On universal modules with pure embeddings
Thomas G. Kucera, Marcos Mazari-Armida

TL;DR
This paper investigates the existence of universal modules with pure embeddings over rings, establishing conditions for their existence and analyzing the structure of limit models, thus advancing the understanding of module theory in model-theoretic terms.
Contribution
It proves the existence of universal models for classes of modules with pure embeddings under certain cardinality conditions and studies the structure of limit models, connecting model theory and algebra.
Findings
Universal models exist under specific cardinality conditions.
Limit models with long cofinality chains are pure-injective.
Characterization of limit models with countable cofinality.
Abstract
We show that certain classes of modules have universal models with respect to pure embeddings. Let be a ring, a first-order theory with an infinite model extending the theory of -modules and (where stands for pure submodule). Assume has joint embedding and amalgamation. If or , then has a universal model of cardinality . As a special case we get a recent result of Shelah [Sh17, 1.2] concerning the existence of universal reduced torsion-free abelian groups with respect to pure embeddings. We begin the study of limit models for classes of -modules with joint embedding and amalgamation. We show that limit models with chains of long cofinality are pure-injective and we characterize limit models with chains of countable cofinality.…
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
On universal modules with pure embeddings
Thomas G. Kucera
[email protected] https://server.math.umanitoba.ca/ tkucera/ Department of Mathematics
University of Manitoba
Winnipeg, Manitoba, CA
and
Marcos Mazari-Armida
[email protected] http://www.math.cmu.edu/ mmazaria/ Department of Mathematical Sciences
Carnegie Mellon University
Pittsburgh, Pennsylvania, USA
(Date: .)
Abstract.
We show that certain classes of modules have universal models with respect to pure embeddings.
Theorem 0.1**.**
Let be a ring, a first-order theory with an infinite model extending the theory of -modules and (where stands for pure submodule). Assume has joint embedding and amalgamation.
If or , then has a universal model of cardinality .
As a special case we get a recent result of Shelah [Sh17, 1.2] concerning the existence of universal reduced torsion-free abelian groups with respect to pure embeddings.
We begin the study of limit models for classes of -modules with joint embedding and amalgamation. We show that limit models with chains of long cofinality are pure-injective and we characterize limit models with chains of countable cofinality. This can be used to answer Question 4.25 of [Maz20].
As this paper is aimed at model theorists and algebraists an effort was made to provide the background for both.
††AMS 2010 Subject Classification: Primary: 03C48. Secondary: 03C45, 03C60, 13L05, 16D10. Key words and phrases. Modules; Torsion-free groups; Abstract Elementary Classes; Universal models; Limit models.
Contents
- 1 Introduction
- 2 Preliminaries
- 3 Universal models in classes of -modules
- 4 Limit models in classes of -modules
1. Introduction
The first result concerning the existence of universal uncountable objects in classes of modules was [Ekl71]. In it, Eklof showed that there exists a homogeneous universal -module of cardinality in the class of -modules if and only if (where is the least cardinal such that every ideal of is generated by less than elements).
Grossberg and Shelah [GrSh83] used the weak continuum hypothesis to answer a question of Macintyre and Shelah [MaSh76] regarding the existence of universal locally finite groups in uncountable cardinalities. Kojman and Shelah [KojSh95] and Shelah [Sh96], [Sh97], [Sh01] and [Sh17] continued the study of universal groups for certain classes of abelian groups with respect to embeddings and pure embeddings. For further historical comments the reader can consult [Dža05, §6].
In this paper, we will give a positive answer to the question of whether certain classes of modules with pure embeddings have universal models in specific cardinals. More precisely, we obtain:
Theorem 3.19. Let be a ring, a first-order theory with an infinite model extending the theory of -modules and (where stands for pure submodule). Assume has joint embedding and amalgamation.
If or , then has a universal model of cardinality .
There are many examples of theories satisfying the hypothesis of Theorem 3.19 (see Example 3.10). One of them is the theory of torsion-free abelian groups. So as straightforward corollary we get:
Corollary 3.22. If or , then the class of torsion-free abelian groups with pure embeddings has a universal group of cardinality .
In [Sh17, 1.2] Shelah shows a result analogous to the above theorem, but instead of working with the class of torsion-free abelian groups he works with the class of reduced torsion-free abelian groups. The reason Corollary 3.22 transfers to Shelah’s setting is because every abelian group can be written as a direct sum of a unique divisible subgroup and a unique up to isomorphism reduced subgroup (see [Fuc15, §4.2.5]). Shelah’s statement is Corollary 3.26 in this paper.
The proof presented here is not a generalization of Shelah’s original idea. We prove first that the class is -Galois-stable (for ) and then using that the class is an abstract elementary class we construct universal extensions of size (for ). By contrast, Shelah first constructs universal extensions of cardinality (for ) and from it he concludes that the class is -Galois-stable.
The methods used in both proofs are also quite different. We exploit the fact that any theory of -modules has -quantifier elimination and that our class is an abstract elementary class with joint embedding and amalgamation. By contrast, Shelah’s argument seems to only work in the restricted setting of torsion-free abelian groups. This is the case since the main device of his argument is the existence of a metric in reduced torsion-free abelian groups and the completions obtained from this metric.
In [Maz20], the second author began the study of limit models in classes of abelian groups. In this paper we go one step further and begin the study of limit models in classes of -modules with joint embedding and amalgamation. Limit models were introduced in [KolSh96] as a substitute for saturation in the context of AECs. Intuitively the reader can think of them as universal models with some level of homogeneity (see Definition 2.10). They have proven to be an important concept in tackling Shelah’s eventual categoricity conjecture. The key question has been the uniqueness of limit models of the same cardinality but of different length.222A more detailed account of the importance of limit models is given in [Maz20, §1].
We show that limit models in are elementary equivalent (see Lemma 4.3). We generalize [Maz20, 4.10] by showing that limit models with chains of cofinality greater than are pure-injective (see Theorem 4.5). We characterize limit models with chains of countable cofinality for classes that are closed under direct sums (see Theorem 4.9). The main feature is that there is a natural way to construct universal models over pure-injective modules. More precisely, given pure-injective and a universal model of size , is universal over . As a by-product of our study of limit models and [Maz20, 4.15] we answer Question 4.25 of [Maz20].
Theorem 4.14. If is a -limit model in the class of torsion-free abelian groups with pure embeddings, then .
Finally, combining Corollary 3.22 and Theorem 4.14, we are able to construct universal extensions of cardinality for some cardinals such that the class of torsion-free groups with pure embeddings is not -Galois-stable (an example for such a is ). This is the first example of an AEC with joint embedding, amalgamation and no maximal models in which one can construct universal extensions of cardinality without the hypothesis of -Galois-stability.
The paper is organized as follows. Section 2 presents necessary background. Section 3 studies classes of the form , studies universal models in these classes and shows how [Sh17, 1.2] is a special case of the theory developed in the section. Section 4 begins the study of limit models for classes of -modules with joint embedding and amalgamation. It also answers Question 4.25 of [Maz20].
This paper was written while the second author was working on a Ph.D. under the direction of Rami Grossberg at Carnegie Mellon University and he would like to thank Professor Grossberg for his guidance and assistance in his research in general and in this work in particular. We would also like to thank Sebastien Vasey for several comments that helped improve the paper. We would also like to thank John T. Baldwin for introducing us to one another and for useful comments that improved the paper. We are grateful to the referees for their comments that significantly improved the paper.
2. Preliminaries
We introduce the key concepts of abstract elementary classes and the model theory of modules that are used in this paper. Our primary references for the former are [Bal09, §4 - 8] and [Gro1X, §2, §4.4]. Our primary references for the latter is [Pre88].
2.1. Abstract elementary classes
Abstract elementary classes (AECs) were introduced by Shelah in [Sh87a]. Among the requirements we have that an AEC is closed under directed colimits and that every set is contained in a small model in the class. Given a model , we will write for its underlying set and for its cardinality.
Definition 2.1**.**
An abstract elementary class is a pair , where:
- (1)
* is a class of -structures, for some fixed language .* 2. (2)
* is a partial order on .* 3. (3)
* respects isomorphisms:*
If are in and , then .
*In particular *(taking ), is closed under isomorphisms. 4. (4)
If , then . 5. (5)
Coherence: If satisfy , , and , then . 6. (6)
Tarski-Vaught axioms: Suppose is a limit ordinal and is an increasing chain. Then:
- (a)
* and for every .* 2. (b)
Smoothness: If there is some so that for all we have , then we also have . 7. (7)
Löwenheim-Skolem-Tarski axiom: There exists a cardinal such that for any and , there is some such that and . We write for the minimal such cardinal.
Notation 2.2**.**
- •
If is cardinal and is an AEC, then .
- •
Let . If we write “” we assume that is a -embedding, i.e., and . In particular -embeddings are always monomorphisms.
- •
Let and . If we write “” we assume that is a -embedding and that .
Let us recall the following three properties. They are satisfied by all the classes considered in this paper, although not every AEC satisfies them.
Definition 2.3**.**
- (1)
* has the amalgamation property if for every such that , there is with and a -embedding .* 2. (2)
* has the joint embedding property if for every , there is with and a -embedding .* 3. (3)
* has no maximal models if for every , there is such that .*
In [Sh87b] Shelah introduced a notion of semantic type. The original definition was refined and extended by many authors who following [Gro02] call these semantic types Galois-types (Shelah recently named them orbital types). We present here the modern definition and call them Galois-types throughout the text. We follow the notation of [MaVa18, 2.5].
Definition 2.4**.**
Let be an AEC.
- (1)
Let be the set of triples of the form , where , , and is a sequence of elements from . 2. (2)
For , we say if , and there exists -embeddings such that and . 3. (3)
Note that is a symmetric and reflexive relation on . We let be the transitive closure of . 4. (4)
For , let . We call such an equivalence class a Galois-type. Usually, will be clear from the context and we will omit it. 5. (5)
For , 6. (6)
For and , .
Remark 2.5**.**
If has amalgamation, it is straightforward to show that is transitive.
Definition 2.6**.**
An AEC is -Galois-stable if for any , .
The following notion was isolated by Grossberg and VanDieren in [GrVan06].
Definition 2.7**.**
* is -tame if for any and , there is such that and . is -tame if it is -tame.*
Let us recall the following concept that was introduced in [KolSh96].
Definition 2.8**.**
Let be an AEC. is -universal over if and only if and for any such that , there is . is universal over if and only if and is -universal over .
The next fact gives conditions for the existence of universal extensions.
Fact 2.9** ([Sh:h, §II], [GrVan06, 2.9]).**
Let an AEC with joint embedding, amalgamation and no maximal models. If is -Galois-stable, then for every , there is such that is universal over .
The following notion was introduced in [KolSh96] and plays an important role in this paper.
Definition 2.10**.**
Let a limit ordinal. is a -limit model over if and only if there is an increasing continuous chain such that , is universal over for each and . We say that is a -limit model if there is such that is a -limit model over . We say that is a limit model if there is limit such that is a -limit model.
Observe that by iterating Fact 2.9 there exist limit models in Galois-stability cardinals for AECs with joint embedding, amalgamation and no maximal models.
In this paper, we deal with the classical global notion of universal model.
Definition 2.11**.**
Let an AEC and a cardinal. is a universal model in if and if given any , there is .
Remark 2.12**.**
When an abstract elementary class has joint embedding, then is universal over or is a limit model implies that is a universal model in . A proof is given in [Maz20, 2.10].
2.2. Model theory of modules
For most of the basic results of the model theory of modules, we use the comprehensive text [Pre88] of M. Prest as our primary source. The detailed history of these results can be found there.
The following definitions are fundamental and will be used throughout the text.
Definition 2.13**.**
Let be a ring and be the language of -modules.
- •
* is a -formula if and only if*
[TABLE]
where for every .
- •
Given an -module, and we define the pp-type of over in as
[TABLE]
- •
Given -modules we say that is a pure submodule of , written as , if and only if and for every . Observe that in particular if then is a submodule of .
A key property of -modules is that they have -quantifier elimination, i.e., every formula in the language of -modules is equivalent to a boolean combination of -formulas.
Fact 2.14** **(Baur-Monk-Garavaglia, see e.g.
[Pre88, §2.4]).
Let be a ring and a (left) -module. Every formula in the language of -modules is equivalent modulo to a boolean combination of pp-formulas.
The above theorem makes the model theory of modules algebraic in character, and we will use many of its consequences throughout the text. See for example Facts 3.2, 3.3, 3.13 and 4.2.
Recall that given a complete first-order theory and with a model of , is the set of complete first-order types with parameters in . A complete first-order theory is -stable if for every with and a model of . For a complete first-order theory this is equivalent to being -Galois-stable, where is the elementary substructure relation.
Fact 2.15** (Fisher, Baur, see e.g. [Pre88, 3.1]).**
If is a complete first-order theory extending the theory of -modules and , then is -stable.
Pure-injective modules generalize the notion of injective module.
Definition 2.16**.**
A module is pure-injective if and only if for every module , if then is a direct summand of .
There are many statements equivalent to the definition of pure-injectivity. The following equivalence will be used in the last section:
Fact 2.17** ([Pre88, 2.8]).**
Let be an -module. The following are equivalent:
- (1)
* is pure-injective.* 2. (2)
Every -consistent pp-type over with , is realized in .333For an incomplete theory we say that a pp-type over is -consistent if it is realized in an elementary extension of .
That is, pure-injective modules are saturated with respect to -types. They often suffice as a substitute for saturated models in the model theory of modules.
We will also use the pure hull of a module. The next fact has all the information the reader will need about them. They are studied extensively in [Pre88, §4] and [Zie84, §3].
Fact 2.18**.**
- (1)
For a module the pure hull of , denoted by , is a pure-injective module such that and it is minimum with respect to this. Its existence follows from [Zie84, 3.6] and the fact that every module can be embedded in a pure-injective module. 2. (2)
[Sab70]* For a module, .*
2.3. Torsion-free groups
The following class will be studied in detail.
Definition 2.19**.**
*Let where is the class of torsion-free abelian groups in the language *(the usual language of -modules)and is the pure subgroup relation. Recall that is a pure subgroup of if for every , .
It is known that is an AEC with that has joint embedding, amalgamation and no maximal models (see [BCG+], [BET07] or [Maz20, §4]). Furthermore limit models of uncountable cofinality were described in [Maz20].
Fact 2.20** ([Maz20, 4.15]).**
If is a -limit model and , then
[TABLE]
3. Universal models in classes of -modules
In this section we will construct universal models for certain classes of -modules.
Notation 3.1**.**
Given a ring, we denote by the theory of left -modules. Given a first-order theory (not necessarily complete) extending the theory of (left) -modules, let and .
Our first assertion will be that is always an abstract elementary class. In order to prove this, we will use the following two corollaries of -quantifier elimination (Fact 2.14). Given and -formulas such that we denote by the first-order sentence satisfying: if and only if . Such a formula is called an invariant condition.
Fact 3.2** ([Pre88, 2.15]).**
Every sentence in the language of -modules is equivalent, modulo the theory of -modules, to a boolean combination of invariant conditions.
Fact 3.3** ([Pre88, 2.23(a)(b)]).**
Let , be -modules and -formulas such that .
- (1)
If , then . 2. (2)
.
Lemma 3.4**.**
If is a first-order theory extending the theory of -modules, then is an abstract elementary class with .
Proof.
It is easy to check that satisfies all the axioms of an AEC except possibly the Tarski-Vaught axiom. Moreover if is a limit ordinal, is an increasing chain (with respect to ) and such that , then . Therefore, we only need to show that if is a limit ordinal and is an increasing chain, then is a model of .
First, by Fact 3.2, every is equivalent modulo to a boolean combination of invariant conditions. By putting that boolean combination in conjunctive normal form and separating the conjuncts we conclude that:
[TABLE]
where and each is a finite disjunction of invariants statements of the form or of the form (for some pp-formulas such that and some positive integer ).
Let be a limit ordinal and an increasing chain. It is clear that and that for all . Take and consider . There are two cases:
Case 1: Some disjunct of is of the form and for some , . Since , by Fact 3.3.(1) it follows that , and so .
Case 2: Every disjunct of satisfied by a , for , is of the form (for some ). Since is a limit ordinal and is a finite disjunction, there is some cofinal subchain of , such that each satisfies the same disjunct of . So without loss of generality we can assume that this is true of the entire chain, i.e, there are such that for all and is a disjunct of . A counterexample to would be witnessed by finitely many tuples from , hence by finitely many tuples from for some , a contradiction. Therefore, .
∎
Remark 3.5**.**
If has an infinite model, then has no maximal models. An infinite model of has arbitrarily large elementary extensions, which are, ipso facto, models of and pure extensions of .
The reader might wonder if satisfies any other of the structural properties of an AEC such as joint embedding or amalgamation. We show that if is closed under direct sums, then has both of these properties. This will be done in three steps.
Fact 3.6** ([Pre88, Exercise 1, §2.6]).**
Let . If and , then there are and with elementary embedding and .
Proof sketch.
Introduce new distinct constant symbols for the elements of and , agreeing on their common part . Let be the (complete) elementary diagram of , let , and let . Then it is straightforward to verify that
[TABLE]
is finitely satisfiable in and any model of has the desired properties. ∎
Proposition 3.7**.**
If is closed under direct sums, then pure-injective modules are amalgamation bases444Recall that is an amalgamation base, if given , there are and such that . .
Proof.
Let all in with pure-injective. Since is pure-injective there are submodules of respectively, such that for we have that . Let . Since is closed under direct sums . Define by and by . Clearly are pure embeddings with . ∎
Lemma 3.8**.**
If is closed under direct sums, then:
- (1)
* has joint embedding.* 2. (2)
* has amalgamation.*
Proof.
For the joint embedding property observe that given , they embed purely in which is in by hypothesis.
Regarding the amalgamation property, let all in . For , satisfy the hypothesis of Fact 3.6, since by Fact 2.18.(2). Then for , there are and , with an elementary embedding and .
Since and is pure-injective by Fact 2.18.(1), it follows from Proposition 3.7 that there are , and with and both -embeddings. Finally, observe that and are -embeddings such that . ∎
From the algebraic perspective the natural hypothesis is to assume that is closed under direct sums. On the other hand, from the model theoretic perspective it is more natural to assume that has joint embedding and amalgamation. This is always the case when is a complete theory, which is precisely Example 3.10.(2) below.
Since we just showed that in closure under direct sums implies joint embedding and amalgamation, we will assume these throughout the paper.
Hypothesis 3.9**.**
Let be a ring and a first-order theory (not necessarily complete) with an infinite model extending the theory of -modules such that:
- (1)
* has joint embedding.* 2. (2)
* has amalgamation.*
Even after this discussion the reader might wonder if there are any natural classes that satisfy the above hypothesis. We give some examples:
Example 3.10**.**
- (1)
* where is the class of torsion-free abelian groups. In this case is a first-order axiomatization of torsion-free abelian groups. Since torsion-free abelian groups are closed under direct sums, by Lemma 3.8 has joint embedding and amalgamation.* 2. (2)
* where is a complete theory extending . This follows from the fact that if , then if and only if by pp-quantifier elimination.* 3. (3)
. It is clear that is closed under direct sums, so by Lemma 3.8 has joint embedding and amalgamation. 4. (4)
* where is a definable category of modules in the sense of [Pre09, §3.4]. In this case and has joint embedding and amalgamation because is closed under direct sums *(by [Pre09, 3.4.7]) and by Lemma 3.8. 5. (5)
* where C is a universal Horn class. In this case *(*where is an axiomatization of C ) and has joint embedding and amalgamation because is closed under direct sums *(by [Pre88, 15.8]) and by Lemma 3.8. 6. (6)
* where is a radical of finite type and is the class of -torsion-free modules. In this case exists by [Pre88, 15.9] and has joint embedding and amalgamation because is closed under direct sums *(by [Pre88, 15.8]) and by Lemma 3.8. 7. (7)
* where is a left exact radical, is the class of -torsion modules and is closed under products. In this case exists by [Pre88, 15.14] and has joint embedding and amalgamation by a similar reason to (5).* 8. (8)
* where is the class of (left) flat -modules over a right coherent ring. In this case exists by [Pre88, 14.18] and has joint embedding and amalgamation because the class of flat modules is closed under direct sums and by Lemma 3.8.*
The following example shows that Hypothesis 3.9 is not trivial, i.e., given a first-order theory with an infinite model extending the theory of -modules Hypothesis 3.9 does not necessarily hold.
Example 3.11**.**
Let .
Let be an abelian group satisfying and the subgroup of defined by . Then and so , where is one of the finite groups , or .
In particular, if , observe that the first five ’s just listed are models of . On the other hand, if , then for some finite or infinite cardinal , and since 3 is a prime, it has no non-trivial extensions by any of the groups . There is one exceptional case, as is an extension of by itself.
Since the invariants multiply across direct sums (Fact 3.3), then all the models of are or of the form or , for some choice of and a finite or infinite cardinal.
Therefore, there are many examples of failures of the joint embedding property: amongst them we have that and do not have a common extension to a model of , and since the zero module is pure-injective, this is an example of the failure of amalgamation over pure-injectives. Since is pure-injective, and provide an infinite example.
It is worth pointing out that there is an easy first-order argument to find universal models if one assumes the hypothesis that is closed under direct sums.555This was discovered after we had a proof using the theory of abstract elementary classes (see Lemma 3.17 ).
Lemma 3.12**.**
If is closed under direct sums and , then has a universal model.
Proof.
Observe that has no more than complete extensions. Each such extension is -stable, see Fact 2.15, and so has a saturated model of cardinality . Take the direct sum of all of these; it has cardinality . We claim that and is universal in . But is closed under direct sums, so ; and we have already observed that .
If , then is elementarily embedded in the -saturated model of which is a summand of , and hence is purely embedded in . ∎
3.1. Galois-stability
The following consequence of -quantifier elimination will be the key to the arguments in this subsection:
Fact 3.13** ([Pre88, 2.17]).**
Let , and . Then:
[TABLE]
With this, we are able to show that -types and Galois-types are the same over models.
Lemma 3.14**.**
Let , , and . Then:
[TABLE]
Proof.
: Suppose . Since has amalgamation, there are and a -embedding such that , and . Then the result follows from the fact that -embeddings preserve and reflect -formulas by definition.
: Suppose . Since and has amalgamation, there is and a -embedding such that and . Using that -embeddings preserve -formulas we have that .
Then by Fact 3.13 it follows that . Let an elementary extension of such that there is with . Observe that since is first-order axiomatizable . Consider .
It is clear that , and since being an elementary substructure is stronger than being a pure substructure it follows that is a -embedding and . Therefore, . ∎
The next corollary follows from the preceding lemma since we can witness that two Galois-types are different by a -formula.
Corollary 3.15**.**
* is -tame.*
The next theorem is the main result of this subsection.
Theorem 3.16**.**
If , then is -Galois-stable.
Proof.
Let and an enumeration without repetitions of where . Since has amalgamation, there is and such that for every .
Let be defined by . By Lemma 3.14 is a well-defined injective function. By Fact 3.13 . Then it follows from Fact 2.15 that , hence . ∎
3.2. Universal models
It is straightforward to construct universal models in for ’s satisfying that . This follows from Fact 2.9 and Remark 2.12.
Lemma 3.17**.**
If , then has a universal model.
The following lemma shows how to build universal models in cardinals where might not be -Galois-stable.
Lemma 3.18**.**
If , then has a universal model.
Proof.
We may assume that is a limit cardinal, because if it is not the case then we have that and we can apply Lemma 3.17. Let . By using the hypothesis that , it is easy to build an increasing continuous sequence of cardinals such that and .
We build an increasing continuous chain such that:
- (1)
is -universal over . 2. (2)
.
In the base step pick any and if is limit, let .
If , by construction we are given . Using that has no maximal models, we find such that . Since , by Theorem 3.16 is -Galois-stable. Then by Fact 2.9 applied to , there is universal over . Using that has amalgamation, it is straightforward to check that (1) holds.
This finishes the construction of the chain.
Let . By (2) . We show that is universal in .
Let and an increasing continuous chain such that and . We build such that:
- (1)
. 2. (2)
is an increasing chain.
Observe that this is enough by taking .
Now, let us do the construction. In this case the base step is non-trivial. By joint embedding there is with . Now, since is -universal over there is . Let and observe that this satisfies the requirements.
We do the induction steps.
If is limit, let .
If , by construction we have and . Since has amalgamation there is and such that and . Since is -universal over , there is . Let and observe that this satisfies the requirements.∎
Putting together Lemma 3.17 and Lemma 3.18 we get one of our main results.
Theorem 3.19**.**
If or , then has a universal model.
The proof of Lemma 3.17 and Lemma 3.18 can be extended in a straightforward way to the following general setting.
Corollary 3.20**.**
Let be an AEC with joint embedding, amalgamation and no maximal models. Assume there is and such that for all , if , then is -Galois-stable.
Suppose . If or , then has a universal model.666In Lemma 3.17 and Theorem 3.18 and .
Remark 3.21**.**
In [Vas16a, 4.13] it is shown that if is an AEC with joint embedding, amalgamation and no maximal models, is -tame and is -Galois-stable for some , then there are and satisfying the hypothesis of Corollary 3.20.
3.3. Reduced torsion-free abelian groups
Recall that has joint embedding and amalgamation, so it satisfies Hypothesis 3.9. Moreover, , therefore the next assertion follows directly from Theorem 3.16 and Theorem 3.19.
Corollary 3.22**.**
- (1)
If , then is -Galois-stable. 2. (2)
If or , then has a universal model.
Remark 3.23**.**
In [BET07, 0.3] it is shown that: is -Galois-stable if and only if . The argument given here differs substantially with that of [BET07, 0.3], their argument does not consider -formulas and instead exploits the property that admits intersections.
As mentioned in the introduction, Shelah’s result [Sh17, 1.2] is concerned with reduced torsion-free groups instead of with torsion-free groups. The next two assertion show how we can recover his assertion from the above results. First let us introduce a new class of groups.
Definition 3.24**.**
Let where is the class of reduced torsion-free abelian groups defined in the usual language of -modules, and is the pure subgroup relation. Recall that a group is reduced if its only divisible subgroup is [math].
Fact 3.25**.**
Let an infinite cardinal. has a universal model if and only if has a universal model.
Proof.
The proof follows from the fact that divisible torsion-free abelian groups of cardinality are purely embeddable into and that every group can be written as a direct sum of a unique divisible subgroup and a unique up to isomorphisms reduced subgroup (see [Fuc15, §4.2.4, §4.2.5]). ∎
The following is precisely [Sh17, 1.2].
Corollary 3.26**.**
- (1)
If , then has a universal model. 2. (2)
If and , then has a universal model. 3. (3)
* has amalgamation, joint embedding, is an AEC and is -Galois-stable if .*
Proof.
For (1) and (2), realize that either satisfies the first or second hypothesis of Corollary 3.22.(2), hence has a universal model. Then by Fact 3.25 we conclude that has a universal model in either case.
For (3), the first three assertions are easy to show. As for the last one, this follows from Corollary 3.22.(1) and the fact that if and then: if and only if . ∎
Remark 3.27**.**
It is worth noticing that Corollary 3.22.(2) not only implies [Sh17, 1.2.1, 1.2.2] (Corollary 3.26.(1) and Corollary 3.26.(2)), but the two assertions are equivalent. The backward direction follows from the fact that if satisfies and , then .
Remark 3.28**.**
It follows from Corollary 3.22.(2) that if , then has a universal model. On the other hand, it follows from [KojSh95, 3.7] that if , then does not have a universal model. Hence the existence of a universal model in of cardinality is independent of ZFC. Similarly one can show that the existence of a universal model in of cardinality is independent of ZFC for every .
4. Limit models in classes of -modules
In this section we will begin the study of limit models in classes of -modules under Hypothesis 3.9. The existence of limit models in for ’s satisfying follows directly from Theorem 3.16 and Fact 2.9.
Corollary 4.1**.**
If , then there is a -limit model in for every limit ordinal.
We first show that any two limit models are elementarily equivalent. In order to do that, we will use one more consequence of -quantifier elimination (Fact 2.14).
Fact 4.2** ( [Pre88, 2.18]).**
Let and -modules. is elementary equivalent to if and only if for every -formulas in one free variable such that .
Lemma 4.3**.**
If are limit models, then and are elementary equivalent.
Proof.
Assume is a -limit model for and let be a witness for it. Similarly assume is a -limit model for and let be a witness for it.
By Fact 4.2, it is enough to show that for every , -formulas in one free variable such that , and : if and only if . By the symmetry of this situation, we only need to prove one implication. So consider such -formulas and such that . We show that .
If , the result is clear. So assume that . Then since , there are such that:
[TABLE]
Applying the downward Löwenheim-Skolem-Tarski axiom inside to , we get such that and . Then it is still the case that
[TABLE]
By joint embedding there is and such that and . Then since is universal over , there is . Finally, observe that:
[TABLE]
Hence . ∎
Remark 4.4**.**
Observe that in the proof of the above lemma we only used that is an AEC of modules with the joint embedding property.
As in [Maz20, §4], limit models with chains of big cofinality are easier to understand than those of small cofinalities. Due to this we begin by studying the former.
Theorem 4.5**.**
Assume . If is a -limit model and , then is pure-injective.
Proof.
Fix a witness to the fact that is a -limit model. We show that is pure-injective using the equivalence of Fact 2.17.
Let be an -consistent -type over and . Then there is a module and with and realizing . Since and , there is such that .
Note that . Then there is , because is universal over . Since is fixed by the choice of , it is easy to see that realizes . Therefore, is pure-injective. ∎
The following fact about pure-injective modules is a generalization of Bumby’s result [Bum65]. A proof of it (and a discussion of the general setting) appears in [GKS18, 3.2]. We will use it to show uniqueness of limit models of big cofinalities.
Fact 4.6**.**
Let be pure-injective modules. If there is a -embedding and a -embedding, then .
Corollary 4.7**.**
Assume . If is a -limit model and is a -limit model such that , then is isomorphic to .
Proof.
It is straightforward to check that and are universal models in (see Remark 2.12). Since and are pure-injective by Theorem 4.5, then the result follows from Fact 4.6 because -embeddings and -embeddings are the same. ∎
Dealing with limit models of small cofinality is complicated. We will only be able to describe limit models of countable cofinality under the additional assumption that is closed under direct sums. All the examples of Example 3.10, except Example 3.10.(2), satisfy this additional hypothesis.
Lemma 4.8**.**
Assume is closed under direct sums. If is pure-injective and is a universal model in , then is universal over .
Proof.
It is clear that and that both modules have the same cardinality, so take such that . Since is pure-injective we have that for some . Using that has no maximal models and that is universal in , there is a -embedding. Let be given by . It is easy to check that is a -embedding that fixes . ∎
Theorem 4.9**.**
Assume and is closed under direct sums. If is a -limit model and is a -limit model, then .
Proof.
For every , let be given by -many direct copies of . Consider the increasing chain .
By Theorem 4.5 is pure-injective. Since pure-injective modules are closed under finite direct sums, is pure-injective for every . Moreover, for each , is universal over because is universal in , is pure-injective and by Lemma 4.8. Therefore, is a -limit model.
Since and are limit models with chains of the same cofinality, a back-and-forth argument shows that . Hence . ∎
Lemma 4.8 can also be used to characterize Galois-stability in classes closed under direct sums.
Corollary 4.10**.**
Assume is closed under direct sums and is an infinite cardinal. is -Galois-stable if and only if has a pure-injective universal model.
Proof.
The forward direction follows from the fact that -limit models are pure-injective by Theorem 4.5. So we sketch the backward direction. Let and a pure-injective universal model. By universality of we may assume that . Then by minimality of the pure hull we have that , thus . So by Lemma 4.8 is universal over . Therefore, every type over is realized in . Hence . ∎
Remark 4.11**.**
Observe that by Corollary 4.7 we know that for every cardinal the number of non-isomorphic limit models is bounded by . So for example, when is countable, we know that there are at most two non-isomorphic limit models.
We believe the following question is very interesting (see also Conjecture 2 of [BoVan]):
Question 4.12**.**
Let as in Hypothesis 3.9. How does the spectrum of limit models look like?
More precisely, given , how many non-isomorphic limit models are there of cardinality for a given ? Is it always possible to find such that has the maximum number of non-isomorphic limit models?
We will be able to answer Question 4.12 when the ring is countable.
Theorem 4.13**.**
Let be a countable ring. Assume satisfies Hypothesis 3.9.
- (1)
If is Galois-superstable777We say that is Galois-superstable if there is such that is -Galois-stable for every . Under the assumption of joint embedding, amalgamation, no maximal models and -tameness by [GrVas17] and [Vas18] the definition of the previous line is equivalent to any other definition of Galois-superstability given in the context of AECs., then there is such for every there is a unique limit model of cardinality . 2. (2)
If is not Galois-superstable, then does not have uniqueness of limit models in any infinite cardinal . More precisely, if is -Galois-stable there are exactly two non-isomorphic limit models of cardinality .
Proof sketch.
has joint embedding, amalgamation and no maximal models and by Corollary 3.15 is -tame. Due to this we can use the results of [GrVas17] and [Vas18].
- (1)
This follows on general grounds from [Vas18, 4.24] and [GrVas17, 5.5]. 2. (2)
Let such that is -Galois-stable. As in [Maz20, 4.19, 4.20, 4.21, 4.23] one can show that the limit models of countable cofinality are not pure-injective. Since we know that limit models of uncountable cofinality are pure-injective by Theorem 4.5, we can conclude that the -limit model and the -limit model are not isomorphic. Moreover, given a -limit model, is isomorphic to the -limit model if (by a back-and-forth argument) or is isomorphic to the -limit model if (by Corollary 4.7).
∎
4.1. Torsion-free abelian groups
In this section we will show how to apply the results we just obtained to answer Question 4.25 of [Maz20].
Recall that a group is algebraically compact if given a set of linear equations over , is finitely solvable in if and only if is solvable in . It is well-known that an abelian group is algebraically compact if and only if is pure-injective (see e.g. [Fuc15, 1.2, 1.3]). The following theorem answers Question 4.25 of [Maz20].
Theorem 4.14**.**
If is a -limit model, then .
Proof.
The amalgamation property together with the existence of a limit model imply that is -Galois-stable. Then by Remark 3.23 , so by Corollary 4.1 there is a -limit model. Since is closed under direct sums, we have that by Theorem 4.9.
In view of the fact that is a -limit model, by Fact 2.20 . Therefore we have:
[TABLE]
∎
In [Maz20, 4.22] it was shown that limit models of countable cofinality are not pure-injective. The argument given there uses some deep facts about the theory of AECs. Here we give a new argument that relies on some well-known properties of abelian groups.
Corollary 4.15**.**
If is a -limit model, then is not pure-injective.
Proof.
By Theorem 4.14 we have that . For every , one can show that is not pure-injective by a similar argument to the proof that is not pure-injective (an argument for this is given in [Pre88, §2]). Then using that a direct product is pure-injective if every component is pure-injective (see [Fuc15, §6.1.9]), it follows that is not pure-injective. ∎
Combining the results of this section with the ones of the previous section we obtain:
Corollary 4.16**.**
If , then for any pure-injective there is a universal model over it.
Proof.
Let be pure-injective. Since satisfies the hypothesis of Corollary 3.22, there is universal model in . Then by Lemma 4.8 is a universal model over . ∎
By the above corollary, given pure-injective, for example , there is such that is universal over . Since , by Remark 3.23 we have that is not -Galois-stable. This is the first example of an AEC with joint embedding, amalgamation and no maximal models in which one can construct universal extensions of cardinality without the hypothesis of -Galois-stability.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[Bal 09] John Baldwin, Categoricity , American Mathematical Society (2009).
- 2[BCG+] John Baldwin, Wesley Calvert, John Goodrick, Andres Villaveces and Agatha Walczak-Typke, Abelian groups as aec’s . Preprint. URL: www.aimath.org/WWN/categoricity/abeliangroups_10_1_3.tex.
- 3[BET 07] John Baldwin, Paul Eklof and Jan Trlifaj, N ⟂ superscript 𝑁 perpendicular-to {}^{\perp}N as an abstract elementary class , Annals of Pure and Applied Logic 149 (2007), no. 1,25–39.
- 4[Bo Van] Will Boney and Monica Van Dieren, Limit Models in Strictly Stable Abstract Elementary Classes , Preprint. URL: https://arxiv.org/abs/1508.04717 .
- 5[Bum 65] Richard T. Bumby, Modules which are isomorphic to submodules of each other , Archiv der Mathematik 16 (1965), 184–185.
- 6[Dža 05] Mirna Džamonja, Club guessing and the universal models , Notre Dame Journal of Formal Logic 46 (2005), 283–300.
- 7[Ekl 71] Paul Eklof, Homogeneous universal modules , Mathematica Scandinavica 29 (1971), 187–196.
- 8[Fuc 15] Laszlo Fuchs, Abelian group theory , Springer (2015).
