Existence and rigidity of quantum isometry groups for compact metric spaces
Alexandru Chirvasitu, Debashish Goswami

TL;DR
This paper establishes the existence of quantum isometry groups for certain classes of compact metric spaces, including geodesic metrics on Riemannian manifolds and spaces with uniform measures, and shows their classical nature in some cases.
Contribution
It introduces the existence of quantum isometry groups for new classes of metric spaces and demonstrates their classical properties in specific instances.
Findings
Quantum isometry groups exist for geodesic metrics on compact Riemannian manifolds.
Quantum isometry groups exist for metric spaces with a uniform probability measure.
In some cases, quantum isometry groups are classical, coinciding with traditional isometry groups.
Abstract
We prove the existence of a quantum isometry groups for new classes of metric spaces: (i) geodesic metrics for compact connected Riemannian manifolds (possibly with boundary) and (ii) metric spaces admitting a uniformly distributed probability measure. In the former case it also follows from recent results of the second author that the quantum isometry group is classical, i.e. the commutative -algebra of continuous functions on the Riemannian isometry group.
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Existence and rigidity of quantum isometry groups for compact metric spaces
Alexandru Chirvasitu111Partially supported by NSF grant DMS-1801011 and Debashish Goswami222Partially supported by J.C. Bose Fellowship from D.S.T. (Govt. of India).
Abstract
We prove the existence of a quantum isometry groups for new classes of metric spaces: (i) geodesic metrics for compact connected Riemannian manifolds (possibly with boundary) and (ii) metric spaces admitting a uniformly distributed probability measure. In the former case it also follows from recent results of the second author that the quantum isometry group is classical, i.e. the commutative -algebra of continuous functions on the Riemannian isometry group.
Key words: compact quantum group, quantum isometry group, Riemannian manifold, geodesic, smooth action
MSC 2010: 81R50, 81R60, 20G42, 58B34
Introduction
Having originated in the mathematical physics literature [12, 22, 14, 34], quantum groups now constitute a rich and actively-developed field. While the original impetus was mainly algebraic in nature, further developments have given the topic a functional-analytic flavor through the work of Woronowicz [37], Podles [32], Kustermans-Vaes [23] and many more (too numerous to do justice here).
Actions of quantum groups are typically cast as coactions of certain Hopf algebras on algebraic or geometric structures, in the style of Manin’s study [29] of quantum symmetries for quadratic graded algebras. In the framework introduced in [37] the types of structures whose quantum symmetries one is led to consider abound: finite (quantum) graphs, finite non-commutative measure spaces (i.e. finite-dimensional -algebras equipped with distinguished states, finite metric spaces, etc.). We refer the reader to [2, 6, 36, 3] for some (of the numerous) examples.
In the same spirit, the second author introduced in [16] the concept of quantum automorphism group of a spectral triple, the latter being an incarnation of a Riemannian or spin manifold in Connes’ framework for non-commutative geometry [10]. The topic has provided a rich supply of problems and examples, as reflected by further work on it [5, 26].
In the present paper we are concerned with quantum symmetries of classical structures, specifically compact metric spaces. One phenomenon that has emerged from recent work in the field is that certain “sufficiently regular” classical structures are quantum-rigid, in the sense that a compact quantum group acting faithfully in a structure-preserving manner is automatically classical, i.e. a plain compact group. The recent [18] confirms a conjecture to that effect by the second author:
Theorem 0.1** (3.10 of [18]).**
*A compact quantum group acting faithfully and smoothly on a closed connected smooth manifold is classical. *
In this paper we prove a stronger version of the above theorem by weakening the smoothness condition to what we have termed ‘weak smoothness’. This keeps with the spirit of similar rigidity results in slightly varying settings:
- (1)
An analogue under the additional assumption that the action preserves the Laplacian of a Riemannian metric [19]. 2. (2)
A semisimple and cosemisimple Hopf algebra (hence also finite-dimensional) coacting faithfully on a commutative domain must be commutative [13]. 3. (3)
An isometric faithful action of a compact quantum group on the geodesic metric space of a negatively-curved connected closed Riemannian manifold is classical [9].
This last result is placed in the context of isometric actions as introduced in [17] and will be generalized in some of our main results below (Theorems 3.2 and 4.20):
Theorem 0.2**.**
*A compact quantum group acting isometrically on the geodesic metric space of a compact connected Riemannian manifold is classical. *
On a somewhat different note, a phenomenon that has received some attention in the literature is the problem of whether or not a given piece of structure even has a quantum automorphism group: a “largest” or universal quantum group acting in a structure-preserving manner.
The issue was first illustrated in [36, Theorem 6.1]: although a finite classical space admits a quantum automorphism group that automatically preserves the uniform measure on , in general a finite-dimensional -algebra does not admit such a universal action. The problem is that every compact quantum group acting on will automatically preserve a state on , but there is no “canonical” state preserved by all such actions.
For essentially the same reason, it is unclear whether, for a given compact metric space , there is a universal compact quantum group acting isometrically on in the sense of [17, Definition 3.1]. Contrast this with classical group actions: the isometry group of a compact metric space is compact, and hence is universal among classical compact groups acting isometrically.
As in the case of finite-dimensional algebras touched on above, it is not difficult to show that having fixed a probability measure on , there is a universal compact quantum group among those that act on so as to preserve both and . As before, it is unclear in general how to select a “best” measure preserved by every quantum action in order to construct a universal quantum isometry group . The choice, however, is obvious when the metric space admits a uniformly distributed measure (see Definition 5.1): one which assigns equal mass to balls of equal radii.
It is well known that uniformly distributed probability measures are unique when they exist. In that case we have (see Theorem 5.3):
Theorem 0.3**.**
*Let be a compact metric space admitting a uniformly distributed probability measure . Then, every compact quantum group acting isometrically on leaves invariant. *
Coupling this with the previous remarks on the existence of , it follows that all such metric spaces have quantum isometry groups. These need not be classical, in general: perhaps the “simplest” example is the quantum symmetric group introduced in [36, §3]: it can be recast as where
[TABLE]
and is the uniform distance:
[TABLE]
The paper is organized as follows.
Section 1 recalls some background needed later, on the various topics we touch on (compact quantum groups, their actions, Riemannian geometry, etc.).
In Section 2 we prove some preliminary results on smooth actions, building on some of the material from [19, 18].
Finally, Section 3 contains the main results of the paper. Theorem 3.2 proves that faithful isometric quantum actions on connected closed Riemannian manifolds are classical and Theorem 4.20 extends this to compact connected manifolds with boundary. In the course of unwinding the argument we prove other results that might be of some independent interest:
- •
Recall that a homeomorphism of a topological manifold automatically preserves its boundary. We prove in Proposition 4.7 that similarly, a quantum isometric action on a compact connected manifold leaves the boundary invariant.
- •
We also prove in Corollary 4.14 that (once more, as expected from the classical situation) if a quantum isometric action as above is faithful and all connected components of the compact manifold acted upon have non-empty boundary then the restriction of the action to the boundary is again faithful.
- •
In Proposition 4.18 we extend a quantum action on a compact manifold with boundary to the double of the manifold in the sense of [25, Example 9.32] and show that the doubled action retains some of the relevant properties of .
Finally, in Section 5 we prove that compact metric spaces which admit uniformly distributed probability measures have quantum isometry groups.
Acknowledgements
We would like to express our warm thanks to the anonymous referees for a very thorough treatment of the initial draft; we believe their suggestions have improved the material considerably.
1 Preliminaries
1.1 Notational conventions
We write for the algebra of bounded operators on a Hilbert space and for the ideal of compact operators. , denote the linear span and respectively the closed linear span of elements of a vector space (closed in whatever topology is relevant to the discussion).
Several flavors of tensor products appear below:
- •
is the minimal tensor product between -algebras and more generally locally convex spaces and on one occasion, the spatial tensor product between von Neumann algebras.
- •
stands for the tensor product of Hilbert spaces and modules.
- •
is the algebraic tensor product between vector spaces, non-topological algebras, etc.
- •
denotes the tensor product of maps and in all of the above-mentioned cases.
We denote by or the spaces of continuous and smooth complex-valued functions on respectively and add an ‘’ to indicate real-valued functions, as in .
1.2 Compact quantum groups and their actions
We need some basic material on compact quantum groups and their actions on non-commutative spaces, as covered, say, in [28, 37, 38]. The present section serves to recall some of this material.
A compact quantum group (CQG for short) is a unital algebra equipped with a -algebra morphism , coassociative in the sense that
[TABLE]
commutes and such that
[TABLE]
are both norm-dense. This suffices to ensure the existence of a unique dense Hopf -subalgebra , equipped with a counit and an antipode .
For every compact quantum group the convolution multiplication
[TABLE]
of states and makes the state space (or ) of into a semigroup (or monoid if has a bounded counit).
A compact quantum group has a unique Haar state characterized by the fact that it “absorbs” every other state under convolution:
[TABLE]
A compact quantum group is reduced if its Haar state is faithful. Every compact quantum group has a reduced version defined as the image of the GNS representation of the Haar state. The comultiplication of descends through the quotient , making the latter into a CQG again.
Definition 1.1**.**
A unital -homomorphism , where is a unital -algebra and is a CQG, is said to be an action of on if
- (1)
the diagram
[TABLE]
commutes (co-associativity) and 2. (2)
is norm-dense in .
is faithful if
[TABLE]
generates as a -algebra.
An action as in Definition 1.1 induces a right action of the semigroup introduced above on the state space of , denoted by and defined by
[TABLE]
An action of on induces an action by the reduced version of :
[TABLE]
where is the canonical surjection. The original action is faithful if and only if is.
For every action there is a dense -subalgebra on which restricts to a purely algebraic coaction of the Hopf algebra :
[TABLE]
where the hooked arrows are the obvious inclusions.
Following [38] (or rather paraphrasing it), recall that a unitary representation of a CQG on a Hilbert space is a unitary in the space of adjointable operators on the Hilbert -module such that the linear map
[TABLE]
makes
[TABLE]
commute.
Definition 1.2**.**
An action as in Definition 1.1 is implemented by a unitary representation of on if we can represent
[TABLE]
faithfully on a Hilbert space such that
[TABLE]
for all
It is not difficult to see that if is implemented by a unitary representation then it is one-to-one (or injective). We can say even more: induces a unitary representation
[TABLE]
of , where is reduction surjection. It is then easy to check that implements the reduced counterpart of , and hence is injective.
The converse also holds: an injective reduced action is implemented by a unitary representation of . To see this, consider the family of all states , on . Since
[TABLE]
is an embedding, the compositions
[TABLE]
defined in 1-1 form a jointly faithful family on , and hence the direct sum of their attached GNS representations
[TABLE]
is faithful. Furthermore, because each is invariant under in the sense that
[TABLE]
for all states , the map
[TABLE]
extends to a unitary representation of on the underlying space
[TABLE]
of the direct sum representation which as desired, implements .
When is classical, i.e. for a compact Hausdorff space , the invariant states are probability measures on and hence is induced by a unitary representation of on the direct sum of Hilbert spaces . Furthermore, when admits a single faithful probability measure (e.g. if is metrizable) then we can represent on a single Hilbert space .
1.3 Isometric actions
Let be a compact metric space and a compact quantum group acting faithfully on .
We always assume has a bounded antipode whenever referring to isometric actions. This is mostly harmless in our circumstances: according to [21, Theorem 3.16] compact quantum groups acting faithfully on a unital -algebra so as to preserve a tracial state are automatically of Kac type in the sense that their antipodes are involutive () on the unique dense Hopf subalgebra of . then descends to a bounded multiplication-reversing -automorphism of the reduced counterpart of and we can always pass to the reduced version of the action .
We follow [17, Definition 3.1 and Lemma 3.2] in defining the notion of an isometric action of a compact quantum group on :
Definition 1.3**.**
Let be a compact metric space and write for the function and .
A faithful action is isometric if
[TABLE]
for all , where is the bounded antipode of .
Note that if is isometric then so is , and moreover by [8, Proposition 3.10]
[TABLE]
is one-to-one. We will make crucial use of this below.
1.4 Manifolds with boundary
In Section 4 we work extensively with (compact) smooth and Riemannian manifolds with boundary. Much of the general background extends from the boundaryless case without issue, but it is sometimes difficult to locate appropriate references in the literature. With that in mind, we give a few references here.
[25] is a good overall source, given that care is taken throughout to phrase results so that they apply to manifolds with boundary. In particular, smooth structures on such manifolds are introduced on [25, pp.27-29] and Riemannian structures in [25, Chapter 13]. Assuming for simplicity that our manifold is embedded into a Euclidean space of the same dimension (the reasoning carries through in general by picking coordinate patches, etc.), the discussion on [25, p.27] shows that the following two conditions on a function (or ) are equivalent:
- •
extends to a smooth map on an open neighborhood of ;
- •
is continuous on , smooth in the interior of , and all of its partial derivatives extend continuously to the boundary .
These are the functions one naturally regards as smooth on even when , and we denote the algebra they constitute by
- •
for complex-valued functions;
- •
in the real-valued case.
We focus on the former to fix ideas, but everything of substance mentioned below is valid for real-valued functions.
The suprema of all of the partial derivatives form a family of seminorms making into a locally convex topological vector space, and one proves as “usual” (i.e. in the boundaryless case) that is nuclear (e.g. [35, Corollary to Theorem 51.5]).
We will also work with smooth maps on valued in a -algebra (like, say, the compact quantum group function algebras discussed above). We denote these by
[TABLE]
where the tensor of locally convex vector spaces is unambiguous by nuclearity. Concretely, the elements of are those functions which
- •
are continuous on ;
- •
smooth in the interior of in the usual sense that all higher derivatives exist;
- •
admit continuous extensions of all partial derivatives to the boundary .
We will need the following version of Nachbin’s approximation theorem for algebras of smooth functions (e.g. [27, Theorem 1.2.1]), which is usually stated as the equivalence of 1 and 2 below.
Theorem 1.4**.**
Let be an -dimensional compact smooth manifold and a unital subalgebra. The following conditions are equivalent:
- (1)
* is Fréchet-dense;* 2. (2)
* separates points and tangent vectors, in the sense that for each non-zero vector we have for some ;* 3. (3)
* separates points and*
[TABLE] 4. (4)
There is some finite subset , such that
[TABLE]
is an embedding.
Proof**.**
1** 2*** This is immediate from the fact that certainly, itself satisfies the separation conditions in 2.*
2** 3*** If the differentials spanned a space of dimension then they would have to annihilate some non-zero vector in the -dimensional space .*
3** 4*** We denote by the Fréchet closure of and seek to show that the inclusion is an equality.*
For an arbitrary some -tuple
[TABLE]
has non-zero Jacobian around and hence is a local coordinate system around . We thus have local embeddability by functions in .
By the point-separation assumption (and the fact that is unital) the standard Stone-Weierstrass theorem (e.g. [33, p.122]) shows that is dense in with the supremum norm. It follows that for every inclusion
[TABLE]
with open and every there are functions with
[TABLE]
Since there are smooth functions with
[TABLE]
and , the latter algebra contains arbitrary “bump” functions: equal to in any given open set and [math] outside any given superset of the closure of .
Because is compact, the above local-embeddability conclusion and the existence of bump functions show that we can cover with finitely many open such that
- •
functions , implement an embedding into of the union of all with
[TABLE]
- •
for such that
[TABLE]
we have a function equal to on and [math] on .
The tuple (for all , and as above) will be the desired , .
4** 1*** Every smooth function on will be Fréchet-approximable by polynomials in the , . *
Remark 1.5**.**
The purely local condition on the differentials of would not have sufficed in 2 or 3 of Theorem 1.4: consider for instance the algebra of even smooth functions on the standard sphere (‘even’ in the sense that ). It satisfies the local condition but not the point-separation requirement in the statement above.
1.5 Riemannian geometry
This will be very brief, as good reference sources abound (the reader can consult [11, 7] for instance), though references are much richer for manifolds without boundary. All of our manifolds are assumed compact, smooth and connected unless specified otherwise.
Given a (compact, smooth, connected) Riemannian manifold we typically denote by its geodesic distance, i.e.
[TABLE]
where ranges over the Lipschitz curves connecting and (e.g. [20, p.2]). According to the celebrated Hopf-Rinow theorem (e.g. [20, p.9]), the compactness (and hence completeness) of as a metric space under implies that the distance is always achieved by a minimizing geodesic ([20, Definition 1.9]). In general, we follow standard convention in referring to a curve that locally achieves as a geodesic (e.g. [1, Introduction]).
There is a positive such that all functions
[TABLE]
are smooth on balls in the interior of of radius . Indeed, we can simply choose sufficiently small to allow for normal coordinates in every such ball, where we recall (e.g. [7, p.145]) that a coordinate system on an open neighborhood of is normal if the exponential map
[TABLE]
maps some open ball around diffeomorphically onto . The squared distance can then be identified, in -small neighborhoods around , with the squared Euclidean distance; clearly, the latter is smooth.
In order to “cut off” large problematic distances where might fail to be smooth we will often work with
[TABLE]
for a smooth “bump” function equal to the identity on, say, and vanishing outside (where is chosen sufficiently small, as explained above).
Remark 1.6**.**
For sufficiently small the map is smooth and hence so is
[TABLE]
where smoothness of a map into a possibly-infinite-dimensional Banach space means , as defined for instance on [24, pp.7-8].
When working with Riemannian manifolds with boundary we take it for granted that the Riemannian structure can be extended to a closed (i.e. compact, boundary-less) manifold . Such an extension result follows, for instance, from [31, Theorem A].
2 Smooth actions revisited
In the present section we work with closed manifolds only, i.e. the assumption is in place throughout.
We refer to [19] for a detailed discussion on the natural Fréchet topology of as well as the space of -valued smooth functions for any Banach space . Indeed, by the nuclearity of as a locally convex space, is the unique topological tensor product of and in the category of locally convex spaces. This allows us to define from for any Fréchet continuous linear map from to (or, more generally, to some other locally convex space). We also recall from [19] the space of smooth one-forms and the space of smooth -valued one-forms, as well as the natural extension of the differential map to a Fréchet continuous map from to . In fact, for , the element is the unique element satisfying for every continuous linear functional on , where and is given by
The notion of smooth action given below follows [19]; we supplement it here with a weaker notion, as follows.
Definition 2.1**.**
An action of a CQG on weakly smooth if
[TABLE]
is smooth if it is weakly smooth and
[TABLE]
in the Fréchet topology.
Remark 2.2**.**
In case where is a compact group acting on , say by , the smoothness of the induced action given by on in the sense of the above definition is equivalent to the smoothness of the map for each . Moreover, in this case smoothness and weak smoothness are equivalent.
It is proved in [15, Corollary 3.3]that for any smooth action , the corresponding reduced action is injective and hence it is implemented by some unitary representation. Moreover, the arguments in [32] can be adapted to prove that for a smooth action there is a norm-dense unital -subalgebra consisting of smooth functions on which is algebraic. Indeed, this follows from the fact that the spectral projection corresponding to any irreducible unitary representation leaves invariant and is clearly norm-dense in as is a norm-bounded linear operator.
The norm-density of is crucial in [18, §3.2] in producing a Riemannian structure invariant (along with its Laplacian) under the action . We cannot rely on those results directly when the action is only weakly smooth, hence the additional effort below.
We will prove an analogue of the main result of Subsection 3.1 of [18]. To make sense of the statement, recall (e.g. [18, Definition 3.3])
Definition 2.3**.**
Let be a Riemannian manifold and a weakly smooth action. Casting the Riemannian structure as a sesquilinear pairing
[TABLE]
on 1-forms (complex anti-linear in the first variable), we say that preserves (or leaves invariant) the Riemannian structure if
[TABLE]
where
- •
simply applies the differential on the left hand leg of (this makes sense by weak smoothness);
- •
the -valued inner product is the extension of
[TABLE]
for and .
We can now state
Theorem 2.4**.**
*Let be a weakly smooth action of a CQG on a compact Riemannian manifold such that the corresponding reduced action is injective. Then preserves some Riemannian metric on . *
Proof**.**
If we carefully examine steps of [18, Theorem 3.7 and Corollary 3.8] it becomes clear that we only need the unitary which implements the action and the fact that
[TABLE]
Adapting those arguments, we can conclude that
[TABLE]
However, is only norm-dense. using that, we get the above identity for all and all . Now, we fix and use the Leibniz rule (and the commutativity of with ) which gives for all . Again using the norm-density of , we conclude for all , hence the argument of [19, Theorem 3.5] applies and completes the proof of the present theorem.
Following [19, (3)], for we denote
[TABLE]
for and smooth vector fields on . In the course of the proof of Theorem 2.4 we have shown that
Lemma 2.5**.**
*All , are commutative. *
Proof**.**
Indeed, this is what 2-1 says.
We now want to prove the commutativity among higher order partial derivatives. This involves a lift to the cotangent bundle which we can do by following the arguments of [18, Lemma 3.10] verbatim. However, in order to be able to apply Theorem 2.4 to the lift, we must ensure that the corresponding reduced action for the lift is injective. This is equivalent to proving the existence of a faithful positive Borel measure on the sphere bundle of the cotangent space which is preserved by the lifted action. We do this in a few steps.
The proof requires some notation. Having fixed an invariant Riemannian metric on , we write for the unit sphere bundle of the cotangent bundle on :
[TABLE]
The typical element of will be denoted by , where is a cotangent vector.
As in [18, §3.3], for a local chart on trivializing with coordinates we define functions by
[TABLE]
where is a fixed set of -forms on orthonormal at every point in and is the inner product on induced by the Riemannian metric (note the slight abuse of notation: depends on the choice of ).
We also define functions as follows: having extended to an action on the -module of -forms as in [19, §3.2] (where that extension is denoted ) and denoting by the -valued inner product on the Hilbert -module , we set
[TABLE]
As in [18, §3.3], we construct an action of on given by
[TABLE]
However, in our case, is only a -action, weakly smooth in the sense that
[TABLE]
Note that we have used the continuity of in the Fréchet topology, which follows from weak smoothness by the closed graph theorem.
Lemma 2.6**.**
Assume the hypotheses of Theorem 2.4.
*For any point and local coordinates around , the algebra generated by , where and , is commutative. *
Proof**.**
Let be a faithful Borel measure preserved by . Let denote the unique invariant faithful Borel measure (Lebesgue measure) of and we have a canonical positive, faithful Borel measure on which is given by the product measure on any local trivialization. We call this measure and claim that it is preserved by .
Choose and fix any locally trivializing neighborhood and also a function of the form
[TABLE]
where is some polynomial and has a compact support within . Let be a smooth function with support in such that on the support of . Now, fix another trivializing neighborhood . Note that the integral where is the restriction of to the fibre at which is homeomorphic to . In particular,
[TABLE]
Recalling the -algebras defined by 2-2, we claim that
[TABLE]
for any character on .
Now, it can be proved along the lines of Lemma 3.11 of [19] that either is zero or we have
[TABLE]
In case , the equality (2-3) is immediate. Otherwise, we observe that
[TABLE]
gives an isometric map of the fibre , hence it must be induced by some orthogonal (linear) map restricted to the sphere. As is invariant under any such orthogonal transformation, we have (2-3). The commutativity of (Lemma 2.5) then implies the same relation without , i.e. for all
[TABLE]
Now, does not depend on and is equal to , where given by
[TABLE]
This gives
[TABLE]
As this is true for every locally trivializing we get by a partition of unity argument , as is clearly equal to .
Thus, the lifted action on remains weakly smooth and is injective. We can now follow the iterative arguments of [18] to complete the proof of higher order commutativity.
The proof of the main theorem of [18] now goes through verbatim to give is the following:
Theorem 2.7**.**
*Let be a weakly smooth faithful action of a CQG on a compact connected smooth manifold . Then must be classical, i.e. isomorphic with for a compact group acting smoothly on . *
Proof**.**
By passing to the reduced action we can assume without loss of generality that the action preserves some faithful positive Borel measure on .
Note that the isometry condition, i.e. commutation with the Laplacian, is not used up to [19, §3], so all those results are valid for a weakly smooth actions. Following the arguments of [19] we can prove that a weakly smooth action commutes with the Laplacian on , but absent Fréchet density, it will not be a core for the Laplacian and commutation does not extend to . Nevertheless, Lemma 2.6 already proves the commutativity of higher-order partial derivatives, bypassing the arguments of [19, §4] (which used the isometry condition). The proof of [19, Theorem 5.3] then carries through more or less verbatim, as we proceed to sketch briefly.
Given the smooth action of on , we choose a Riemannian metric by Corollary 2.4 which is preserved by the action. This implies the commutativity of . Using this, we can proceed along the lines of [19] to lift the given action to . Now, by Lemma 2.6, we do have the commutativity of partial derivatives of all orders for the lifted action needed in steps (i) and (iv) of the proof of Theorem 5.3 of [19] and the rest of the arguments of Theorem 5.3 of [19] will go through.
3 Quantum isometry groups: existence and rigidity for closed manifolds
Let be a smooth compact Riemannian manifold without boundary and its geodesic distance, as before. If is an isometric CQG action on then it automatically preserves all functions of the form
[TABLE]
for continuous . In particular, it will preserve the function defined by 1-2. We write , for the function .
Lemma 3.1 below will implicitly make use of the following observation.
Lemma 3.1**.**
*For a compact connected Riemannian manifold without boundary the algebra generated by is Fréchet-dense in . *
Proof**.**
We will apply Theorem 1.4 by verifying, say, condition 3 in that statement. Since an appeal to Stone-Weierstrass quickly shows that the algebra in question is norm-dense, only the local condition needs verification. That is, if is the linear span of functions of the form , we have to show that for any point the space is -dimensional (where ). We thus focus on proving this full-dimension claim.
Suppose there is some for which
[TABLE]
Then there is some unit tangent vector for which for all . Now consider the arc-length-parametrized geodesic starting at with velocity and let be a point on it, sufficiently close to to ensure that some normal coordinate neighborhood [7, p.145] of contains and that
[TABLE]
throughout .
If is the exponential map, we now have
[TABLE]
whose derivative at clearly does not vanish. This gives the desired contradiction and finishes the proof.
Theorem 3.2**.**
*Let be a Riemannian closed connected smooth manifold and the corresponding geodesic metric. Then exists and coincides with where is the group of Riemannian isometries. *
Proof**.**
We denote by a function as in 1-2, for a bump function equal to around and vanishing outside a sufficiently small neighborhood of [math].
We know from [8, Proposition 3.10] that every reduced isometric action is injective, so Theorem 2.4 applies. It is thus enough to prove that any CQG isometric action on is weakly smooth.
To see this, recall from Definition 1.3 that the isometric property of the action reads
[TABLE]
Fixing , we now examine the function
[TABLE]
It is the composition between the smooth function
[TABLE]
(see Remark 1.6) and the -algebra morphism
[TABLE]
and hence is itself smooth.
By Theorem 1.4, we can find finitely many polynomials in the functions such that
[TABLE]
is a smooth embedding of as a submanifold in . Every smooth function on can be written as for some function of real variables with compact support in some open neighborhood of , so all in all we obtain
[TABLE]
Since we have just argued that are smooth, so is , finishing the proof.
4 Manifolds with boundary
As the title suggests, we will now extend the quantum rigidity result in Theorem 3.2 to the case when . To that end, throughout the present subsection denotes a compact Riemannian manifold with boundary
Consider an action of a compact quantum group on , with :
[TABLE]
For the actions we are interested in (isometric with respect to the geodesic distance of a Riemannian structure), it will be crucial to know that they leave the boundary invariant, in a sense to be made precise below.
4.1 Invariant subspaces
Definition 4.1**.**
Let be an inclusion of compact Hausdorff spaces and 4-1 an action of a compact quantum group on . We say that preserves or that is -invariant (or just plain invariant when is understood) if we have a factorization
[TABLE]
where
[TABLE]
is restriction.
Assuming such a factorization does exist, the lower right hand arrow will automatically be an action. Denoting by the ideal of functions vanishing along , restricts to a map
[TABLE]
where and means functions vanishing at infinity on the locally compact space . We will also need
Definition 4.2**.**
In the context of Definition 4.1 is strongly -invariant (or preserves strongly) if the restriction of satisfies the density condition 2 in Definition 1.1 for an action (we say in short that induces an action of on ):
[TABLE]
Remark 4.3**.**
We do not know whether Definition 4.2 is redundant, i.e. whether strong preservation is automatic given preservation. In fact, if is not injective (a possibility we cannot rule out at the moment) and is the spectrum of the proper quotient of , then
- •
is preserved by , but nevertheless
- •
by construction, every element of is annihilated by .
Now let be an action of on as before, and an -invariant subspace. We denote the dense -subalgebras resulting from this as recalled in § 1.2 by ‘[math]’ subscripts, as in , , etc. Our first observation on strong invariance is
Lemma 4.4**.**
If is strongly -invariant then the non-unital -algebra
[TABLE]
*of elements of vanishing along is dense in . *
Proof**.**
One simply imitates the usual proof that is dense; see e.g. [32, Theorem 1.5]. Alternatively, we can simply apply that density result to the -action on the one-point compactification of induced by ; that the map
[TABLE]
(where ‘’ superscripts denote unitizations) is indeed an action requires precisely the density condition strong invariance imposes.
Lemma 4.4 will come in handy in the context of “gluing” actions along a common subspace of two spaces. The setup is as follows. Let , be compact Hausdorff spaces equipped with actions
[TABLE]
by a quantum group and
[TABLE]
embeddings of compact spaces. We write for the resulting space obtained by gluing along via the embeddings (though by a slight abuse of notation said embeddings are absent from the notation).
Setting , we have a product action
[TABLE]
Now assume furthermore that
- •
preserve the subspaces
[TABLE]
in the sense of Definition 4.1, i.e. for any the restriction of
[TABLE]
to depends only on the restriction of to the same subspace.
- •
agree on , in the sense that the actions on induced by upon identifying coincide.
In this case, if have equal restrictions to via then similarly,
[TABLE]
have equal restrictions to . But this simply means that with defined as in 4-4,
[TABLE]
Since this holds for arbitrary we have
Proposition 4.5**.**
If actions of on compact spaces strongly preserve a common subspace on which they agree, we obtain a natural action of on the connected sum .
*If at least one of the actions is faithful then so is and if are injective then so is . *
Proof**.**
The proof of the existence of is essentially contained in the discussion preceding the statement, with the possible caveat that we have not argued that the density condition 2 in the definition of an action holds:
[TABLE]
We can see this by working at the purely algebraic level, with the dense subalgebras
[TABLE]
and similarly for the spaces and (but not yet, as we do not know at this stage that acts on it), and with in place of . The -equivariant embeddings induce surjections
[TABLE]
giving us a coaction of the Hopf algebra on the pullback of these surjections in the category of -algebras:
[TABLE]
Claim: The pullback is dense in .* This is where strong preservation will be needed. Consider an arbitrary element of , i.e. a pair of continuous functions on (respectively) agreeing on . Approximate arbitrarily well (within , say) with an element*
[TABLE]
and restrict the latter to . In turn, that function lifts to some element . On the other hand, because and the common restriction
[TABLE]
are within , their difference lifts to a function on of norm . The sum
[TABLE]
is -close to and restricts to on . So does , so the difference
[TABLE]
vanishes on . But then, by the strong preservation of by , 4-7 is -close to some element
[TABLE]
(i.e. in the dense -subalgebra and vanishing on ). All in all, is within of , which in turn is within of
[TABLE]
Furthermore, because vanishes on , 4-8 agrees with along . This finishes the proof of the claim: the arbitrary pair of functions agreeing on has been -approximated by a pair of functions agreeing on .
With the claim proven 4-5 follows, since in general, at the level of Hopf algebra coactions
[TABLE]
the bijectivity of
[TABLE]
follows from the existence of the antipode on : the inverse is simply
[TABLE]
For the faithfulness claim, note that for points we have
[TABLE]
Since we are assuming these algebras generate as ranges over for at least one of the indices , the slice algebras do indeed generate as .
Finally, suppose are injective. Since every non-zero function restricts to a non-zero function on at least one and both are preserved by which induces back the actions
[TABLE]
we have , as desired.
Remark 4.6**.**
Although we do not use this, note that in fact the proof of Proposition 4.5 shows that it is enough to assume one of the actions preserves strongly.
4.2 Back to manifolds
We begin with precisely the boundary-invariance result alluded to at the beginning of Section 4.
Proposition 4.7**.**
*Let be a compact Riemannian manifold and its geodesic distance. Then, every reduced isometric CQG action on preserves the boundary. *
Proof**.**
We have to argue that if then the entire -orbit ([9, §3]) of is contained in the boundary. To see this we assume otherwise and derive a contradiction.
Suppose is a point in the orbit of and is a state on with . We also denote by a point placed a small distance away from , connected to the latter by a geodesic arc orthogonal to the boundary at .
The probability measure is supported on the sphere of radius around (e.g. by [8, Theorem 3.1]), and we may assume is small enough that that sphere is entirely within the interior of . Let
[TABLE]
and denote by the antipode opposite , so that
[TABLE]
Now denote . It follows from 4-9 and [9, Proposition 3.1] that
[TABLE]
(and note that we also have , by [9, Corollary 3.2]). All in all, maps
- •
* to ;*
- •
* to a measure whose support contains and is contained in .*
- •
* to a measure supported on the same sphere , by 4-10.*
The last equality in 4-10 and [8, Theorem 3.1] also show that there is a probability measure on , supported on
[TABLE]
whose pushforwards through the two projections are and . 4-11 now implies that there is some
[TABLE]
with . This, however, contradicts the choice of : since the geodesic arc connecting and has length and is orthogonal to at , the antipode of opposite (for an extension as in § 1.5) is not contained in .
Denote
[TABLE]
and similarly for ‘’, ‘’, etc. For set
[TABLE]
The following result is now an immediate consequence of Proposition 4.7.
Corollary 4.8**.**
*Under the hypotheses of Proposition 4.7 the action preserves the compact sets , and for all real numbers . *
This ensures that for each we have an action as in 4-2 for . We will be interested in the following choices of .
Definition 4.9**.**
Let be a compact Riemannian manifold with boundary. A positive real is tame if it is sufficiently small so that is contained in a collar neighborhood of with a system of coordinates adapted to the boundary: is distance from and , are coordinates on the boundary extended as constant along geodesic arcs orthogonal to .
If we knew that the resulting action is faithful we could conclude that the quantum group is classical by a slight adaptation of Theorem 3.2. Though this is not quite the strategy we adopt for generalizing Theorem 3.2 to Theorem 4.20 below, we nevertheless prove that is faithful for whatever independent interest that result might hold and also because the requisite techniques will be useful later.
According to Definition 1.1 an action is faithful if is generated as a -algebra by the subalgebras
[TABLE]
Note that this differs from the algebra denoted by in [18]; indeed, in the present paper the latter algebra would be denoted by instead.
We need the following notion.
Definition 4.10**.**
Consider an action as in 4-1 and two points. We say that is -attached to (or just attached when the action is understood) if for states and on we have
[TABLE]
The concept is relevant to faithfulness due to the following result proved in passing in the course of the proof of [9, Proposition 4.4].
Proposition 4.11**.**
*Let be a compact metric space, an isometric action of a compact quantum group on and . If is -attached to then . *
Going back to the situation at hand, consider the action on resulting from as in 4-2. For the subalgebra defined as in 4-13 coincides with . On the other hand, Proposition 4.11 shows that is contained in whenever is attached to . Since we know (from the faithfulness of ) that
[TABLE]
generate , we will have shown that is indeed faithful provided we prove
Proposition 4.12**.**
*Let , , etc. be as above, with the additional assumption that every component of has non-empty boundary. For sufficiently small every point in is -attached to some . *
We will prove this in a few stages. First, we have
Lemma 4.13**.**
Let . There is some , depending only on the Riemannian manifold , with the following property:
For every with and the set
[TABLE]
*is a singleton. *
Proof**.**
Choose smaller than the injectivity radius of at every point
[TABLE]
The very definition of says that the set in question is non-empty, so we have to prove that the set 4-14 cannot contain distinct points .
Indeed, two such points would entail the existence of two distinct geodesic arcs
[TABLE]
of length . They cannot both prolong a geodesic arc of length connecting to , so one of the concatenations
[TABLE]
is not a geodesic. But both curves have length , meaning that one of the two points can be connected to by a curve of length . This contradiction finishes the proof.
Now let . According to Lemma 4.13, for every sufficiently close to there is a well-defined map
[TABLE]
Furthermore, uniqueness implies
- •
the transitivity of :
[TABLE]
for sufficiently close to ;
- •
the continuity of each : if is a convergent sequence in , then by the continuity of the distance function the limit of every convergent subsequence of is at distance from , so that limit must be . It follows that must be convergent to this common limit point, since it is a sequence in a compact metric space.
By transitivity, we can define for arbitrary
[TABLE]
Proof of Proposition 4.12.
Of course, it suffices to argue that points in the interior are attached to points on the boundary.
Let and a shortest geodesic, parametrized by arclength, connecting some point to (the existence of such a geodesic requires our assumption that all connected components have boundary). Note that we have
[TABLE]
Now let be a state on and tame for in the sense of Definition 4.9. As in the proof of Proposition 4.7, we can conclude from [8, Theorem 3.1] that for every the measures
[TABLE]
are the marginals of a probability measure on supported on
[TABLE]
It follows that is in fact supported on . For sufficiently close to the uniqueness (Lemma 4.13), for every point in , of a point in that is away from it then implies that we have
[TABLE]
We can now repeat the procedure with in place of and . Lemma 4.13 ensures that we can choose the differences to be bounded below by some and hence eventually exhaust the interval . All in all, the conclusion will be that
[TABLE]
But this says that the image of through depends only on the image of through ; since the state on was arbitrary, this finishes the proof that is attached to .
As a consequence of Proposition 4.12 we have
Corollary 4.14**.**
Let be an isometric faithful action of a compact quantum group on a compact Riemannian manifold , all of whose connected components have non-empty boundary.
*Then, the actions induced by on any of the sets for sufficiently small are faithful. *
Proof**.**
This follows from Propositions 4.11 and 4.12, which show jointly that every slice , is contained in some other slice , . Since
[TABLE]
generate , so do the subalgebras , , finishing the proof.
We also record the following consequence of the proof of Proposition 4.12:
Corollary 4.15**.**
If is sufficiently small and then the map
[TABLE]
*is equivariant for the actions of on and from Corollary 4.8. *
Proof**.**
This follows from 4-16.
Next, we address the smoothness issue for isometric quantum actions on Riemannian manifolds with boundary.
Proposition 4.16**.**
*An isometric action of a compact quantum group on a Riemannian manifold (possibly with boundary) is weakly smooth. *
Proof**.**
The boundary-less case was taken care of in the course of proving Theorem 3.2, so we focus on the case when . We know from Corollary 4.8 that all of the sets described in 4-12 (and the analogues , etc.) are preserved by . Now fix a small . The functions
[TABLE]
are easily seen to satisfy the conclusion of Lemma 3.1 by a simple adaptation of the proof of that result, so we can conclude as in the proof of Theorem 3.2 that the restriction of to the invariant submanifold is weakly smooth.
Next, for small (small enough so that is tame, for instance) consider an automatically-increasing diffeomorphism
[TABLE]
that is the identity on . With the help of we can define a “collar-squeeze” diffeomorphism
[TABLE]
acting as
[TABLE]
for the maps introduced in 4-15 (so in particular is the identity on ).
Corollary 4.8* and the -equivariance of the maps (expressed for instance as 4-16) imply that is -equivariant. But we have already argued that is weakly smooth on the image of , so since the latter is a diffeomorphism, must be weakly smooth on the domain of as well. This finishes the proof. *
Now fix some tame , and let be a continuous function, constant on . For any -algebra we have a bounded (Banach space) endomorphism
[TABLE]
that scales a function by along . Note that the norm of is the supremum of .
Because by Corollary 4.8 preserves all and the resulting action
[TABLE]
is linear, scaling a function on along and then applying results in the scaling of along by the same amount. In other words, for any as above, intertwines the two instances of :
[TABLE]
We are now ready to link the present discussion to the strong-invariance material from § 4.1.
Lemma 4.17**.**
*The boundary is in fact strongly -invariant. *
Proof**.**
With , and we want to show that the density condition 4-3 holds. Because itself is an action, every
[TABLE]
(i.e. continuous function vanishing on the boundary) is approximable arbitrarily well by elements of the form
[TABLE]
Now pick a continuous, non-decreasing as in the discussion above, which
- •
equals for for some sufficiently small tame and
- •
vanishes at [math].
Applying the contraction of to both sides of
[TABLE]
will produce
- •
on the right hand side a function close to if the above is sufficiently small, and
- •
on the left hand side
[TABLE]
using the -equivariance 4-17 of .
Since belong to (i.e. vanish on ) because vanishes at [math], this finishes the proof.
It follows from Lemma 4.17 that the discussion in § 4.1 on gluing actions along common subspaces applies to the case when is a smooth manifold with boundary and
[TABLE]
are both equal to the inclusion, so that is the double of (e.g. [25, Example 9.32]). is a topological boundary-less manifold which can be given a smooth structure compatible with that of (the two copies of) [25, Theorem 9.29].
The proof of the latter theorem makes it clear that the smooth structure on depends on a choice of collar neighborhoods of in the two copies of . For our purposes, we select (on both copies of ) a neighborhood adapted to the boundary in the sense of Definition 4.9: one coordinate measures Riemannian distance from the boundary whereas the others are chosen arbitrarily on the boundary and kept constant along geodesics orthogonal to it.
Whenever we refer to as a smooth manifold we always assume the smooth structure is constructed as described above. Doubling a manifold without boundary simply produces two disjoint copies of it, so that also contains two copies of each boundary-less component of . Starting with the action on , we write (“doubled ”) for the action on induced as in Proposition 4.5.
Proposition 4.18**.**
Let be an isometric action of on a Riemannian manifold with boundary. The doubled action
[TABLE]
*is weakly smooth and is injective. *
Consider a collar neighborhood of in (see 4-12 for the notation) with its adapted coordinate system in the sense of Definition 4.9, denoting distance from . Let be a continuous (typically smooth) function. We call a function on -separable if it is of the form
[TABLE]
The relevance of the notion to the subsequent discussion is captured by
Lemma 4.19**.**
*If is -separable on for some continuous then is again -separable. *
Proof**.**
We work on the -invariant closed collar , to simplify the discussion. In the notation introduced prior to Lemma 4.17, the function 4-18 is obtained by applying to a function on independent of (i.e. a function depending only on the first variables). By the -equivariance 4-17 of , it is enough to prove the claim for -independent functions, i.e. for .
To that end consider such a function , independent of . This means that for in the commutative diagram
[TABLE]
(where the actions induced by are denoted by the same symbol) the top left arrow maps
[TABLE]
But then by the very definition of the induced actions (the two south-easterly arrows) the bottom right arrow similarly maps
[TABLE]
in turn, this says precisely that, having identified and via the first coordinates , the restrictions of to the two sets are equal. Since was arbitrary, this is what was needed.
Proof of Proposition 4.18.
The second part (injectivity) follows from the last statement in Proposition 4.5, so it remains to prove weak smoothness.
As above, fix a collar neighborhood of with the adapted coordinate system that we used in the construction of the smooth structure on ( denoting distance from ).
We extend the notion of -separability to functions on
[TABLE]
and . It follows from the definition of that for every smooth smooth functions on that are -separable on are sent by to smooth functions that are -separable on .
The weak smoothness of now follows from the Fréchet density of the algebra generated by
[TABLE]
in .
As a consequence, we have the following generalization of Theorem 3.2.
Theorem 4.20**.**
*Let be a compact connected Riemannian manifold, possibly with boundary. Then, every faithful compact quantum group action on isometric with respect to the geodesic distance is classical. *
Proof**.**
Let be an action by the compact quantum group as in the statement and its doubled version. Since is connected, is a connected closed manifold. By Proposition 4.18 meets the requirements of Theorem 2.4 and hence preserves some Riemannian metric on . But then must be classical by Theorem 3.2, finishing the proof.
5 Uniformly distributed measures
Another situation when quantum isometry groups exist automatically (though they may not be classical, in general) occurs when the metric space is equipped with a probability measure as in the title of the present subsection. We first recall that concept (see e.g. [30, Definition 3.3]).
Definition 5.1**.**
A measure on a metric space is uniformly distributed (or UD for short) if
[TABLE]
In other words, the measure assigns equal mass to balls of equal radius, regardless of center.
Uniformly distributed measures on compact metric spaces are unique up to scaling when they exist [30, Theorem 3.4], and hence UD probability measures are unique (or non-existent).
Now let be a UD probability measure on and consider a CQG action
[TABLE]
on that is isometric in the sense of [17, Definition 3.1]. The following auxiliary observation will be used later.
Lemma 5.2**.**
Let be a UD probability measure on the compact metric space and any probability measure. Then, for every we have
[TABLE]
Proof**.**
By Fubini’s theorem, the left hand side is
[TABLE]
This finishes the proof.
Theorem 5.3**.**
*A uniformly distributed measure on a compact metric space is automatically invariant under any isometric CQG action . *
Proof**.**
We have to show that for every state on and UD probability measure we have
[TABLE]
Lift to a coaction (denoted slightly abusively by the same symbol)
[TABLE]
where
- •
* is the von Neumann algebra generated by in its Haar-state GNS representation;*
- •
* is the von Neumann hull of .*
As in [8, §3], for a point and a Borel subset we denote by the image of the characteristic function through . According to [8, equation (13)] we have
[TABLE]
for all pairs of points and radii . By the very definition of the action of the state semigroup on , we have
[TABLE]
i.e. the integral of the left hand side of 5-1 against . Using 5-1, this is also
[TABLE]
Applying Lemma 5.2 with we conclude that this equals . In conclusion,
[TABLE]
This finishes the proof.
The reason why this has a bearing on the existence of is encapsulated by the following result.
Theorem 5.4**.**
*Let be a compact metric space and a Borel probability measure with full support. Then, there is a universal compact quantum group acting on isometrically and preserving . *
We need some preparation. Throughout the discussion, we assume is an isometric, -preserving action on . First, consider the integral operator with kernel , i.e.
[TABLE]
It can be regarded as an operator on either the Banach space or the Hilbert space , and it is compact in either guise ( self-adjoint in the latter). Working in the -picture, its non-zero eigenspaces
[TABLE]
coincide on and because its image consists of continuous functions.
Lemma 5.5**.**
Let be a compact metric space equipped with a Borel probability measure and an isometric action as in Definition 1.3 leaving invariant. Then, for any two continuous functions we have
[TABLE]
Proof**.**
It is enough to work with the dense -subalgebras and discussed in § 1.2, so that we can use Sweedler notation for the comultiplication and coaction:
[TABLE]
etc. The desired equality 5-3 then reads
[TABLE]
To see why this is so, use the -invariance of ,
[TABLE]
on to obtain
[TABLE]
where the last equality uses the defining property of the antipode in a Hopf algebra, namely
[TABLE]
This finishes the proof.
Lemma 5.6**.**
The integral operator intertwines the action in the sense that
[TABLE]
*commutes. *
Proof**.**
For an arbitrary we will evaluate the images of through both the upper and lower paths in 5-4 at a fixed point . On the one hand, we have
[TABLE]
using the fact that is isometric.
On the other hand,
[TABLE]
That these two are equal now follows by applying Lemma 5.5 with .
Proof of Theorem 5.4.
Let be a compact quantum group acting isometrically via
[TABLE]
on and preserving , and consider the integral operator 5-2 on . Because by Lemma 5.6 is an intertwiner for the action , the latter preserves the non-zero finite-dimensional eigenspaces , of . Moreover, since is self-adjoint, the closed span of the coincides with the closure of the range of .
Applying to bump functions localized near points we can approximate
[TABLE]
arbitrarily well, so the -algebra generated by , is dense.
Now consider the lattice of subspaces of generated by the , and closed under the following operations
- •
taking products: if for then
[TABLE]
- •
taking adjoints:
[TABLE]
- •
taking orthogonal complements with respect to the inner product induced by : if both belong to then so does
[TABLE]
The minimal (non-zero) elements of are then finite-dimensional subspaces preserved by the action, whose direct sum is precisely the -subalgebra . Furthermore, these spaces constitute an orthogonal filtration , for with respect to the state on it in the sense of [4, Definition 2.1].
It follows from [4, Theorem 2.7] that the is a universal compact quantum group
[TABLE]
acting on in a filtration-preserving manner, and from [8, Theorem 4.4] that the latter has a largest compact quantum subgroup acting isometrically. The argument above shows that the action of on factors through that of , i.e. that the latter has the defining universality property of .
In particular, we have
Corollary 5.7**.**
*A compact metric space admitting a uniformly distributed probability measure admits a quantum isometry group . *
Proof**.**
Immediate from Theorems 5.3 and 5.4.
For instance:
Corollary 5.8**.**
*Let be a compact group and a homogeneous -space equipped with a -invariant metric . Then, there is a universal quantum group of isometries of . *
Proof**.**
This is a consequence of Theorem 5.3, since admits a UD probability measure: simply select any probability measure on and average it with respect to the Haar measure of .
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