga2]. It is not an immediate identification of the two constructions using the -algebra isomorphism in Remark 2.9. Thanks to the fact that the representation does not depend on the additional data in either constructions, we can make a preferred choice for the position of the knot as well as the set of meridian generators.
Suppose is the braid closure of an -strand braid and let be the set of meridian generators in the configuration disk associated to . We choose to be the base point of , then our preferred set of meridian generators is
[TABLE]
Since any two meridians are conjugate to each other in the knot group, there exists for each , such that .
Both constructions starts with a square matrix of size ,
[TABLE]
We present an entry-wise identification between the two matrices. Recall that is the marked point used in the longitude relation in the cord algebra. For each , there is a unique path from to that is contained in along the natural orientation of . There are
[TABLE]
Combining these two equations with , we get
[TABLE]
Note that the here is a choice we made which is not unique in general. For example, the longitude commutes with the meridian in the peripheral subgroup. The concatenation of a choice with the longitude gives another choice. Fix the chosen in (2.20), we have
[TABLE]
Note that if is a framed cord, then is a based loop in . Moreover, defines an isomorphism . In particular, there is
[TABLE]
proving . It is similar to check that the group actions also match.
3. A microlocal digression
We defined the augmentation representation in the previous section. It is a representation of the fundamental group of the link complement, which is equivalent to a local system on the link complement. We will study properties of the augmentation representation in the next section. It is easier to understand these properties from the perspective of microlocal sheaf theory. Indeed, a local system can be viewed as a locally constant sheaf, and we can study it with microlocal methods. In this section, we review some microlocal sheaf theory.
Let be a commutative field. Let be a smooth manifold. Let be the abelian category of sheaves of -modules on , and be the bounded dg derived category. For any object , its microsupport is a closed conic subset, point-wisely defined as follows (also see [KS, Definition 5.1.1]).
Definition 3.1**.**
Let and let . We say that if there exists an open neighborhood of such that for any and any real function on satisfying and , we have
[TABLE]
Kashiwara-Schapira defined the microlocal hom bifunctor [KS, Definition 4.1.1]
[TABLE]
giving a quantitative description of the micro-support. Suppose , then
[TABLE]
Let be the unit cosphere bundle of . It admits a natural contact form induced from the canonical form of the cotangent bundle. Let be a (not necessarily connected) smooth Legendrian submanifold. Define a dg subcategory
[TABLE]
Following [GKS], is a Legendrian isotopy invariant. The abelian category can be viewed as a dg subcategory of consisting of objects which are concentrated in homological degree zero. Define .
A sheaf is simple along if one of the following equivalent conditions holds:
- •
For any , the microlocal Morse cone appeared in (3.1) has rank , namely
[TABLE]
- •
The self microlocal hom restricts to a constant sheaf supported on , namely
[TABLE]
We write for the subcategory of simple sheaves along . The triangulated structure is lost when we pass to this subcategory.
There is a distinction between a sheaf being “simple along ” or “simple along its micro-support”. These two notions are equivalent when . In the definition , an object is only required to have its micro-support intersecting in a subset of . When has multiple connected components, such as in our case the conormal tori of links, the first notion is strictly stronger (defining fewer objects).
In this paper, we consider or , and , the Legendrian conormal tori of a link . Simple sheaves microsupported along admit easier descriptions. The description for links is similar to that for knots, which was studied in [Ga2], because both the micro-support and the simpleness are local properties.
For simplicity, we consider sheaves concentrated in homological degree [math]. The micro-support constraints force that restricted to each component of the link, or the link complement is a local system [Ga2, Lemma 3.1]. In terms of group representations, these local systems are equivalent to
[TABLE]
Here is the link group and . Conversely, we can reconstruct the sheaf from these local systems by gluing. The gluing data is an element in an extension class, and according to [Ga2, Lemma 3.2, Lemma 3.3], it is equivalent to a collection of linear maps
[TABLE]
which satisfy the following compatibility conditions. For each , let be the meridian and longitude in the peripheral subgroup, then satisfies (a) , and (b) acts on the image of as identity. We conclude that the sheaf is equivalent to the collection of data .
A sheaf is simple along if and only if has rank for each . It is simple along its singular support if and only if has rank at most for each . These statements follow from the first definition of simpleness.
In this paper, we focus on the representation of the link group, namely . The simpleness imposes strong restrictions to this representation. If has rank , then is either injective with a rank cokernel, or is surjective with a rank kernel. Consider the first case when is injective, then can be regarded as a subspace of of codimension . The condition (b) of requires that acts on a space of codimension one as identity. In the other cases, including when rank with surjective , or when rank, the action on is entirely trivial. Combining these cases, we see that for to be simple, it is necessary for to satisfy the condition that the action of each meridian fixes a subspace of codimension at most .
4. Properties of the augmentation representation
In this section, we study properties of the augmentation representation.
4.1. Microlocal simpleness
Let , and let be the full subcategory of simple sheaves. Suppose , then is a local system on . The local system is equivalent to a representation . The simpleness of requires that any meridian acts on as identity on a subspace of codimension or [math]. Based on this observation, we make the following notion of simpleness.
Definition 4.1**.**
Let be a vector space. A linear automorphism is almost identity if there is a subspace of codimension such that .
Equivalently, is almost identity if and only if the rank of is at most .
Definition 4.2**.**
Suppose is a link. A link group representation
[TABLE]
is microlocally simple if is almost identity for every meridian .
Proposition 4.3**.**
Augmentation representations are microlocally simple.
Proof.
Let be the augmentation representation associated to an augmentation . Recall that is the matrix determined by . As a vector space, is spanned by the column vectors , . To verify that a linear automorphism is almost identity, it is sufficient to show that is contained in a rank subspace of for all .
To prove is microlocally simple, we need to verify that every with being a meridian is almost identity. Since any two meridians with coherent orientations belonging to the same component are conjugate, it suffices to select a meridian for each component and prove that are almost identity. It is easy to see that if is almost identity, so is . Finally, recall that are meridian generators of the link group . We observe that the generating set contains at least one meridian for each component.
Following these arguments, the assertion in the proposition reduces to show that for any generating meridian , there exists a rank subspace such that
[TABLE]
Recall the formula in (2.4), . We take , then
[TABLE]
We prove the desired result. ∎
Remark 4.4*.*
Microlocally simple knot group representations are called “KCH representations” or “unipotent KCH representations” in earlier papers [Ng4, Co, Ga2]. We stop using these names for two reasons. First, the abbreviation “KCH” as a prefix of the representation emphasizes more on contact topology and its relation to sheaf theory, instead of the property of the representation itself. It is more revealing to borrow the notion of simpleness from microlocal sheaf theory. Second, it is a locally property whether a meridian action is diagonalizable or unipotent. When we work with links, the previous naming system fails to generalize in a concise way when meridians from different link components act differently. On the other hand, the word “microlocal” implies to consider each component separately.
Remark 4.5*.*
We answer an interesting question from Emmanuel Giroux. Consider the rank trivial representation of the link group. It is microlocally simple, but does not come from an augmentation. Indeed, if the action of any loop is trivial, in particular the action of any meridian generator is trivial, then augmented values of standard cords must all vanish (by (2.5)). As a consequence, there must be and the augmentation representation is a zero representation, not the rank trivial representation.
To resolve this issue, we need to look into the microlocal sheaf category. Consider the case when is a knot and we use the main result in [Ga2] as an example. If all standard cords are augmented to zero, then the augmentation defines a sheaf where is the closed embedding and is a rank local system on with monodromy . If , then and there is distinguished triangle in :
[TABLE]
here is the open embedding. The sheaf is equivalent to the rank trivial representation of . The distinguished triangle yields that and are isomorphic up to locally constant sheaves on .
4.2. Vanishing
Suppose is a sublink. Let . Note this fundamental group is taken over the complement of in , forgetting that is a sublink of . The natural open inclusion induces a map on their fundamental groups:
[TABLE]
It induces a functor between abelian categories . If we identify representations of a fundamental group as local systems, this functor coincides with the pull back functor .
In the previous subsection, we proved that augmentations are microlocally simple. It follows from the definition that the group action of a meridian has two possibilities. It either fixes the entire vector space, or defines an invariant subspace of codimension one. In this subsection, we give a sufficient condition such that the associated augmentation representations fit into the first case.
Definition 4.6**.**
Let be a link and be a sublink. A simple link representation vanishes on if for any meridian of .
The definition comes from an observation in the sheaf theory. Let be the local system determined by a link group representation . Let be the open embedding. We consider the underived push forward . If vanishes on , then is microsupported on the component of , i.e.
[TABLE]
Proposition 4.7**.**
Let be a link and a sublink. Suppose an augmentation satisfies either one the following conditions:
- •
for any framed cord starting from , ; or
- •
for any framed cord ending on , ,
then the associated augmentation representation vanishes on .
Proof.
By Lemma 2.2, we can assume there is an integer with , such that the closure of strands is precisely the sublink .
By definition, the associated augmentation representation vanishes on if for any meridian , , the action is identity. Recall from (2.4) that
[TABLE]
It suffices to show that either for any , or is the zero vector.
Suppose maps all cords starting on to zero. For any and any , is a cord starting on . Hence and the assertion follows.
Suppose maps all cords ending on to zero. For any , consists of augmentations of cords ending on . Therefore is a zero vector as expected.
We prove the assertion in both cases. ∎
4.3. Separability
In this section, we give a sufficient condition for which the augmentation representation is separable. We begin with an example to motivate this notion.
Consider the two-component unlink and the Hopf link (Figure 4.1). Each of them has two unknotted components. A link is split if it is the union of two sublinks that lie in two disjoint solid balls. In our example, the unlink is split while the Hopf link is non-split.
In either case, the framed cord algebra is generated over by four cords, . The subscripts label the link components where the end points of a cord belong. (They are not standard cords, which is why we did not use .) In , generators are related by:
[TABLE]
Pure cords do not appear in these equations, because for the unlink and the Hopf link, any pure cord can be homotopic to a constant cord, and then replaced by using the meridian relation. An augmentation is in one the following two non-exclusive cases (we abbreviate as ):
- (A)
, , and ; or 2. (B)
, and .
Recall the augmentation variety in [Ng4],
[TABLE]
Therefore the augmentation variety for the Hopf link is
[TABLE]
We can similarly compute the augmentation variety for the two-component unlink
[TABLE]
We observe that the augmentation variety of the unlink is contained in that of Hopf link, corresponding to case (B) when . In this case, all mixed cords are augmented to zero. Though the Hopf link is non-split, some augmentations behave as if the framed cord algebra came from a split link. We remark that the idea of sending mixed cords to [math] has been considered in contact geometry such as [Mi, AENV].
We propose a counterpart of this phenomenon on the sheaf side. The following lemma shows that the direct sum of two simple sheaves which are microsupported along disjoint Legendrians is again simple.
Lemma 4.8**.**
Let be a manifold, and two disjoint Legendrian submanifolds. If , then .
Proof.
Because are disjoint, . The simpleness of yields . Finally we have
[TABLE]
∎
We give a sufficient condition when an augmentation representation splits into direct summands.
Definition 4.9**.**
Suppose is the union of two sublinks . A link group representation is separable with respect to the partition if there exist link group representations for , such that
[TABLE]
where is considered as a -representation through the composition
[TABLE]
Proposition 4.10**.**
Suppose is the union of two sublinks . If an augmentation maps all mixed cord between and to zero, then the induced augmentation representation is separable with respect to the partition.
Proof.
Generally speaking, if is a sublink, there is no natural morphism . Instead, the natural morphism exists in the opposite direction.
[TABLE]
When all mixed cords are augmented to zero, an augmentation factors through this morphism, giving an induced augmentation . A generic cord in is a pure cord in , except when the cord intersects transversely. In this singular case, the cord can be perturbed away from in two ways, say , and they differ by an interpolation of a meridian – there exist two mixed cords and such that and . By the skein relation and , we have
[TABLE]
Hence is well-defined if we regard as a cord class in . Relations in also hold in . Hence the induced augmentation is well-defined.
By Theorem 2.16, the augmentation induces an augmentation representation , . By the natural morphism , is a -representation.
By Lemma 2.2, we assume there is an integer such that the closure of strands is , and the closure of strands is .
Since all mixed cords are augmented to zero, the matrix reduces to
[TABLE]
where has size and has size . We can take the configuration disk to construct to be a subset of the configuration disk to construct , which yields . Similar for . Therefore, as vector spaces. It remains to show that the isomorphism respects -actions.
Let be any meridian of . Then because is contractible in , and acts on by interpolating in pure standard cords. For , its action on , is the same interpolation, and the action on , is identity because interpolating a meridian of into a pure cord for does not change the augmented value – same argument as before. Therefore, we conclude as -representations.
∎
Remark 4.11*.*
An augmentation representation may not be irreducible. Any example in Proposition 4.10 such that are non-trivial is reducible.
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