Hot electrons modulation of third harmonic generation in graphene
G. Soavi, G. Wang, H. Rostami, A. Tomadin, O. Balci, I. Paradeisanos,, E.A.A. Pogna, G. Cerullo, E. Lidorikis, M. Polini, A. C. Ferrari

TL;DR
This paper investigates how hot electrons influence third harmonic generation in graphene, revealing deviations from expected behavior that impact the performance of graphene-based nonlinear photonic devices.
Contribution
It demonstrates the effect of hot electrons on third harmonic generation in graphene and highlights implications for device performance under varying electronic temperatures.
Findings
Deviation from cubic power-law in third harmonic generation due to hot electrons
Electronic temperature affects nonlinear optical response of graphene
Implications for graphene-based photonic device performance
Abstract
Hot electrons dominate the ultrafast (fs-ps) optical and electronic properties of metals and semiconductors and they are exploited in a variety of applications including photovoltaics and photodetection. We perform power-dependent third harmonic generation measurements on gated single-layer graphene and detect a significant deviation from the cubic power-law expected for a third harmonic generation process. We assign this to the presence of hot electrons. Our results indicate that the performance of nonlinear photonics devices based on graphene, such as optical modulators and frequency converters, can be affected by changes in the electronic temperature, which might occur due to increase of absorbed optical power or Joule heating.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
††thanks: Present Address: Institut fur Festkorperphysik, Friedrich-Schiller-Universitat, Max-Wien-Platz 1, 07743 Jena
Hot electrons modulation of third harmonic generation in graphene
G. Soavi1
G. Wang1, H. Rostami2, A. Tomadin3, O. Balci1, I. Paradisanos1, E.A.A. Pogna4, G. Cerullo4, E. Lidorikis5, M. Polini3, A. C. Ferrari1
1 Cambridge Graphene Centre, University of Cambridge, Cambridge CB3 0FA, UK
2 Nordic Institute for Theoretical Physics, Roslagstullsbacken 23 SE-106 91 Stockholm, Sweden
3 Istituto Italiano di Tecnologia, Graphene Labs, Via Morego 30, I-16163 Genova, Italy
4IFN-CNR, Dipartimento di Fisica, Politecnico di Milano, P.zza L. da Vinci 32, 20133 Milano, Italy
5 Department of Materials Science and Engineering, University of Ioannina, Ioannina 45110, Greece
Abstract
Hot electrons dominate the ultrafast (fs-ps) optical and electronic properties of metals and semiconductors and they are exploited in a variety of applications including photovoltaics and photodetection. We perform power-dependent third harmonic generation measurements on gated single-layer graphene and detect a significant deviation from the cubic power-law expected for a third harmonic generation process. We assign this to the presence of hot electrons. Our results indicate that the performance of nonlinear photonic devices based on graphene, such as optical modulators and frequency converters, can be affected by changes in the electronic temperature, which might occur due to increase of absorbed optical power or Joule heating.
For a free electron gas at thermal equilibrium, the average occupation number at energy is described by the Fermi-Dirac distribution kittel1996 :
[TABLE]
where is the chemical potential and is the Boltzmann constant. At zero temperature, equals the Fermi energy (). At thermal equilibrium , with the electronic temperature, the lattice temperature and the ambient temperature. Photoexcitation of a sample with ultrashort (fs-ps) pulses creates a non-thermal regime, i.e. a condition where the electron population cannot be defined by and , which rapidly evolves through electron-electron (e-e) scattering into a hot-carrier distribution, with farm1992 ; dellavalle2012 ; lazzeriPRL2005 ; bridaNC2013 ; tomadinPRB2013 . Electrons then transfer energy to the lattice through scattering with phonons (ph) until lazzeriPRL2005 ; bridaNC2013 ; tomadinPRB2013 ; shank1983 ; schoenlein1987 . Equilibrium with the surrounding environment is then reached via ph-ph scatteringlazzeriPRL2005 ; bridaNC2013 ; tomadinPRB2013 ; vallee2001 ; hohlChemPhys2000 ; shah2013 ; soaviAOM2016 ; weiNanop2017 . The timescale of these scattering processes depends on the system under investigation and the excitation energy. Typical values for metals (e.g. Au, Ag, Cu, Nidellavalle2012 ; vallee2001 ; hohlChemPhys2000 ; shah2013 ) and semiconductors (e.g. Sishank1983 ) are10fs-1ps for e-e scatteringdellavalle2012 ,1-100ps for e-ph scatteringshank1983 ; schoenlein1987 , and100ps for ph-ph scatteringvallee2001 ; hohlChemPhys2000 ; shah2013 .
Hot electrons (HEs) can be exploited to enhance the efficiency of photocatalysismukhNanoLett2013 , photovoltaic devicesrossJAP1982 ; tisdScience2010 and photodetectorsweiNanop2017 . The efficiency of photovoltaic devices can be enhanced if HEs are collected before relaxation with phtisdScience2010 , when the absorbed light energy is transferred to the lattice instead of being converted into an electrical signal. Photodetectors based on the Seebeck effectstiensProcSPIE2006 and Schottky junctionsshephProcIEEE1970 both exploit HEs. These also play a key role in nonlinear effects, e.g. in Second Harmonic Generation (SHG)frankPRL1961 and in Third Harmonic Generation (THG)terhPRL1962 . Following interaction with photons with energy , where is the reduced Planck constant and is the photon angular frequency, new photons can be generated inside a nonlinear material at energies for SHGfrankPRL1961 or for THGterhPRL1962 . In the scalar form, the SHG and THG optical electric field can be written asshen1984 ; boyd2003 :
[TABLE]
where is the incident electric field, for SHG and for THG, is a function of the material’s refractive index () and , and {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(m)} is the material’s nonlinear susceptibility. and {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(m)} depend on material, angle and polarization of the incident light and on mshen1984 ; boyd2003 ; kumarPRB2013 . E.g., the THG field for a bulk sample for normal incidence and constant incident power isshen1984 ; boyd2003 ; kumarPRB2013 :
[TABLE]
where is the material’s thickness. The light intensity ( in units of ) is related to the optical electric field by shen1984 ; boyd2003 ; kumarPRB2013 . Eq.(2) highlights two aspects of harmonic generation: (i) the SHG/THG electric field scales with the square/cube of and, as a consequence, one would expect ; (ii) SHG/THG intensities depend on the linear (e.g. absorption) and nonlinear (through the nonlinear susceptibilities {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(2)} and {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(3)}) properties of the materialhohlApplPhysA1995 ; burnsPRB1971 . Both and {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(m)} are functions of , and thus modify the power-law relation between and . The role of HEs in nonlinear optics was investigated for SHG in metalshohlChemPhys2000 ; hohlApplPhysA1995 ; guoPRL2001 ; hohlAPB1996 ; mooreOptLett1999 ; papaOptComm1997 and semiconductorstomPRL1988 ; saePRL1991 but, to the best of our knowledge, has not been considered thus far for THG in any material.
HEs play also a key role in the ultrafast (fs-ps)bistritzerPRL2009 ; betzPRL2012 ; bridaNC2013 ; tomadinPRB2013 ; tielrooijNP2013 and nonlinearmikhailovPRB2016 ; rostamiPRB2016 ; chengNJP2014 properties of single-layer graphene (SLG). In SLG e-e scattering occurs within few tens of fs after photoexcitationbridaNC2013 , while e-ph scattering takes place on a ps timescalebridaNC2013 ; tielrooijNP2013 ; lazzeriPRB2006 . HEs can be exploited for the development of optoelectronic devices based on graphenebonaccorsoNP2010 ; RomaNRM3 ; FerrN2015 . E.g., a SLG p-n junction can be used as a photothermal detector because, following optical excitation, the photo-thermoelectric (or Seebeck) effect (PTE) will produce a voltage , where (in ) are the thermoelectric powers (or Seebeck coefficients) and is the HEs temperature difference in the two SLG regionsgaborScience2011 ; koppensNN2014 . HEs in SLG can recombine radiatively to give broadband emissionfreitagNN2010 ; kimNN2015 ; luiPRL2010 ; chenNature2011 ; stoehrPRB2010 ; liuPRB2010 and the timescale/mechanism of the HEs relaxation has implications for the use of SLG in mode-locked lasersbonaccorsoNP2010 ; sunACSNano2010 ; FerrN2015 . SLG can be used to fabricate broadband and gate-tuneable optical frequency converterssoaviNN2018 ; jiangNP2018 ; alexanderACSP2017 ; RomaNRM3 . However, in these devices the high () induced by the optical excitationsoaviNN2018 ; bridaNC2013 ; luiPRL2010 can significantly modify (e.g. by reducing the THG efficiency, THGE, defined as the ratio between the THG and incident intensities) the SLG nonlinear optical responsesoaviNN2018 .
Here we demonstrate that for THG in SLG the cubic dependence shen1984 ; boyd2003 fails when is taken into account. We show that, more generally, THG follows a power-law , with the exponent dependent on . This strong dependence of , and thus of THGE, over both and has strong impact on the performance of nonlinear photonic devices based on SLG, such as optical switches and frequency converters.
We use Chemical Vapor Deposition (CVD) SLG transferred on Fused Silica (FS) and gated by ionic liquid (IL), Fig.1a. SLG is grown on Cu (99.8 pure, 25m thick), as for Ref.liScience2009 . This is then transferred on FS by polymer-assisted Cu wet etchingbonaccorsoMatTod2012 , using polymethyl methacrylate (PMMA). SLG is characterized by Raman spectroscopy with a Renishaw inVia spectrometer. The 514nm Raman spectrum of SLG after transfer is shown in Fig.1b. The 2D peak is a single Lorentzian with full width at half maximum FWHM(2D)36cm*-1*, a signature of SLGferrariPRL2006 . The position of the G peak, Pos(G), is1599cm*-1*, with FWHM(G)13cm*-1*. The 2D peak position is Pos(2D)2696cm*-1*, while the 2D to G peak intensity and area ratios, I(2D)/I(G) and A(2D)/A(G), are 1.7 and 4.67, indicating a p-doping250-300meVdasNN2008 ; baskoPRB2009 . The absence of the D peak shows that there are no significant defects. In order to gate the SLG, we fabricate source and drain contacts by evaporating 7nm/70nm Cr/Au. Cr is used to improve Au adhesion. We etch the SLG outside the channel using an oxygen plasma. As gate electrode we use 7nm/70nm Cr/Au on a 1mm thick microscope slide. During evaporation, we cover part of the slide to have a transparent region1cm2 for optical measurements. We use 50m double-sided tape as a spacer between gate electrode and SLG. We then align the SLG channel and the non-evaporated window on the gate electrode and place the IL, Diethylmethyl(2-methoxyethyl)ammoniumbis-(triflouromethylsulfonyl)imide (), between SLG and the gate electrode.
The 514nm Raman spectra of IL and of SLG at a gate voltage =0V are shown in Fig.1b. For SLG, Pos(G) is1587cm*-1*, with FWHM(G)14cm*-1*. Pos(2D)2691cm*-1*, FWHM(2D)=32cm*-1*, with I(2D)/I(G) and A(2D)/A(G)2.9 and 5.9, respectively, indicating a p-doping200meVdasNN2008 . Figs.2a,b plot the Raman and transmission spectra as a function of from 0.5 to -1.5V with steps of 0.1V for a source-drain voltage =0.2V. From the Raman spectra at different we estimate . This is done by monitoring the evolution of Pos(G) as a function of , as shown in Fig.3dasNN2008 ; baskoPRB2009 . The relation between and can also be derived from the transmission measurements. For each , we measure both transmission, Fig.2b, and source-drain current , Fig.4(b) (red circles). The transmission of the gated device never reaches 100, this being defined as the transmission of the device without SLG. This non-saturable residual absorption () of SLGmakSolidStateComms2012 originates from intra-band electronic transitions, enabled by disordermakSolidStateComms2012 . From Fig.2b we get , by taking the difference between the background (grey curve) and the SLG transmission at 0.8eV for . The transition from intra- to inter-band absorption, at , occurs when the energy of the photons is . We thus estimate from the half-maximum of each transmission curve and calculate , as in Fig.4(a) (red circles). This estimate is in good agreement with that derived from the Raman analysis (blue circles in Fig.4a).
THG measurements are then performed at room temperature (RT). We excite the sample with the idler beam of an Optical Parametric Oscillator (OPO, Coherent) at 0.69eV (1.8m) pumped by a mode-locked Ti:Sa laser (Coherent) with 150fs pulse duration, 80MHz repetition rate and 4W average power at 1.55eV. The OPO idler is focused by a 40X reflective objective (Ag coating, numerical aperture NA=0.5) to avoid chromatic aberrations. The THG signal is collimated by an 8mm lens and delivered to a spectrometer (Horiba iHR550) equipped with a nitrogen cooled Si charged-coupled-device (CCD). The idler spot-size is4.7m, the pulse duration300fs and the polarization is linear. We use a Keithley 2612B dual channel Source Measure Unit both to apply and and to read . is tuned between -1.5 and +0.5V while is kept at 0.2V. For THG measurements we proceed we tune (10 points between -1.5 and +0.5V) and scan the power (7 points between 1 and 4 mW). The incident excitation power is estimated at the sample position by considering the losses of the objective, by measuring the power before and after the objective when the sample is removed. For each power (at a fixed ), we measure the THG signal by using 10s acquisitions and 3 accumulations. Thus, SLG is kept at a given for 210s before moving to next . During THG experiments we also measure . By comparing the transconductance ( as a function of ) during the transmission, Fig.4(b) (red curve), and THG measurements, Fig.4(b) (black curve), we observe an increase in SLG doping. We thus estimate during THG experiments based on , Fig.4a (black curve). In order to estimate the emitted THG power, we take into consideration the losses of the system. The major ones are the absorption of the device without SLG (FS substrate and IL), the grating efficiency, and the CCD quantum efficiency. We also consider the CCD gain. The transmission of the FS substrate is93, Fig.5. The IL transmission is frequency dependent, Fig.5 (red curve). We use the spectrometer specsSymphonySpecs to estimate losses due to grating and CCD efficiencies. We account for the7 CCD gain, i.e. the number of electrons necessary for 1 countSymphonySpecs .
The THG intensity under normal incidence can be written assoaviNN2018 :
[TABLE]
where and m/s are the vacuum permittivity and the speed of light; in which is the IL refractive index () and substrate (). is the SLG third-order nonlinear optical conductivity tensor, calculated through a diagrammatic technique, with the light-matter interaction in the scalar potential gauge in order to capture all intra-, interband and mixed transitionsrostamiPRB2016 ; soaviNN2018 . According to the C6v point group symmetry of SLG on a substrate, the relative angle between laser polarization and the SLG lattice is not important for the third-order responsesoaviNN2018 . Thus, we assume the incident polarization, , to lie along the zigzag direction of the lattice, , without loss of generalitysoaviNN2018 . For IL we use 1.44refindex and for FS 1.42refindex . At first sight, Eq.(4) predicts a cubic dependence . However, is modulated also by , which is a function of , and . The first two parameters, and , can be controlled by tuning the excitation photon energy and by applying an external . On the other hand, cannot be directly controlled by an external input, and its value is affected by the amount of energy that is transferred from light to the SLG electrons. Te can be calculated from the Boltzmann equation, taking into account the role of intra- and inter-band e-e scattering and the population of the optical phonon modestomadinPRB2013 . An estimate can also be obtained with the following approachsoaviNN2018 . When a pulse of duration and fluence [] photoexcites SLG, an average power per unit area is absorbed by the electronic system, where is the saturable SLG absorption, due to inter-band electronic transitions. is a function of , the chemical potentials in the conduction and valence bands ( and ) and . The variation of the energy density in a time interval is . The corresponding increase is , where is the electronic heat capacity of the photoexcited SLG. When the pulse is off, relaxes towards T0 on a time-scale . This reduces by in a time interval . ThussoaviNN2018 :
[TABLE]
If the pulse duration is: (i) much longer than20fs, i.e. the time-scale for the e distribution to relax to the Fermi-Dirac profile in both bandsbridaNC2013 ; breusingPRB2011 ; (ii) comparable to the time-scale needed to heat the optical ph modesbridaNC2013 ; breusingPRB2011 ; lazzeriPRL2005 , the electronic system reaches a steady-state during the pulse, with Te obtained from Eq.(5):
[TABLE]
Fig.6(a) plots from Eq.(6) for our experimental conditions: excitation power0.5mW to 5mW, -0.8 to -0.2eV, =0.69eV, =300K, =100fs, and =300fs. An increase of excitation power induces an increase of , thus a modulation of . The increase in is also modulated by changes in , as this affects of SLG (Fig.2b). Fig.6 shows the dependence of in the 0-2000K range and for different . Fig.6b plots , with soaviNN2018 . The quantity is the number of fermion flavors in SLG and m/s is the Fermi velocity, thus soaviNN2018 . Fig.6b shows that, depending on , will either increase (e.g. =-0.2eV in Fig.6b) or decrease (e.g. =-0.5 to -0.8eV in Fig.6b) with increasing . This results in a deviation from the cubic dependence .
Fig.7(a) plots the experimental THG power dependence for =0.69eV. For the same values of incident power we do not detect any THG signal from FS/IL, i.e. outside the area covered by SLG. For a fixed incident power, the THG power increases as we go to more negative values of . This dependent enhancement of the THG signal arises from logarithmic resonances in the imaginary part of the nonlinear conductivity of SLG due to resonant multiphoton transitionssoaviNN2018 . As seen in Fig.6(b), this leads to a non-monotonic dependence of the nonlinear conductivity on Te for different . We fit the experimental data relative to our THG power-dependent measurements (circles in Fig.7a) with the power law (dotted lines in Fig.7a), where is the power, is the incident power and , are fitting parameters. Fig.7a shows that the power-law approximation gives excellent fits to the data, if we allow to depend on . Fig.7b plots (i.e. the THG exponent) from this fit (black circles) as a function of . The dotted lines in Fig.7b are the theoretical (THG exponent) calculated as follows: (i) and corresponding chemical potentials in conduction and valence bands as a function of incident power are derived from Eq.(6), for and different ; (ii) we use these to calculate as a function of incident power. To this end, we first calculate the expression of the third-order nonlinear conductivityrostamiPRB2016 and then utilize the response function in Ref.tomadinPRB2013 , to express the conductivity at finite T as a weighted integral over of the SLG conductivity at ; (iii) we substitute the calculated into Eq.(4) to obtain the theoretical THG intensity; (iv) we fit the THG intensity with . For the estimate of we use =0.2% and 0.4, as derived from Fig.2b. We find that the THG exponent varies between2 and 3.4, with a non-monotonic dependence on and a minimum at 0.6eV for . An increase of the incident power affects and . This induces deviations from the cubic power law. To the best of our knowledge, this non-cubic behavior of the THG signal was not reported before in SLG or any other material. Most experiments on SLG and layered materials took the observation of a cubic power law as a proof of THGkumarPRB2013 ; hongPRX2013 ; wangACS2014 ; woodward2Dmat2017 . In SLG, this cubic dependence was also used to calculate {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(3)}kumarPRB2013 ; hongPRX2013 ; woodward2Dmat2017 . This approach has two limitations: 1) the nonlinear susceptibilities are well defined only in three-dimensional materials, since they involve a polarization per unit volumesoaviNN2018 , thus {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(3)} should not be used for SLG; 2) a power-law fit of THG in SLG must take into account and under the specific experimental conditions. In other words, {\mathchoice{\raisebox{0.0pt}{\displaystyle\chi}}{\raisebox{0.0pt}{\textstyle\chi}}{\raisebox{0.0pt}{\scriptstyle\chi}}{\raisebox{0.0pt}{\scriptscriptstyle\chi}}}^{(3)} in SLG must be calculated as a function of both and .
In summary, hot electrons strongly affect the third-order nonlinear optical response of single-layer graphene and alter the cubic dependence of the third harmonic generation signal and its efficiency. Upon ultrafast (100fs) excitation, in single-layer graphene can be as high as 103K also when , due to thermal broadening of the Fermi-Dirac distribution and residual absorption . Thus, is affected by both and . Changes in can modify the third harmonic generation efficiency and thus the performances of nonlinear photonic and optoelectronic devices, such as optical switches and frequency converters.
We acknowledge funding from EU Graphene Flagship, ERC Grant Hetero2D, EPSRC Grants EP/K01711X/1, EP/K017144/1, EP/N010345/1, EP/L016087/1 and the Swedish Research Council (VR 2018-04252).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1(1) C. Kittel, Introduction to Solid State Physics (Wiley New York, New York, 1996).
- 2(2) S. Farm, R. Storz, H. K. Tom, and J. Bokor, Phys. Rev. Lett. 68 , 2834 (1992).
- 3(3) G. Della Valle, M. Conforti, S. Longhi, G. Cerullo, and D. Brida, Phys. Rev. B 86 , 155139 (2012).
- 4(4) M. Lazzeri, S. Piscanec, F. Mauri, A. C. Ferrari, and J. Robertson, Phys. Rev. Lett. 95 , 236802 (2005).
- 5(5) D. Brida, A. Tomadin, C. Manzoni, Y. J. Kim, A. Lombardo, S. Milana, R. R. Nair, K. S. Novoselov, A. C. Ferrari, G. Cerullo, M. Polini, Nature Commun. 4 , 1987 (2013).
- 6(6) A. Tomadin, D. Brida, G. Cerullo, A. C. Ferrari, and M. Polini, Phys. Rev. B 88 , 035430 (2013).
- 7(7) C. V. Shank, R. Yen, C. Hirlimann, Phys. Rev. Lett. 50 , 454 (1983).
- 8(8) R. W. Schoenlein, W. Z. Lin, J. G. Fujimoto, and G. L. Eesley, Phys. Rev. Lett. 58 , 1680 (1987).
