Compactness and Singular Points of Composition Operators on Bergman spaces
Timothy G. Clos

TL;DR
This paper investigates the conditions under which composition operators on Bergman spaces of convex domains are compact, focusing on boundary Jacobian behavior and providing counterexamples to previous assumptions.
Contribution
It offers a partial characterization of compactness for composition operators with regular symbols and demonstrates that the converse of this characterization does not hold.
Findings
Boundary Jacobian behavior influences compactness
Partial characterization of compactness established
Counterexample disproves the converse implication
Abstract
Let for be a bounded pseudoconvex domain with a -smooth boundary. We study the compactness of composition operators on the Bergman spaces of smoothly bounded convex domains. We give a partial characterization of compactness of the composition operator (with sufficient regularity of the symbol) in terms of the behavior of the Jacobian on the boundary. We then construct a counterexample to show the converse of the theorem is false.
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Taxonomy
TopicsHolomorphic and Operator Theory · Algebraic and Geometric Analysis · Advanced Topics in Algebra
Compactness and Singular Points of Composition Operators on Bergman Spaces
Timothy G. Clos
Bowling Green State University, Department of Mathematics and Statistics, Bowling Green, Ohio
Abstract.
Let for be a bounded pseudoconvex domain with a -smooth boundary. We study the compactness of composition operators on the Bergman spaces of smoothly bounded convex domains. We give a partial characterization of compactness of the composition operator (with sufficient regularity of the symbol) in terms of the behavior of the Jacobian on the boundary. We then construct a counterexample to show the converse of the theorem is false.
1. Introduction
Let be a bounded pseudoconvex domain. Let be the set of all holomorphic functions from into . Let be the Lebesgue volume measure on . For we define
[TABLE]
to be the -Bergman space. We denote the norm as
[TABLE]
Most of this paper will deal with the -Bergman space, which for brevity is denoted as the Bergman space. Let be holomorphic on . That is, holomorphic in each coordinate function. Then we define the composition operator with symbol as
[TABLE]
for all . For Banach spaces and , we say a linear operator is compact if is relatively compact in the norm topology on . If is a Hilbert space then we can characterize compactness of linear operator in terms of weakly convergent sequences.
2. Some Background and Main Results
Compactness of composition operators was studied on the unit disk in in the article [CEGY98]. Here, the authors of [CEGY98] study the angular derivative of the symbol near the boundary and obtain a compactness result. They then construct a counterexample to show that the converse of their theorem does not hold true. The authors of [AGT10] studied the closed range property of composition operators on the unit disk. Work on essential norm estimates and compactness of composition operators was studied on the ball in and on the unit disk in by [CM95] and [HMW11]. On more general bounded strongly pseudoconvex domains in , [ČZ07] studied the essential norm of the composition operator in terms of the behavior of the norm of the normalized Bergman kernel composed with the symbol. Our approach is to use the idea of the ’generalized angular derivative’ (the Jacobian) of the symbol and its behavior on the boundary. As a preliminary result, we assume is a bounded pseudoconvex domain and a holomorphic self-map on . If the range of is compactly contained in , then the composition operator with symbol is compact on the Bergman space of . The main result result relates compactness of the composition operator to the behavior of for for -smooth bounded convex domain . Then as a corollary we show that there is no surjective proper map that is -smooth up to so that is compact on . Then we show the converse of the main result is false.
Theorem 1**.**
Let for be a bounded convex domain with a -smooth boundary. Let be holomorphic in every coordinate function and -smooth in each coordinate function on . Then if is compact on then or consists of singular points.
As a consequence of Theorem 1, one can obtain the following.
Corollary 1**.**
Let for be a bounded convex domain with a smooth boundary. Let be holomorphic in every coordinate functions and -smooth in each coordinate function on . If is a surjective proper map then is not compact on .
3. Preliminaries
We let be the determinant of the complex Jacobian matrix of at point . Then is the determinant of the real Jacobian matrix of at point . We note that
[TABLE]
where
[TABLE]
and are holomorphic on for every . By the smoothness of , we can extend as a smooth function on for , also called . If for all , we use the compactness of and the inverse function theorem applied to , to cover with finitely many balls so that for all , for all , and the restriction is invertible with inverse for . Then there exists so that
[TABLE]
Lemma 1**.**
For defined previously, the measure is reverse Carleson with respect to the Lebesgue volume measure on a bounded pseudoconvex domain for . That is, for every and , there exists so that
[TABLE]
Proof.
We consider the restriction operator . By the identity principle for holomorphic functions, is injective. And by Hartog’s extension theorem (see [Kra82, 1.2.6]), is surjective. Therefore, is invertible. It is clear that is bounded. Therefore, by the Open Mapping theorem, has a bounded inverse. Then there exists so that
[TABLE]
This shows that is reverse Carleson.
∎
Remark 1**.**
Lemma 1 is true for bounded domains in . Instead of Hartog’s extension theorem one must use the mean value principle for holomorphic functions.
Lemma 2**.**
Let for be bounded pseudoconvex domains. Furthermore, assume there exists a biholomorphism so that . Suppose is such that the composition operator is compact on . Then, is compact on .
Proof.
Let so that weakly as . We will use the fact that weakly in as if and only if is a bounded sequence in and uniformly on compact subsets of . This fact appears as [ČZ07, lemma 3.5]. Therefore, is uniformly bounded in and uniformly on compact subsets of . Then define . Then using a change of coordinates, one can show is uniformly bounded in and uniformly on compact subsets of . Therefore, by [ČZ07, lemma 3.5], weakly as . Then we have,
[TABLE]
This shows that is compact on .
∎
As an application of Lemma 1 and Lemma 2, we have the following proposition.
Proposition 1**.**
Let for be a bounded pseudoconvex domain with a smooth boundary. Let be holomorphic on in every component function and -smooth in each component function on . If the Jacobian of is non-vanishing at every point in , then the composition operator is bounded for all .
Proof.
To show if then , it suffices to show and apply Hartog’s extension theorem and identity principle. We have
[TABLE]
Then the boundedness of follows from an application of Lemma 1 to the above string of inequalities.
∎
Next we will focus our attention on compactness of the composition operator with holomorphic symbol and show that if the range of is compactly contained in , then is compact on .
Proposition 2**.**
Let be a bounded pseudoconvex domain. Suppose is a holomorphic self-map on so that . Then is compact on .
Proof.
To prove compactness of , it suffices to show that the image of a weakly convergent sequence in is strongly convergent. Let converge to [math] weakly as . Then by [ČZ07, lemma 3.5], is bounded and uniformly on compact subsets of . We let be the pullback measure. Since is compactly contained in , there exists a compact set so that the support of is contained in . Thus
[TABLE]
Since is compact and uniformly on as , we have that as in norm.
∎
4. Proofs of Main Results
Proof of Theorem 1.
Assume is compact. Suppose and so let . Without loss of generality and appealing to Lemma 2, we may assume . Furthermore, since is convex, we may assume . Now assume . Since has a -smooth boundary, we may extend as a function on an open neighborhood of . That is, extend each component function as a function on a neighborhood of . Then has a -smooth extension to . See [AF03, section 5.17] and [Ste70, section VI] for more details on the smooth extension of functions. Then by the inverse function theorem, there exists so that is a -diffeomorphism on
[TABLE]
and . Furthermore, we may assume on . We define
[TABLE]
where and chosen so that as and for all . The convexity of allows us to construct this so that for all by taking appropriate branch cuts. That is, we may assume by convexity of and take the principle branch for . We construct as follows. Let be chosen sufficiently large so that . Then converting to polar coordinates we have.
[TABLE]
Thus for all . By convexity of , there exists , and so that for and
[TABLE]
Now we convert to polar coordinates and it is clear that
[TABLE]
as . Thus we define
[TABLE]
Then one can show uniformly on compact subsets of as . Furthermore, for all . Hence by [ČZ07, lemma 3.5], weakly as . Since is open, there exists so that . Furthermore, one can show that there exists so that for all . By shrinking if necessary, we may assume there exists an so that
[TABLE]
Then we have
[TABLE]
Thus does not converge to [math], a contradiction. This implies . That is, or consists of singular points.
∎
Proof of Corollary 1.
Assume is a proper holomorphic map where and for . Furthermore, assume that is compact on . Since is proper, it is an open map (see [JP93, pp.789]), and therefore is surjective (see [Ho75]). Also, , so by Theorem 1, the determinant of the complex Jacobian of is identically [math] on . Since the determinant of the complex Jacobian is a holomorphic function on and is continuous up to , we have that on . Thus an application of Sard’s theorem (see [Ste64, theorem II 3.1]) implies that is not surjective, a contradiction. ∎
5. Example
The converse of Theorem 1 is not true. In fact, we construct a highly singular -smooth map so that consists of singular points but is not compact on . This idea is made precise as this next example shows.
We let be the projection onto the first coordinate. Clearly is singular everywhere and maps the unit ball into the unit ball. Furthermore, . We let and define
[TABLE]
where as is to be chosen later. Also, the branch cut is taken away from . We chose sufficiently large so that . Thus converting to polar coordinates we have
[TABLE]
Thus for all .
By convexity of , there exists , , so that
[TABLE]
Using this inclusion and converting to polar coordinates, one can show that as .
Then we define . So for all and uniformly on compact subsets of away from . Thus by [ČZ07, lemma 3.5], weakly as . However, does not converge to [math] in norm. Therefore, is not compact.
6. Aknowlegments
I wish to thank Kit Chan and Sönmez Şahutoğlu for useful conversations and insights. I also thank Joe Cima for commenting on a preliminary version of this manuscript.
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