Combinations of single-top-quark production cross-section measurements and $|f_{\rm LV}V_{tb}|$ determinations at $\sqrt{s}=7$ and 8 TeV with the ATLAS and CMS experiments
ATLAS, CMS Collaborations

TL;DR
This paper combines single-top-quark production measurements from ATLAS and CMS at 7 and 8 TeV to determine $|f_{LV}V_{tb}|$, confirming consistency with Standard Model predictions.
Contribution
It provides the first combined measurements of single-top-quark production cross-sections and $|f_{LV}V_{tb}|$ at 7 and 8 TeV from ATLAS and CMS, improving precision and consistency checks.
Findings
Combined $t$-channel cross-sections: 67.5 pb (7 TeV), 87.7 pb (8 TeV)
Combined $tW$ cross-sections: 16.3 pb (7 TeV), 23.1 pb (8 TeV)
Determined $|f_{LV}V_{tb}|=1.02\pm0.04 ext{(meas.)}\pm0.02 ext{(theo.)}
Abstract
This paper presents the combinations of single-top-quark production cross-section measurements by the ATLAS and CMS Collaborations, using data from LHC proton-proton collisions at and 8 TeV corresponding to integrated luminosities of 1.17 to 5.1 fb at TeV, and 12.2 to 20.3 fb at TeV. These combinations are performed per centre-of-mass energy and for each production mode: -channel, , and -channel. The combined -channel cross-sections are pb and pb at and 8 TeV respectively. The combined cross-sections are pb and pb at and 8 TeV respectively. For the -channel cross-section, the combination yields pb at TeV. The square of the magnitude of the CKM matrix element multiplied by a form factor $f_{\rm…
| , 7 TeV | ||
|---|---|---|
| Combined cross-section | 67.5 pb | |
| Uncertainty category | Uncertainty | |
| [%] | [pb] | |
| Data statistical | 3.5 | 2.4 |
| Simulation statistical | 1.4 | 0.9 |
| Integrated luminosity | 1.7 | 1.1 |
| Theory modelling | 5.1 | 3.5 |
| Background normalisation | 1.9 | 1.3 |
| Jets | 3.4 | 2.3 |
| Detector modelling | 3.4 | 2.3 |
| Total syst. unc. (excl. lumi.) | 7.5 | 5.0 |
| Total syst. unc. (incl. lumi.) | 7.6 | 5.2 |
| Total uncertainty | 8.4 | 5.7 |
| , 7 TeV | ||
|---|---|---|
| Combined cross-section | 16.3 pb | |
| Uncertainty category | Uncertainty | |
| [%] | [pb] | |
| Data statistical | 14.0 | 2.3 |
| Simulation statistical | 0.8 | 0.1 |
| Integrated luminosity | 4.4 | 0.7 |
| Theory modelling | 13.9 | 2.3 |
| Background normalisation | 6.0 | 1.0 |
| Jets | 11.5 | 1.9 |
| Detector modelling | 6.2 | 1.0 |
| Total syst. unc. (excl. lumi.) | 20.0 | 3.3 |
| Total syst. unc. (incl. lumi.) | 20.5 | 3.3 |
| Total uncertainty | 24.8 | 4.1 |
| , 8 TeV | ||
|---|---|---|
| Combined cross-section | 4.9 pb | |
| Uncertainty category | Uncertainty | |
| [%] | [pb] | |
| Data statistical | 16 | 0.8 |
| Simulation statistical | 12 | 0.6 |
| Integrated luminosity | 5 | 0.2 |
| Theory modelling | 14 | 0.7 |
| Background normalisation | 8 | 0.4 |
| Jets | 13 | 0.6 |
| Detector modelling | 8 | 0.4 |
| Total syst. unc. (excl. lumi.) | 25 | 1.2 |
| Total syst. unc. (incl. lumi.) | 25 | 1.2 |
| Total uncertainty | 30 | 1.4 |
| Combined | 1.05 | |
|---|---|---|
| Uncertainty category | Uncertainty | |
| [%] | ||
| Data statistical | 1.8 | 0.02 |
| Simulation statistical | 0.9 | 0.01 |
| Integrated luminosity | 1.3 | 0.01 |
| Theory modelling | 4.5 | 0.05 |
| Background normalisation | 1.3 | 0.01 |
| Jets | 2.6 | 0.03 |
| Detector modelling | 1.6 | 0.02 |
| Top-quark mass | 0.7 | 0.01 |
| Theoretical cross-section | 4.3 | 0.04 |
| Total syst. unc. (excl. lumi.) | 7.1 | 0.07 |
| Total syst. unc. (incl. lumi.) | 7.2 | 0.08 |
| Total uncertainty | 7.4 | 0.08 |
| Process | Experiment | BLUE weight | |
| -channel | 8 TeV | ATLAS | |
| CMS | |||
| 7 TeV | ATLAS | ||
| CMS | |||
| 8 TeV | ATLAS | ||
| CMS | |||
| 7 TeV | ATLAS | ||
| CMS | |||
| -channel | 8 TeV | ATLAS |
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\AtlasTitle
Combinations of single-top-quark production cross-section measurements and
determinations at with the ATLAS and CMS experiments
\PreprintIdNumberCERN-EP-2019-005
\AtlasRefCodeATLAS TOPQ-2017-16,
CMS PAS TOP-17-006 \AtlasJournalJHEP \AtlasJournalRefJHEP 05 (2019) 088 \AtlasDOI10.1007/JHEP05(2019)088 \AtlasAbstract This paper presents the combinations of single-top-quark production cross-section measurements by the ATLAS and CMS Collaborations, using data from LHC proton–proton collisions at corresponding to integrated luminosities of 1.17 to 5.1 at , and 12.2 to 20.3 at . These combinations are performed per centre-of-mass energy and for each production mode: -channel, , and -channel. The combined -channel cross-sections are and at respectively. The combined cross-sections are and at respectively. For the -channel cross-section, the combination yields at . The square of the magnitude of the CKM matrix element multiplied by a form factor is determined for each production mode and centre-of-mass energy, using the ratio of the measured cross-section to its theoretical prediction. It is assumed that the top-quark-related CKM matrix elements obey the relation . All the determinations, extracted from individual ratios at , are combined, resulting in . All combined measurements are consistent with their corresponding Standard Model predictions.
\size@chapter\sectfont
Contents
@afterheading@starttoc
toc
1 Introduction
Measurements of single-top-quark production via the electroweak interaction, a process first observed in proton–antiproton () collisions at the Tevatron [1, 2], have entered the precision era at the Large Hadron Collider (LHC). It has become possible to measure top-quark properties using single-top-quark events [3]. Single-top-quark production is sensitive to new physics mechanisms [4] that either modify the coupling [5, 6, 7, 8, 9, 10] or introduce new particles and interactions [11, 12, 13, 14, 15, 16]. The production rate of single top quarks is proportional to the square of the left-handed coupling at the production vertex, assuming that there are no significant or contributions. In the Standard Model (SM), this coupling is given by the Cabibbo–Kobayashi–Maskawa (CKM) [17, 18] matrix element . Indirect measurements of , from precision measurements of -meson decays [19] and from top-quark decays [20, 21, 22, 23], rely on the SM assumptions that the CKM matrix is unitary and that there are three quark generations. The most stringent indirect determination comes from a global fit to all available -physics measurements, resulting in [19]. This fit also assumes the absence of any new physics mechanisms that might affect . The most precise indirect measurement using top-quark events was performed by the CMS Collaboration in proton–proton () collisions at a centre-of-mass energy of , resulting in [23].
A direct estimate of the coupling at the production vertex, , is obtained from the measured single-top-quark cross-section and its corresponding theoretical expectation ,
[TABLE]
The term is a form factor, assumed to be real, that parameterises the possible presence of anomalous left-handed vector couplings [24]. By construction, this form factor is exactly one in the SM, while it can be different from one in models of new physics processes. The direct estimation assumes that [25, 26], and that the interaction involves a left-handed weak coupling, like that in the SM. The determination via single-top-quark production is independent of assumptions about the number of quark generations and the unitarity of the CKM matrix [27, 28, 4, 29]. Since the indirect determination of gives a value close to unity, is considered equal to one in theoretical calculations of the single-top-quark cross-section. The combination of single-top-quark measurements from the Tevatron gives [30].
Single-top-quark production at a hadron collider mostly proceeds, according to the SM prediction, via three modes that can be defined at leading order (LO) in perturbative quantum chromodynamics (QCD): the exchange of a virtual boson in the -channel or in the -channel, and the associated production of a top quark and a boson (). Representative Feynman diagrams for these processes at LO are shown in Figure 1.
In collisions at the LHC, the process with the largest single-top-quark production cross-section is the -channel, where a light-flavour quark from one of the colliding protons interacts with a by exchanging a space-like virtual boson, producing a top quark (-quark) and a recoiling light-flavour quark , called the spectator quark. For -channel production at LO, the can be considered as directly emitted from the other proton (five-flavour-number scheme or 5FS) or it can come from gluon splitting (four-flavour-number scheme or 4FS) [31]. The kinematic properties of the spectator quark provide distinctive features for this process [32, 33]. The associated production of a boson and a top quark has the second-largest production cross-section. In a representative process of production, a gluon interacts with an initial by exchanging a virtual , producing a -quark and a boson. The measurement of this process suffers from a large background from top-quark pair () production [34, 35]. The -channel cross-section is the smallest at the LHC. In this process, a quark–antiquark pair annihilates to produce a time-like virtual boson, which decays to a -quark and a -quark. This process was observed in collisions at the Tevatron [36] and evidence of it was reported by the ATLAS Collaboration in collisions at [37].
In this paper, the -channel, , and -channel single-top-quark cross-section measurements by the ATLAS and CMS experiments are combined for each production mode, separately at centre-of-mass energies of . A combined determination of is also presented, using as inputs the values of calculated from the measured and predicted single-top-quark cross-sections in the three production modes at . Using the same approach, results are also shown for combinations for each production mode.
The theoretical cross-section calculations are described in Section 2. Section 3 presents the cross-section measurements. The combination methodology is briefly described in Section 4. Section 5 is devoted to a discussion of systematic uncertainties in the cross-section measurements as well as theoretical calculations, where the latter affect the extraction in particular. The assumptions made about the correlation of uncertainties between the two experiments, as well as between theoretical calculations, are also discussed. Section 6 presents the combination of cross-sections for each production mode at the same centre-of-mass energy. In Section 7, determinations of are performed using all single-top-quark cross-section measurements together or by production mode. Stability tests are also shown and discussed. In Section 8, the results are summarised.
2 Theoretical cross-section calculations
The theoretical predictions for the single-top-quark production cross-sections are calculated at next-to-leading order (NLO) in the strong coupling constant , at NLO with next-to-next-to-leading-logarithm (NNLL) resummation (named NLO+NNLL), and at next-to-next-to-leading order (NNLO). The difference between 4FS and 5FS is small [38, 39], and the calculations use the 5FS. The NLO prediction is used in the combination for the -channel and -channel, while the NLO+NNLL prediction is used for , as explained below. The NLO prediction is calculated with HatHor (v2.1) [40, 41]. Uncertainties comprise the scale uncertainty, the uncertainty, and the parton distribution function (PDF) uncertainty. The scale uncertainty is evaluated by varying the renormalisation and factorisation scales up and down together by a factor of two. The combination of the PDF+ uncertainty is calculated according to the PDF4LHC prescription [42] from the envelope of the uncertainties at 68% confidence level (CL) in the MSTW2008 NLO, CT10 NLO [43], and NNPDF2.3 [44] PDF sets.
The NLO+NNLL predictions [45] are available for all single-top-quark production modes [46, 47, 48]. Uncertainties in these calculations are estimated by varying the renormalisation and factorisation scales between and , where is the top-quark mass, and from the 90% CL uncertainties in the MSTW2008 NNLO [49, 50] PDF set. The evaluation of the PDF uncertainties is provided by the author of Refs. [46, 47, 48] and is not fully compatible with the PDF4LHC prescription. The -channel cross-sections at are also computed at NNLO in [51], with the renormalisation and factorisation scales set to . This results in cross-sections which are about 0.3% and 0.6% lower than the NLO values at respectively. However, only a limited number of scale variations are evaluated [51].
A summary of all the available theoretical cross-section predictions for -channel, , and -channel production, , , and respectively, with their uncertainties is shown in Table 1.
In this paper, NLO predictions serve as the reference for the - and -channel processes, following the prescriptions presented above, because higher-order calculations and their uncertainties are not fully computed and available for the parameter values of choice. The advantage of the NLO cross-section calculations is that the configurable parameters in HatHor can be set according to those used to generate the ATLAS and CMS simulation samples. The - and -channel processes do not interfere at NLO [52]. For these two processes, the entire phase space is included in the integration in order to obtain the total cross-section. The cross-section prediction, , is available at NLO [41] and NLO+NNLL [53, 47]. The process at NLO interferes with the process at LO with the subsequent decay . In the NLO prediction for production provided in Ref. [41], a kinematic cut-off is imposed on the transverse momentum () of the outgoing , suppressing the contribution from production. Since the treatment of this interference in HatHor is still being developed [54, 55], the NLO+NNLL calculation is used as reference for production. For the reference cross-section predictions, uncertainties corresponding to the dependence on and on the LHC beam energy, , are evaluated. The dependence is estimated by varying its central value of (the value used in the simulation samples used to measure the single-top-quark cross-sections) by 1 GeV, using the functional form proposed in Ref. [56]. The theoretical calculations are performed at a given centre-of-mass energy while the energy of the LHC beam is measured with an uncertainty. The single-top-quark cross-sections are assumed to depend on according to the model given in Ref. [57], with a relative uncertainty of 0.1% [58]. The theoretical cross-sections that are used as reference are marked with a † in Table 1.
3 Single-top-quark cross-section measurements at
The -channel single-top-quark production cross-sections, , were measured by the ATLAS and CMS Collaborations at [59, 60] and 8 TeV [32, 33]. Evidence of production was reported at by ATLAS [61] and CMS [62], while at its cross-section, , was measured by both experiments [34, 35]. Evidence of -channel production was reported by ATLAS, with a measured cross-section, , at [37], whereas CMS set upper limits on the -channel production cross-section at . The observed (expected) significance of the CMS measurement at is () standard deviations [63].
The ATLAS and CMS analyses use similar approaches to measure the single-top-quark production cross-sections. Both experiments select events containing at least one prompt isolated lepton (electron or muon) and at least one high- jet. The analyses use various multivariate analysis (MVA) techniques, such as boosted decision trees [64, 65, 66], neural networks [67], or the matrix element method (MEM) [68, 69], to separate the signal from background. To measure the cross-section, analyses perform a binned maximum-likelihood fit to data using the distribution of the corresponding MVA discriminator. Exceptions are the ATLAS -channel and CMS -channel measurements at . In the ATLAS -channel analysis, the fit is performed simultaneously to the MEM discriminant in the signal region and the lepton-charge distribution in the +jets control region. The CMS -channel measurement at is based on a simultaneous fit to the absolute pseudorapidity () distributions of the recoiling light-flavour jet in events with negative and with positive lepton charge. The analyses measuring different single-top-quark production modes within the same experiment and at the same centre-of-mass energy have disjoint signal regions. Both experiments simulate the single-top-quark processes using the NLO Powheg-Box generator [70, 71, 72, 73, 74] for the matrix-element (ME) calculations. ATLAS also uses the Powheg-Box generator to simulate top-quark-pair background events, while CMS uses the LO MadGraph generator [75]. The Pythia [76] event generator is used for modelling the parton shower (PS), hadronisation and the underlying event in both the single-top-quark and processes. The cross-sections are measured assuming a value of GeV for for all top-quark processes and all centre-of-mass energies. A summary of the uncertainties in each measurement is shown in Table 2, with details given in Appendix A.
4 Combination methodology
The ATLAS and CMS single-top-quark production cross-section measurements shown in Table 2 are combined, and the combined value determined, using the best linear unbiased estimator (BLUE) method [77, 78, 79]. The BLUE method is applied iteratively in order to reduce a possible bias arising from the dependence of systematic uncertainties on the central value of the cross-section [80]. Convergence is reached when the central value changes by less than 0.01% compared with the previous iteration. In each iteration, the BLUE method minimises the global by adjusting the weight for each input measurement [79]. The global is calculated taking correlations into account. The sum of weights is required to be equal to one. Negative weights are allowed; these indicate strong correlations [81]. The number of degrees of freedom is , where is number of measurements in the combination. The and are then used to calculate a corresponding probability [79]. The systematic uncertainties are scaled with the cross-section in each iteration, i.e. they are treated as relative uncertainties. The data and simulation statistical uncertainties are not scaled [80]. The systematic uncertainties in the -channel cross-section combination are also not scaled because the -channel measurements have large backgrounds.
Following the same strategy as in the input measurements by the ATLAS and CMS Collaborations, the combined cross-sections are reported at , not including the uncertainty associated with the variation. The shift in the combined cross-section due to a variation of in the top-quark mass is given where this information is available. For the determination of the combined value, the uncertainty in the measured cross-sections due to a variation of in the mass is considered. Uncertainties in the measurements are symmetrised, before combination, by averaging the magnitude of the downward and upward variations. More details are given in Sections 5 and 6.
5 Systematic uncertainties and correlation assumptions
In order to combine single-top-quark cross-section measurements and values, the sources of uncertainty are grouped into categories. While the categorisation and evaluation of uncertainties varies somewhat between experiments and between measurements, each individual measurement considers a complete set of uncertainties. Assumptions are made about correlations between similar sources of uncertainty in different measurements, as explained in Section 5.1. Uncertainties associated with theoretical predictions are taken into account in the combination. The correlations between similar uncertainties in different theoretical predictions are discussed in Section 5.2.
5.1 Systematic uncertainties in measured cross-sections
Systematic uncertainties in the ATLAS -channel measurements at are evaluated using pseudoexperiments, except the background normalisation uncertainties, which are constrained in the fit to data. In the ATLAS measurements at and the -channel measurement at , systematic uncertainties are included as nuisance parameters in profile-likelihood fits. Systematic uncertainties in the CMS -channel and measurements at are included as nuisance parameters in fits to data, except the theory modelling uncertainties in signal and backgrounds, described below, which are evaluated using pseudoexperiments. All systematic uncertainties in the CMS -channel measurements at are obtained through pseudoexperiments, except the background normalisation uncertainties, which are constrained in the fit to data. In the analyses where systematic uncertainties are included as nuisance parameters, the total uncertainty presented in Table 2 is evaluated by varying all the nuisance parameters in the fit simultaneously. To extract the impact of each source of this type of uncertainty, these analyses use approximate procedures which neglect the correlations between sources of uncertainty introduced by the fits. Throughout this paper, individual uncertainties are taken as reported by the input analyses, regardless of the method used to determine them. The total uncertainties are evaluated as the sum in quadrature of individual contributions.
Although the sources of systematic uncertainty and the procedures used to estimate their impact on the measured cross-section are partially different in the individual analyses, it is still possible to identify contributions that describe similar physical effects. These contributions are listed below; they are grouped together, and only the resulting categories are used in the combination. Categories are treated as uncorrelated among each other. For each source of uncertainty, correlations between different measurements are assumed to be positive, unless explicitly mentioned otherwise. The stability of the cross-section and combinations is studied by varying the correlation assumptions for the dominant uncertainties, as discussed in Section 7.2.
The uncertainties in each category are listed below, with the correlation assumptions across experiments given in parentheses. These correlations correspond to those used in the cross-section combinations. They are also valid for the combination of the extractions, unless explicitly mentioned otherwise. The symbol “—” means that the uncertainty is either considered only in the ATLAS or the CMS measurement, or is not considered at all. A summary of uncertainties in the cross-section measurements together with the corresponding correlation assumptions between experiments is provided in Appendix A.
Data statistical (Correlation 0)
This statistical uncertainty arises from the limited size of the data sample. It is uncorrelated between ATLAS and CMS, between production modes, and between centre-of-mass energies.
Simulation statistical (Correlation 0 and — for CMS at and -channel at )
This statistical uncertainty comes from the limited size of simulated event samples. It is uncorrelated between ATLAS and CMS, between production modes, and between centre-of-mass energies. For the CMS analysis at and -channel analysis at , this uncertainty is evaluated as part of the total statistical uncertainty, which is also considered uncorrelated, as discussed above. More details are given in Appendices A.2 and A.3.
Integrated luminosity (Correlation 0.3)
This uncertainty originates from the systematic uncertainty in the integrated luminosity, as determined by the individual experiments using the methods described in Refs. [82, 83, 84, 85]. It affects the determination of both the signal and background yields. The integrated-luminosity uncertainty has a component that is correlated between ATLAS and CMS, arising from imperfect knowledge of the beam currents during van der Meer scans in the LHC accelerator [86], and an uncorrelated component from the long-term luminosity monitoring that is experiment-specific. At , these components are 0.5% and 1.7% respectively for ATLAS and 0.5% and 2.1% respectively for CMS. At , they are 0.6% and 1.8% respectively for ATLAS and 0.7% and 2.5% respectively for CMS. At both centre-of-mass energies, the correlation coefficient between the integrated-luminosity uncertainty in ATLAS and CMS at the same centre-of-mass energy is . Within the same experiment, the integrated-luminosity uncertainty is assumed to be correlated between production modes and uncorrelated between centre-of-mass energies. In Section 7.2, it is shown that the combined result does not depend significantly on the correlation assumptions.
**Theory modelling
**This category contains the uncertainties in the modelling of the simulated single-top-quark processes, as well as smaller contributions from the modelling of the and +jets background processes. Both signal and background modelling are included because the uncertainties in all top-quark processes are closely related. These include initial- and final-state radiation (ISR/FSR), renormalisation and factorisation scales, NLO matching method, PS and hadronisation modelling, and PDF uncertainties. For the process, the uncertainty due to the treatment of interference between and final states is also included, as discussed below. These modelling uncertainties in signal and background processes are summed in quadrature in each input measurement.
- •
Scales and radiation modelling (Correlation 1)
The renormalisation and factorisation scales and ISR/FSR uncertainties account for missing higher-order corrections in the perturbative expansion and the amount of initial- and final-state radiation in simulated signal and background processes. In the ATLAS measurements of all three production modes, these uncertainties are estimated using dedicated single-top-quark and simulated event samples, by consistently varying the renormalisation and factorisation scales and the amount of ISR/FSR in accordance with a measurement of additional jet activity in events at [87, 88]. In the ATLAS -channel measurements, they are also estimated in +jets simulated event samples, by varying the scale and matching parameters in the Alpgen LO multileg generator [89] at and by varying the parameters controlling the scale in the Sherpa LO multileg generator [90] at . In the CMS measurements, these uncertainties are estimated by varying the renormalisation and factorisation scales, and ISR/FSR, consistently in the simulated event samples. In the CMS -channel measurement at , this uncertainty applies only to the signal modelling since the modelling of the dominant and +jets background processes is obtained from data. However, for the -channel analysis at , the scales are varied in the simulated signal, , +jets and other single-top-quark processes. The same approach is followed in the CMS -channel measurements at both centre-of-mass energies. The cross-section measurements of CMS account for this uncertainty only in the signal and background, given the negligible contributions from the +jets and other single-top-quark processes in the dilepton final state.
Although the methods are apparently different, they mostly address the same uncertainty, hence this uncertainty is considered correlated between ATLAS and CMS. It is also considered correlated between production modes and centre-of-mass energies. The combined result does not depend significantly on this correlation assumption, as discussed in Section 7.2.
- •
NLO matching (Correlation 1 for -channel and — for and -channel)
The ATLAS measurements include an uncertainty to account for different NLO matching methods implemented in different NLO event generators. This is evaluated in single-top-quark and simulations by comparing the Powheg-Box, MC@NLO [91, 92], and MadGraph5_aMC@NLO [93] event generators, all interfaced to Herwig [94] (with Jimmy [95] for the underlying-event modelling). In the CMS -channel measurement at , the NLO matching uncertainty is evaluated by comparing Powheg-Box with CompHEP [96, 97]. In the CMS -channel analysis at , this uncertainty accounts for different NLO matching methods in the -channel signal event generator, as well as for differences between event generation in the 4FS and 5FS, by comparing Powheg-Box with MadGraph. The NLO matching uncertainty is considered correlated between ATLAS and CMS, between production modes, and between centre-of-mass energies. In the CMS and -channel analyses at , this uncertainty is not considered, since the modelling uncertainties in the scheme to remove overlap with are dominant in the analysis and the renormalisation/factorisation scale is dominant in the -channel analysis. The results of the stability test for this uncertainty are shown in Section 7.2.
- •
Parton shower and hadronisation (Correlation 1)
In both experiments, the difference between the Pythia and Herwig showering programs is considered in the jet energy scale (JES) [98, 99, 100, 101] and calibration [102, 103, 104, 105, 106]. The ATLAS analyses additionally include an uncertainty in the PS and hadronisation modelling in simulated single-top-quark and events, evaluated by comparing the Powheg-Box event generator interfaced to Pythia or to Herwig. The CMS analyses additionally include an uncertainty in the and +jets backgrounds estimated with the MadGraph event generator interfaced to Pythia. It is evaluated in simulated event samples where the value of the ME/PS matching threshold in the MLM method [107] is doubled or halved from its initial value. The CMS -channel measurement at does not consider this uncertainty in the and +jets backgrounds since the distribution and normalisation of the and +jets processes are derived mostly from data. In the CMS analyses at , the contributions of the +jets and other single-top-quark processes in the dilepton final state are negligible.
This uncertainty is considered correlated between ATLAS and CMS, between different production modes, and between different centre-of-mass energies. The combined result does not depend significantly on this correlation assumption, as shown in Section 7.2.
- •
Parton distribution functions (Correlation 1)
The PDF uncertainty is evaluated following the PDF4LHC procedures [108, 42, 109] and is considered correlated between ATLAS and CMS, between different production modes, and between different centre-of-mass energies.
- •
* and interference* (Correlation 1 for and — for - and -channels)
The process interferes with production at NLO [110, 111, 112]. In both ATLAS and CMS, two simulation approaches are compared: diagram removal (DR) [110] and diagram subtraction (DS) [110, 27]. In the DR approach, all NLO diagrams that overlap with the doubly resonant contributions are removed from the calculation of the amplitude. This approach accounts for the interference term, but it is not gauge invariant (though the effect is numerically negligible) [110]. In the DS approach, a subtraction term is built into the amplitude to cancel out the component close to the top-quark resonance while respecting gauge invariance.
The DR approach is the default, and the comparison with the DS approach is used to assess this systematic uncertainty. For the analyses, this uncertainty is considered correlated between the two experiments and between different centre-of-mass energies.
- •
Modelling of the top-quark spectrum (Correlation —)
In the CMS and -channel analyses at , the simulated events are reweighted to correct the spectrum of the generated top quarks, which was found to be significantly harder than the spectrum observed in data in differential cross-section measurements [113, 114]. To estimate the uncertainty related to this mismodelling, the measurement is repeated without the reweighting, and the change relative to the default result is taken as the uncertainty. In the CMS -channel analysis, the measurement is repeated with the effect of the weights removed and doubled. The resulting variation in the cross-section is symmetrised. This uncertainty is not considered in the CMS -channel measurement at where the modelling of the background is extracted from data. In the ATLAS measurements, modelling uncertainties in the top-quark spectrum in events [115] are covered by the PS and hadronisation uncertainty and they are found to be small in comparison with other systematic uncertainties. This uncertainty is considered correlated between the CMS and -channel analyses at .
- •
Dependence on the top-quark mass (Correlation 1)
The measured single-top-quark cross-sections shown in Table 2 assume a nominal value of 172.5 GeV. The dependence of the measured cross-section on is estimated for the ATLAS -channel measurements at and for the ATLAS measurement at . It is determined using dedicated simulations of single-top-quark and samples with different values. The cross-section measurements assuming the different values are interpolated using a first- or a second-order polynomial, for which the constant term is given by the central value of GeV. The CMS measurements at provide information for a variation of in the top-quark mass, which is scaled to a shift assuming a linear dependence. For the CMS -channel and measurements at , the changes in cross-sections are symmetrised and reported as uncertainties. In the CMS -channel analysis, the change in the cross-section is determined for the up and down variation of . No estimates are available for the CMS -channel analysis at , the ATLAS and CMS analyses at or the ATLAS -channel analysis at . The top-quark-mass uncertainty is small for each measurement, thus the impact of not evaluating it for these measurements is negligible.
In this paper, a symmetrised uncertainty in the measured cross-section due to a variation of in the top-quark mass is considered. When the full cross-section dependence on the top-quark mass is available for a given production mode at a given centre-of-mass energy, the sign of the dependence of the uncertainty per unit of mass is taken into account in the correlations. In the case of the CMS -channel and measurements at , where the sign of the dependence is not available, it is assumed that the sign is the same as for the ATLAS measurement, since the phase space and background composition are comparable between CMS and ATLAS. Given that the uncertainty in the measured cross-section is considered for the same variation and considering the sign of the dependence when available, this uncertainty is considered correlated between ATLAS and CMS and between different centre-of-mass energies and uncorrelated between the -channel and production modes.
Background normalisation (Correlation 0)
Three background uncertainties are considered: in top-quark background ( and other single-top-quark processes), in other background determined from simulation (+jets, diboson, and other smaller background channels), and in background estimated from data (multijet background from misidentified and non-prompt leptons). The exceptions are the -channel measurements at , where the background from simulation includes top-quark background, as shown in Tables 1317 in Appendix A. The normalisation of the main background processes is determined from data, either by inclusion of normalisation uncertainties as nuisance parameters in the fit used to extract the signal, or through dedicated techniques based on data. In the -channel and -channel measurements, the uncertainties in the theoretical cross-section predictions for the top-quark, +jets, and diboson processes are included. In the measurements, the uncertainties in the theoretical cross-section predictions for the top-quark and diboson processes are taken into account. In the ATLAS measurements of the -channel process at , the uncertainty in the multijet background is estimated by comparing background estimates made using different techniques based on simulation and data samples. In the ATLAS analyses at , the normalisation uncertainty in the background from misidentified and non-prompt leptons is obtained from variations in the data-based estimate. In the ATLAS -channel analysis, the uncertainty assigned to the normalisation of the multijet background is based on control samples. For all CMS measurements, background normalisations are constrained in the fits to data. In the CMS measurements of the -channel and -channel processes, the uncertainties in the multijet background are assessed by comparing the results of alternative background estimation methods based on data. Hence, the associated uncertainties are considered uncorrelated between ATLAS and CMS, between different production modes, and between different centre-of-mass energies.
Jets
In the analyses, the uncertainties related to the reconstruction and energy calibration of jets are propagated through variations in the modelling of the detector response. These uncertainties, classified in categories as JES, jet identification (JetID), and jet energy resolution (JER), are discussed below.
- •
Jet energy scale (Correlation 0 and — for JES flavour)
The JES is derived using information from data and simulation. Its uncertainty increases with increasing and decreases with increasing of the reconstructed jet.
For all of the ATLAS measurements, except the measurement at , the JES uncertainty is split into components originating from the jet calibration procedure; most of them are derived from in situ techniques based on data [98, 99]. These components are categorised as modelling, detector, calibration method, and statistical components, which are grouped into the “JES common” uncertainty, as well as a flavour-dependence component (“JES flavour”), which accounts for the flavour composition of the jets and the calorimeter response to jets of different flavours. The modelling of additional collisions in each bunch-crossing (pile-up) is considered separately, as discussed below. The -dependent component is dominant for the -channel production mode. Thus, the JES common uncertainty is considered uncorrelated between the -channel and the other single-top-quark production modes. For the analysis at , the modelling component, which is constrained in the fit to data, is dominant. The uncertainty in the flavour composition of the jets is dominant for the -channel.
For the CMS measurements, sources contributing to the JES uncertainty are combined together into the “JES common” uncertainty, and the effect is propagated to the cross-section measurements through - and -dependent JES uncertainties [100, 101]. The jet energy corrections and their corresponding uncertainties are extracted from data. The JES uncertainty is estimated from its effect on the normalisation and shape of the discriminant in each analysis. The JES uncertainty is considered uncorrelated between the -channel and the other single-top-quark production modes because it is dominated by the forward jet in the -channel.
The correlation between the JES common uncertainty (or the JES uncertainty for the measurement at ) in ATLAS and the JES uncertainty in CMS follows the prescription in Refs. [116, 117], with the slight differences for the -channel described above. The JES common (or JES) uncertainty is considered uncorrelated between ATLAS and CMS, between centre-of-mass energies, and between production modes. Within the ATLAS experiment, the JES common uncertainty is considered correlated between and -channel and uncorrelated between -channel and the other production modes. For the ATLAS -channel analyses, a correlation of 0.75 is assumed between , since these analyses are mainly affected by the same uncertainty components. This correlation value is estimated by comparing variations of the JES uncertainty components in these two measurements.
In all CMS measurements and in the ATLAS measurement at , the JES uncertainty is not split and therefore the JES flavour uncertainty is included in the overall JES uncertainty. For the ATLAS measurements where this component is available, the JES flavour uncertainty is considered correlated between different production modes and uncorrelated between centre-of-mass energies.
The JES uncertainty is one of the dominant contributions in most of the single-top-quark measurements. To ensure the robustness of the results against the correlation assumptions for this large uncertainty, the combination is performed with alternative correlation values, as discussed in Section 7.2.
- •
Jet identification (Correlation —)
In the ATLAS measurements, the JetID uncertainty includes the jet and vertex reconstruction efficiency uncertainties. In the CMS measurements, this uncertainty is included in the JES uncertainty. For ATLAS, it is considered correlated between the different production modes at the same centre-of-mass energy and uncorrelated for the other cases.
- •
Jet energy resolution (Correlation 0)
The uncertainty in the JER, which is not split into components, is extracted from data. Generally, the JER uncertainty is propagated via a nuisance parameter in the signal extraction fit, except for the ATLAS -channel measurements at , and the CMS -channel measurement, where this uncertainty is determined using pseudoexperiments. The JER uncertainty is considered uncorrelated between ATLAS and CMS, and between centre-of-mass energies. It is considered correlated between different production modes.
Detector modelling
This category includes the uncertainty in the modelling of leptons, magnitude of the missing transverse momentum (), and identification of jets from -quarks ().
- •
Lepton modelling (Correlation 0)
The lepton modelling uncertainty includes components associated with the lepton energy scale and resolution, reconstruction and trigger efficiencies. This uncertainty is considered uncorrelated between ATLAS [118, 119, 120, 121] and CMS [122] and between different centre-of-mass energies, since it is determined from data. It is considered correlated between different production modes.
- •
Hadronic part of the high-level trigger (Correlation —)
In the CMS -channel cross-section measurement at , the high-level trigger (HLT) criteria for the electron channel are based on the presence of an electron together with a jet. In this analysis, the uncertainty in the modelling of the hadronic part of the HLT requirement is determined from data. This uncertainty is only evaluated in this one measurement.
- •
* modelling* (Correlation 0)
The ATLAS measurements include separate components for the uncertainties in the energy scale and resolution of the [123]. The CMS measurements account for a combined scale and resolution uncertainty [100, 124], arising from the jet-energy uncertainties. Additionally, CMS accounts for an uncertainty in arising from energy deposits in the detector that are not included in the reconstruction of leptons, photons, and jets. The uncertainty is considered uncorrelated between ATLAS and CMS, and between different centre-of-mass energies. It is considered correlated between production modes, except for the ATLAS and CMS analyses at , where it is considered uncorrelated with the other production modes because the uncertainty is constrained in the fit to data. In the ATLAS analysis at , this uncertainty is included in the pile-up modelling uncertainty.
- •
(Correlation 0)
In the ATLAS analyses, modelling uncertainties are split into components associated with , -quark, and light-flavour quark and gluon jets [102, 103, 104]. They are evaluated by varying the -dependence (-dependence in the case of light-flavour jets) of the flavour-dependent scale factors applied to each jet in simulation within a range that reflects the systematic uncertainty in the measured tagging efficiency and misidentification rates. This uncertainty is not considered in the ATLAS analysis at because no criterion is applied in the event selection. In the CMS measurements, the uncertainties in efficiency and misidentification rates of jets initiated by light-flavour quarks and gluons are derived from data, using control samples [105, 106]. The CMS uncertainties are propagated to the cross-section measurements using pseudoexperiments. Exceptions are the -channel measurement at and the measurement at , where these uncertainties are constrained in the fit to data.
The two collaborations split up the different sources of systematic uncertainties related to in a different way. However, the different sources are combined by adding their contributions in quadrature to obtain a single uncertainty per analysis. This means that the uncertainty also contains the uncertainties associated with the misidentification rates of jets initiated by charm quarks, light-flavour quarks and gluons. The resulting uncertainty is considered uncorrelated between ATLAS and CMS, and between different centre-of-mass energies. It is considered correlated between different production modes.
- •
Pile-up modelling (Correlation 0)
In both ATLAS and CMS, simulated events are reweighted to match the distribution of the average number of interactions per bunch-crossing in data. The corresponding uncertainty is obtained from in situ techniques based on data and simulated event samples. In the ATLAS analyses at , the uncertainty due to pile-up is derived from the impact of the reweighting on . In the ATLAS analyses at , this uncertainty is evaluated as a component of the JES, separated into four terms (number of primary vertices, average number of collisions per bunch-crossing, average pile-up energy density in the calorimeter, and dependence) since the pile-up calibration (assuming average conditions during 8 TeV data-taking) is applied to both data and simulation before selecting and calibrating the jets [117]. In CMS, the reweighting uses a model with a free parameter that can be interpreted as an effective cross-section for inelastic interactions. This uncertainty is obtained from a fit to the number of additional primary vertices in simulation. In the CMS analyses, this uncertainty is introduced as a nuisance parameter in the fit. The only exception is the -channel measurement, where the pile-up uncertainty is estimated from pseudoexperiments. In all cases, the effects of pile-up on the jet energy and the isolation of leptons are taken into account in the jet and lepton uncertainties respectively. The pile-up uncertainty is considered uncorrelated between ATLAS and CMS and between different centre-of-mass energies. It is considered correlated between different production modes [116, 117].
5.2 Systematic uncertainties in theoretical cross-section predictions
The systematic uncertainties in the combined value are evaluated from uncertainties in the individual cross-section measurements and the theoretical predictions . The uncertainties associated with are discussed in Section 2; they are summarised in Table 1. The correlation assumptions for the systematic uncertainties related to the theoretical cross-section are explained below. In Section 7.2, the stability of the combination against variations in the correlations is examined. For clarity, the correlations are given in parentheses next to the systematic-uncertainty name. These correlations are used in the combination of the extractions.
PDF+ (Correlation 1 for centre-of-mass energies and 0.5 for production modes)
The PDF uncertainty is considered correlated between centre-of-mass energies and 50% correlated between production modes, since different production modes have one initial-state particle in common (a quark or a gluon), but not both.
Renormalisation and factorisation scales (Correlation 1 for -channel and -channel and 0 for )
The renormalisation and factorisation scale uncertainties in are considered correlated between production modes and centre-of-mass energies, except between the production mode and the other production modes, where they are considered uncorrelated because the prediction is computed at a different order in perturbation theory.
Top-quark mass (Correlation 1)
The uncertainty due to is evaluated by varying from its central value of 172.5 GeV by GeV and evaluating the corresponding change in cross-section using the parameterisation given in Ref. [56], as discussed in Section 2. This uncertainty is considered correlated between centre-of-mass energies and production modes.
(Correlation 1)
The uncertainty in the cross-section due to the uncertainty in is estimated by computing the cross-section variation corresponding to a standard deviation shift in the beam-energy uncertainty. It is considered correlated between centre-of-mass energies and production modes.
6 Combinations of cross-section measurements
The cross-section measurements described in Section 3 are combined at each centre-of-mass energy for each production mode. Systematic uncertainties are categorised and correlation assumptions are employed according to Section 5. The combinations are performed using the iterative BLUE method, as described in Section 4.
As discussed in Section 4, the uncertainty in the measured cross-section associated with the variation is not considered in the combination of cross-sections. However, the shift in the combined cross-section resulting from a variation of in the top-quark mass is provided where this information is available. This is calculated by repeating the combination with the up-shifted and down-shifted input cross-sections. In measurements where only the magnitude of the shift is available for one experiment, the sign of the shift is assumed to be the same for both experiments, as discussed in Section 5.1. If the uncertainty associated with the variation is not available for one or both of the input measurements, then no shift in the combined cross-section is given.
Additional information about the uncertainties considered in the combination of cross-section measurements is provided in Appendix A.
6.1 Combinations of -channel cross-section measurements
The combination of the ATLAS and CMS -channel cross-section measurements at [59, 60] results, after one iteration, in
[TABLE]
The relative uncertainty is , which improves on the uncertainty of 9.1% in the most precise individual measurement from CMS [60]. The for the combination is , corresponding to a probability of . The CMS weight in the combination is , while the ATLAS weight is . The overall correlation between the two measurements is %. The contribution from each uncertainty category to the total uncertainty in the combined -channel cross-section measurement at is shown in Table 5(a).
The combination of the ATLAS and CMS -channel cross-section measurements at [32, 33] results, after two iterations, in a cross-section of
[TABLE]
The relative uncertainty is , which improves on the uncertainty of 7.5% in the most precise individual measurement from ATLAS [32]. The for the combination is , corresponding to a probability of . This probability is lower than the probability of the combination at because of the differences between the ATLAS and CMS measured cross-sections and their small uncertainties. The ATLAS weight in the combination is , while the CMS weight is . The overall correlation between the two measurements is %. This is larger than the correlation between the measurements at because the statistical and detector uncertainties are lower, thus increasing the importance of the theory modelling uncertainty (which is correlated between the two experiments), as shown in Appendix A.1. The contribution from each uncertainty category to the total uncertainty in the combined -channel cross-section measurement at is shown in Table 5(b).
At both centre-of-mass energies, the uncertainties from theory modelling are found to be dominant. Details of the central values, the impact of individual sources of uncertainties, and their correlations between experiments at can be found in Appendix A.1.
The shift in the combined cross-section at from a variation of in the top-quark mass is pb, which is similar to the shifts in the input measurements for the same variation. The shift in the combined cross-section at is not evaluated since no estimate is available for the CMS input measurement at .
6.2 Combinations of cross-section measurements
The combination of the ATLAS and CMS cross-section measurements at [61, 62] yields, after two iterations, a cross-section of
[TABLE]
The relative uncertainty is , which improves on the uncertainty of 28% in the most precise individual measurement from CMS [62]. The for the combination is , corresponding to a probability of . The CMS weight in the combination is , while the ATLAS weight is . The overall correlation between the two measurements is %. The contribution from each uncertainty category to the total uncertainty in the combined cross-section measurement at is shown in Table 8(a).
The combination of the ATLAS and CMS cross-section measurements at [34, 35] results, after two iterations, in
[TABLE]
The relative uncertainty is , which improves on the uncertainty of 16.5% in the most precise individual measurement from ATLAS [34]. The for the combination is , corresponding to a probability of . The ATLAS weight in the combination is , while the CMS weight is . The overall correlation between the two measurements is %. Similar to the -channel, this is larger than the correlation between the measurements at due to the increased importance of the theory modelling uncertainties. The contribution from each uncertainty category to the total uncertainty in the combined cross-section measurement at is shown in Table 8(b).
At both centre-of-mass energies, the uncertainties in the theory modelling are found to be dominant. The jet uncertainties are also important. Details of the central values, the impact of individual sources of uncertainties, and their correlations between experiments at are presented in Appendix A.2.
The shift in the combined cross-section at from a variation of in the top-quark mass is pb, which is similar in magnitude to that in the input measurements for the same variation. The shift in the combined cross-section at is not evaluated since no estimates are available for the input measurements at .
6.3 Combination of -channel cross-section measurements
The ATLAS and CMS -channel cross-section measurements suffer from large backgrounds, and the cross-section measurements have large uncertainties. Since the systematic uncertainties mainly affect the background prediction, they are not scaled in the iterative BLUE procedure. Only the luminosity uncertainty is scaled with the central value. The combination of the ATLAS and CMS -channel cross-section measurements at [37, 63] results, after two iterations, in a cross-section of
[TABLE]
The relative uncertainty is , very similar to the most precise individual measurement from ATLAS [37]. The for the combination is , corresponding to a probability of . The ATLAS weight in the combination is , while the CMS weight is . The overall correlation between the two measurements is %. The contribution from each uncertainty category to the total uncertainty in the combined -channel cross-section measurement at is shown in Table 9.
Since the ATLAS measurement has a large weight in the combination, the importance of each uncertainty in the combination is similar to that in the ATLAS measurement, as presented in Appendix A.3.
The shift in the combined cross-section at from a variation in the top-quark mass is not evaluated since no estimate is available for the ATLAS input measurement.
6.4 Summary of cross-section combinations
A summary of the cross-sections measured by ATLAS and CMS and their combinations in all single-top-quark production modes at each centre-of-mass energy is shown in Figure 2. The measurements are compared with the theoretical predictions shown in Table 1: NNLO for -channel only, NLO and NLO+NNLL for all three production modes. For the NLO calculation, the renormalisation- and factorisation-scale uncertainties and the sum in quadrature of the contributions from scale, PDF, and are shown separately. Only the scale uncertainty is shown for the NNLO calculation. For the NLO+NNLL calculation, the sum in quadrature of the contributions from scale, PDF, and is shown. All measurements are in good agreement with their corresponding theoretical predictions within their total uncertainties.
The stability of the combinations of the cross-section measurements to variations in the correlation assumptions, discussed in Section 5, is checked for the theory modelling, JES, the most important contributions to the theoretical cross-section predictions (i.e. PDF+ and scale) and the integrated luminosity. The results of these tests show that their impacts on the cross-section combinations are very small, similar to the stability tests for the combination of the values discussed in Section 7.2.
7 Combinations of determinations
The measured cross-section for a given single-top-quark production mode, , has a linear dependence on as defined in Eq. (1). Thus, a value of is extracted from each cross-section measurement and the corresponding theoretical prediction (presented in Sections 3 and 2 respectively). These values are then combined per channel, and in an overall combination. In the overall combination, the value from the CMS measurement of is excluded. The reason for excluding the CMS -channel analysis from the overall combination is that, at the same centre-of-mass energy, the CMS -channel determination has strong correlations with the -channel determination, which contains relatively large uncertainties. The strong correlation between these two measurements makes the combined value strongly dependent on the correlation assumptions for the dominant uncertainties. This results in a large variation of the combined value for different correlation assumptions.
All uncertainties in and are propagated to the values, taking into account the correlations described in Section 5. The combined value of is evaluated using the reference theoretical cross-section central values marked with a † in Table 1, where it can also be seen that the uncertainty is negligible compared to other uncertainties. For the most precise measurements (i.e. for cross-section measurements at ), which have a large expected impact on the combination, the other theoretical calculations from Table 1 are used as cross-checks.
Table 10 contains a summary of the individual determinations that are the inputs to the overall combination, together with their experimental and theoretical uncertainties using the reference theoretical cross-sections and uncertainties. For the same processes and at the same centre-of-mass energies, there are some important differences between uncertainty categories. In analyses based on -channel events at , the data statistical uncertainty is larger in CMS than in ATLAS because the two experiments use data samples of different size. Differences in the category of jet uncertainties are due to the evaluation of the JES uncertainty in ATLAS using pseudoexperiments, while this uncertainty is introduced as a nuisance parameter in the fit in CMS. At , the difference between ATLAS and CMS in the background-normalisation category is due to the different techniques used to estimate each background uncertainty. Additional details are discussed in Appendix A.1. In the CMS analysis at , the uncertainty associated with the size of the simulated samples is evaluated as part of the total statistical uncertainty. The large difference in the pile-up uncertainty between ATLAS and CMS is due to the different methods used to assess this uncertainty, as discussed in Section 5.1. At , the sizes of the data and simulated samples used in the CMS analysis are smaller than in the ATLAS analysis, resulting in larger data and simulation statistical uncertainties. The large difference between the two experiments in the category of jet uncertainties arises because the JES uncertainty in ATLAS is evaluated in different categories mostly using pseudoexperiments, while in CMS the JES uncertainty is introduced as a nuisance parameter in the fit. Further details are discussed in Appendix A.2. In the CMS -channel analysis, the uncertainty associated with the size of the simulated samples is evaluated as part of the total statistical uncertainty. More details are discussed in Appendix A.3.
[FIGURE:]
7.1 Results
The combination of is performed using the inputs from all three single-top-quark production modes. Using the same method, the combination of is also performed separately for each production mode for comparison.
Combining the values extracted from the -channel and cross-section measurements at from ATLAS and CMS, as well as the ATLAS -channel measurement at , results in
[TABLE]
with a relative uncertainty of . The contribution from each experimental uncertainty category to the total uncertainty in the combined value is shown in Table 11. The theory modelling uncertainties in signal and background processes, discussed in Section 5.1, dominate the experimental uncertainty and the total uncertainty. The theoretical cross-section uncertainty is the second-largest contribution to the total uncertainty in the combined value. Changes in the combined value from using alternative NNLO and NLO+NNLL theoretical predictions for the -channel are less than 1%.
Figure 3 illustrates the correlations between the input measurements in the combination. The correlations are all below 0.6. The largest correlations are generally between the measurements in the same experiment at the same centre-of-mass energy, and for those that have large contributions from the same theory modelling components, such as the ATLAS -channel measurement, which has a correlation of over 0.5 with each of the measurements.
The BLUE weights for each of the contributing measurements are shown in Table 12. The -channel measurements at have the largest weight in the combination, followed by the -channel measurements at . The measurements have smaller cross-section uncertainties than the -channel measurements, but, in addition to the correlation between and -channel measurements, the measurements are also more correlated with the -channel measurements in each experiment. The negative weights indicate the presence of large correlations between the corresponding measurement and some of the other measurements [81].
The combined value from the cross-section measurements at , including uncertainties in for each production mode, is
[TABLE]
with a relative uncertainty of , which improves on the precision of 4.7% of the most precise individual extraction, which comes from the ATLAS -channel analysis at [32]. This is a 30% improvement over the Tevatron combination [30].
The values are also combined for each production mode, combining across experiments and centre-of-mass energies. For the -channel, the ATLAS and CMS measurements at are combined. The results are
[TABLE]
The relative uncertainties are , and respectively. In all cases, these results are more precise than the best individual determinations of , which have uncertainties of 4.7%, 9.9% and 20.8% for the -channel [32], [34] and -channel [37] analyses respectively.
Figure 4 shows a summary of the combinations. The combination is dominated by the -channel analyses.
7.2 Stability tests
The stability of the combination of the values to variations in the correlation assumptions, discussed in Section 5, is checked for the dominant uncertainty contributions. The correlation values are varied for the theory modelling, JES, and the most important contributions to the theoretical cross-section predictions (i.e. PDF+ and scale). Because of the scheme that is used for the correlations, stability tests are also performed for the uncertainties associated with the integrated luminosity. Figure 5 summarises the results of these stability tests, where the correlations between ATLAS and CMS (and also between centre-of-mass energies for the integrated luminosity) are varied.
The uncertainties in the theory modelling category (i.e. scales and radiation modelling, NLO matching, and PS and hadronisation) are varied from their default value of fully correlated to half correlated and to the more extreme tests of uncorrelated and half anti-correlated. The JES category is varied from its default value of uncorrelated to half correlated and half anti-correlated and the more extreme variation of fully correlated. The theoretical cross-section uncertainties, PDF+ and scale, are varied from their default values of fully correlated to half correlated, uncorrelated and half anti-correlated. For the integrated luminosity, the correlation between ATLAS and CMS is varied from its default value of 30% correlated to half correlated and uncorrelated. The correlation between different centre-of-mass energies for each experiment is varied from the default of uncorrelated to half and fully correlated. The correlation of the theoretical scale uncertainty between different processes is also tested. For all variations, the relative changes in the central value of the combined are significantly smaller (<$$0.5\%) than the relative total uncertainty of . Additionally, the relative changes in the total uncertainty are below 0.004, i.e., less than of the total uncertainty of . These tests show that the result of the combination is robust and does not critically depend on any of the correlation assumptions. The cross-section combinations similarly do not depend significantly on any of the correlation assumptions.
8 Summary
The combinations of single-top-quark production cross-section measurements in the -channel, , and -channel production modes are presented, using data from LHC collisions collected by the ATLAS and CMS Collaborations. The combinations for each production mode are performed at , using data corresponding to integrated luminosities of 1.17 to 5.1 at , and of 12.2 to 20.3 at . The combined -channel cross-sections are found to be and at respectively. The values of the combined cross-sections at are and respectively. For the -channel cross-section, the combination yields at . The square of the magnitude of the CKM matrix element multiplied by a form factor accounting for possible contributions from physics beyond the SM, , is determined from each production mode at each centre-of-mass energy, using the ratio of the measured cross-section to its theoretical prediction, and assuming that the top-quark-related CKM matrix elements obey the relation . The values of extracted from individual ratios at yield a combined value of . All combined measurements are consistent with their corresponding SM predictions.
Appendix
Appendix A Systematic uncertainties in cross-section measurements
The single-top-quark cross-sections measured by the ATLAS and CMS Collaborations at , as well as the uncertainties and their correlations between experiments, are summarised in Tables 1317 for the -channel, , and -channel production modes. Similar to the approach that is followed in combinations using the BLUE method, the total uncertainty in these tables is evaluated as the sum in quadrature of the individual uncertainties. To obtain the impact of each source of uncertainty, the input analyses use either pseudoexperiments or approximate procedures which neglect the correlations between sources of uncertainty introduced by the fit to data. In the latter case, this may lead to small changes in the total uncertainty compared with the input measurements presented in Table 2. The likelihood fit includes all nuisance parameters at the same time to evaluate the total uncertainty. The method used by each input analysis to evaluate the individual uncertainties is described below.
A.1 Systematic uncertainties in -channel cross-section measurements
The -channel cross-sections measured by the ATLAS and CMS Collaborations at [59, 60] and [32, 33], as well as the uncertainties and their correlations between experiments, are shown in Tables 13 and 14 respectively. The total uncertainty given for each measurement is the sum in quadrature of the individual uncertainties. This is slightly different from the total uncertainty shown in Table 2 for the CMS measurements at since the total uncertainty is evaluated, through the fit, by varying all nuisance parameters at the same time.
In Table 13, the CMS result at has a larger data statistical uncertainty than the ATLAS result because the two experiments use data samples of different size (see Table 2). In the background-normalisation category, the “Bkg. from MC” uncertainty refers to the , -channel, , +jets, and diboson backgrounds. In the ATLAS measurement, the normalisation uncertainty in the multijet background is estimated by comparing background estimates made using different techniques based on data and simulation samples, while in the CMS measurement, it is estimated from the difference between alternative methods based on data. There is also a large difference between the two experiments in the jets category. As discussed in Section 5.1, the uncertainty in each JES component in the ATLAS measurement is evaluated using pseudoexperiments. The CMS measurement is a BLUE combination of three different measurements, two of which introduce JES components as a nuisance parameter in the fit. Since these fits use additional control regions, the impact of the JES is reduced. In addition, the JES uncertainty in the analyses at is smaller for CMS [100] than for ATLAS [99].
In the analyses at , summarised in Table 14, the difference between ATLAS and CMS in the background normalisation category is due to the different techniques used to estimate each background uncertainty. The “Other bkg. from MC” uncertainty includes the contributions from the , -channel, , +jets, and diboson backgrounds in the ATLAS analysis, and the , -channel, +jets, and diboson backgrounds in the CMS analysis. In the ATLAS measurement, the normalisation uncertainties associated with the top-quark, +jets, diboson, and multijet backgrounds are estimated using pseudoexperiments. Variations in the theoretical cross-section predictions for these processes are also considered, except for the multijet background, where the results obtained from data and simulation samples analysed with various techniques are compared. In the CMS measurement, the uncertainty in the multijet background is estimated from the difference between alternative methods based on data. The normalisations of the and +jets backgrounds are included as nuisance parameters in the fit, while the shapes of their distributions are adjusted by corrections based on data in control regions.
A.2 Systematic uncertainties in cross-section measurements
The cross-sections measured by the ATLAS and CMS Collaborations at [61, 62] and [34, 35], as well as the uncertainties and their correlations between experiments, are shown in Tables 15 and 16 respectively.
In Table 15, the CMS measurement at takes into account the uncertainty associated with the size of the simulated event samples using the Barlow–Beeston method [125]. This contribution is included as part of the total statistical uncertainty. This uncertainty is therefore considered to be zero for the CMS measurement to avoid double-counting. Since the statistical uncertainties in the data and simulation are uncorrelated between the two experiments, this choice has almost no effect on the combination. In the ATLAS analysis, the normalisation uncertainty in the misidentified lepton (fake lept.) background is conservatively taken to be 100%, based on comparisons in data. The uncertainties are included in the pile-up modelling uncertainty. The uncertainty is not considered because no criterion is required in the event selection. The large difference in the pile-up uncertainty between ATLAS and CMS arises from different methods employed by the experiments to assess this uncertainty, as discussed in Section 5.1.
In Table 16, the measurement by CMS at is based on the first half of the data sample. This leads to a larger data statistical uncertainty for CMS than for ATLAS. For the same reason, the sizes of the simulated event samples are smaller, resulting in a larger simulation statistical uncertainty in the CMS result. In the ATLAS measurement, the normalisation uncertainty in the multijet background is estimated by comparing estimates made using different techniques on data and simulation samples, while in the CMS measurement, the uncertainty contribution of the multijet background is estimated from the difference between alternative methods based on data. In the ATLAS analysis, the misidentified lepton and non-prompt (fake lept.) background has a normalisation uncertainty of 60%, based on comparisons in data, to account for possible mismodelling of the jet multiplicity and jet acceptance. There is a large difference between the two experiments in the jets category. As discussed in Section 5.1, the JES uncertainty in the ATLAS measurement is evaluated in different categories. The detector modelling component of the JES common uncertainty is constrained in the fit to data. In the CMS measurement, different components of the JES uncertainty are grouped together, and the group is introduced as a nuisance parameter in the fit. The modelling uncertainty is smaller for the CMS measurement due to the use of low- jets, which allows this uncertainty to be constrained in the fit to data, as discussed in Section 5.1.
A.3 Systematic uncertainties in -channel cross-section measurements
The -channel cross-sections measured by the ATLAS and CMS Collaborations at [37, 63], as well as the uncertainties and their correlations between experiments, are shown in Table 17.
The CMS measurement takes into account the uncertainty associated with the size of the simulated event samples using the Barlow–Beeston method [125]. The contribution is included in the total statistical uncertainty. This uncertainty is therefore considered to be zero for the CMS measurement to avoid double-counting. Since the statistical uncertainties in the data and simulation are uncorrelated between the two experiments, this choice has almost no effect on the combination. The result from ATLAS has smaller uncertainties. This is attributed to the use of the latest simulation samples with tuned parameters [126] as well as the use of the matrix element method in the ATLAS analysis. In addition, all systematic uncertainties are profiled in the ATLAS analysis, while in the CMS analysis, major uncertainties, including those from jets and in the theory modelling category, are excluded from the fit and evaluated using pseudoexperiments. The total uncertainties in Table 17 are slightly different from the uncertainties shown in Table 2 because here the uncertainties are summed in quadrature, while in the input analyses the impacts of at least some of the uncertainties are included in the fits to data. In particular, the difference between the relative total uncertainty shown in Table 2 for the ATLAS measurement, i.e. 34.4%, and the relative total uncertainty shown in Table 17 is due to the usage of an approximate procedure to compute the individual uncertainty contributions. Possible correlation terms between the systematic uncertainties introduced by the fit are not included here.
Acknowledgements
We thank CERN for the very successful operation of the LHC, as well as the support staff from our institutions without whom ATLAS and CMS could not be operated efficiently. We acknowledge the support of ANPCyT, Argentina; YerPhI, Armenia; ARC, Australia; BMWFW and FWF, Austria; ANAS, Azerbaijan; SSTC, Belarus; CNPq and FAPESP, Brazil; NSERC, NRC and CFI, Canada; CERN; CONICYT, Chile; CAS, MOST and NSFC, China; COLCIENCIAS, Colombia; MSMT CR, MPO CR and VSC CR, Czech Republic; DNRF and DNSRC, Denmark; IN2P3-CNRS, CEA-DRF/IRFU, France; SRNSFG, Georgia; BMBF, HGF, and MPG, Germany; GSRT, Greece; RGC, Hong Kong SAR, China; ISF and Benoziyo Center, Israel; INFN, Italy; MEXT and JSPS, Japan; CNRST, Morocco; NWO, Netherlands; RCN, Norway; MNiSW and NCN, Poland; FCT, Portugal; MNE/IFA, Romania; MES of Russia and NRC KI, Russian Federation; JINR; MESTD, Serbia; MSSR, Slovakia; ARRS and MIZŠ, Slovenia; DST/NRF, South Africa; MINECO, Spain; SRC and Wallenberg Foundation, Sweden; SERI, SNSF and Cantons of Bern and Geneva, Switzerland; MOST, Taiwan; TAEK, Turkey; STFC, United Kingdom; DOE and NSF, United States of America. In addition, individual groups and members have received support from BCKDF, CANARIE, CRC and Compute Canada, Canada; COST, ERC, ERDF, Horizon 2020, and Marie Skłodowska-Curie Actions, European Union; Investissements d’ Avenir Labex and Idex, ANR, France; DFG and AvH Foundation, Germany; Herakleitos, Thales and Aristeia programmes co-financed by EU-ESF and the Greek NSRF, Greece; BSF-NSF and GIF, Israel; CERCA Programme Generalitat de Catalunya, Spain; The Royal Society and Leverhulme Trust, United Kingdom. We acknowledge the enduring support for the construction and operation of the LHC and the CMS detector provided by the following funding agencies: BMBWF and FWF (Austria); FNRS and FWO (Belgium); CNPq, CAPES, FAPERJ, FAPERGS, and FAPESP (Brazil); MES (Bulgaria); CERN; CAS, MoST, and NSFC (China); COLCIENCIAS (Colombia); MSES and CSF (Croatia); RPF (Cyprus); SENESCYT (Ecuador); MoER, ERC IUT, and ERDF (Estonia); Academy of Finland, MEC, and HIP (Finland); CEA and CNRS/IN2P3 (France); BMBF, DFG, and HGF (Germany); GSRT (Greece); NKFIA (Hungary); DAE and DST (India); IPM (Iran); SFI (Ireland); INFN (Italy); MSIP and NRF (Republic of Korea); MES (Latvia); LAS (Lithuania); MOE and UM (Malaysia); BUAP, CINVESTAV, CONACYT, LNS, SEP, and UASLP-FAI (Mexico); MOS (Montenegro); MBIE (New Zealand); PAEC (Pakistan); MSHE and NSC (Poland); FCT (Portugal); JINR (Dubna); MON, RosAtom, RAS, RFBR, and NRC KI (Russia); MESTD (Serbia); SEIDI, CPAN, PCTI, and FEDER (Spain); MOSTR (Sri Lanka); Swiss Funding Agencies (Switzerland); MST (Taipei); ThEPCenter, IPST, STAR, and NSTDA (Thailand); TUBITAK and TAEK (Turkey); NASU and SFFR (Ukraine); STFC (United Kingdom); DOE and NSF (USA).
Individuals have received support from the Marie-Curie programme and the European Research Council and Horizon 2020 Grant, contract No. 675440 (European Union); the Leventis Foundation; the A.P. Sloan Foundation; the Alexander von Humboldt Foundation; the Belgian Federal Science Policy Office; the Fonds pour la Formation à la Recherche dans l’Industrie et dans l’Agriculture (FRIA-Belgium); the Agentschap voor Innovatie door Wetenschap en Technologie (IWT-Belgium); the F.R.S.-FNRS and FWO (Belgium) under the “Excellence of Science – EOS" – be.h project n. 30820817; the Beijing Municipal Science & Technology Commission, No. Z181100004218003; the Ministry of Education, Youth and Sports (MEYS) of the Czech Republic; the Lendület (“Momentum") Programme and the János Bolyai Research Scholarship of the Hungarian Academy of Sciences, the New National Excellence Program ÚNKP, the NKFIA research grants 123842, 123959, 124845, 124850, and 125105 (Hungary); the Council of Science and Industrial Research, India; the HOMING PLUS programme of the Foundation for Polish Science, cofinanced from European Union, Regional Development Fund, the Mobility Plus programme of the Ministry of Science and Higher Education, the National Science Center (Poland), contracts Harmonia 2014/14/M/ST2/00428, Opus 2014/13/B/ST2/02543, 2014/15/B/ST2/03998, and 2015/19/B/ST2/02861, Sonata-bis 2012/07/E/ST2/01406; the National Priorities Research Program by Qatar National Research Fund; the Programa Estatal de Fomento de la Investigación Científica y Técnica de Excelencia María de Maeztu, grant MDM-2015-0509 and the Programa Severo Ochoa del Principado de Asturias; the Thalis and Aristeia programmes cofinanced by EU-ESF and the Greek NSRF; the Rachadapisek Sompot Fund for Postdoctoral Fellowship, Chulalongkorn University and the Chulalongkorn Academic into Its 2nd Century Project Advancement Project (Thailand); the Welch Foundation, contract C-1845; and the Weston Havens Foundation (USA).
In addition, we gratefully acknowledge the computing centres and personnel of the Worldwide LHC Computing Grid for delivering so effectively the computing infrastructure essential to our analyses. In particular, the support from CERN, the ATLAS Tier-1 facilities at TRIUMF (Canada), NDGF (Denmark, Norway, Sweden), CC-IN2P3 (France), KIT/GridKA (Germany), INFN-CNAF (Italy), NL-T1 (Netherlands), PIC (Spain), ASGC (Taiwan), RAL (UK) and BNL (USA), the Tier-2 facilities worldwide and large non-WLCG resource providers is acknowledged gratefully. Major contributors of ATLAS computing resources are listed in Ref. [127].
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