Multiplicity and concentration of nontrivial nonnegative solutions for a fractional Choquard equation with critical exponent††thanks: This work is supported by NSFC (11361078,11661083,11771385), China.
Shaoxiong Chen, Yue Li, Zhipeng Yang
*Department of Mathematics, Yunnan Normal University, Kunming 650500 P.R. China *
Corresponding author:[email protected].
Abstract:
In present paper, we study the fractional Choquard equation
[TABLE]
where ε>0 is a parameter, s∈(0,1), N>2s, 2s∗=N−2s2N and 0<μ<min{2s,N−2s}. Under suitable assumption on V and f, we prove this problem has a nontrivial nonnegative ground state solution. Moreover, we relate the number of nontrivial nonnegative solutions with the topology of the set where the potential attains its minimum values and their’s concentration behavior.
Key Words: Fractional Choquard equation; Ground state; Lusternik-Schnirelmann theory.
2010 AMS Subject Classification: 35P15, 35P30, 35R11.
1 Introduction and the main results
In this paper, we are interested in the existence, multiplicity and concentration behavior of the semi-classical solutions of the fractional Choquard equation
[TABLE]
where ε>0 is a parameter, s∈(0,1), N>2s, 2s∗=N−2s2N, 0<μ<min{2s,N−2s} and F(u)=∫0tf(τ)dτ. The fractional Laplacian (−Δ)s is defined by
[TABLE]
where P.V. stands for the Cauchy principal value, CN,s is a normalized constant, S(RN) is the Schwartz space of rapidly decaying functions, s∈(0,1). As ε goes to zero in (1.1), the existence and asymptotic behavior of the solutions of the singularly perturbed equation (1.1) is known as the semi-classical problem. It was used to describe the transition between of Quantum Mechanics and Classical Mechanics.
Our motivation to study (1.1) mainly comes from the fact that solutions u(x) of (1.1) corresponding to standing wave solutions Ψ(x,t)=e−iEt/εu(x) of the following time-dependent fractional Schrödinger equation
[TABLE]
where i is the imaginary unit, ε is related to the Planck constant. Equations of the type (1.2) was introduced by Laskin (see [22, 23]) and come from an expansion of the Feynman path integral from Brownian-like to Lévy-like quantum mechanical paths. With variational methods, this kind equation has been studied widely, we refer to [11, 17, 43] and the references therein.
When s=1, the equation (1.1) turns out to be the Choquard equation
[TABLE]
The existence, multiplicity and concentration of solutions for (1.3) has been widely investigated.
On one hand, some people have studied the classical problem, namely ε=1 in (1.3). When V=1 and F(u)=q∣u∣q, (1.3) covers in particular the Choquard-Pekar equation
[TABLE]
The case N=3, q=2 and μ=1 came from Pekar [35] in 1954 to describe the quantum mechanics of a polaron at rest. In 1976 Choquard used (1.4) to describe an electron trapped in its own hole, in a certain approximation to Hartree-Fock theory of one component plasma [24]. In this context (1.4) is also known as the nonlinear Schrödinger-Newton equation. By using critical point theory, Lions [25] obtained the existence of infinitely many radialy symmetric solutions in H1(RN) and Ackermann [1] prove the existence of infinitely many geometrically distinct weak solutions for a general case. For the properties of the ground state solutions, Ma and Zhao [26] proved that every positive solution is radially symmetric and monotone decreasing about some point for the generalized Choquard equation (1.4) with q≥2. Later, Moroz and Van Schaftingen [28, 29] eliminated this
restriction and showed the regularity, positivity and radial symmetry of the ground
states for the optimal range of parameters, and also derived that these solutions
decay asymptotically at infinity.
On the other hand, some people have focused on the semiclassical problem, namely, ε→0 in (1.3). The question of the existence of semiclassical solutions for the non-local problem (1.3) has been posed in [6]. Note that if v is a solution of (1.3) for x0∈RN, then u=v(εx+x0) verifies
[TABLE]
which means some convergence of the family of solutions to a solution u0 of the limit problem
[TABLE]
For this case when N=3,μ=1 and G(u)=∣u∣2, Wei and Winter [41] constructed families of solutions by a Lyapunov-Schmidt-type reduction when infV>0. This method of construction depends on the existence, uniqueness and non-degeneracy up to translations of the positive solution of the limiting equation (1.6), which is a difficult problem that has only been fully solved in the case when N=3,μ=1 and G(u)=∣u∣2.
Moroz and Van Schaftingen [30] used variational methods to develop a novel non-local penalization technique to show that equation (1.3) with G(u)=∣u∣q has a family of solutions concentrated at the local minimum of V, with V satisfying some additional assumptions at infinity.
In addition, Alves and Yang [5] investigated the multiplicity and concentration behaviour of solutions for a quasi-linear Choquard equation via the penalization method.
Very recently, in an interesting paper, Alves et al. [3] study (1.4) with a critical growth, they consider the critical problem with both linear potential and nonlinear potential, and showed the existence, multiplicity and concentration behavior of solutions when the linear potential has a global minimum or maximum.
On the contrary, the results about fractional Choquard equation (1.1) are relatively few. Recently, d’Avenia, Siciliano and Squassina [15] studied the existence, regularity and asymptotic of the solutions for the following fractional Choquard equation
[TABLE]
where ω>0, N2N−μ<q<N−2s2N−μ. Shen, Gao and Yang [37] obtain the existence of ground states for (1.7) with general nonlinearities by using variational methods. Chen and Liu [13] studied (1.7) with nonconstant linear potential and proved the existence of ground states without any symmetry property. For critical problem, Wang and Xiang [39] obtain the existence of infinitely many nontrivial solutions and the Brezis-Nirenberg type results can be founded in [33]. For other existence results we refer to [8, 9, 19, 20, 27, 40, 46] and the references therein.
For the concentration behavior of solutions, we note that the only works concerning the concentration behavior of solutions come from [42, 44].
Assuming the global condition on V∈C(RN,R):
0<V0:=x∈RNinfV(x)<∣x∣→∞liminfV(x):=V∞<+∞,
which is firstly introduced by Rabinowitz [36] in the study of the nonlinear Schrödinger equations. By using the method of Nehari manifold developed by Szulkin and Weth [38], Zhang, Wang and Zhang in [44] obtained the multiplicity and concentration of positive solutions for the following fractional Choquard equation
[TABLE]
where ε>0, 0<μ<3, F is the primitive function of f. Different to the global condition (V0), Yang in [42] establish the existence and concentration of positive solutions for the fractional Choquard equation (1.8) when the potential function V∈C(R3,R) satisfies the following local conditions [16]:
There is constant V0>0 such that V0=x∈R3infV(x).
There is a bounded domain Ω such that
[TABLE]
Note that in (1.8), the critical term is involved in the convolution-type nonlinearity, which is totally different from our problem (1.1). It is natural to ask how about the concentration behavior of solutions of (1.1) as ε→0+? And how about the influence of the potential on the multiplicity of solutions? However, to the best of our knowledge, it seems that these two problems were not considered in literatures before. In this paper, we are concerned with the multiplicity and concentration property of nontrivial nonnegative solutions to (1.1), and we will give some answers to the above questions.
Concerning the continuous function f∈C(R,R), we assume that f(t)=0 for t<0 and satisfies the following conditions:
t→0limtf(t)=0.
∃ q∈(N2N−μ,N−2s2N−μ) such that t→∞limtq−1f(t)=0.
tf(t) is increasing for every t>0.
∃ σ∈(qN,N−2s2N−μ), C>0 s.t. f(t)≥ctσ−1 for all t∈R+, where qN=max{N−2s2N−2s,N−2sN+2s}.
Then we state our main result as follows.
Theorem 1.1
Suppose (V0) hold and f satisfies (f1)−(f4). Then there exists an ε∗>0 such that for any ε∈(0,ε∗), the problem (1.1) possesses a nontrivial nonnegative ground state solution.
In order to describe the multiplicity, we first recall that, if Y is a closed subset of a topological space X, the Ljusternik-Schnirelmann category catXY is the least number of closed and contractible sets in X which cover Y.
Then we have our second result as follows.
Theorem 1.2
Suppose (V0) hold and f satisfies (f1)−(f4). Then for any δ>0, there exists εδ>0 such that for any ε∈(0,εδ), the problem 1.1 has at least catΛδ(Λ) nontrivial nonnegative solutions. Moreover, if uε denotes one of these solutions and xε∈RN is its global maximum, then
[TABLE]
where Λ:={x∈RN:V(x)=V0} and Λδ:={x∈RN:d(x,Λ)≤δ}.
We shall use the method of Nehari manifold, concentration compactness principle and category theory to prove the main results. There are some difficulties in proving our theorems. The first difficulty is that the nonlinearity f is only continuous, we need to prove the new Brezis-Lieb type Lemma for this kind of nonlinearity. The second one is the lack of compactness of the embedding of Hs(R3) into the space L2s∗(R3). We shall borrow the idea in [3, 12] to deal with the difficulties brought by the critical exponent. However, we require some new estimates, which are complicated because of the appearance of fractional Laplacian and the convolution-type nonlinearity.
This paper is organized as follows. In section 2, besides describing the functional setting to study problem (1.1), we give some preliminary Lemmas which will be used later. In section 3, we prove problem (1.1) has a ground state solution. Finally, we show the multiple of nontrivial nonnegative solutions and investigate its concentration behavior, which completes the proof Theorem 1.1.
Notation. In this paper we make use of the following notations.
For any R>0 and for any x∈RN, BR(x) denotes the ball of radius R centered at x.
Lp(RN), 1≤p<+∞ denotes the Lebesgue space with the norm ∥u∥p=∥u∥Lp(RN)=(∫RN∣u∣pdx)p1.
The letters C,Ci stand for positive constants (possibly different from line to line).
”→” for the strong convergence and ”⇀” for the weak convergence.
u+=max{u,0} and u−=min{u,0} denote the positive part and the negative part of a function u, respectively.
2 Functional Setting
Firstly, fractional Sobolev spaces are the convenient setting for our problem, so we will give some skrtchs of the fractional order Sobolev spaces and the complete introduction can be found in [17]. We recall that, for any s∈(0,1), the fractional Sobolev space Hs(RN)=Ws,2(RN) is defined as follows:
[TABLE]
whose norm is defined as
[TABLE]
where F denotes the Fourier transform. We also define the homogeneous fractional Sobolev space Ds,2(RN) as the completion of C0∞(RN) with respect to the norm
[TABLE]
The embedding Ds,2(RN)↪L2s∗(RN) is continuous and for any s∈(0,1), there exists a best constant Ss>0 such that
[TABLE]
According to [14], Ss is attained by
[TABLE]
where C∈R, b>0 and a∈RN are fixed parameters.
The fractional laplacian, (−Δ)su, of a smooth function u:RN→R, is defined by
[TABLE]
Also (−Δ)su can be equivalently represented [17] as
[TABLE]
where
[TABLE]
Also, by the Plancherel formular in Fourier analysis, we have
[TABLE]
For convenience, we will omit the normalization constant in the following. As a consequence, the norms on Hs(RN) defined below
[TABLE]
are equivalent.
Making the change of variable x↦εx, we can rewrite the equation (1.1) as the following equivalent form
[TABLE]
If u is a solution of the equation (2.2), then v(x):=u(εx) is a solution of the equation (1.1). Thus, to study the equation (1.1), it suffices to study the equation (2.2).
In view of the presence of potential V(x), we introduce the subspace
[TABLE]
which is a Hilbert space equipped with the inner product
[TABLE]
and the norm
[TABLE]
We denote ∥⋅∥Hε by ∥⋅∥ε in the sequel for convenience. The energy functional corresponding to equation (2.2) is
[TABLE]
Since we are interested in the nontrivial nonnegative solutions, we consider the following functional
[TABLE]
Moreover, Jε(u)∈C1(Hs,RN),
[TABLE]
We collect the following useful result.
Lemma 2.1
Let s∈(0,1) and N>2s. Then there exists a sharp constant C∗=C(N,s)>0 such that for any u∈Hs(RN)
[TABLE]
Moreover Hs(RN) is continuously embedded in Lq(RN) for any q∈[2,2s∗] and compactly in Llocq(RN) for any q∈[2,2s∗).
Lemma 2.2
Let N>2s, If {un} is a bounded sequence in Hs(RN) and if
[TABLE]
where R>0, then un→0 in Lt(RN) for all t∈[2,2s∗).
Lemma 2.3
Let t,r>1 and 0<μ<N such that r1+Nμ+t1=2. Let f∈Lr(RN) and h∈Lt(RN). Then there exists a sharp constant C(r,N,μ,t)>0, independent of fand h, such that
[TABLE]
Lemma 2.4
The space Hε is continuously embedded into Hs(RN). Therefore, Hε is continously embedded into Lr(RN) for any r∈[2,2s∗] and compactly embedded into Llocr(RN) for any r∈[2,2s∗).
Lemma 2.5
[34*]*Let u∈Ds,2(RN), φ∈C0∞(RN) and for each r>0, φr(x)=φ(rx). Then
[TABLE]
If, in addition, φ≡1 in a neighbourhood of the origin, then
[TABLE]
3 Ground state solution
Lemma 3.1
Jε* has a mountain pass geometry, that is*
There exists α,ρ>0 such that Jε(u)≥α for any u∈Hε which ∥u∥ε=ρ.
There exists e∈Hε with ∥e∥ε>ρ such that Jε(e)<0.
Proof:
In order to show this, we argue as in Lemma2.2 in [7]. From (f1) and (f2), it follows that for any ξ>0 there exists Cξ>0 such that
[TABLE]
By (3.1) and Lemma 2.3, we get
[TABLE]
where t=2N−μ2N.
Since q∈(N2N−μ,N−2s2N−μ), we can see that tq∈(2,2s∗), and from Lemma 2.4, we have
[TABLE]
Taking into account (3.2) and (3.3) we can deduce that
[TABLE]
As a consequence
[TABLE]
We can see that (i) holds.
Fix a positive function u0∈Hε(RN)∖{0} and u0>0, we set
[TABLE]
By (f3), we have
[TABLE]
Hence,
[TABLE]
Integrating (3.5) on [1,t∥u0∥ε] with t>∥u0∥ε1, we find
[TABLE]
which gives
[TABLE]
Therefore, we have
[TABLE]
for t>∥u0∥ε1.
Taking e=tu0 with t sufficiently large, we can see that (ii) holds.
Let us denote by Sε the unitary sphere in Hε.
Lemma 3.2
For each u∈Xε+:={u∈Hε:u+(x)=0} and t>0, set hu(t):=Jε(tu).
Then there exists an unique tu>0 such that hu(tu)=t≥0maxhu(t)=t≥0maxJε(tu), hu′(tu)=0, hu′(t)>0 in (0,tu), hu′(t)<0 in (tu,+∞) and tu∈Nε if and only if t=tu, where Nε={u∈Xε+:⟨Jε′(u),u⟩=0}.
There is κ>0 independent on u, such that tu≥κ for all u∈Sε. Moreover, for any compact set E⊂Sε, there is a CE>0 such that tu≤CE for all u∈E.
Proof:
(i) For every u∈Xε+, from Lemma (3.1) we know that hu(0)=0, hu(t)>0 for t>0 small enough and t→+∞limhu(t)=−∞. Hence, there exists a tu>0 such that hu(tu)=t≥0maxhu(t) and hu′(tu)=0. Notice that
[TABLE]
From (f3) we know t↦f(t) and t↦tF(t) are increasing for all t>0. Hence, we get the uniqueness of a such tu and (i) is completed.
(ii) Let u∈Sε. By tuu∈Nε and (3.4) we have
[TABLE]
So, there exists κ>0 independent of u, such that tu≥κ. Let, α∈(2,2s∗), α≤4 then α2≥21. We can infer that
[TABLE]
For any v∈Nε, we have
[TABLE]
If E⊂Sε is a compact set and un⊂E such that tun→∞, up to subset un→u in Hε and Jε(tunun)→−∞. Taking vn=tunun∈Nε in (3.6), we can see that
[TABLE]
which gives a contradiction.
Define the mappings n^ε:Hε\{0}→Nε and nε:=Sε→Nε by set
[TABLE]
We can apply [38, Proposition8, Proposition9 and Corollary10 ] to deduce the follow Lemma.
Lemma 3.3
Suppose that (V0) and (f1)−(f4), then
The mapping n^ε is continuous and nε is a homeomorphism between Sε and Nε. Moreover, nε−1(u)=∥u∥εu.
We define the maps ψ^ε:Hε\{0}→R by ψ^ε(u):=Jε(n^ε(u)). Then ψ^ε∈C1(Hε\{0},R) and
[TABLE]
for every u∈Hε\{0} and v∈Hε.
We define the maps ψ:Sε→R by ψε:=ψ^∣Sε. Then
ψε∈C1(Sε,R) and ⟨ψε′(u),v⟩=∥nε(u)∥ε⟨Jε′(nε(u)),v⟩ for any v∈TuSε.
If {un} is a (PS)d sequence for ψε, then {nε(un)} is a (PS)d sequence for Jε. Moreover, if {un}⊂Nε is a bounded (PS)d sequence for ψε, then {nε−1(un)} is a (PS)d sequence for the functional ψε.
u* is a critical point of ψε if and only if nε(u) is a nontrivial critical point for Jε. Moreover, the corresponding critical values coincide and*
[TABLE]
Remark 3.1
As in [38], we have the following minimax characterization:
[TABLE]
Recall that {un}⊂Hε is called a (C)d sequence of Jε if Jε(un)→d and (1+∥un∥ε)Jε′(un)→0, where d>0 Jε satisfies the (C)d condition if every (C)d sequence of Jε has a convergent subsequence. And Jε satisfies the (PS)d condition if Jε satisfies the (C)d condition. Next, we give some properties of (PS)d sequence of Jε.
Lemma 3.4
Let {un}⊂Hε is a (PS)d sequence of Jε, then {un} is bounded in Hs(RN) and {∥un−∥ε}=on(1).
Proof:
Let, α∈(2,2s∗), α≤4 then α2≥21. We can infer that
[TABLE]
Since {un} is a (PS)d sequence of Jε, we have
[TABLE]
Therefore, we get that the sequence {un} is bounded in Hε.
Next, we prove that ∥un−∥=on(1). Since ⟨Jε′(un),un−⟩=on(1), by using f(t)=0 for t≤0 and (x−y)(x−−y−)≥∣x−−y−∣2 where x−=min{x,0}, we can deduce that
[TABLE]
Therefore, we complete our proof.
Lemma 3.5
There exists a constant r>0 such that ∥u∥ε≥r for all ε≥0 and u∈Nε
Proof:
By using Lemma 2.3 and (f1)−(f2), we can see that for any u∈Nε
[TABLE]
then, there exists r>0 such that
[TABLE]
Hence, we deduce to the lemma holds.
When V≡1, then Hs(RN)=Hε(RN). For τ>0 and u∈Hs(RN), let
[TABLE]
[TABLE]
For mτ, there also holds
[TABLE]
where Γ={γ∈C([0,1],Hs(RN)):γ(0)=0, Iτ(γ(1))<0}.
Lemma 3.6
For any τ>0, there exists u∈Hs(RN) with u+=0 such that
[TABLE]
where S:=u∈Ds,2(RN)inf∥u∥L2s∗(RN)2∥u∥Ds,2(RN)2.
Proof:
Let φ∈C0∞(RN) be such that φ=1 in Bδ, φ(x)=0 in RN∖B2δ. Denote
[TABLE]
where u∗(x)=∥u~∥L2s∗(RN)u~(x/S2s1), u~(x/S2s1)=(1+∣x/S2s1∣2)2N−2sα with α>0. We define
[TABLE]
then uε∈Hε. From [17] and [33], we have the following estimations
[TABLE]
[TABLE]
[TABLE]
A standard argument shows that for any uε, there exists a unique tε such that tεuε∈Mτ and Iτ(tεuε)=t≥0maxIτ(tuε). As a consequence mτ≤Iτ(tεuε) and
[TABLE]
As a consequence tε≥t0, where t0>0 is independent of ε.
Now, we estimate the convolution term. For ε>0 small enough, we have
[TABLE]
Set g(t):=2t2([uε]Hs(RN)2+τ∫RNuε2dx)−2s∗t2s∗∫RN∣uε∣2s∗dx. If N>4s,
by a simple calculation, we get
[TABLE]
Nothing that σ∈[qN,N−2s2N−μ), for ε>0 small enough, using (3.11),(3.12) we can check
[TABLE]
In similar way, we can check N=4s and N<4s.
Lemma 3.7
Let {un}⊂Hε be a (PS)d sequence of Jε with d<NsS2sN and un⇀0 in Hε. Then one of the following conclusions holds:
un→0* in Hε;*
There exists a sequence {yn}⊂RN and positive constants r,β, such that
[TABLE]
Proof:
If (b) does not occur, then for all R>0, up to a subsequence
[TABLE]
Since we know that {un} is bounded in Hε, we can use Lemma 2.2 to deduce that un→0 in Lr(RN) for any r∈(2,2s∗).
So, apply Hardy-Littlewood-Sobolev inequality, we know that
[TABLE]
Taking into account ⟨Jε′(un),un⟩=on(1) we can infer that
[TABLE]
Since {un} is bounded, up to a subsequence, we have
[TABLE]
If l>0, then
[TABLE]
as n→∞, hence l≥S2sN. Consequently, by (3.13), we have
[TABLE]
a contradiction, hence l=0. Consequently, by the boundedness of {un} in Hε, we have un→0 in Hε, so (a) holds. This completes the proof.
Lemma 3.8
Let {un}⊂Hε be a (PS)d sequence of Jε with d<mV∞ and un⇀0 in Hε. Then un→0 in Hε.
Proof:
By Lemma 3.4 we can assume un≥0. For any subsequence of {un} still denoted by {un}. Since un⇀0 in Hε, up to a subsequence, we can assume
[TABLE]
If un↛0 in Hε, by Lemma 3.2 we know for any {tn}⊂(0,+∞) s.t. {tnun}⊂NV∞.
Claim n→∞limsup≤1.
If does not occur for any δ>0, consider any subsequence of {tn} and satisfies the following
[TABLE]
Since {un} is a (PS)d sequence of Jε, we can see that
[TABLE]
We observe that {tnun}⊂NV∞, we have
[TABLE]
Taking into account (3.14) and (3.15) we can deduce that
[TABLE]
By (V0), for any ξ>0 there exists R(ξ):=R>0 such that
[TABLE]
Notice that un→0 in L2(BR(0)) and the boundedness of {un} in Hε, we get
[TABLE]
If un↛0, ∃ {yn}⊂RN, r,δ>0 such that
[TABLE]
Let u~n(x)=un(x+yn) then there exists u~, up to a subsequence, we have
[TABLE]
So, ∃Ω⊂Br(0) s.t. u~>0 in Ω, we can infer
[TABLE]
Taking the limit as n→∞ and by applying Fatou’s lemma we obtain
[TABLE]
For any ξ>0, this gives a contradiction. Therefore, n→∞limsuptn≤1.
Case1:Assume that n→∞limsuptn=1. Hence there exists a subsequence of {tn}, still denoted by {tn} such that tn→1. Clearly,
[TABLE]
Moreover,
[TABLE]
Since {un} is bounded in Hε, by using the Mean Value Theorem and tn→1, we have
[TABLE]
For any ξ and this gives a contradiction.
Case2: n→∞limsuptn:=t0<1. Then there exists a subsequence of {tn}, still denoted by {tn} such that tn→t0 and tn<1 for any n∈N, we deduce that
[TABLE]
This gives a contradiction.
By similar argument as the Lemma3.1 in [2] and Lemma4.7 in [45], we have the following lemma.
Lemma 3.9
Let {un} be a sequence such that un⇀u in Hε and wn:=un−u. Then, we have
∫RN∣F(wn)−F(un)+F(u)∣tdx=on(1)* where t=2N−μ2N.*
∫RN(∣x∣μ1∗F(un−u))F(un−u)dx−∫RN(∣x∣μ1∗F(un))F(un)dx+∫RN(∣x∣μ1∗F(u))F(u)dx=on(1).**
∀* ξ>0, we have*
[TABLE]
[TABLE]
where, ξ>0, φ∈Hε(RN).
Proof:
(i) By the Mean Value Theorem and (3.1), it follows that
[TABLE]
By applying Young inequality with δ>0, we get
[TABLE]
which yields
[TABLE]
[TABLE]
Let
[TABLE]
Then Gδ,n→0 a.e. in RN as n→∞ and 0≤Gδ,n≤C1(∣u∣2t+∣u∣qt)∈L1(RN). As a consequence of the Dominated Convergence Theorem, we have
[TABLE]
On the other hand, from the definition of Gδ,n, we get
[TABLE]
which together with the boundedness of {un} gives
[TABLE]
As δ is arbitrary, we obtain
[TABLE]
(ii)
[TABLE]
By the boundedness of {un} and (f1)−(f2). we know that
[TABLE]
From Lemma 2.3, we have
[TABLE]
Likewise, I2→0, I3→0.
By the boundedness of {un}, we have {F(un−u)} is bounded in L2N−μ2N(RN) and F(un−u)→0 a.e. in RN.
So, F(un−u)⇀0 in L2N−μ2N(RN). In view of \frac{1}{|x|^{\mu}}\ast F(u)\in\big{(}L^{\frac{2N}{2N-\mu}}(\mathbb{R}^{N})\big{)}^{\ast}, we obtain
[TABLE]
Therefore, we can conclude (ii) holds.
(iii) By using (f1) and (f2), we know that for any ξ>0, there exists N0∈(0,1) and N1>2 such that
[TABLE]
[TABLE]
[TABLE]
Since f is a continuous function, we deduce that exists δ∈(0,N0) such that
[TABLE]
Taking into account u∈Hε(RN), we know that there exists R0>0 such that
[TABLE]
For any φ∈Hε(RN), ∥φ∥ε=1, we have
[TABLE]
We denote A_{n}:=\big{\{}B^{c}_{R_{0}}(0):|u_{n}(x)|\leq N_{0}\big{\}}, B_{n}:=\big{\{}B^{c}_{R_{0}}(0):|u_{n}(x)|\geq N_{1}\big{\}}, C_{n}:=\big{\{}B^{c}_{R_{0}}(0):N_{0}<|u_{n}(x)|<N_{1}\big{\}}
[TABLE]
[TABLE]
[TABLE]
Thus, putting together (3.16), (3.17) and (3.18) we get
[TABLE]
Moreover,
[TABLE]
In view of u∈Hε we know that \big{|}(\mathbb{R}^{N}\setminus B_{R}(0))\bigcap\{|u|>\delta\}\big{|}\rightarrow 0 in R→∞, then there exists R1>0 s.t. \big{|}(\mathbb{R}^{N}\setminus B_{R_{1}}(0))\bigcap\{|u|>\delta\}\big{|}<\xi. we define R2=max{R0,R1}, we deduce that
[TABLE]
In similar way, we can prove that the follow inequality is true.
[TABLE]
Hence,
[TABLE]
It is easy to verify that
[TABLE]
Since un is bounded, we have un→u a.e. in RN, un→u in Llocp(RN), p∈[1,2s∗). Let l>q, such that lt∈(2,2s∗), l−1lt(q−1)∈(2,2s∗). And
[TABLE]
Hence, we have
[TABLE]
Thus,
[TABLE]
Consequently,
[TABLE]
So, we obtain (3.19) hold. By applying Hölder inequality, for any ξ>0, n large enough, we have
[TABLE]
As a consequence, ∫RN∣f(un−u)−f(un)+f(u)∣t∣φ∣tdx≤ξ∥φ∥εt=ξ.
(iv)
[TABLE]
Clearly, we have
[TABLE]
[TABLE]
In similar way, we get ∣I3∣≤Cξ∥φ∥ε.
Let us observe that,
[TABLE]
Since ∣x∣μ1∗F(u)∈Lμ2N(RN), we have (∣x∣μ1∗F(u))2∈LμN(RN) and (μN)′=N−μN, N−μ2N∈(2,2s∗). so, we have ∣un−u∣2∈LN−μN(RN). Since ∣un−u∣2⇀0 in LN−μN(RN), we deduce that
[TABLE]
Moreover, we have qt−1qt⋅qtqt−1⋅μ2N=μ2N, (qtμ2N(qt−1))′=(2N−μ)qt−2N2N(qt−1), qt−1(q−1)qt⋅(2N−μ)qt−2N2N(qt−1)=qt∈(2,2s∗) and ∣un−u∣qt−1(q−1)qt⇀0 in L(2N−μ)qt−2N2N(qt−1)(RN), we get (∣x∣μ1∗F(u))qt−1qt∈Lqtμ2N(qt−1)(RN), ∣un−u∣qt−1(q−1)qt∈L(2N−μ)qt−2N2N(qt−1)(RN) and ∫RN(∣x∣μ1∗F(u))qt−1qt∣un−u∣qt−1(q−1)qtdx→0.
Hence, we have
[TABLE]
In similar way, ∣∫RN(∣x∣μ1∗F(un−u))f(u)φ∣≤Cξ∥φ∥ε. Therefore (iv) holds.
By using Brezis-Lieb Lemma [10, 18] and Lemma 3.9, we have the following lemma.
Lemma 3.10
Let {un}⊂Hε be a (PS)d sequence of Jε with un⇀u in Hε, then
Jε(wn)=Jε(un)−Jε(u)+on(1),**
∥Jε′(wn)∥=on(1).**
Proof:
(i) We note that
[TABLE]
By the Lemma3.9 (ii), un⇀u in Hε and Brezis-Lieb Lemma. we have (i) holds.
(ii) Recall that {un} is a (PS)d sequence of Jε, we have ∥Jε′(un)∥=on(1), Jε′(u)=0. For any ξ>0, n large enough, ∀ φ∈Hε and ∥φ∥ε=1, by the lemma3.9 (iv) we get
[TABLE]
This completes the proof of (ii)
Lemma 3.11
Jε* satisfies the (PS)d condition at any level d≤mV∞.*
Proof:
Let un⊂Hε be a (PS)d sequence of Jε. Then, by Lemma 3.4 we know that {un} is bounded in Hε and we can assume un≥0. Hence, up to a subsequence, there is u∈Hε such that un⇀u≥0 in Hε, un→u in Llocr(RN) for each r∈[2,2s∗), un(x)→u(x) a.e. in RN and Jε′(u)=0. Set wn=un−u, by Lemma 3.9 we have
[TABLE]
Moreover, for any α∈(2,2s∗) and α≤4, we have
[TABLE]
By Lemma 3.6 we have d−Jε(u)≤d≤mV∞<NsS2sN and by Lemma 3.8 we know un→u in Hε. Hence, the Lemma is proved.
By Lemma 3.3 and Lemma 3.11 we have the following lemma.
Lemma 3.12
Jε∣Nε* satisfies the (PS)d condition at any level d<mV∞.*
Proof of Theorem \refThm1.1.
By Lemma 3.1 we know that functional Jε satisfies the mountain pass geometry, then using a version of the mountain pass theorem, there exists a sequence {un}⊂Hε such that
[TABLE]
For any τ∈R with V0<τ<V∞, we have mV0<mτ<mV∞. By Lemma 3.6, mτ<NsS2sN. Apply Lemma 3.4, Lemma 3.11 and Theorem 6.3.4 in [47], we obtain that mτ is a critical value of Iτ with corresponding nontrivial nonnegative critical point u∈Hε(RN). For any r>0, take ηr∈C0∞(RN,[0,1]) be such that
[TABLE]
Set ur:=ηru, it is easy to verify that ur∈Hε(RN) for each r>0. By Lemma 3.2 there exists tr>0 such that u~r:=trur∈Mτ. Consequently, there is r0>0 such that u~:=u~r0 satisfies Iτ(u~)<mV∞. In fact, if this is false, then Iτ(u~r)=Iτ(trur)≥mV∞ for all r>0. Notice that ur→u in Hε(RN) as r→+∞ and u∈Mτ. we can deduce that tr→1 as r→+∞. Hence,
[TABLE]
which gives a contradiction, then Iτ(u~)<mV∞. The invariance by translation, we may assume V0=V(0)<τ and supp(u~) is compact. We use the continuity of V, there is an ε∗>0 such that
[TABLE]
Hence,
[TABLE]
and
[TABLE]
Consequently,
[TABLE]
Lemma 3.11 guarantees up to a subsequence such that un→u in Hε, then Jε′(u)=0 and Jε(u)=cε. Hence u is a ground nontrivial nonnegative solution of (2.2). This completes the proof of Theorem 1.1.
4 Multiplicity Results
4.1 Technical results
In this section we focus our attention on the study of the multiplicity of solutions to (1.1). Since V0>0, by Lemma 3.6, mV0<NsS2sN. From the proof of Theorem 1.1 we know that mV0 is a critical value of IV0 with corresponding nontrivial nonnegative critical point w∈Hs(RN). Fix δ>0 and let η∈C∞(R+,[0,1]) be a function such that η(t)=1 if 0≤t≤2δ and η(t)=0 if t≥δ. For any y∈Λ, we define
[TABLE]
Then for small ε>0, one has Ψε,y∈Hε\{0} for all y∈Λ. In fact, using the change of variable z=x−εy, one has
[TABLE]
Moreover, using the change of variable x′=x−εy,z′=z−εy, we have
[TABLE]
where ηε(x)=η(∣εx∣). By Lemma 2.4, we see that ηεw∈Ds,2(RN) as ε→0, and hence Ψε,y∈Ds,2(RN) for ε>0 small. Hence Ψε,y∈Hε. Now we proof Ψε,y=0. In fact,
[TABLE]
as ε→0. Then Ψε,y=0 for small ε>0. Therefore, there exists unique tε>0 such that
[TABLE]
We introduce the map Φε:Λ→Nε by setting
[TABLE]
By construction, Φε(y) has a compact support for any y∈Λ and Φε is a continuous map.
Lemma 4.1
[TABLE]
Proof:
Assume by contradiction, then there exists δ0>0, {yn}⊂Λ and εn>0 with εn→0 such that
[TABLE]
By using Φεn∈Nεn and Lemma 3.5 we know that there is a r0>0 such that
[TABLE]
which implies that tε↛0. Hence there exists a T>0 such that tεn≥T. If tεn→∞, we have
[TABLE]
for large n. This yield a contradiction, then tε→t0>0. Now we claim that t0→1. By using Lebesgue’s theorem, we can verify that
[TABLE]
[TABLE]
and
[TABLE]
Therefore, from (4.2), we get
[TABLE]
This show t0w∈MV0. Noting that w∈MV0, we see t0=1, so claim is proved. Moreover, similar to the above arguments, we can get
[TABLE]
which contradicts to (4.1). This completes the proof.
Now, we are ready to introduce the barycenter map. For any δ>0, let ρ=ρ(δ)>0 such that Λδ⊂Bρ(0). Define Υ:RN→RN as follow:
[TABLE]
We define the barycenter map βε:Nε→RN as follows
[TABLE]
Lemma 4.2
[TABLE]
Proof:
Assume by contradiction, then there exists δ0>0, {yn}⊂Λ and εn→0+ such that
[TABLE]
By using the definitions of βεn and Φεn, we can see that
[TABLE]
Taking into account the Lebesgue dominant convergence theorem, we can infer that
[TABLE]
which contradicts (4.3).
Lemma 4.3
For any τ>0, let {un}⊂Mτ with Iτ(un)→mτ. Then {un} has a subsequence strongly convergent in Hs(RN). Particulary, there exists a minimizer for mτ.
Proof:
From the proof of Lemma 3.4 and Lemma 3.6, we know that {un} is bounded in Hs(RN) and mτ<NsS2sN. By the Ekeland Variational principle, we may assume that {un} is a (PS)mτ sequence of Iτ. Then, by Lemma 3.8, there exists u∈Hs(RN) such that, up to a subsequence, un→u in Hs(RN). Moreover, u is a minimizer of mτ.
Lemma 4.4
Let εn→0 and un∈Nεn be such that Jεn(un)→mV0. Then there exists a sequence {yn}⊂RN such that un(⋅+yn) has a convergent subsequence in Hs(RN). Moreover, up to a subsequence, y~n=εnyn→y∈Λ.
Proof:
Since un∈Nεn and n→∞limJεn(un)=mV0, by Lemma 3.4 we can see that {un} is bounded in Hs(RN). By Lemma 3.5, we have ∥un∥εn↛0. we can argue as in Lemma 3.7 to obtain a sequence {yn} and constant r>0 such that
[TABLE]
Note, if this is false, then for any r>0, we have
[TABLE]
By Lemma 2.2, we know that un→0 in Lt(RN) for t∈[2,2s∗), we can argue as the proof of (3.2) and we deduce that
[TABLE]
As the proof of Lemma 3.7, we can prove ∫RN∣u∣2s∗dx=on(1). Since un∈Nεn, we get ∥un∥εn=on(1), which gives a contradiction. Hence, (4.4) holds. Now, we set u~n=un(⋅+yn). Since, {un} is bounded in Hs(RN) and (4.4), up to a subsequence, we have u~n⇀u~=0 in Hs(RN) and u~n(x)→u~(x) a.e. in RN. Fix tn>0 such that tnu~n∈MV0 and set y~n=εnyn.
Since un∈Nεn, we can see that
[TABLE]
which gives
[TABLE]
By Lemma 4.3, up to subsequence, we get tnu~n:=vn→v0 in Hs(RN). Note,
[TABLE]
For large n, we have 0<2β<∥u~n∥Hs(RN)2, then
[TABLE]
Hence {tn} is bounded, and we may assume that tn→t∗>0. So, up to a subsequence, we have
[TABLE]
In order to complete the proof of the lemma, we show that {y~n} is bounded in RN. We argue by contradiction, up to a subsequence, we assume that ∣y~n∣→∞. Notice that, up to subsequence, we have vn→v0=0 in Hs(RN).
By Fatou’s lemma we get
[TABLE]
which is a contradiction, so we get {y~n} is bounded in RN. Therefore, up to subsequence, y~n→y∈RN. If y∈RN∖Λ then V0<V(y). This is a contradiction. Hence, we can conclude that y∈Λ.
Now, we introduce a subset N~ε of Nε by setting
[TABLE]
where h(ε):=y∈Λmax∣Jε(Φε(y))−mV0∣. Then, we can use Lemma 4.1 to conclude that
[TABLE]
Hence, for each y∈Λ and ε>0, we have Φε(y)∈N~ε.
By Lemma 4.4, we can prove the following Lemma.
Lemma 4.5
For any δ>0, we have
[TABLE]
Proof:
Let εn→0. For any n∈N, there exists {un}⊂N~εn such that
[TABLE]
Since {un}∈Nεn, it follow that
[TABLE]
Then, Jεn(un)→mV0. By Lemma 4.4, there exists {yn}∈RN such that {u~n(⋅):=un(⋅+yn)} has a convergent subsequence in Hs(RN) and y~n:=εnyn→y∈Λ. Then,
[TABLE]
The proof is completed.
4.2 Proof of Theorem1.2
Lemma 4.6
Assume that (V) and (f1)−(f4) hold. Then, for any δ>0 there exists εδ>0 such that the problem (1.1) has at least catΛδ(Λ) nontrivial nonnegative solutions for all ε∈(0,εδ).
Proof:
By Lemma 4.1 and the define of ψε, we have
[TABLE]
Then, there exists ε1>0 such that S~ε:={u∈Sε:ψε(u)≤mV0+h(ε)}=0 for all ε∈(0,ε1).
Applying Lemma 4.1, Lemma 3.3, Lemma 4.2 and Lemma 4.5, we can find some ε1=εδ>0 such that the following diagram
[TABLE]
is well defined for any ε∈(0,ε1).By the proof of [7, Theorem5.1,Theorem5.2], we know that for ε>0 small enough, we deduce from Lemma 3.12 that ψε satisfies the PS condition in S~ε. And ψε has at least catS~ε(S~ε) critical points on S~ε. By Lemma 3.3 we conclude that Jε admits at least catΛδ(Λ) critical points on Nε.
Now, we use a Moser iteration argument [31] to study of behavior of the maximum points of the solutions.
Lemma 4.7
Let εn→0 and un∈N~εn is a nontrivial nonnegative solution to (2.2). Then exists yn∈RN such that vn=un(⋅+yn) satisfies the following problem
[TABLE]
where Vn(x)=V(εnx+εnyn), εnyn→y∈Λ and there exists C>0 such that ∥vn∥L∞(RN)≤C for all n∈N. Furthermore,
[TABLE]
Proof:
For any L>0 and β>1, let us define the function
[TABLE]
where vL,n=min{vn,L}. Since r is an increasing function in (0,+∞), then we have
[TABLE]
Define the functions
[TABLE]
For all a,b∈R such that a>b, by applying Jensen inequality we get
[TABLE]
In similar way, we can prove that the above inequality is true for all a≤b. Therefore
[TABLE]
By using (4.6), we have
[TABLE]
Now, we take r(vn)=vnvL,n2(β−1) as test-function in (4.5) and in view of (4.7), we obtain
[TABLE]
Since
[TABLE]
and we can use Lemma 2.1 to deduce that
[TABLE]
On the other hand, since {vn} is bounded in Hs(RN), there exists C0>0 such that
[TABLE]
Taking ξ∈(0,V0), and using (3.1), (4.9) and (4.10), we can see that (4.8) yields
[TABLE]
Set q+2β−2=2s∗ ⇒ β=21(2s∗+2−q)>1, then
[TABLE]
By {un} is bounded in Hs, ∃R0>0 s.t. \big{(}\int_{\{v_{n}>R_{0}\}}|v_{n}|^{2^{*}_{s}}dx\big{)}^{\frac{2^{*}_{s}-2}{2^{*}_{s}}}\leq\frac{1}{2C\beta^{2}}. Hence, we can see that
[TABLE]
Therefore, we can deduce that
[TABLE]
Taking the limit in (4.11) as L→+∞ and Fatou lemma, we have \big{(}\int_{\mathbb{R}^{N}}|v_{n}|^{2^{*}_{s}\beta}dx\big{)}^{\frac{2}{2^{*}_{s}}}\leq C<+\infty. so, vn∈L2s∗β(RN). For any β>21(2s∗+2−q)>1 and β≤1+22s∗⋅22s∗−q then 2<q+2β−2<2s∗+2β−2≤2s∗(1+22s∗−q). we can deduce that
[TABLE]
Let a=2(β−1)2s∗(2s∗−q), b=q+2β−2−a, r=a2s∗, r′=2s∗−a2s∗, then 2s∗−a2s∗b=2s∗+2β−2. Taking into account Young inequality we have
[TABLE]
Therefore,
[TABLE]
We note to β>1, we deduce that
[TABLE]
Now, we set β=1+22s∗⋅22s∗−q, then observing that 2s∗+2β−2=2s∗(21(2s∗+2−q)). Iterating this process and recalling that 2s∗+2βi−1−2=2s∗βi.
Argue as [21]. Thus,
[TABLE]
Replacing it in (4.12) we have
[TABLE]
Denoting Ci+1=Cβi+12 and Ki:=(1+∫RNvn2βi+2s∗−2dx)2(βi−1)1. We conclude that there exists a constant C0>0 independent of i, such that
[TABLE]
Therefore,
[TABLE]
uniformly on n∈N, thanks to vn∈L2s∗β1(RN) and ∥vn∥εn≤C.
Arguing as in [4], we can prove that
[TABLE]
Now we consider εn→0+ and take a sequence un∈N~ε of solutions of the problem (2.2) as above. There exists γ>0 such that
[TABLE]
Assume by contradiction, we have n→∞lim∥un∥L∞(RN)=0. For any ξ>0, there exists n0 such that ∥un∥L∞(RN)<ξ for any n>n0.
Since un∈N~ε, we have
[TABLE]
where t=2N−μ2N. Since 2t∈(2,2s∗) and qt∈(2,2s∗), there exists σ>0 small enough such that (2t−σ)∈(2,2s∗) and (qt−σ)∈(2,2s∗). Since we have that {un} is bound in H01(RN), we can deduce to
[TABLE]
This implies that ∥un∥εn→0 (n→∞). In similar way, we can decude
[TABLE]
then Jεn(un)→0 (n→∞), this contradict with Jεn(un)→mV0>0. As a consequence, (4.13) holds.
By Lemma 4.7, we have
[TABLE]
and
[TABLE]
There exists R>0 such that ∥vn∥L∞(BRc(0))<γ,
then
[TABLE]
Hence
[TABLE]
Let pn is the global maximum point of un, taking into account (4.14) and (4.15) we can get pn∈BR(yn). Hence, pn=yn+qn for some qn∈BR(0). Then ξεn=εnyn+εnqn is the maximum point of un(εnx). Since ∣qn∣<R for any n∈N and εnyn→y0∈Λ. Therefore,
[TABLE]
which ends the proof of the Theorem1.2.
Acknowledgment
We would like to thank the anonymous referee for his/her careful readings of our manuscript and the useful comments made for its improvement.