Large cliques in hypergraphs with forbidden substructures
Andreas F. Holmsen

TL;DR
This paper generalizes a classical graph theory result about large cliques in graphs without certain substructures to hypergraphs, with implications for discrete geometry and combinatorial theorems.
Contribution
It introduces a higher-dimensional analogue of an induced subgraph concept, extending the result to k-uniform hypergraphs and linking combinatorics with geometric theorems.
Findings
Generalized the Erdős–Gyárfás–Hubenko–Solymosi result to hypergraphs
Established a combinatorial derivation of the fractional Helly theorem
Connected the colorful Helly theorem with hypergraph properties
Abstract
A result due to Gy\'arf\'as, Hubenko, and Solymosi (answering a question of Erd\"os) states that if a graph on vertices does not contain as an induced subgraph yet has at least edges, then has a complete subgraph on at least vertices. In this paper we suggest a "higher-dimensional" analogue of the notion of an induced which allows us to generalize their result to -uniform hypergraphs. Our result also has an interesting consequence in discrete geometry. In particular, it implies that the fractional Helly theorem can be derived as a purely combinatorial consequence of the colorful Helly theorem.
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Large cliques in hypergraphs with forbidden substructures
Andreas F. Holmsen
Andreas F. Holmsen, Department of Mathematical Sciences, KAIST, Daejeon, South Korea.
Abstract.
A result due to Gyárfás, Hubenko, and Solymosi (answering a question of Erdős) states that if a graph on vertices does not contain as an induced subgraph yet has at least edges, then has a complete subgraph on at least vertices. In this paper we suggest a “higher-dimensional” analogue of the notion of an induced which allows us to generalize their result to -uniform hypergraphs. Our result also has an interesting consequence in discrete geometry. In particular, it implies that the fractional Helly theorem can be derived as a purely combinatorial consequence of the colorful Helly theorem.
1. Introduction
Among the classical problems in extremal graph theory are the Turán type extremal problems. They ask for the maximum number of edges in a graph on vertices provided it does not contain some fixed graph as a subgraph. In the case when , the complete graph on vertices, the answer is given by Turan’s theorem [22], which also characterizes the extremal graphs which obtain the maximum for all and . More generally, if the chromatic number , we have . This is the fundamental Erdős–Stone–Simonovits theorem [7, 8]. While their result also holds for bipartite , it only tells us that , which is less satisfactory since stronger estimates exist. For instance, the Kővari–Sós–Turán theorem [19] states that for the complete bipartite graph we have . There are many long-standing unsolved questions in this area and we refer the reader to the extensive survey [10] for more information and further references.
Recently, Loh, Tait, Timmons, and Zhou [20] introduced a new and natural line of investigations related to the Turán type problems. For a pair of graphs and , they proposed the problem of determining the maximum number of edges in a graph on vertices, subject to the condition that we simultaneously forbid as a subgraph and as an induced subgraph. One of their main results [20, Theorem 1.1] addresses the case when and , where they obtain the same asymptotic upper bound as in the Kővari-Sós-Turán theorem (with a different constant, now depending on , , and ). The case is interesting in its own right, and is closely related to the following result due to Gyárfás, Hubenko, and Solymosi [11].
Theorem** (Gyárfás-Hubenko-Solymosi).**
Let be a graph on vertices and at least edges. If does not contain as an induced subgraph, then .
Here denotes the maximum number of vertices in a clique contained in . In the aforementioned paper by Loh et al., they also give an extension the Gyárfás–Hubenko–Solymosi Theorem to the case when the forbidden induced subgraph is [20, Theorem 1.3].
The goal of this paper is to extend the Gyárfás–Hubenko–Solymosi theorem in another direction, more specifically, for -uniform hypergraphs. Throughout the paper we use the following standard notation and terminology. For a positive integer we let denote the set . For a finite set we let denote the set of all -tuples (i.e. -element subsets) of . A -uniform hypergraph consists of a finite set of vertices and a set of edges . A subset forms a clique in if , and we let denote the maximum number of vertices in a clique in .
In order to avoid using ceiling and floor functions in calculations, we extend the binomial coefficient as the continuous convex function
[TABLE]
Results
We start by giving a new proof of the Gyárfás–Hubenko–Solymosi theorem which has the advantage of producing a quantitative improvement.
Theorem 1.1**.**
Let be a graph on vertices and at least edges. If does not contain as an induced subgraph, then .
Remark. It is interesting to note that if is a chordal graph on vertices and edges, then , which is best possible. (This is a result due to Katchalski and Abbot [1], and was also shown in [11].) The appearance of the factor in our new bound seems to be a coincidence, and the problem of determining the optimal linear factor in the general case of no induced , even for specific values of , remains an open, although some progress has been made in [12].
The main advantage of our new proof of the Gyárfás–Hubenko–Solymosi theorem is that it can be extended to -uniform hypergraphs. This is interesting because it has implications in discrete geometry and combinatorial topology, more specifically, with respect to the colorful and fractional versions of Helly’s theorem [4, 5, 9, 14, 15, 16, 17]. This connection will be discussed further in Section 4.
Let be a -uniform hypergraph. We call the set the set of missing edges of . The following definition extends the notion of an induced in a graph in several ways.
Definition**.**
Let be a -uniform hypergraph and an integer. A family is called a complete -tuple of missing edges if
- (1)
for all , and 2. (2)
is a clique in for all and all .
Remark. Note that for , condition (2) simply says that is an edge in for every choice . In the case of graphs (), a complete -tuple of missing edges is equivalent to an induced , that is, the complete multipartite graph on vertex classes each of size two. However, for , a complete -tuple of missing edges should not be thought of as an induced hypergraph since the definition only speaks about edges containing at most one vertex from each .
For a -uniform hypergraph and , let denote the number of cliques on vertices in . In particular, denotes the number of edges in . We may now state our main result.
Theorem 1.2**.**
For any and , there exists a constant with the following property: Let be a -uniform hypergraph on vertices and . If does not contain a complete -tuple of missing edges, then .
Outline of paper
In section 2 we give the new proof of the Gyárfás-Hubenko-Solymosi theorem. This proof contains all the main ideas needed for establishing Theorem 1.2, which will be done in section 3. Finally, in section 4 we review the (topological) colorful Helly theorem and the (topological) fractional Helly theorem and show how these are related via Theorem 1.2.
2. Improving the Gyárfás-Hubenko-Solymosi theorem
Here we prove Theorem 1.1. Let be a graph with and . Recall that the missing edges are the elements of .
Let us suppose , where , and that does not contain as an induced subgraph. Notice that for our choice of , we have
[TABLE]
We start by fixing a vertex and making some observations about its neighborhood and the induced subgraph . The assumption that does not contain an induced implies that for every pair of (vertex) disjoint missing edges in there exists another missing edge which has one vertex in common with and one with . Letting denote the total number of missing edges in , and denote the maximum number of pairwise disjoint missing edges in , we obtain
[TABLE]
Note that the vertices in not covered by a maximal mathcing of missing edges must form a clique and that , which implies
[TABLE]
Summing over all and using , we have
[TABLE]
By Jensen’s inequality, we get
[TABLE]
Since the total number of missing edges in is at most , by the pigeon-hole principle, there is a missing edge and a subset of vertices , with , such that is in the neigborhood of every vertex in . There can not be a missing edge contained in , since together with this would form an induced . Therefore forms a clique which implies . ∎
3. Extending to hypergraphs
We start by generalizing the two key steps from the proof in the previous section. The case of the following lemma was used implicitly in the proof of [18, Theorem 2.2].
Lemma 3.1**.**
Let be a -uniform hypergraph and let . If does not contain a complete -tuple of missing edges, then any subset contains at least missing edges of .
Proof.
We may assume , otherwise there is nothing to prove, so therefore contains at least one missing edge. Let be a maximal matching of missing edges contained in . Since contains no missing edges, we have
[TABLE]
Using the hypothesis that has no complete -tuple of missing edges, it follows that for every there is and a missing edge such that for all . Since this particular missing edge can appear in this way for at most distinct -tuples of , it follows that contains at least
[TABLE]
distinct missing edges. ∎
In the proof of Theorem 1.2 we will iteratively build up a set of missing edges (eventually ending up in a complete -tuple of missing edges or a clique). This iterative process is defined by the following.
Lemma 3.2**.**
Let be a -uniform hypergraph on vertices with , and suppose does not contain a complete -tuple of missing edges. The following holds for any and for all sufficiently large : Given a family with , there exists a family and a missing edge of such that
- (1)
, and 2. (2)
* for all and all .*
Proof.
For every define the set . We want to lower bound the size of the set
[TABLE]
By Lemma 3.1 and Jensen’s inequality, we get
[TABLE]
Using and , we get
[TABLE]
Since the term is a constant which does not depend on , it follows that for all sufficiently large (depending only on , and ), we get
[TABLE]
By averaging, there exists a missing edge such that for at least distinct . The lemma now follows since . ∎
Proof of Theorem 1.2.
Let . (Note that for all .) Define and for all . We will show the theorem holds with .
Let be the the set of -tuples that form cliques in , and so by hypothesis, we have . Assuming both and that does not contain a complete -tuple of missing edges, we can apply Lemma 3.2 iteratively, starting with , obtaining a family , to which we apply Lemma 3.2, and so on. Moreover, at each step we pick up a new missing edge.
For every , we claim that after the th application of Lemma 3.2 we have obtained a subfamily and pairwise disjoint missing edges such that
- , and
- for all and all .
The claim is true for , as this is just the statement of Lemma 3.2. Assuming it is true for some , we now check that it holds for .
Applying Lemma 3.2 to , we obtain a family and a missing edge such that
- , and
- for all and all .
But our assumption on therefore implies that for all and . Note that this also implies that must be disjoint from every . This proves the inductive step.
After applications of Lemma 3.2, we end up with a subset and pairwise disjoint missing edges such that
- , and
- for all and all .
If contains a missing edge , then would be a complete -tuple of missing edges in . Since we assumed this does not exist, it follows that is a clique in , and so . ∎
Remark. In the proof above, Lemma 3.2 was used times, and it follows that for fixed and we have . If we consider the optimal function for which Theorem 1.2 holds, it is worth noting that as . This does not follow from our definition of in the proof above, but can be deduced directly from Lemma 3.1 by setting . The lemma then tells us that if , then has at least missing edges. It is easy to show by a simple double-counting argument that this implies for some absolute .
4. Applications
Here we present some applications of Theorem 1.2 related to certain Helly-type theorems and the intersection patterns of convex sets. For more information about these types of results we refer the reader to the surveys [3, 6].
Helly’s theorem [14] asserts that if every members of a finite family of convex sets in have a point in common, then there is a point in common to every member of the family. Among the numerous generalizations and extensions of Helly’s theorem we focus on two important generalizations. The first one is the Colorful Helly Theorem discovered by Lovász and reported by Bárány in [4].
Theorem** (Colorful Helly).**
Let be finite families of convex sets in . Suppose for every choice , , we have . Then for one of the families we have .
Note that we recover Helly’s theorem in the case when . The second generalization of Helly’s theorem we are interested in is the Fractional Helly Theorem due to Katchalski and Liu [1]. (See also [21, Chapter 8].)
Theorem** (Fractional Helly).**
For every and there exists a with the following property: Let be a family of convex sets in and suppose at least of the -tuples in have non-empty intersection. Then there exists some members of whose intersection is non-empty.
Our first application is a new proof of the Fractional Helly Theorem, which uses the Colorful Helly Theorem and Theorem 1.2.
Proof of the fractional Helly theorem.
Define a -uniform hypergraph where . By hypothesis, has at least edges, and by the Colorful Helly Theorem does not contain a complete -tuple of missing edges. So by Theorem 1.2, with , there exists a such that has a clique on vertices. By Helly’s theorem, the members of contained in this clique have non-empty intersection. ∎
The argument above is general enough to give a proof of a topological generalization of the fractional Helly theorem proved by Kalai [15], and independently by Eckhoff [5] in a slightly restricted setting.
Let be a finite simplicial complex. For an integer , let denote the number of -dimensional faces in . We say that is -Leray if for all induced subcomplexes and all . (Here denotes the -dimensional homology of with coefficients in .)
The following is a consequence of the “upper-bound theorem” for -Leray complexes due to Kalai [15], and implies the Fractional Helly Theorem (via the Nerve theorem, see e.g. [13, Corollary 4G.3]).
Theorem** (Topological Fractional Helly).**
For every and there exists a with the following property: If is a -Leray complex with and , then has dimension at least .
Kalai’s proof of this result relies on his technique of algebraic shifting. (See also [2, Section 6] for other algebraic approaches.) We want to give a proof of the Topological Fractional Helly Theorem using Theorem 1.2, but first we need the following auxiliary result, due to Kalai and Meshulam [16, Theorem 1.6]. (See also [9] for an algebraic generalization.)
Theorem** (Topological Colorful Helly).**
Let be a -Leray complex on the vertex set and let be a matroidal complex on such that . Then there exists a simplex such that .
(Here denotes the rank function of the matroid .) Let us describe the special case of the Topological Colorful Helly Theorem that we need. Let be distinct finite sets with , and let . Define the simplicial complex as the join of the , that is
[TABLE]
Note that is the matroidal complex of the partition matroid induced by the , which has rank .
Suppose is a -Leray complex such that . By the Topological Colorful Helly Theorem, there is face such that . But this means that for some we have , so in particular one of the is a face in .
Proof of the Topological Fractional Helly Theorem..
Let be the -uniform hypergraph where is the vertex set of and is the set of -dimensional faces of . Thus, has vertices and at least edges. In order to apply Theorem 1.2, with , we need to show that does not contain a complete -tuple of missing edges. But this is precisely the special case of the Topological Colorful Helly Theorem we described above.
Now Theorem 1.2 implies that there is a clique in on at least vertices, which corresponds to a subcomplex on at least vertices whose -dimensional skeleton is complete. The -Leray property now implies that is a full simplex. ∎
Remark. It should be noted that Kalai’s “upper-bound theorem” actually implies the Topological Fractional Helly Theorem with , which is best possible. Our proof gives a far weaker bound on , but this is not surprising since the -Leray property is much stronger than excluding a complete set of missing edges in . It would be interesting to find examples for the hypergraph setting of Theorem 1.2 which give non-trivial upper bounds on .
Acknowledgements. The author thanks Xavier Goaoc and Seunghun Lee for pointing out some mistakes in an earlier version of this manuscript.
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