Anisotropic Superconductors Between Types I and II
T. T. Saraiva, A. Vagov, V. M. Axt, J. Albino Aguiar, and A. A., Shanenko

TL;DR
This paper demonstrates that anisotropic superconductors exhibit a transition between types I and II similar to isotropic ones, with the intertype domain influenced by the magnetic field direction through an effective isotropic model.
Contribution
It reveals that anisotropic superconductors follow the same type-interchange scenario as isotropic ones when analyzed via an effective isotropic model.
Findings
Intertype domain exists in anisotropic superconductors.
Superconductivity type depends on magnetic field direction.
Effective isotropic model captures anisotropic behavior.
Abstract
Self-duality or matching between the magnetic and condensate characteristic lengths is a fundamental property of isotropic superconductors at the critical Bogomolnyi point (B-point). The self-dual state of the condensate is infinitely degenerate, which is the core reason for the sharp transition between the superconductivity types in the nearest vicinity of the critical temperature T_c. Below T_c non-local interactions in the condensate remove the degeneracy, which leads to the appearance of a finite intertype (IT) domain between types I and II. This domain exhibits the mixed state with exotic field-condensate configurations and non-standard magnetic response, which cannot be understood within the dichotomy of the conventional superconductivity types. At a first glance, this picture does not apply to an anisotropic system because no spatial matching between the condensate and magneticâŠ
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Anisotropic Superconductors Between Types I and II
T. T. Saraiva
Departamento de FĂsica, Centro de CiĂȘncias Exatas e da Natureza (CCEN), Universidade Federal de Pernambuco, Av. AnĂbal Fernandes s/n, Rego 1235, Cidade UniversitĂĄria 50740-560, Recife, PE, Brazil
ââ
A. Vagov
Institut fĂŒr Theoretische Physik III, UniversitĂ€t Bayreuth, Bayreuth 95440, Germany
ITMO University, St. Petersburg, 197101, Russia
ââ
V. M. Axt
Institut fĂŒr Theoretische Physik III, UniversitĂ€t Bayreuth, Bayreuth 95440, Germany
ââ
J. Albino Aguiar
Departamento de FĂsica, Centro de CiĂȘncias Exatas e da Natureza (CCEN), Universidade Federal de Pernambuco, Av. AnĂbal Fernandes s/n, Rego 1235, Cidade UniversitĂĄria 50740-560, Recife, PE, Brazil
ââ
A. A. Shanenko
Departamento de FĂsica, Centro de CiĂȘncias Exatas e da Natureza (CCEN), Universidade Federal de Pernambuco, Av. AnĂbal Fernandes s/n, Rego 1235, Cidade UniversitĂĄria 50740-560, Recife, PE, Brazil
Abstract
Self-duality or matching between the magnetic and condensate characteristic lengths is a fundamental property of isotropic superconductors at the critical Bogomolnyi point (B-point). The self-dual state of the condensate is infinitely degenerate, which is the core reason for the sharp transition between the superconductivity types in the nearest vicinity of the critical temperature . Below non-local interactions in the condensate remove the degeneracy, which leads to the appearance of a finite intertype (IT) domain between types I and II. This domain exhibits the mixed state with exotic field-condensate configurations and non-standard magnetic response, which cannot be understood within the dichotomy of the conventional superconductivity types. At a first glance, this picture does not apply to an anisotropic system because no spatial matching between the condensate and magnetic field can be generally expected for direction-dependent characteristic lengths. However, contrary to these expectations, here we demonstrate that anisotropic superconductors follow the same scenario of the interchange between types I and II. In anisotropic materials the IT domain is governed by the B-point of the effective isotropic model obtained by the appropriate scaling transformation of the initial anisotropic formalism. This transformation depends on the direction of the applied magnetic field, and thus the superconductivity type of strongly anisotropic materials can be dependent on this direction.
I Introduction
Conventional superconductors are traditionally divided into two classes: ideally diamagnetic type-I materials, and type-II superconductors with penetration of a magnetic field in the form of single-quantum vortices arranged in an Abrikosov lattice. The distinction between these types is routinely explained within the Ginzburg-Landau (GL) picture landau ; degen ; kett , where the superconducting magnetic response is fully determined by the GL parameter  ( and are the magnetic and coherence lengths). Type I is realized when and type II occurs for .
However, as is well known since the 1970s, this classification of superconductivity types does not apply for materials with  krageloh ; essmann ; aston ; jacobs ; auer ; klein ; weber ; brandt ; luk ; lav1 ; lav2 ; muhlb ; brandt1 ; pau ; muhlb1 . The GL picture is valid only in the limit while at there is a finite temperature-dependent interval  jacobs ; auer ; weber ; luk ; extGL1 , where superconductivity cannot be described within the type-I/type-II dichotomy. Materials that belong to this domain in the - plane between types I and II, can be broadly referred to as the intertype (IT) superconductors (see, e.g., recent results for  pau ; muhlb1 and  zir ; zir1 ; zir2 ).
A physical reason for the appearance of the IT superconductivity is the degeneracy of the self-dual condensate-field configurations at the Bogomolnyi point (B-point)  bogomol1 ; bogomol2 that separates types I and II. When the degeneracy is removed, e.g., by nonlocal interactions at , exotic self-dual configurations âescapeâ their confinement at the B-point and shape the mixed state a finite IT domain extGL1 ; extGL2 ; extGL3 ; extGL4 . Note, that this mechanism is much more complex and far-reaching than the type-II/1 concept proposed in earlier works where it was conjectured that the IT superconductivity can be fully understood in terms of non-monotonic vortex-vortex interaction with long-range attraction and short-range repulsion (see, e.g., Ref. auer, ). Recent studies demonstrated that the non-monotonic pair vortex interaction is only one example of the non-conventional IT properties, others include, e.g., strong many-body (many-vortex) interactions extGL4 . The proximity to the infinitely degenerate B-point increases sensitivity of the superconducting state to external parameters such as temperature, magnetic field and current, as well as to impurities and system geometry. This sensitivity opens the way for controlled manipulations of the superconducting magnetic properties.
However, until now the relation between the B-point and IT superconductivity has been investigated only for isotropic materials. At the same time, most of real superconductors are anisotropic and in this case the coherence and magnetic lengths are direction-dependent and so is the GL parameter . When these lengths have different direction dependence, one can hardly expect to achieve the spatial matching between the condensate and magnetic field, which questions the relevance of the self-dual properties in anisotropic materials. Thus, the scenario of the interchange between superconductivity types worked out for isotropic superconductors (type I - IT - type II) appears to be inapplicable for real anisotropic materials.
The goal of this work is to demonstrate that contrary to these expectations, anisotropic superconductors, even with a high degree of anisotropy, still follow the above scenario of the type interchange. The corresponding IT domain is governed by the B-point of an effective isotropic model obtained by an appropriate scaling transformation of the initially anisotropic formalism. However, this transformation depends on the direction of the applied magnetic field and thus, a superconductivity type of a strongly anisotropic materials can depend on the orientation of the system.
II Model and Method
To achieve this goal we consider a single-band -wave model with an ellipsoidal Fermi surface, as a prototype of anisotropic superconductors. For the sake of clarity, it is also assumed that the magnetic field is directed along one of the principal anisotropic axes. This choice seems to be restrictive but, in fact, our qualitative conclusions do not depend on details of the model and hold in a more general case.
The analysis is done using the extended GL (EGL) formalism extGL5 that accounts for the leading-order corrections to the GL theory in the perturbative expansion of the microscopic equations with the proximity to the critical temperature as a small parameter. We briefly recall main steps of the derivation of this expansion in order to highlight important changes introduced by the anisotropy. First, the condensate contribution to the free energy is expanded in powers of the order parameter known to be small near . This yields
[TABLE]
where is the magnetic field, denotes the coupling constant, and stays for the set of spatial coordinates. The integral kernels in Eq. (1) read ( is odd)
[TABLE]
where is the fermionic Matsubara frequency, is the Fourier transform of the normal Green function calculated in the presence of the magnetic field, and . The general formula for the typical element in the sum in Eq. (1) is strictly applicable only for . To avoid a possible confusion, we remark that the term for in this sum contains the product . Similarly, the expression for in Eq. (2) is designed for . For the typical element of the sum over the Matsubara frequencies reads as .
The magnetic field dependence of is taken into account within the standard Peierls approximation sufficient to derive the extended GL theory
[TABLE]
where the contour integral with the vector potential is calculated along the classical trajectory of a charged particle in the magnetic field and the free-particle Green function at zero field writes as
[TABLE]
where is the single-particle energy measured from the chemical potential. Equations (1)-(4) are valid for an arbitrary single-particle dispersion . However, analytical results can be obtained only for a limited number of models. One of them is the model of an ellipsoidal Fermi surface, often employed to study anisotropy-related effects. Choosing principal axes of the ellipsoidal Fermi surface as the coordinate system, one gets in the diagonal form as
[TABLE]
where is a direction-dependent effective carrier mass.
In the next step of the EGL derivation one substitutes the gradient expansion for the order parameter \Delta({\bf y})=\Delta({\bf x})+\big{(}({\bf y}-{\bf x})\cdot\bm{\nabla}\big{)}\Delta({\bf x})+\ldots as well as for the field into Eqs. (1)-(3). This allows one to represent non-local integrals in Eq. (1) as a series in powers of the order parameter and field, as well as of their spatial derivatives. As the single-particle dispersion is anisotropic, the gradient-dependent contributions to the free energy functional are also anisotropic. However, it is well-known that the GL contribution to the free energy can be isotropized for any anisotropic single-particle dispersion by applying a proper scaling transformation klemm ; kogan ; blatt . In particular, for our choice given by Eq. (5) the spatial coordinates and momenta are scaled as
[TABLE]
where
[TABLE]
This transformation yields the isotropic energy dispersion with the scaled Fermi wavenumber . Further, the anisotropy in the field-dependent contributions to the condensation energy is eliminated by scaling the components of the vector potential and magnetic field as
[TABLE]
which obviously preserves the standard relation  (with the changed gauge). The scaling transformation given by Eqs. (6)-(8) ensures that the GL contribution to the condensate free energy is isotropic but the magnetic-field energy becomes anisotropic klemm ; kogan ; blatt and writes as . For the case of interest, when the magnetic field is directed along a principal axis, only a single component remains in the field contribution (here it is the component), i.e., . Then the factor is eliminated by rescaling the total free energy as and renormalising the carrier density of states (DOS) accordingly. As a result, one obtains a fully isotropic GL functional
[TABLE]
where and, from now on, the tilde-mark for the scaled quantities is suppressed. The coefficients of this effective isotropic functional are given by the standard expressions
[TABLE]
where is the Riemann zeta-function and one uses material parameters of the isotropic âscaledâ model such as and , see Eq. (7). However, a difference with the usual isotropic case is that the DOS is renormalized as , with being the DOS of the original model.
This scaling has been considered earlier in studies of the mixed state of anisotropic superconductors deep in the type-II regime klemm ; kogan ; blatt . We note, however, that this transformation of the originally anisotropic GL formalism leads to an important observation concerning the interchange between superconductivity types I and II: anisotropic materials also have an infinitely degenerate B-point that separates types I and type II at and unfolds into a finite IT domain below . However, here this point appears in the âscaledâ isotropic model. This observation, which has not been discussed previously, implies that the anisotropy does not destroy the isotropic scenario of the type interchange unlike, for example, mechanisms related to finite sample dimensions. The latter eliminate the B-point degeneracy in superconducting films and wires, thereby destroying the sharp transition between types I and II at , see Ref. extGL2, .
It order to investigate a finite IT domain appearing at , the leading corrections to the GL contribution are to be retained in the free energy extGL1 . Such additional contributions are also subject to the transformation defined by Eqs. (6)-(8). However, the final result depends on details of the band structure. The adopted model with an ellipsoidal Fermi surface is special in this regard because it ensures that any term in the expansion of the free energy in powers of the order parameter given by Eq. (1) becomes isotropic under the same transformation. This is seen from the fact that the scaling transformation in Eqs. (6)-(8) reduces the Green function in Eq. (4) to its isotropic form. Then, the scaled leading corrections to the GL free energy are obtained as
[TABLE]
where {\bf i}=(e/\hbar\,\mathbbm{c})\,{\rm Im}\big{[}\Delta^{*}{\bf D}\Delta\big{]} and the relevant coefficients are
[TABLE]
with the renormalized DOS introduced in Eq. (10). Notice that the resulting total free energy density coincides with the isotropic Neumann-Tewordt functional extGL1 ; nt1 ; nt2 .
The choice of the terms contributing to Eq. (11) is dictated by the subsequent -expansion of the free energy obtained from Eqs. (9)-(12) by substituting , , and and using the coordinate scaling , which is equivalent to the substitution . Then, the GL contributions to the free energy are of order while the leading corrections are of order . The obtained -expansion for the free energy density produces the EGL equations: the GL equations for and  () and additional equations for and  (). An important advantage of the formalism is that the leading order corrections to the GL stationary free energy can be expressed only in terms of the solutions of the GL equations (see Ref. extGL1, ).
We complete the discussion of the formalism by briefly dwelling on the validity of the used model with an ellipsoidal Fermi surface. The fact that the leading corrections to the GL theory and, in general, any higher order contributions to the free energy can be converted into the isotropic form by the same scaling transformation is clearly a result of this model. For a more general choice of the single-particle dispersion, the GL contributions can still be isotropized by the above scaling transformation gor . However, some corrective terms remain anisotropic. In particular, in the leading corrections these are the terms with the fourth-order gradients in Eq. (11), see the contribution with the coefficient . When adopting the dispersion (5), such fourth-order gradient terms are obtained as
[TABLE]
where and are the -averaging integrals of the products and  (indices denote the vector components) with the weight given by the product of the Fourier transforms of and (details of the calculation are in Ref. extGL5, ). Equation (13) holds for an ellipsoidal Fermi surface, which yields , with a constant proportionality coefficient. When the principal axes of an ellipsoidal Fermi surface form the coordinate system, each factor in the right-hand-side of Eq. (13) acquires the diagonal form and is isotropized simultaneously with the GL contribution.
A more general model for the Fermi surface may result in deviations from Eq. (13). Such deviations generate additional anisotropic contributions to the free energy functional that cannot be made isotropic simultaneously with the GL terms. Adopting the model with an ellipsoidal Fermi surface is thus equivalent to neglecting such extra contributions. However, as already mentioned above, only the terms with the coefficient will be affected. The previous investigations in Refs. extGL1, and extGL3, have demonstrated that the contribution of these terms to the results for the IT domain is significant only in multiband materials with one of the contributing bands being shallow, i.e., when the chemical potential is close to its edge. However, this case is irrelevant for the current study of single-band materials.
III Superconductivity-type interchange and IT domain
Utilizing earlier results obtained within the isotropic EGL formalism in Ref. extGL1, , we calculate upper and lower boundaries of the IT domain on the - plane, where is the GL parameter of the scaled isotropic system. The critical parameters and are temperature dependent and defined as follows: at a superconductor can develop a mixed state, while at vortices become attractive at long ranges.
These critical parameters  (and others related to the internal subdivisions in the IT domain) are calculated using the difference between the Gibbs free energy of a chosen spatially nonuniform field-condensate configuration and of the Meissner state, calculated both at the thermodynamic critical magnetic field  extGL1 . The Gibbs free energy is obtained from the free energy by subtracting , with an external magnetic field.
The calculations are facilitated by performing an additional perturbation expansion of the Gibbs free energy, this time with respect to . Taking into account that , one keeps only the linear contribution in this series expansion. The resulting Gibbs free energy difference (normalized to the sample size in -direction), obtained from Eq. (11), writes in the dimensionless units as extGL1
[TABLE]
where for single-band superconductors and are universal constants and the integrals
[TABLE]
are calculated using a solution of the self-dual GL equations at ; this solution is normalized as and its spatial dependence is given in the units of . The absence of the zero-order term in the right-hand side of Eq. (14) is a consequence of the degeneracy of the GL theory at . One can also see that only the GL contribution in Eq. (14) depends on the microscopic parameters (via ) whereas its leading corrections are material-independent.
The critical parameters , that correspond to the appearance/disappearance of a particular field-condensate configuration or a specific property of such a configuration, are found from the equation (see details and discussions in Ref. extGL1, ), which resolves as
[TABLE]
The critical parameter yields the lower boundary of the IT domain and is defined by the appearance/disappearance of the mixed state. In order to calculate this parameter one considers the limit at which and thus is obtained by substituting into Eq. (16). Note that this result coincides with the one obtained from the more conventional definition for this critical parameter, which follows from the equation , where is the upper critical field. The upper boundary of the IT domain is related to the sign change of the long-distance asymptote of the vortex-vortex interaction. It is calculated from Eq. (16), using the GL solution for two vortices at the distance one from another. This solution yields the exact asymptotic result at , which is inserted in Eq. (16).
In order to see if a material falls into the type-I, type-II, or IT domains, one needs to compare with the GL parameter of the scaled model given by
[TABLE]
where and are given by Eq. (10). The B-point separating conventional superconductivity types I and II at is determined by the condition . Returning to the original anisotropic GL model, one obtains the direction-dependent GL parameters as
[TABLE]
where , and are parameters of the original anisotropic system. Then the relation between the GL parameter of the scaled isotropic model and the direction-dependent GL parameters of the original anisotropic system is
[TABLE]
An important consequence of this relation is that the critical B-point of the effective isotropic model becomes the critical B-line on the plane -. Experimentally, can be changed, e.g., by the nitrogen doping (see Ref. auer, ). When the B-line is crossed, the superconductivity type changes [see the phase diagram in Fig. 1]. Below and above this line one has, respectively, types I and II.
One notes that the GL parameter in Eq. (17) depends on the field direction, which so far is assumed parallel to the -axis. When the field is directed along - or -axis, the corresponding superconductivity type may change because the isotropic-model GL parameter becomes or , respectively. Thus the value of can be strongly dependent on the field direction. To demonstrate this, let us consider the case of the strong anisotropy with the effective masses obeying the inequality . In this case one obtains . It is then easy to see that if then . This implies that when the field is parallel to the -axis, the material belongs to type I; for the field along the -axis it demonstrates a type-II behaviour; and when the field is along the -axis, the material is close to the IT regime.
When the temperature is lowered, the B-point unfolds into a finite IT interval of -values. Its boundaries given by Eq. (16) are material-independent and coincide with those obtained for isotropic single-band superconductors extGL1 . Since the GL parameter of the scaled isotropic model is a function of the two direction-dependent GL parameters of the anisotropic model ( and for the -directed field), the boundaries of the IT domain on the - plane become temperature-dependent lines, defined by the equations [see the phase diagram depicted in Fig. 2]. The width of the IT domain increases when the temperature is lowered: in Fig. 2 at it occupies a notable part in the phase diagram. Notice that even at these low temperatures the EGL formalism yields quantitively accurate results, as it has been demonstrated in the earlier analysis extGL1 .
IV Conclusions
In summary, this work has considered the interchange between superconductivity types I and II in anisotropic superconductors. The analysis is based on the single-band EGL formalism combined with the coordinate-field scaling transformation to isotropize the theory. Calculations have been done for the ellipsoidal Fermi surface in the case when a magnetic field is directed along one of the principal anisotropy axes. We have demonstrated that irrespective of the anisotropy degree, a scenario of the type interchange is the same as in isotropic superconductors, being governed by the proximity to the B-point at which the field-condensate state is self-dual and infinitely degenerate. Similarly to isotropic materials, the degeneracy is removed at lower temperatures, which opens a finite IT domain between types I and II with unconventional superconducting magnetic properties.
The obtained conclusions are rather counter-intuitive because the self-duality property generally is not expected in systems with different direction dependence of the condensate and magnetic lengths. However, here the B-point is still present in an effective isotropic model obtained by an appropriate scaling transformation. It has been shown that this transformation and the corresponding GL parameter of the scaled isotropic model strongly vary with the direction of an applied magnetic field so that anisotropic materials can exhibit qualitatively different magnetic response for different field alignments, which agrees with the experimental observation weberprl .
We stress that although our results have been obtained for the model with the ellipsoidal Fermi surface, our conclusions hold, at least qualitatively, for more complicated Fermi surfaces. This expectation is based on the fact that contributions neglected in the adopted model can introduce only quantitative corrections to the boundaries of the IT domain but do not alter the physical mechanism behind the type interchange. Due to the general nature of this mechanism related to the presence of the B-point, the type interchange is not expected to alter qualitatively in cases when the field is not directed along one of the principal anisotropy axes or when the material has many conduction bands. However, a more detailed analysis of these cases is certainly needed.
Acknowledgements.
This work was supported by the Brazilian agencies CAPES (Grants No. 223038.003145/2011-00 and 400510/2014-6), CNPq (Grants No. 307552/2012-8 and 141911/2012-3) and FACEPE (APQ-0936-1.05/15). T. T. S. is grateful to the Institute for Theoretical Physics III at the University of Bayreuth for hospitality during his stay there. A.V. acknowledges the support from the Russian Science Foundation under the Project 18-12-00429, used to study connections between anisotropy and non-local interactions in superconductors within the EGL formalism.
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