Fluctuations of ergodic averages for amenable group actions
Uri Gabor

TL;DR
This paper establishes exponential decay estimates for the probability of fluctuations in ergodic averages for amenable group actions, extending previous results to a broader class of groups and F{46}lner sequences.
Contribution
It introduces a universal estimate for fluctuations in ergodic averages along specific F{46}lner sequences for amenable groups, generalizing prior work.
Findings
Provides exponential decay bounds for fluctuation probabilities.
Shows any countable amenable group admits suitable F{46}lner sequences.
Extends classical results from 46}lner sequences in 46}Z^d to general amenable groups.
Abstract
We show that for any countable amenable group action, along F{\o}lner sequences that have for any a two sided -tempered tail, one have universal estimate for the probability that there are fluctuations in the ergodic averages of functions, and this estimate gives exponential decay in . Any two-sided F{\o}lner sequence can be thinned out to satisfy the above property, and in particular, any countable amenble group admits such a sequence. This extends results of S. Kalikow and B. Weiss for actions and of N. Moriakov for actions of groups with polynomial growth.
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Fluctuations of ergodic averages for amenable group actions
Uri Gabor Supported by ERC grant 306494 and ISF grant 1702/17
Abstract
We show that for any countable amenable group action, along F lner sequences that have for any a two sided -tempered tail, one have universal estimate for the probability that there are fluctuations in the ergodic averages of functions, and this estimate gives exponential decay in . Any two-sided F lner sequence can be thinned out to satisfy the above property, and in particular, any countable amenable group admits such a sequence. This extends results of S. Kalikow and B. Weiss [1] for actions and of N. Moriakov [3] for actions of groups with polynomial growth.
1 Introduction
A real valued sequence is said to fluctuate times across a gap , if there are integers s.t. for odd , , and for even , . Let be a measure preserving action of a countable amenable group , and fix some (left) F lner sequence in . For any we define the set by:
[TABLE]
where denotes the sequence of ergodic averages of a function on along . In [1] it was shown that for and , the following holds:
Theorem 1.1**.**
For any , there are constants and , s.t. for every m.p.s. and every measurable , one has:
[TABLE]
.
In [3] this result was extended to measure preserving actions of groups of polynomial growth, where the fixed F lner sequence is taken to be balls of increasing radii, that is, where is a finite symmetric set of generators which contains the unit.
The aim of this paper is to extend these results to general actions of amenable groups. In this context, the notion of temperedness is of importance: A sequence is left -tempered if for all ,
[TABLE]
right -tempered if for all ,
[TABLE]
and -bi-tempered if it is both left and right -tempered. In this paper, a sequence that for any has some tail which is -bi-tempered, will be called strongly tempered. Notice that any two-sided F lner sequence can be thinned out to be strongly tempered.
The class of tempered F lner sequences is the most general class of sequences which are known to satisfy the pointwise ergodic theorem [2, 5]. That is, the averages along any (left) tempered F lner sequence of any integrble function converges a.e. Consequently, if the fixed F lner sequence is tempered, then for any and any integrable function , the measure of decreases to zero as . Thus, along such sequences, one might hope to have some control on the rate of , as in Theorem 1.1:
Question**.**
Does every amenable group have a F lner sequence that satisfies (in some sense) Theorem 1.1? Can one find for any F lner sequence a subsequence with this property?
Our main result is the following theorem and its corollary, which says that one can successfully bound the rate of decrease of in any amenable group, provided that is bounded, and that the averages are taken along strongly tempered F lner sequences.
Theorem 1.2**.**
For any and , there exist and , s.t. for any -bi-tempered F lner sequence , any m.p.s. and any with , one has
[TABLE]
for some which depends only on the sequence (and neither on the m.p.s. nor on the function ).
If is strongly tempered, then for any gap and any , some tail of the sequence, say , satisfies the hypothesis of Theorem 1.2, while the first elements of atribute at most fluctuations. Thus, enlarging depending on that , we get:
Corollary 1.3**.**
Let be a strongly tempered F lner sequence. For any and , there exist and , s.t. for any m.p.s. and any with , one has
[TABLE]
As the proof of Theorem 1.2 indicates, the bi-temperedness condition could be slightly relaxed, and was chosen for the clarity of presentation. In addition, the dependency of on the sequence could be replaced by restricting the theorem to sequences with some certain properties. For example, assuming would be enough for determine , regardless of what is.
In contrast to Theorem 1.2, we show that the temperedness property (with any fixed ) alone, isn’t enough to bound the rate of decrease of for any given gap . More precisely, we show that in any measure preaserving -action one has the following:
Theorem 1.4**.**
Let be a m.p.s. and let be any sequence which decreases to 0. For any , there are some , a bounded function and a -tempered F lner sequence , for which for all but finitely many .
Although this shows that the requirement for to have a left -tempered tail for any is essential for Corollary 1.3 to take place, it is not clear whether the other requirements are. More generally, the following question remains open:
Question 1.5**.**
Does every left F lner sequence in a countable amenable group have a subsequence which satisfies the conclusion of Corollary 1.3?
Acknowledgement*.*
I would like to thank my advisor Michael Hochman, for suggesting me the problem studied in this paper, and for many helpful discussions.
2 Proof of Theorem 1.4
Proof of Theorem 1.4: Let . We first construct finite sequences of subsets of , which have good fluctuation and invariance properties, and then concatenate such sequences to get the whole sequence in question. Fix , and let be the indicator function
[TABLE]
(here .) We define a sequence of subsets recursively:
[TABLE]
where , and for . This sequence has the following properties:
(a) is -tempered: For any ,
[TABLE]
thus
[TABLE]
(b) is -invariant for all ; that is, for any , one have : This follows immidiately from the fact that is a union of segments, the first one of size at list , and all but the last one of size at least .
(c) Assuming large enough, there are some s.t. for any , and any , averaging as a function of along , the sequence of averages fluctuates across the gap times: Averaging along of odd gives
[TABLE]
while for even ,
[TABLE]
(for the error summands , we used and assumed .) Taking large enough, one get that the claim above takes place with and .
Now construct the whole sequence as follows: Take and also large enough so that property (c) takes place, and then define recursively by the rule
[TABLE]
We define to be the concatenation of the sequences . Using properties (a) and (b) above together with the definition of , one can observe that this sequence is a -tempered F lner sequence.
To construct the function which satisfies the conclusion of the theorem, we need some notation which will be of use here and in the rest of the paper: For a given function on a m.p.s. , a gap , a sequence of subsets of , and , we shall write
[TABLE]
where the sequence , the function and the gap are understood from the context. At some places we shall write and to specify the function for which the sets refer to.
We will construct the function in question by applying iteratively infinitely many times the following lemma:
Lemma 2.1**.**
Let . For any , , and , there exists a measurable function s.t. the following holds:
- (i)
. 2. (ii)
, where . 3. (iii)
For all , .
Proof.
We will assume w.l.o.g. that is small enough so that . Take an that satisfies . Let be a base for a Rokhlin tower of height and total measure , where is large enough to satisfy
[TABLE]
and also large enough to guarantee that
[TABLE]
in words, for all , for at least of the ’s in , their orbit along the tower spends more than of the time in the set (For the validity of such a requirement, see for example [4, Theorem 7.13]).
Take of measure (this can be achieved because ), and define to be:
[TABLE]
The validity of property (c) above for and thus for , together with the definition of as on the tower above , implies that for any and any s.t. , one has:
[TABLE]
The density of these levels in the tower is at least
[TABLE]
and since and , the last expression is at least . Thus
[TABLE]
which gives property (i) of the conclusion.
To see why property (ii) of the conclusion holds, notice that
[TABLE]
thus
[TABLE]
Finally, by (4) we have for all
[TABLE]
and by (2) and (1), we have for all ,
[TABLE]
That, together with the first inequality in (3) gives for all
[TABLE]
which gives property (iii) of the conclusion. ∎
Let be any sequence which decreases to 0. Define by
[TABLE]
We will construct a function which satisfies for all
[TABLE]
and by monotonicity of and , for any , ,
[TABLE]
and the conclusion of Theorem 1.4 follows.
Take , and define inductively : Given , assume that
[TABLE]
Take small enough so that for all ,
[TABLE]
and apply Lemma 2.1 with ,, , , while letting be the resulting finction . This satisfies the hypothesis (5) in the inductive step: By property (iii) of the lemma, for all ,
[TABLE]
and by property (i) of the lemma,
[TABLE]
Since , there exists large enough s.t. (6) and (7) will be satisfied with in place of . Thus the hypothesis (5) of the induction step is indeed satisfied with in place of .
We end up with a sequence together with a sequence which we can assume to be increasing. By property ((ii)) of the lemma, converges a.e. to some limit, call it . For each , let
[TABLE]
then again by property ((ii)) of the lemma, satisfies
[TABLE]
(in the second inequality we used the assumption that for all ). Thus for any ,
[TABLE]
taking gives
[TABLE]
and the proof of Theorem 1.4 is complete.
3 Proof of Theorem 1.2
In this section, we will prove Theorem 1.2. Towards this end, we need few definitions and lemmas.
Definition 3.1**.**
Given , we say that a sequence * is -good*, if the following two conditions hold:
- (i)
For any , . 2. (ii)
For any and , .
Proposition 3.2**.**
Let . For any -bi-tempered two-sided F lner sequence , there is some s.t. is -good.
Proof.
Pick some . Since the sequence is (left) F lner, there is some s.t. for all ,
[TABLE]
By the (left) temperedness property of , we have
[TABLE]
and (i) of Definition 3.1 takes place. The same proof applies from the right, thus we get some s.t. for any
[TABLE]
but now, for any and ,
[TABLE]
which is (ii) of Definition 3.1. Now take . ∎
The following theorem is a version of Theorem 1.2 for -good F lner sequences, from which we will deduce Theorem 1.2:
Theorem 3.3**.**
For any and , there exist , and , s.t. for any -good (left) F lner sequence , any m.p.s. and any with , one has
[TABLE]
We remark that as opposed to Theorem 1.2, here the constant doesn’t depend on .
Once Theorem 3.3 is valid, the proof of Theorem 1.2 is immidiate:
Proof of Theorem 1.2: For and , let be the value for which any -good F lner sequence satisfies the conclusion of Theorem 3.3 with and . Take , then by Proposition 3.2, for any -bi-tempered two-sided F lner sequence , there is some , s.t. is -good, and thus for any m.p.s. , any with and any ,
[TABLE]
thus for , the conclusion follows.
Thus it remains to prove Theorem 3.3, which will be our task for the rest of the paper.
Definition 3.4**.**
Given , a collection of finite subsets of is said to be -disjoint if there are pairwise disjoint sets s.t. for all .
We record here a version of the -disjointification lemma [5, Lemma 9.2], which will be uses again and again:
Lemma 3.5**.**
(-disjointification lemma) Let be a sequence of finite subsets of a group which is -tempered, let be finite, and suppose that are disjoint subsets of . For any , there are subsets , s.t. :
- (i)
The collection is -disjoint, 2. (ii)
.
The following proposition, which is analogous to the effective Vitali covering argument of Kalikow and Weiss [1], will be used as a key step through.
Proposition 3.6**.**
For any , once is small enough and is large enough, the following holds for any -good F lner sequence :
Let be a finite subset, and suppose that for each there is associated a subsequence of of length :
[TABLE]
Then there exists an -disjoint collection where and , which satisfies at least one of the following properties:
1. Either ,
2. or .
As it can be seen from the proof below, for to satisfy the conclusion, one can assume that is a F lner sequence that merely admits property (i) of being -good (Definition 3.1).
Proof.
Define
[TABLE]
let , and consider the -section of :
[TABLE]
Assuming , the -disjointification lemma guarantees there is a subset , s.t.
(a) The collection is -disjoint, and
(b) .
Let , and suppose we have already defined subsets of . Denote:
[TABLE]
and use again the -disjointification lemma to take some so that:
(a)’ The collection is -disjoint, and
(b)’ .
The restriction (9) together with (8) guarantees that
[TABLE]
We end up (after steps) with a pairwise disjoint subsets where , and s.t. each is disjoint, the unions are disjoint to each other and are of size . Let . We claim that the collection satisfies the conclusion of the Lemma: We just pointed out that it is indeed an -disjoint collection. Suppose it doesn’t satisfy property 2 of the conclusion, that is,
[TABLE]
We distinguish between two cases:
I. One has:
[TABLE]
then, together with (10) one get:
[TABLE]
and for small enough (), the last inequality gives property 1 in the conclusion, so we’re done.
II. For the other case,
[TABLE]
we bound from below the size of :
[TABLE]
(the second inequality follows from property (i) of Definition 3.1, the third by the -disjointness of the collection, and the last one by (11), together with the assumption ). Any element in appears as the left coordinate of different elements in , thus,
[TABLE]
assuming , the Lemma is proved. ∎
Proof of Theorem 3.3: For any , the number of fluctuations of across is equal to the number of fluctuations of across . Consequently, for any ,
[TABLE]
Notice that , and besides trivial cases, one has . Hence, for any and , any estimate of , where is defined w.r.t. any non negative function and the gap , is an estimate of , where is defined w.r.t. any function and the gap . Thus from now on, we shall assume and .
Fix , , and let be a set which is sufficiently invariant w.r.t. , so that the set
[TABLE]
has size close to . We will give an upper bound to the relative density , where
[TABLE]
This upper bound won’t depend on or , and thus by the transference principle, it will give an upper bound for , as it is shown at the end of the proof.
Take
[TABLE]
and choose small enough so that the following three inequalities hold:
[TABLE]
Take and so that the conclusion of Lemma 3.6 will take place with .
The first step is to replace with a union of -disjoint collections of size not much less than , where for each set in the collection, the average of at on it is above . For that, use the first group of fluctuations to find for each an increasing sequence s.t. for each . Then, by applying Proposition 3.6, one take an -disjoint collection , where its union is in and of size . The next step will be done recursively times, thus we introduce it in a more general form:
Lemma 3.7**.**
Let and be as above. Let , and suppose that is a collection of tuples s.t. :
(i) For each the average is one of ’s first upcrossings to above .
(ii) the collection is -disjoint.
Then there exists a collection of tuples s.t. :
(i) For each , the average is one of ’s first upcrossings to above .
(ii) The collection is -disjoint.
(iii) .
Proof of Lemma 3.7. Denote . To each we will associate a subsequence of of length , in order to apply Lemma 3.6 to the set : For any , choose some so that for some and . Associate to the indices of the next downcrossings to below of , . By Proposition 3.6, there is an -disjoint collection , with union that satisfies one of the two options in the conclusion of Proposition 3.6. Next, we define another index set to be
[TABLE]
and the union of its associated collection
[TABLE]
For any , let be such that . Then, being -good, by (ii) of Definition 3.1,
[TABLE]
That, together with being -disjoint, implies that
[TABLE]
and that
[TABLE]
This relation together with being as in the conclusion of Proposition 3.6, gives one of the following two options:
- Either , in which case (16) implies that
[TABLE]
,
- or , but, which implies
[TABLE]
In both cases one can conclude that : for the first case (17), and gives
[TABLE]
For the second case (18), this can be observed by the next calculation:
By (15), there are pairwise disjoint sets (for each ), with . Thus
[TABLE]
On the other hand, the collection is -disjoint, and so, there are pairwise disjoint sets (for each ), with . Thus
[TABLE]
if as in (18), then:
[TABLE]
Thus, with our choice of w.r.t. (12), we get that:
[TABLE]
In the same manner we constructed , we use the next upcrossings to above to construct a collection s.t. is an -disjoint collection of upcrossings, with union in that satisfies one of the two options in the conclusion of Proposition 3.6. In particular, we have:
[TABLE]
(the last inequality follows from the assumption ), and Lemma 3.7 is proved.
Back to the proof of Theorem 3.3, from Lamma 3.7 it follows that there exist finite subsets of s.t.
[TABLE]
(the last inequality follows partialy from the assumption ). Since
[TABLE]
where can be made arbitrarily small (by taking to be arbitrarily invariant), one have
[TABLE]
Thus the claim of the theorem takes place with .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] S. Kalikow and B. Weiss, Fluctuations of ergodic averages, Illinois J. Math. 43 (1999), 480–488.
- 2[2] E. Lindenstrauss, Pointwise theorems for amenable groups Invent. Math. 146 (2001), no. 2, 259–295.
- 3[3] N. Moriakov, Fluctuations of ergodic averages for actions of groups of polynomial growth. Studia Math. 240 (2018), no. 3, 255–273.
- 4[4] D. J. Rudolph, Fundamentals of measurable dynamics, in Oxford Science Publications (The Clarendon Press Oxford University Press, New York, 1990).
- 5[5] B. Weiss, Actions of amenable groups. Topics in dynamics and ergodic theory, 226–262, London Math. Soc. Lecture Note Ser., 310, Cambridge Univ. Press, Cambridge, 2003.
