Linear optical conductivity of chiral multifold fermions
Miguel-\'Angel S\'anchez-Mart\'inez, Fernando de Juan, Adolfo G., Grushin

TL;DR
This paper calculates the linear optical conductivity of chiral multifold fermions, revealing characteristic features that can serve as experimental signatures and aiding in the detection of these quasiparticles in specific chiral crystals.
Contribution
It provides the first comprehensive calculation of optical conductivity for all chiral multifold fermions, including realistic predictions for materials like RhSi, CoSi, and AlPt.
Findings
Optical conductivity is enhanced compared to Weyl fermions with same Fermi velocity.
Characteristic activation frequencies serve as fingerprints for different multifold fermion classes.
Quantitative predictions for materials like RhSi, CoSi, and AlPt are provided.
Abstract
Chiral multifold fermions are quasiparticles described by higher spin generalizations of the Weyl equation, and are realized as low energy excitations near symmetry protected band crossings in certain chiral crystals. In this work we calculate the linear optical conductivity of all chiral multifold fermions. We show that it is enhanced with respect to that of Weyl fermions with the same Fermi velocity, and features characteristic activation frequencies for each multifold fermion class, providing an experimental fingerprint to detect them. We calculate the conductivity for realistic chiral multifold semimetals by using lattice tight-binding Hamiltonians that match the effective models of multifold fermions at low energies, for space groups 199 and 198. The latter includes RhSi, for which we give quantitative predictions, and also CoSi and AlPt. Our predictions can be tested in absorption…
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Linear optical conductivity of chiral multifold fermions
Miguel-Ángel Sánchez-Martínez
Univ. Grenoble Alpes, CNRS, Grenoble INP, Institut Néel, 38000 Grenoble, France
Fernando de Juan
Donostia International Physics Center, 20018 Donostia-San Sebastian, Spain
IKERBASQUE, Basque Foundation for Science, Maria Diaz de Haro 3, 48013 Bilbao, Spain
Adolfo G. Grushin
Univ. Grenoble Alpes, CNRS, Grenoble INP, Institut Néel, 38000 Grenoble, France
Abstract
Chiral multifold fermions are quasiparticles described by higher spin generalizations of the Weyl equation, and are realized as low energy excitations near symmetry protected band crossings in certain chiral crystals. In this work we calculate the linear optical conductivity of all chiral multifold fermions. We show that it is enhanced with respect to that of Weyl fermions with the same Fermi velocity, and features characteristic activation frequencies for each multifold fermion class, providing an experimental fingerprint to detect them. We calculate the conductivity for realistic chiral multifold semimetals by using lattice tight-binding Hamiltonians that match the effective models of multifold fermions at low energies, for space groups 199 and 198. The latter includes RhSi, for which we give quantitative predictions, and also CoSi and AlPt. Our predictions can be tested in absorption or penetration depth measurements, and are necessary to extract the recently proposed quantized photocurrents from experiments.
I Introduction
One of the clearest differences between topological metals and other metals is their electronic response to light. In TaAs, a prototypical Weyl semimetal, the bands disperse linearly from a protected twofold band crossing point, known as the Weyl node Armitage et al. (2018); Gao et al. (2018). Because of the absence of an energy scale, the linear optical conductivity is proportional to the driving frequency Armitage et al. (2018); Andolina et al. (2018); Burkov and Balents (2011); Hosur et al. (2012); Ashby and Carbotte (2014); Tabert et al. (2016); Jenkins et al. (2016); Mukherjee and Carbotte (2018); Hütt et al. (2018); Kimura et al. (2017); Neubauer et al. (2018); Crassee et al. (2018), differing from that of systems with quadratically dispersing bands.
The absence of inversion symmetry, a common property to most known Weyl semimetals, allows a finite non-linear optical current proportional to even powers of the electric field. Most notably, second order photocurrents, that are proportional to the intensity of the electric field, have been predicted Chan et al. (2016); Yang et al. (2017); de Juan et al. (2017) and measured to be large in Weyl semimetals Osterhoudt et al. (2017); Ma et al. ; Sun et al. (2017); Wu et al. (2017); Patankar et al. (2018); Sirica et al. (2018); Gao et al. (2019). For example, second harmonic generation, a current oscillating at twice the frequency of the incident light, has record breaking magnitudes in the monopnictide TaAs class of topological semimetals Wu et al. (2017), resonantly enhanced at low frequencies Patankar et al. (2018). Additionally, semimetals that not only break inversion symmetry but also all mirror symmetries Chang et al. (2018) are expected to generate a large and quantized non-linear photocurrent induced by circularly polarized light de Juan et al. (2017).
Less is known about the optical responses of the recent members in the family of topological metals, known as multifold semimetals Manes (2012); Bradlyn et al. (2016); Tang et al. (2017). Multifold semimetals are characterized by protected band crossings of degeneracy higher than two, and generalize the concept of Weyl semimetals. The quasiparticles at energies close to these crossing points, called multifold fermions, are governed by Weyl-like Hamiltonians: pseudo-relativistic and linear in momentum and effective spin, of the form . They exist as either three, four, six or eight fold degeneracies, of which only the first three can be chiral. This means that only the first three types can have bands characterized by a topological invariant, the Chern number, defining the multifold crossings as monopoles of Berry flux.
Multifold fermions are the most promising candidates to display a quantized circular photogalvanic effect Chang et al. (2017); Flicker et al. (2018). Experiments using angle resolved photoemission spectroscopy (ARPES) in CoSi Takane et al. (2018); Rao et al. (2019); Sanchez et al. (2018), AlPt Schröter et al. (2018) and RhSi Sanchez et al. (2018), all in space group (SG) 198, are consistent with the existence of chiral multifold fermions at the Fermi energy in these materials Bradlyn et al. (2016); Tang et al. (2017); Pshenay-Severin et al. (2018). Additionally, a frequency independent photovoltaic plateau was detected in RhSi Rees et al. (2019), consistent with the expected photogalvanic quantization de Juan et al. (2017); Chang et al. (2017); Flicker et al. (2018). However, to faithfully extract the quantized non-linear conductivity, and to further confirm that multifold fermions are the low energy quasiparticles in these materials, a good knowledge of the absorption, determined by the linear optical conductivity, is needed de Juan et al. (2017); Rees et al. (2019), yet currently absent.
In this work we calculate the linear optical conductivity, defined as the linear response coefficient relating the applied electric field to the induced current, for all chiral multifold fermions. We describe how they can be distinguished by this observable, and provide predictions for real materials. We find that all types of chiral multifolds have an optical conductivity larger than a Weyl semimetal with the same Fermi velocity . Moreover, the frequencies at which different allowed transitions are activated distinguish each multifold fermion. We therefore find that the optical conductivity provides a clear fingerprint of each chiral multifold fermion, similar to their two dimensional counterparts Dóra et al. (2011). We use this knowledge to predict the linear optical conductivity of materials in space group (SG)198 and SG 199. Specifically, we calculate the linear optical conductivity of RhSi, which determines its reflection and absorption and can be measured by ellipsometry.
The paper is structured as follows. In Sec. III we provide the general formulas used and their connection to experimental measurements, discussing first low energy models without spin-orbit coupling that we then generalize to include spin-orbit coupling. In Sec. IV we use realistic tight-binding models to predict the linear optical conductivity of RhSi, as well as for materials in SG199. Finally, in Sec. V we summarize and discuss our results. An explicit calculation of the imaginary part of the optical conductivity using Kramers-Kronig relations, the sum rules associated to the longitudinal conductivity and additional details of our calculation are provided in the appendices.
II Optical Conductivity
The conductivity of a material is the linear response coefficient between an electric field applied in the direction and the current density induced in the direction. If the applied electric field has a wavelength larger than the lattice constant, the momentum transferred by the photon to the electron is negligible and the electron conserves its momentum in the process. We refer to the conductivity in this limit as optical conductivity , which depends on the electric field’s frequency . When is sufficiently large to overcome Pauli blocking, an incident photon excites one electron from an occupied state to an unoccupied state. This process, known as an interband transition contribution to the optical conductivity, can be calculated using standard linear response theory as the real part of Mahan (2000)
[TABLE]
where is the charge of the electron, is the current operator associated with the Hamiltonian describing the system, is the volume of the sample, and are an eigenstate of and its corresponding eigenvalue, respectively, with the chemical potential, and is an infinitesimal broadening. The Fermi function depends on , and the inverse temperature measured in units of the Boltzmann constant .
Our goal is to calculate the interband contribution to the optical conductivity (Eq. 1) of all chiral multifold fermions. Since these occur in cubic space groups, the three diagonal elements , , and are equal and we can focus on a single component, 111There is a type of double spin-1/2 fermion that can occur in non-cubic space groups. Since our results will not change qualitatively and RhSi, CoSi and AlPt are cubic, we restrict our analysis to cubic space groups.. In the main body of this work we will compute the real part of the interband optical conductivity, and obtain its imaginary part using standard Kramers-Kronig relations Dresselhaus in Appendix D. There exists an additional Fermi surface contribution to the conductivity, the intraband Drude-like term, that scales as when and will be dominant at small frequencies. Since this contribution is not different from any other metal we omit it in the discussion that follows.
III Optical conductivity of Multifold Fermions: Low energy models
III.1 Multifold fermions
Multifold fermions are low energy excitations that exist close to points in momentum space where linearly dispersing bands meet. The simplest example is the crossing of two bands, a Weyl fermion, which is protected against the opening of a gap so long as it is isolated in the Brillouin Zone. If more than two bands meet, the degeneracy point is not robust against perturbations that lift the degeneracy unless additional lattice symmetries protect it. Excitations around these protected crossings are called multifold fermions and can only exist as three-, four-, six- or eightfold degeneracies. Due to their importance to non-linear optics and recent experimental realization we focus on chiral multifolds Manes (2012); Bradlyn et al. (2016): three-, four- and sixfold crossings. A pedagogical introduction to chiral multifold fermions, classified by Refs. Manes, 2012; Bradlyn et al., 2016, can be found in Ref. Flicker et al., 2018.
The low-energy degrees of freedom near chiral multifold crossings of degeneracy larger than two can be described by a generalization of a Weyl Hamiltonian of the form , where is a vector of three matrices that depend on a material-specific parameter . For particular values , only achieved without spin-orbit coupling, the matrices take the rotationally symmetric form of a higher-spin representation of SU(2). In such cases, the multifold fermions have an effective spin given by . In the next subsections we calculate the optical conductivity for , generalizing then to arbitrary values of .
To calculate the optical conductivity of all chiral multifold fermions it is helpful to note that, at linear order, some high-degeneracy multifolds can be decomposed into two decoupled Hamiltonians of lower degeneracy Flicker et al. (2018). This is the case for the sixfold fermion, which can be expressed as the direct sum of two threefold degeneracies: the Hamiltoninan describing a sixfold can always be brought to a block diagonal from, composed of two decoupled threefold Hamiltonians. Additionally, out of the two types of fourfold fermions that exist, only one can be written as a Hamiltonian consisting of two decoupled Weyl fermions of the same chirality Bradlyn et al. (2016); Flicker et al. (2018). We will refer to this case as a double spin- fourfold. The second type, which we will refer to as spin- fourfold fermion, cannot be expressed as the combination of lower degeneracy multifolds. Hence, it is enough to calculate the optical conductivity of a Weyl, a threefold, and a spin- fourfold fermion, since all chiral multifold fermions are built out of these three types.
III.2 Optical conductivity in fully rotational symmetric models
The lowest-degeneracy multifold fermion is the twofold, known as a Weyl fermion. The low-energy degrees of freedom near this twofold crossing are described by the Weyl Hamiltonian , where is a vector of Pauli matrices and is the momentum. A simple dimensional analysis of Eq. (1) using the Weyl Hamiltonian shows that the optical conductivity of Weyl fermions must have a linear dependence on the frequency Burkov and Balents (2011); Hosur et al. (2012); Ashby and Carbotte (2014), and its explicit computation gives as a result Tabert et al. (2016)
[TABLE]
In the limit of zero temperature Eq. (2) takes the form Burkov and Balents (2011); Hosur et al. (2012); Ashby and Carbotte (2014); Tabert et al. (2016) , where is the Heaviside step function.
The double spin- fourfold fermion consists of two decoupled copies of the Weyl Hamiltonian, and thus its optical conductivity is twice the optical conductivity of the Weyl fermion given by Eq. (2), similar to Ref. Roy et al., 2018. We express it as (see Table 1 and Fig. 1 (c)). If the Weyl bands are tilted, the characteristic frequency at which the optical conductivity changes from being zero to being linear in depends on the magnitude of the tilt, but its linear dependence remains unaltered Mukherjee and Carbotte (2018).
We continue by considering the most general low energy Hamiltonian for a threefold fermion
[TABLE]
where is the Fermi velocity and is a material-dependent parameter Bradlyn et al. (2016); Flicker et al. (2018). In the absence of spin-orbit coupling the value of is constrained to be Manes (2012). In this case the Hamiltonian takes the form , where is a vector of three spin-1 matrices which form a representation of SU(2) (see Appendix A). The threefold fermions described by have full rotational invariance and effective spin , and we refer to them as symmetric threefold fermions.
The band energies for the spin-1 symmetric threefold fermion are (see Fig. 1 (a)), where corresponds to the three possible values of the effective spin of the fermion. Because of this effective quantum number, a photon can excite an electron from a filled band to an unoccupied band only if the selection rule is satisfied, as depicted in Fig. 1 (a).
By inserting the analytic energies and the eigenfunctions of (see Appendix A, Eq. (13)) in Eq. (1) we obtain the optical conductivity
[TABLE]
where the super-index refers to the symmetric case.
Taking the () limit, the optical conductivity simplifies to
[TABLE]
From Eq. (5), the optical conductivity of the threefold fermion is linear with as for the Weyl fermion, yet four times larger given the same Fermi velocity (see Table 1). Also, the characteristic frequency at which the optical conductivity starts to grow linearly with the frequency is , which is different from the characteristic frequency of the Weyl fermion . At the only allowed interband transition is activated (green arrow in Fig. 1 (a)), connecting a filled and an empty band with .
Since the low-energy Hamiltonian describing the sixfold fermion can be brought to a block-diagonal form with two copies of the threefold Hamiltonian in the diagonal, its optical conductivity is twice that of the threefold fermion (see Table 1 and Fig. 1 (d)).
We now carry out a similar analysis to obtain the optical conductivity for the symmetric fourfold fermion. A fourfold degeneracy is found only with spin-orbit coupling in tetrahedral Chang et al. (2017); Tang et al. (2017) or octahedral Bradlyn et al. (2016) subgroups Flicker et al. (2018). A general fourfold fermion in the octahedral group has the Hamiltonian
[TABLE]
where , and are two material-dependent parameters expressed in units of , whose ratio we define as . For tetrahedral groups, an extra linear term is allowed, that we discuss in Appendix C.
A fourfold fermion recovers the full rotational symmetry when () or (), for which the Hamiltonian takes the form , where are three matrices that form a spin- representation of SU(2) (see Appendix A).
In this case, the energies are given by , with corresponding to the effective spin of the multifold fermion (see Fig. 1 (b)). Similar to the threefold case, the selection rules only allow transitions between a band and a band such that .
Inserting the energies and the eigenfunctions, which can be obtained analytically, in the expression for the optical conductivity in Eq. (1) we obtain
[TABLE]
Taking the zero temperature limit Eq. (7) is simplified considerably to
[TABLE]
As in the threefold case, the conductivity is linearly dependent on the frequency of the photon. In this case we find two characteristic frequencies due to the more complex band structure, and (see Fig. 1 (b)), defining two separated regions in the optical conductivity with different linear dependence on . When one transition with from the intermediate-upper band to the upper band is allowed, until it vanishes at . When a transition between the two intermediate bands is activated (lower orange arrow in Fig. 1 (b)).
In Fig. 2 we compare the optical conductivities of the twofold (Weyl) fermion and the symmetric threefold and fourfold fermions discussed in this section. For the optical conductivity of the spin- fourfold is larger than that of the Weyl for a given , but smaller than that of the threefold, while in the region the optical conductivity of the threefold and the fourfold are equal. The characteristic frequencies that activate the interband transitions identify each symmetric multifold fermion, and they do not depend on dimensionality Dóra et al. (2011). Similarly, the ratio between the symmetric multifold optical conductivities shown in Fig. 2 is the same222The ratio shown in Ref. Dóra et al., 2011 is recovered by choosing the same convention that they present for the spin operators. Here we do not include the spin factor for half-integer spins. as for two-dimensional multifold systems Dóra et al. (2011).
The abruptness of the jump in the optical conductivity at the characteristic frequencies depends on the temperature. Thermally activated carriers will populate states above the Fermi level and empty states below it, smoothing the step function in Eq. (5) (see Appendix B, Fig. 8). Additionally, the presence of disorder introduces a finite scattering time resulting in a finite in Eq. (1). In the simplest approximation, where is a constant, the step function will be broadenedAshby and Carbotte (2013), similar to the finite temperature case discussed in Appendix B.
III.3 Optical conductivity in non-symmetric low energy models
In real materials, and are pinned to the symmetric values and only if spin-orbit coupling is absent. Including spin-orbit coupling for a particular multifold splits it into multifolds at the same high-symmetry point but with different degeneracy. For example, in space group 198 a threefold at splits into one fourfold fermion and one Weyl fermion. This is general: multifolds without spin-orbit coupling are spinless and have or , while spinful multifolds may have any value of these parameters and occur in different high symmetry points compared to the spinless case.
In particular, for a generic threefold fermion occurring in the presence of spin orbit coupling the material-dependent parameter is no longer restricted to , and can take values in the range Bradlyn et al. (2016). A change in will tilt the bands, breaking the full rotational symmetry. In this case, the selection rules of the symmetric model no longer apply and more excitations are allowed, as depicted in Fig. 3 (a), since the effective spin is no longer a good quantum number. The characteristic frequencies associated to each transition depicted in Fig. 3 (a) can be obtained analytically Flicker et al. (2018) and we reproduce them for completeness in Appendix A.
The activation of new transitions at each results in a change in the linear dependence on of the optical conductivity, as depicted in Fig. 3 (b). Some transitions have a large effect on the slope, while others barely affect it. This is consistent with other optical effects in multifold fermions Flicker et al. (2018) and is rooted in the fact that the matrix elements for transitions with are typically smaller than those with . In Fig. 3 (c) we plot the optical conductivity for different values of . Changing this parameter shifts the characteristic frequencies according to their analytic expression , given in Eq. A.1. As apparent in Fig. 3 (c), the slope of the optical conductivity also depends on , yet we find no closed analytic form.
Combining all the results, we find that it is possible to identify a generic threefold fermion in an optical experiment, provided and are known (for example either from first principles calculations or photemission data).
We find a similar behavior in the fourfold case. For an arbitrary value of we lose full rotational symmetry and the spin- picture breaks down, allowing for new electronic excitations in the system (see Fig. 4 (a)). The characteristic frequencies for these excitations can be obtained analytically Flicker et al. (2018) (see Eq. (A.2)), and produce a change in the linear dependence on of the optical conductivity, as we see in Fig. 4 (b) and (c).
The characteristic frequencies at which the optical conductivity changes and the linear dependence on are different for each multifold, which allows us to identify them by their optical conductivity for both symmetric and non-symmetric cases.
III.4 Imaginary part of the optical conductivity and sum rules
Before discussing realistic tight-binding models we note that so far we have calculated only the absorptive (real) part of the optical conductivity. Using the Kramers-Kronig transformations Dresselhaus we have obtained the dispersive (imaginary) of the optical conductivity in Appendix D, where we derive a general expression applicable to all symmetric and non-symmetric cases, and we compute it explicitly for the symmetric cases.
For completeness, in Appendix E we compute the conductivity sum rule. The sum rule relates the integral over all frequencies of the real part of the optical conductivity, , to the total number of particles. Since low energy linearly dispersing bands, such as those of Weyl or multifold fermions, are unbounded, the f-sum rule explicitly depends on the cut-off scale , similar to what is known for graphene Sabio et al. (2008); Ando et al. (2002). Leaving the closed form and details to Appendix E, we simply mention that for symmetric multifolds the sum rule of the interband part of the conductivity takes the form where is a factor that depends on the type of multifold. Specifically and for the symmetric threefold and fourfold cases respectively.
IV Optical conductivity of Multifold Fermions: realistic models
The fingerprints of chiral multifold fermions in the optical conductivity allow us to identify them also in real materials. To make material-specific predictions we use tight-binding models with parameters that reproduce first principle band structures of space groups SG199 and SG198 Flicker et al. (2018); Chang et al. (2017); Pshenay-Severin et al. (2018), that realize all types of chiral multifold fermions.
The tight-binding models that we use capture specific properties of the material, such as the energy scales, the band connectivity and multifold crossings, and the orbital embedding. The latter describes the spatial position (or embedding) of the orbitals in real space. A change in the orbital embedding acts as a momentum dependent unitary transformation of the tight-binding Hamiltonian: it does not modify the band structure of the material, but modifies its eigenfunctions. It is thus necessary to take it into account to give accurate predictions of observables, in particular the optical conducitivity. The details of this transformation depend on the space group, and we present the explicit form of the Hamiltonians with orbital embedding for SG199 and SG198 in Appendix F.
IV.1 Space Group 199
The first realistic tight-binding model that we consider describes a material in SG199 without spin-orbit coupling, which captures the adequate band connectivity and chirality. Since no material has been found in this space group with only multifold fermions near the Fermi level Bradlyn et al. (2016) we present the results for this model in units of the characteristic hopping scale and the lattice constant . If we parametrize the orbital embedding by a scalar , a generic value in the range sets the model to be in SG199. Choosing increases the symmetry from tetrahedral to octahedral, provided the hoppings do not break this symmetry, describing a material in SG214. These requirements are satisfied by our tight-binding model and thus it can interpolate between SG199 and 214 depending on the value of . The explicit expression for the tight-binding model and its embedding can be found in Appendix F.
In Fig. 5 (a) we show a representative band structure of a material in SG199. It features protected threefold nodes at the point at energy and at the point with . It also hosts two Weyl nodes at the point, at energies and .
To focus on the optical conductivity of the threefold fermion in SG199, we can place the chemical potential slightly above the threefold node at the point, at . We present the conductivity for this case in Fig. 5 (b). It has a linear dependence on the frequency and exhibits a change in the slope at . This result matches exactly the analytic results obtained for a threefold fermion in Eq. (4) in two ways. First the activation frequency exactly matches the distance from the node to the Fermi surface. Second, the numerical slope coincides with the slope determined by the effective Fermi velocity that we obtain by projecting the tight-binding Hamiltonian on the three eigenstates corresponding to the point. This projection can be brought to the form of the threefold model in Eq. (3) with a unitary transformation Manes (2012), with an effective Fermi velocity , where is the lattice constant and is the hopping parameter in the tight-binding model.
If we instead place the chemical potential at , near the lower Weyl node at energy around , we can focus on the optical conductivity of this Weyl node. We can see in Fig. 5 (c) that it has a linear dependence on the frequency and a change in the slope at . This energy scale matches that of a Weyl fermion (see Table 1) with an activation frequency of , corresponding to twice the distance from the node to the Fermi surface. The slope matches that of Eq. (2) using the effective Hamiltonian around the point. We obtain this model by projecting the Hamiltonian on the corresponding eigenstates near the Weyl node and bringing it to a Weyl Hamiltonian form with a unitary transformation, where Manes (2012).
IV.2 Space Group 198: RhSi
The next model that we consider describes a material in SG198. A variety of materials in this space group have been theoretically predicted to be chiral multifold semimetals Chang et al. (2017); Tang et al. (2017); Bradlyn et al. (2016); Pshenay-Severin et al. (2018) and these expectations have been confirmed by angle resolved photoemission in RhSi Sanchez et al. (2018), CoSi Takane et al. (2018); Rao et al. (2019) and AlPt Schröter et al. (2018). In this section we calculate the optical conductivity of RhSi as a representative material in SG198. In order to do so, we use the model originally presented in Ref. Chang et al., 2017 for RhSi, whose hopping parameters are fitted to first principle band calculations. We upgrade this model as in Ref. Flicker et al., 2018: we take into account the orbital embedding by conjugating the tight-binding Hamiltonian with a unitary matrix parametrized by , with for RhSi. Further details of this model can be found in Appendix F.
In Fig. 6 (a) we present the band structure of RhSi without spin-orbit coupling, where we chose the zero of energies to coincide with the predicted Fermi level of RhSi. It exhibits a protected threefold crossing at the point at and a protected fourfold crossing (double spin-) at the point at .
Before studying the realistic optical conductivity of RhSi it is instructive to place the chemical potential close to the threefold at () to compare it with the optical conductivity of the linear low energy model. In Fig. 6 (b) we present the results obtained numerically choosing the orbital embedding for RhSi (), the results without orbital embedding () and the analytic results for the effective model obtained following the projection procedure described for SG199 in the previous section. As for SG199 the projection around results in the effective Hamiltonian Eq. (3) with , where Å for RhSi and with eV chosen to match the multifold low energy bands Chang et al. (2017). Fig. 6 (b) shows that the numerical results match the optical conductivity of the effective model for , they grow linearly with and have a step at , which is the energy separation from the node to the Fermi surface. For the quadratic corrections become important, and the optical conductivity calculated with the tight-binding model departs from the linear dependence obtained for the effective model. At the same scale, the results obtained for and do not match exactly, which indicates that the higher-order corrections are sensitive to the orbital embedding unlike the linear approximation.
We now consider the actual values of the chemical potential and the orbital embedding that describe RhSi, which are and respectively. We recall that , as set by ab-initio calcualtions Chang et al. (2017), lies above the threefold fermion at , and above the fourfold node at the point.
For these material parameters, and in the frequency range, the interband optical conductivity has contributions from transitions close to the and points, that we present separately in Fig. 7. The contribution to the conductivity near the point exhibits a jump at a frequency , which is slightly larger than the corresponding characteristic frequency of a threefold fermion (see Table 1). This is due to the curvature of the intermediate band, which results in a higher activation frequency for the allowed transition near the point (see left inset in Fig. 7).
Near the point, the only transitions that contribute below are the interband transitions from the intermediate-upper band (green) to the upper band (red), that we depict in Fig. 7, right inset. Their contribution to the conductivity is two orders of magnitude smaller compared to that associated to the point (see Fig. 7). This small magnitude is to be expected once we recall that at low energies, near the node at , these two bands correspond to two decoupled Weyl fermions (see Fig. 6 (a)), and the transitions between them are forbidden. As we increase the energy, the matrix elements grow as the bands separate. Since the separation is small, the matrix elements are small. The two extremal energies, depicted by the arrows in the right inset of Fig. 7, correspond to the frequencies meV and meV, which match the scales where the point conductivity reaches its maximum and vanishes respectively (see Fig. 7).
In summary, the interband optical conductivity of RhSi in the frequency range meV is determined by that of the threefold fermion at the point, since the contribution of the fourfold at the point is two orders of magnitude lower.
V Conclusions
In this work we have shown that, per node, multifold semimetals have larger optical conductivity than Weyl semimetals. They also feature characteristic activation frequencies that are specific to each class of multifold degeneracy. These activation frequencies, as well as the slope of the conductivity as a function of frequency, can be used as a fingerprint to distinguish each chiral multifold crossing. We have considered multifold fermions in rotationally symmetric and non symmetric cases and realistic hamiltonians in space groups 199 and 198. RhSi, CoSi and AlPt Sanchez et al. (2018); Rao et al. (2019); Takane et al. (2018); Schröter et al. (2018) belong to the latter space group and thus our predictions can be readily tested in experiment. Our results complement known results for other topological semimetallic systems Carbotte and Schachinger (2006); Ahn et al. (2017); Mukherjee and Carbotte (2018); Roy et al. (2018).
Partially motivated by recent optical experiments Rees et al. (2019) we have focused our material discussion on RhSi. In this material, without spin-orbit coupling, the interband optical conductivity is dominated by the electronic excitations of the threefold band crossing at the point, activated for frequencies above meV. The interband contribution of the point is negligible compared to that of the point.
In experiments, the intraband Fermi surface contribution can mask some characteristics of the contribution of at low frequencies. In the presence of weak disorder the Drude peak is broadened by a scale set by the inverse scattering time , estimated to be ps ( meV) for typical topological semimetals. Nevertheless, the Drude-like intraband contribution can be fitted with a Lorentzian distribution and subtracted in the experimental data analysis, revealing the characteristic features of the multifold fermions. Additionally, the tight-binding model we have used can underestimate the importance of the trivial pocket at at the Fermi level for some materials in SG198, such as AlPt but most likely not RhSi. Therefore we expect that for sufficiently clean samples of RhSi at low temperatures the Drude peak can be narrow enough to observe all the features described in this work.
When considering realistic tight-binding models, we have not included spin-orbit coupling. In SG 198, for example, spin-orbit coupling splits the threefold fermion at the point into a fourfold (spin-3/2) fermion and a Weyl fermion. The fourfold at splits into a sixfold fermion and a Weyl fermion. The splitting scale is determined by the spin-orbit coupling energy scale. However, this splitting is too small ( meV) to be observed in ARPES measurements in CoSi, RhSi and AlPt Sanchez et al. (2018); Takane et al. (2018); Rao et al. (2019); Schröter et al. (2018) and in recent optical conductivity data in RhSi Rees et al. (2019). These observations justify our approximation and motivate future optical experiments with meV resolution.
From Fig. 7 we predict that RhSi has an optical conductivity at eV of determined by the threefold fermion at . Unfortunately, a dedicated optical conductivity experiment for any of the above multifold materials is still lacking. However, Ref. Rees et al., 2019 recently reported that in the range eV eV the conductivity of RhSi falls in the interval . To compare with these measurements we have calculated the optical conductivity in this range of frequencies and at we find . At such high energies, there are several factors that can lead to this discrepancy. These include inaccuracies of the estimated value of the embedding or the tight-binding hopping parameters, as well as active transitions in other pockets such as those at . At low energies, tight-binding models become more accurate and the effect of the orbital embedding is less relevant. Therefore, we expect that experiments carried out at lower frequencies would agree better with the expectations of our calculations.
Our predictions are of special relevance to interpret the recent optical measurements of non-linear circular photocurrents in RhSi Rees et al. (2019), and in particular to determine the topological monopole node charge from this measurement. This is because in practice, a good knowledge of the linear optical conductivity is important to interpret non-linear optical experiments Patankar et al. (2018); Rees et al. (2019). First, the absorption of the material determines the total non-linear current that can be measured through the glass coefficient, which is the ratio between non-linear current density and the absorption. Second, dissipative non-linear effects depend on the optical scattering time . The linear optical conductivity can be used to estimate the magnitude of , for example by quantifying a finite conductivity in the Pauli blocked region Grushin et al. (2009). This estimate can then be used to assess the accuracy of the expected quantization of injection currents in mirror free semimetals de Juan et al. (2017); Flicker et al. (2018); Rees et al. (2019).
Our results show that the optical conductivity distinguishes the type of chiral multifold fermions in real materials and that it can be larger, per node, than a single Weyl fermion. We expect that our analysis of realistic models helps to interpret upcoming optical experiments in different multifold candidate materials, especially those in SG198, such as RhSi, CoSi and AlPt.
VI Acknowledgments
The authors are indebted to B. Bradlyn, F. Flicker, S. Fratini, T. Morimoto and M. Vergniory for related collaborations and valuable comments. We thank M. Orlita for critical reading of the manuscript. We acknowledge support from the European Union’s Horizon 2020 research and innovation programme under the Marie-Sklodowska-Curie grant agreement No. 754303 (M. A. S. M.) and 653846 (A. G. G) and the GreQuE Cofund programme (M. A. S. M). A. G. G. is also supported by the ANR under the grant ANR-18-CE30-0001-01.
Appendix A Eigenfunctions and characteristic frequencies for the symmetric threefold and fourfold fermions
A.1 Threefold fermion
For we can write the Hamiltonian for a threefold fermion (see Eq. (3)) as , where are the spin-1 matrices
[TABLE]
with commutation relations .
The eigenstates of the threefold low energy model in Eq. (3) were previously obtained analytically for any value of (see for instance Refs. Bradlyn et al., 2016; Flicker et al., 2018),
[TABLE]
where is the energy associated to each eigenfunction.
We reproduce also the characteristic frequencies for the model in Eq. (3) that determine the changes in the linear dependence of the optical conductivity, obtained previously in Ref. Flicker et al., 2018,
[TABLE]
A.2 Fourfold fermion
For , () we can write the Hamiltonian describing the fourfold fermion in Eq. (6) as , where are three spin-3/2 matrices
[TABLE]
with commutation relations .
For any value of , the characteristic frequencies where the linear conductivity of the fourfold fermion changes slope were obtained in Ref. Flicker et al., 2018. Defining the momentum high symmetry directions and , the fourfold optical conductivity is determined by the following activation frequencies:
[TABLE]
Appendix B Temperature and smoothing of the step function
In Sec. III we have derived analytic expressions for the optical conductivity of the symmetric threefold and symmetric fourfold fermions, Eqs. (4) and (7) respectively, for any temperature . In Fig. 8 we plot the optical conductivities for the twofold, symmetric threefold and symmetric fourfold fermions at zero temperature and at a finite (unrealistic) temperature to illustrate the smoothing of the step functions at the characteristic frequencies. In units of the broadening, set by , is larger for the step function at than at or , which is clearly visible in Fig. 8.
The smoothing due to a finite temperature is visible as well in our calculations for realistic models in Sec. IV.
Appendix C Tetrahedral fourfold
The tetrahedral spin- fermions in space groups 195–198 arise upon breaking the fourfold rotational symmetry in space groups 207–214. At linear order, the Hamiltonian admits an extra term compared to the octahedral fourfold in space groups 195–198 and takes the form
[TABLE]
where is the octahedral fourfold Hamiltonian given in Eq. (6). The parameter is proportional to the strength of the fourfold rotational symmetry breaking.
By changing we introduce a tilt in the bands (see Fig. (9) (a)), breaking the full rotational symmetry and leading to a different optical conductivity compared to Eq. (7). The optical conductivity obtained for the tetrahedral fourfold fermion is shown in Fig. 9 (b).
Appendix D Imaginary part of the optical conductivity from Kramers-Kronig relations
The optical conductivity is a complex quantity with real and imaginary parts which are related by the Kramers-Kronig relations Dresselhaus . In section III we have calculated the absorptive (real) part of the optical conductivity. Using the Kramers-Kronig relations we can obtain the dispersive (imaginary) part of the optical conductivity. The Kramers-Kronig relations are commonly written as
[TABLE]
where denotes the Cauchy principal value. To calculate it we follow the procedure in Ref. Dresselhaus, and subtract the singularity at
[TABLE]
Using now that the real part is even and the imaginary part is odd in frequencies we obtain
[TABLE]
Since the low-energy models that we used in section III to calculate the real part of the optical conductivity have unbounded linearly dispersing bands, we regularize the upper limit in the integrals in Eqs. (21) and (22) using a cutoff frequency . As discussed in the main text, the real part of the optical conductivity of all chiral multifold fermions is a piecewise function of the form . The subindex is associated to each characteristic frequency where the slope of the optical conductivity changes (see Appendix A), where and is the cutoff frequency, and is the number of different frequency regions. In particular, and for threefold and fourfold fermions as dictated by Eq. (A.1) and (A.2) respectively. Using this partition for the optical conductivity we can rewrite now Eq. (22) as
[TABLE]
This expression can be evaluated analytically for the cases of the twofold (Weyl), the symmetric threefold and the symmetric fourfold fermions presented in Table 1 in Eq. (24). For the Weyl fermion we obtain
[TABLE]
We take the result obtained for the symmetric threefold in Eq. (5), and we obtain the corresponding imaginary part
[TABLE]
For the symmetric fourfold fermion
[TABLE]
For the non-symmetric multifold fermions, the characteristic frequencies can be calculated analytically for each using Eqs. (A.1) and (A.2). The slopes for each piece can be calculated numerically and introduced in Eq. (24).
Appendix E Sum rules
Optical sum rules relate the real part of the optical conductivity with the total number of particles in the system, and are obtained as the integral of the optical conductivity to all frequencies,
[TABLE]
As for the Kramers-Kronig relations, the unbounded linear dispersion of the effective low energy models requires us to insert a cutoff frequency in Eq. (28) to regularize the integral. As discussed in the previous section, we will use that the optical conductivity of these models is of the form for both symmetric and non symmetric cases. Introducing this general form in Eq. (28) as well as the cut-off we obtain a general expression for the sum rule for all multifold fermions:
[TABLE]
To obtain analytic results for the symmetric cases (see Sec. III.1) we can insert the optical conductivities in Table 1 in Eq. (29). In the twofold (Weyl) case we obtain
[TABLE]
For the symmetric threefold fermion we obtain that
[TABLE]
In the symmetric fourfold case the optical sum rule is
[TABLE]
For the non symmetric cases the frequencies at which the linear dependence of the optical conductivity on changes are given by Eqs. (A.1) and (A.2) for the threefold and fourfold fermions, respectively. In this case, the linear dependence in each section can be computed numerically and substituted in Eq. (29) to obtain the corresponding sum rule.
Finally, note that the Drude peak will contribute to the sum rule as well. Extending the results of Ref. Sabio et al., 2008 to three-dimensions, we expect its contribution to be proportional to .
Appendix F Tight-binding models and orbital embedding
In Sec. IV we have calculated the optical conductivity of materials described by tight-binding models in space groups 199 and 198. The tight-binding model for SG198 and a detailed discussion on its construction without orbital embedding can be found in Ref. Chang et al., 2017. The inclusion of the orbital embedding for SG198, together with the construction of the tight-binding model for SG199 is discussed in Ref. Flicker et al., 2018. For convenience we revisit here how to include the orbital embedding for the models we used in the main text.
Materials in space group 199 have body-centered cubic structures with Bravais lattice vectors
[TABLE]
To construct the tight-binding model considering the symmetries of SG199 we place spinless -orbitals in the positions , given by
[TABLE]
where , and is expressed in reduced coordinates, i.e., in units of .
Then, we can write the tight-binding Hamiltonian used in Sec. IV.1 for a material in SG199 as , where
[TABLE]
and
[TABLE]
For SG198 the tight-binding Hamiltonian presented in Ref. Chang et al., 2017 was modified in Ref. Flicker et al., 2018 to take into account the orbital embedding. In the original tight-binding HamiltonianChang et al. (2017) the atoms are located in the positions
[TABLE]
given in reduced coordinates. To take into account the orbital embedding, the new atomic positions
[TABLE]
were introduced in Ref. Flicker et al., 2018 with for RhSi, according to their ab-initio calculations. In Sec. IV.2 we have calculated the optical conductivity of RhSi using the tight-binding Hamiltonian with
[TABLE]
and the tight-binding Hamiltonian without spin-orbit coupling presented in Ref. Chang et al., 2017, which reads
[TABLE]
where and , , are the three Pauli matrices for spin-1/2, is the identity matrix, and is a short-hand notation for the Kronecker product. For RhSi the values of the tight-binding parameters are , , and , obtained in Ref. Chang et al., 2017 by fitting the bands of the tight-binding Hamiltonian in Eq. (40) to their first-principles calculations.
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