Experimental searches for muon decays beyond the Standard Model
Francesco Renga

TL;DR
This paper reviews current and future experimental efforts to detect muon decays that violate the Standard Model, focusing on lepton flavor violation and exotic scenarios to explore new physics possibilities.
Contribution
It provides a comprehensive overview of the status, experimental techniques, and future prospects for searching beyond Standard Model muon decays, including conventional and exotic scenarios.
Findings
Current experiments set stringent limits on muon lepton flavor violation
Future facilities aim to improve sensitivity to rare muon decay processes
Exotic decay scenarios could reveal new physics beyond the Standard Model
Abstract
The study of muon properties and decays played a crucial role in the early years of particle physics and contributed over decades to build and consolidate the Standard Model. At present, searches for muon decays beyond the Standard Model are performed by exploiting intense beams of muons, and plans exist to upgrade the present facilities or build new ones, which would open new prospects for the quest of new physics in this sector. In this paper I review the present status of the search for muon decays beyond the Standard Model, with a special attention to the most conventional muon lepton flavor violation experiments, but also considering more exotic scenarios and future outlooks.
| Prompt beam-related backgrounds | |
|---|---|
| Radiative pion capture | and |
| Beam electrons | scattering of a muon stopping target |
| Muon decay in flight | decays in flight to produce |
| Pion decay in flight | decays in flight to produce |
| Neutron induced backgrounds | neutrons hit material to produce |
| Delayed beam-related backgrounds | |
| Delayed-pion radiative capture | and |
| Anti-proton induced backgrounds | hits material to produce |
| Physics backgrounds | |
| Muon decay in orbit | Decay of muons bound in a muonic atom |
| Radiative muon capture | , and |
| capture with neutron emission | , and neutrons produce |
| capture with charged particle emission | , and produce |
| Cosmic backgrounds | |
| Cosmic-ray induced backgrounds | |
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Experimental searches for muon decays beyond the Standard Model
Francesco Renga111Corresponding author: Email: [email protected]; Tel.: +39-06-4991-4266.
Istituto Nazionale di Fisica Nucleare Sez. di Roma, P.le A. Moro 2, 00185 Roma
Abstract
The study of muon properties and decays played a crucial role in the early years of particle physics and contributed over decades to build and consolidate the Standard Model. At present, searches for muon decays beyond the Standard Model are performed by exploiting intense beams of muons, and plans exist to upgrade the present facilities or build new ones, which would open new prospects for the quest of new physics in this sector. In this paper I review the present status of the search for muon decays beyond the Standard Model, with a special attention to the most conventional muon lepton flavor violation experiments, but also considering more exotic scenarios and future outlooks.
1 Introduction
Since the discovery of the muon in the cosmic ray radiation [1], the study of the properties and decays of this particle contributed to build and test the Standard Model (SM) of particle physics. Although this particle was initially identified as the mesotron proposed by Yukawa [2] in its theory of strong interactions, this interpretation was discarded by the experiments conducted by Conversi, Pancini and Piccioni in the years 1940s [3, 4], which marked the birth of particle physics both from an experimental and theoretical point of view. Soon after, Hincks and Pontecorvo [5] started to look for the decay, and the missing observation of photons among the muon decay products demonstrated that it could not be considered just as an excited state of the electron. In the years 1950s the search for by Lokanathan and Steinberger [6] and the exclusion of a branching ratio (BR) around gave one of the first hints of the existence and conservation of lepton flavors, confirmed a few years later by the discovery of the muon neutrino in the Nobel-awarded experiment by Lederman, Schwartz and Steinberger himself [7]. Since then, studies of the muon decays have been carried on, till very recently [8], to test the structure of weak interaction.
The SM passed over the year all the experimental tests that have been performed, with only few (marginal or theoretically ambiguous) deviations of measurements from the predicted values (most notably, in the anomalous magnetic moment of the muon, [9]). Nonetheless, the model looks incomplete from the theoretical point of view, due to some relevant limitations. Among them, a missing explanation for some of the most striking features of the model (namely, the hierarchical structure of the particle mass spectra) and the indication of a new mass scale around the TeV, that should prevent the mass of the Higgs boson to be pushed by radiative corrections to values much higher than the measured one. Many New Physics (NP) models have been built to overcome these difficulties and experiments are carried on to test these hypothetical scenarios.
Being the lightest unstable particle in the SM, with only one decay mode and its radiative derivates, and a relatively long lifetime (which allow to produce intense beams even below the ultrarelativistic limit), the muon with its decays provides a unique environment to search for NP phenomena in a clean environment with essentially no theoretical uncertainty.
In this paper, the current status of the searches for physics beyond the SM in muon decays is reviewed. After a short introduction to the experimental techniques used in this field (Sec. 2), muon decays in the SM are discussed in Sec. 3. In Sec. 4 the conservation of the lepton flavors is discussed, and the current status of the searches for lepton-flavor-violating muon decays into SM particles is presented in Sec. 5. Some more exotic scenarios with new particles produced in muon decays are also discussed in Sec. 6.
2 Experimental techniques for muon decay studies
As already mentioned, the muon was discovered and firstly studied in the cosmic ray radiation. A significative step forward in the study of its properties and decay modes was performed when pion beam became available in the years 1950s. Pions can be stopped in a target and the muons produced in their decays can be studied. Finally, the first muon beams were delivered in the years 1970s.
Muon beams are usually produced starting from a proton beam impinging on a target and producing pions. Pions decaying in the target itself produce muons that can be collected and transported by a beam line toward the experimental areas where the detectors are installed. The most intense continuous muon beams in the world [10, 11] are currently delivered at the Paul Scherrer Institut (PSI), in Villigen (CH). A 2 mA current of protons of 590 MeV kinetic energy from the PSI Ring Cyclotron hits two different graphite targets where, in total, of the protons are stopped, the rest being preserved to serve a downstream neutron spallation source. The two targets serve different beam lines. In order to get an intense, pure and monoenergetic muon beam, particles with momentum MeV/c are selected, corresponding to muons emitted by pions decaying at rest. It happens when the pion decays right on the surface of the production target (surface muons). The beam can be further purified by selecting particles with a given velocity (and hence a given mass) by means of a Wien filter, a superposition of orthogonal electric (E) and magnetic (B) fields through which only particles with the desired velocity go straight, while others are removed by collimators. Beams with up to a few surface muons per second can be currently delivered at PSI.
In the Ring Cyclotron at PSI protons travel in bunches with a repetition rate of about 50 MHz. The pion lifetime ( ns) is large enough to spoil the time structure of the beam and make a practically continuous muon beam. For some applications, pulsed beams are instead necessary. For instance, the Delivery Ring at Fermilab (Batavia, USA) used for the Mu2e experiment [12] provides protons in bunches separated in time by 1695 ns. They hit a target and produce muons that mostly arrive to the experimental apparatus within a few hundred ns. After about 700 ns and before the next bunch, only the muon decay products are practically visible in the detectors, with a very low contamination from other particles (and specifically pions) emerging from the production target.
Muons decay predominantly into an electron 222We will generally use electron to indicate either or emitted in muon decays, unless the context implies that positive muons are used and hence positrons are always produced. and a pair of neutrinos, , with photons possibly irradiated by one of the charged particles involved in the process. Hence, the only particles that can be reasonably detected in experiments to study the muon decays with high statistics are electrons and photons. Most often the muons are stopped in a thin target in order to exploit the advantages of the decay-at-rest kinematics. Hence, the particles to be detected also have a quite low momentum, in the range of a few 10 MeV/c. All these features limit significantly the kind of detectors adopted in these studies.
Tracking devices with a very low material budget, typically installed within a magnetic field to realize a magnetic spectrometer, are the usual choice for the electron reconstruction. The low material budget is necessary to reduce the multiple Coulomb scattering experienced by the electrons, which is very relevant at such low momenta and tends to spoil the original kinematics. For this reason, gaseous detectors like multi-wire proportional chambers (MWPC) or drift chambers [13] have been mostly used in the last decades. In the MEG experiment [14] the use of drift chambers with a very light structure allowed to keep the total number of radiation lengths along the whole positron trajectory below , i.e. less than one single layer of conventional silicon detectors. More recently, the development of very thin solid state detectors [15] added a new interesting option for tracking at very low momentum. Fast organic scintillators can be added at the end of the electron trajectory to provide a precise time measurement.
The reconstruction of photons, when necessary, is typically performed with calorimeters. Inorganic scintillating crystals were mostly used in the past, while the MEG experiment firstly introduced the use of large volumes of liquid Xenon [14]. An interesting alternative which have been exploited in the past [16] is the photon conversion into an pair in the interaction with a thin layer of dense material, and the reconstruction of the two charged particles in a magnetic spectrometer to infer the photon energy and direction. The advantages and disadvantages of this technique will be discussed in Sec. 5.1.
3 Muon decays in the Standard Model
In the SM the muon decays through weak interactions mediated by the boson, according to the Feynman diagram shown in Figure 1. The lifetime, at tree level and neglecting the electron mass, can be written as 333We use here the system of units where .:
[TABLE]
where is the Fermi coupling constant and is the muon mass. This result comes from the lagrangian terms:
[TABLE]
that couple charged leptons and neutrinos to the boson, with . Here is the coupling constant of the weak interaction, and is the mass of the boson which mediates the decay in question. The term selects only the left-handed components of the fermion fields and right-handed components of the anti-fermion fields, and give rise to the maximally parity violating structure of weak interactions. It is reflected in the differential rate of polarized muon decays in the SM [17]:
[TABLE]
where , is the electron energy and is the angle of the electron with respect to the polarization axis of a muon beam with polarization degree .
A more general form, including non-standard interactions and summed over the electron polarizations, is [18]:
[TABLE]
where , and:
[TABLE]
The parameters , , and are called Michel parameters [19] and their SM values are , , and . The decay is often referred to as the Michel decay. Precise measurements of these parameters allow to verify the V-A structure of weak interactions and search for possible contributions beyond the SM. The energy spectrum reaches its maximum and has a sharp edge around the kinematical end-point of the electron energy, MeV, as shown in Figure 2.
A photon with energy MeV can be emitted by one of the charge particles involved in the process [21], with a probability of about 1.4%, producing the radiative muon decay (RMD) . The photon emitted in this process can be a virtual photon converting into an pair. The resulting decay has a BR of [22].
3.1 Searches for New Physics in standard muon decays
As already mentioned, the study of the spectrum of the electrons emitted in the Michel decay allow for accurate tests of the SM, with negligible theoretical uncertainties (see the Muon Decay Parameters review in [23] for a detailed discussion). The latest results in this field come from the TWIST experiment [8], operated at TRIUMF (Vancouver, CA). Positive muons are used in this experiment, because negative muons tend to be captured by the Coulomb field of the target nuclei, and the decay spectra are distorted with respect to free muons. A muon stopping rate between 2000 and 5000 s*-1* was available, and a total of events were collected, although only a portion of the observed spectrum was retained for the final analysis, concentrating on the phase space regions where minimal discrepancies between data and simulations were present, in order to reduce the associated systematic uncertainties. Including all the selection criteria, events were in fact used. The TWIST detector was composed of proportional chambers and drift chambers surrounding a silver or aluminum muon stopping target, minimally degrading the muon polarization, and immersed in a 2 T solenoid field. A sketch of the experiment is shown in Figure 3.
A very low reconstruction inefficiency () was obtained over the measured phase space region, with a momentum resolution of 58 keV/c at and a momentum accuracy . These excellent performances allowed to measure the Michel parameters with high precision [24, 25]:
[TABLE]
where is the muon polarization in pion decays (equal to 1 in the SM). No significative deviation with respect to the SM values is observed.
A precise measurement of requires a measurement of the electron polarization [26]. It can be made by means of a magnetized foil used as a polarization analyzer: in such a foil, positrons annihilate in flight with electrons and the angular distribution of the photons emitted in this process is related to the polarization of the positrons. The best estimate reported in [23] is .
Contributions beyond the SM can be also searched for in RMDs [27, 28, 29]. In this case, deviations from the V-A structure of weak interactions should be observed in the electron and photon spectra and described by a parameter that is zero in the SM [30, 31, 32]. The best measurement [29] is currently .
The MEG experiment, which will be discussed in detail in Sec. 5.1, also performed a measurement of RMD spectra [33], with the main goal of cross-checking the background predictions for the search of . As a by product, it allowed to verify the SM prediction in a limited region of the phase space (large momentum and large relative angle), but with very high statistics.
4 A lepton flavor violation primer
In the SM fermions are divided in leptons, which only feel the electroweak interactions, and quarks, which are also subject to the strong interaction. Quarks are divided in three families:
[TABLE]
and weak interactions mediated by the boson transform at tree level the upper components into the lower components of these doublets, according to the lagrangian term:
[TABLE]
with:
[TABLE]
The quark states of Eq. (11) are the eigenstates of the weak interaction hamiltonian, but they do not coincide necessarily with the mass eigenstates (i.e. the eigenstates of the free Hamiltonian), which will be in general a linear combination of the former, and . If the lagrangian of Eq. (12) is rewritten in terms of the mass eigenstates, then:
[TABLE]
where is the Cabibbo-Kobayashi-Maskawa (CKM) matrix [34, 35]. Hence, the weak interaction couples the up-like mass eigenstates to linear combinations of the down-like mass eigenstates, and they are said to mix the families.
In the lepton sector, we also consider three families (flavors):
[TABLE]
and, with similar notations, the lagrangian:
[TABLE]
In this case, if we consider the basic version of the SM where the neutrinos are massless, and also consider that neutrinos are only subject to weak interactions, we can arbitrarily redefine the neutrino weak eigenstates in such a way that the lagrangian is still diagonal in the charged-lepton mass eigenstates. It implies that the weak interactions do not mix the lepton flavors and, since electromagnetic and strong interactions cannot mix the flavors, the number of leptons minus the number of anti-leptons of each family is separately conserved in any process (lepton flavor conservation).
In reality, this lepton flavor symmetry is only approximate in the SM. Oscillations from a neutrino flavor to another have been indeed observed [36, 37], and they imply non-zero neutrino masses, so that the arbitrarily redefinition of the fields discussed above is not possible and flavor mixing arises. It is parameterized by the lepton-sector analog of the CKM matrix, the Pontecorvo-Maki-Nakagawa-Sakata (PMNS) matrix [38, 39]. The probability that a neutrino of energy and flavor oscillates into a neutrino of flavor over a distance is given by:
[TABLE]
where is the PMNS matrix and are the neutrino masses, not yet measured and constrained to be in the sub-eV range by the present experimental results. Flavor mixing also arises in the charged-lepton sector, where for instance the decay depicted in Figure 4 can be conceived as the oscillation of a neutrino over a length with a characteristic energy . The process is thus suppressed by the tiny factors . The exact calculation of the BR of the decay gives:
[TABLE]
and, with the best estimates of the PMNS elements, [40]. Compared to the current best experimental upper limit (UL), at 90% confidence level (CL), the expected SM rate is unmeasurably small. Similar considerations hold for the other charged lepton flavor violation (cLFV) processes in the SM.
From the discussion above it is clear that, on one side, the observation of cLFV would be an unambiguous evidence of NP beyond the SM, with no theoretical uncertainty. On the other side, the lepton flavor symmetry is accidental: it is not related to the structure of the SM lagrangian, but it is only a mere consequence of the particle content of the model. This feature makes this symmetry prone to be violated in any extension of the SM. Indeed, most NP models predict an enhancement of cLFV, and they are already strongly constrained by the present experimental limits. Supersymmetric (SUSY) models are the most popular choice, and searches for cLFV tends to give strong constraints to them, owing to an interesting feature: even if a SUSY model is built to be lepton-flavor-conserving at some high energy scale, the renormalization group evolution creates unavoidable off-diagonal terms in the slepton mass matrix, producing cLFV effects at a level that is typically measurable in present or next generation experiments (a discussion of cLFV in SUSY, with a reach bibliography, can be found in [40]). It is worth mentioning, anyway, that cLFV effects of the same size typically arise in a plethora of NP models, including theories with extra dimensions [41], multi-Higgs models [42], unparticle physics [43], leptoquarks [44]. The importance of cLFV searches on the development of NP models can be easily understood in the framework of effective field theories (EFT), where non-standard operators are included in the SM lagrangian, suppressed by powers of a characteristic mass scale . If one assumes coefficients in front of these new contributions and takes into account the current limits on cLFV, NP is excluded up to thousands of TeV [45]. So we already know that, if we want some physics beyond the SM at the TeV scale, some protection mechanism is likely to exist, that keep the coefficients low enough to satisfy the current bounds.
Once such a protection is implemented, it is still interesting to consider the interplay between indirect searches of NP through low-energy cLFV measurements and direct searches of new particles at the high-energy frontier with accelerators like the LHC. In Figure 5 the cLFV predictions of a specific SUSY model [46] are illustrated. Points in the plot correspond to points of the model’s parameter space that would give accessible signatures at the LHC, and different scenarios are assumed. It is noticeable that, even within the same model, there are cases where possible LHC signatures are already completely excluded by cLFV searches, and others where cLFV searches can give almost no clue about the LHC reach. This is a typical feature in most models and it makes clear the complementarity between the two kind of searches: both are necessary to increase the chance of making a discovery and, if one is made, both are needed to disclose the flavor structure of the observed NP.
5 Lepton flavor violating muon decays to standard particles
In this section we discuss the most recent and future searches for cLFV in muon decays, with standard particles in the final state, while the next section will be devoted to some more exotic scenarios where new particles are also produced.
The historical evolution of the searches for LFV muon decays is shown in Figure 6. It should be noticed anyway that, as we will discuss in this section, the impact of these searches in terms of constraints to NP effects cannot be trivially evaluated from the absolute values shown in this picture.
In the past, searches have been performed also for , and the best upper limit on the BR of this decay is 1.2% [freedman]. In most NP scenarios this kind sensitivity is far from being competitive with the one of the other experiments, and these experiments will be not discussed here, although they contribute to constrain some models [bileptons].
5.1
The decay has been searched for since the discovery of the muon. As already mentioned, the first search was performed in 1948 by Hincks and Pontecorvo [5], who searched for photons produced in association with the electron typically observed in the decay of cosmic muons. Later, the search was performed using stopped pion beams and finally with muon beams. In this case, surface muons ( MeV/c) are preferred to guarantee high rate and beam purity. Muons are stopped on a thin target (typically, a few hundred microns of plastic) and the kinematics of the two-body decay at rest is exploited, searching for a positron and a photon with the same energy MeV (we neglect here the positron mass), emitted in opposite directions (i.e. with a relative angle ). Notice that positive muons are used, because negative muons are captured by the target nuclei and the resulting decay spectra are distorted with respect to the free muon case.
There is a physics background for this decay channel, given by the RMD , when the two neutrinos carry a very low fraction of the available energy, so that the photon and positron energies and relative angle are compatible with the two-body kinematics within the experimental resolutions. The energy and angle spectra near the kinematical end point are anyway suppressed by terms proportional to , with , as shown in [17]. This strong suppression, combined with a very high muon beam rate (exceeding /s in the most recent experiments), makes the RMD background secondary with respect to the accidental time coincidence of a positron from a muon decay and a photon from the RMD of another muon or the annihilation in flight (AIF) of another high energy positron (the AIF contribution being dominant near the kinematical end point). In this case, anyway, a further handle to suppress the background comes from the requirement that the two particles are emitted at the same time. There are hence four discriminating variables to be exploited to separate signal and background: , , and the relative time . If one imagines to extract the signal yield by counting events in this 4-dimensional space, within a signal region defined according to the resolutions , , etc., the expected accidental background rate is [17]:
[TABLE]
where the and terms follow from the shape of the Michel and AIF spectra, while the factor can be understood if it is decomposed in two components in spherical coordinates . The first conclusion we draw from Eq. (19) is that, if an experiment with a given expects to see over its lifetime a significative number of accidental events in its signal region, an increase of the beam rate would be useless to improve the sensitivity, that would go with and would remain constant. Hence, an experiment designed to search for needs to provide good angle, time and positron energy resolutions, and an excellent photon energy resolution, and only if these performances are good enough to guarantee a zero-background condition the muon beam rate can be profitably increased.
A good reconstruction of the positron direction is typically guaranteed by very light tracking detectors, and gaseous detectors have been used in the most recent experiments. If the detector is installed within a magnetic field, the positron momentum is also measured. The requirement of using light detectors allows to reduce the deterioration of the resolutions due to the multiple Coulomb scattering, and also reduces the rate of AIF events contributing to the accidental background. For the same reason, the stopping target also needs to be as light as possible, while keeping a high muon stopping efficiency. The strategy adopted to fulfill this requirement consists in the use of a thin planar stopping target, with its normal vector forming a large angle with respect to the beam axis. In this way, positrons exiting around with respect to the beam axis see a much lower thickness of target material with respect to the muons. A thin planar target also allows to define the muon decay point by simply propagating the positron track back to the target plane. Combined with a measurement of the photon detection points, it gives for signal events the best estimate of the photon direction (as the line joining the two points), circumventing the typically bad (or even null) angular resolution of detectors. Fast organic scintillators are also used at the end of the positron trajectory to provide a precise timing.
On the photon side, a calorimetric approach with inorganic scintillators guarantees a precise measurement of energy, position and time, typically limited by the properties (light yield and characteristic time) of the scintillating material. The efficiency is mostly limited by the material in front of the calorimeter, because the photon can convert before entering it. It can be relevant, for instance, when the coils of the magnet of a positron spectrometer are present. In the MEG experiment [14], for instance, it determined an inefficiency of about 35%. There is indeed an alternative approach for the photon detection, that consists in placing within the magnetic field a thin layer of dense material where the photon can convert into an pair, which can be tracked in the magnetic field in order to infer the photon energy, conversion position and direction. In this case the efficiency is very low, due to the low probability of photon conversion (4.5% in radiation lengths of Lead or Tungsten [48] for 52.8 MeV photons). On the other hand, the reconstruction of the pair provides: an excellent energy resolution; an excellent photon position resolution; an information on the photon direction which is not competitive with the resolution provided by the line joining the photon position and the positron vertex, but can be compared to this one in order to determine if the photon really comes from the same point of the positron (which helps to reduce the accidental background). According to the discussion above about the accidental background rate, the resolutions and background rejection of the photon conversion approach allow to increase the beam rate, and it can compensate the loss of efficiency.
The most recent experiments looking for made use of all these techniques.
The Crystal Box experiment [49] operated at LAMPF (Los Alamos, USA) in the years 1980s and depicted in Figure 7, was composed of a multilayer cylindrical drift chamber surrounded by scintillator counters for positron timing and a calorimeter made of NaI(Tl) crystals. There was no magnetic field, hence the drift chamber only provided the positron direction, while energy measurements were performed in the calorimeter for both the positron and the electron. The experiment reached resolutions (FWHM) at 52.8 MeV, a resolution of 1.15 ns (FWHM) dominated by the photon timing in the calorimeter, and a vertex resolution of a few mm. The photon reconstruction efficiency was exceeding 98% and the total efficiency for events was 64%. Running at /s of beam intensity, the experiment collected a statistics corresponding to muons stopped on target. In the parameter space defined by the four discriminating variables , , and , in a region around the expected signal values, data were analyzed with a Maximum Likelihood technique (this approach was also used in later experiments). No significative signal was observed and an UL was set, at 90% CL. Crystal Box also searched for and set the limit .
The MEGA experiment [50], also run at LAMPF about 10 years later, could exploit a much larger beam rate, up to /s. With such a rate, it was reasonable to exploit the better resolutions provided by the photon conversion technique. The experiment, sketched in Figure 7, was composed of a positron spectrometer with MWPCs within a 1.5 T magnetic field, surrounding a mm Mylar target whose normal direction formed an angle of with respect to the beam axis. Around the positron spectrometer and within the same field, two layers of Lead, 0.045 radiation lengths each, were used for the photon conversion. MWPC in between the two layers and a drift chamber after the second layer tracked the pair. The photon reconstruction efficiency was only 2.4%, but an energy resolution of 5.7% and 3.3% (FWHM), for conversion in the inner and outer layer respectively, could be reached. The positron spectrometer provided a momentum resolution of 540 keV/c. A time resolution of 2 ns was provided by scintillators in between the positron MWPC and the conversion layers. The experiment collected data for three years for a total of s of live time and muons stopped on target. No excess of events was observed and the limit at 90% CL was set [16].
The best limit currently available comes from MEG [14]. The main breakthrough of this experiment was the construction of a liquid Xenon (LXe) calorimeter read out by 846 PMTs, providing excellent time (64 ps RMS) and energy (1.7 to 2.4% RMS) resolutions, even better than what could be obtained in MEGA with the photon conversion approach, although the extremely high cost of LXe limited the volume of the detector and hence its acceptance (). The experiment is depicted in Figure 8. For positron tracking, a set of 16 planar drift chambers was immersed in a magnetic field which was degrading from 1.3 T at the center of the detector to about 0.5 T at the extremities of the magnet, with its main component along the beam axis. This configuration has two advantages: positrons of same momentum make a trajectory with the same bending radius, irrespective of the emission angle, and even tracks emitted at almost with respect to the beam axis are expelled from the spectrometer after a few turns. It made possible to keep a high acceptance in the chambers, even if they only cover a small extent in the radial direction, which allows to keep a low pileup of low momentum positrons. The momentum resolution was keV/c and the angular resolutions around 10 mrad. At the end of their trajectory the positrons reach a set of scintillating bars for positron timing (with 65 ps RMS resolution) and trigger. The experiment run at PSI with /s, collecting up to muons stopped on target. A likelihood analysis was performed, splitting in two components in spherical coordinates, and . The distributions of data are shown in Figure 9 along with the probability distribution functions (PDF) used in the likelihood analysis. No excess of signal events was observed and an UL at 90% CL was set, [51].
The MEG collaboration is finalizing the construction of an upgraded detector, MEG-II [52], with significative improvements in all its components. The 16 drift chambers of MEG have been replaced by a unique cylindrical drift chamber, which will provide a better tracking along the full trajectory of the positron, and will reduce the inefficiencies associated in MEG to the long untracked path between the chambers and the positron scintillators. The expected momentum resolution of the spectrometer is expected to be keV/c while the angular resolutions will be improved by a factor of 2 with respect to MEG. The LXe calorimeter has been instrumented in its inner face with silicon photon detectors (MPPC) [53], giving a higher granularity with respect to PMTs, and hence improving the energy and position resolution of the detector. The energy resolution is expected to be . The positron scintillating bars are replaced by scintillating tiles, in such a way that many time measurements are performed along the positron trajectory. The average positron time resolution is expected to go below 40 ps. Finally, a new detector has been installed along the beam line in order to identify a possible low energy positron in coincidence with the photon in the LXe calorimeter, which would indicate that the photon itself comes from a RMD and not from a signal event. All the detectors have been installed at the end of 2018 and data taking will start in 2019, for a three year run at /s and an expected UL of on the BR of .
Studies have been performed to determine the possible sensitivity of future experiments searching for , in the view of the proposals to develop new high intensity muon beams, delivering a muon rate one or even two orders of magnitude larger than what is currently available. At PSI the HiMB project [54, 55] wants to exploit an optimized muon production target, a new system of solenoids to increase by a factor the efficiency of capturing the muon toward the beam line and a new design of the beam line optics to increase the transport efficiency by a factor . The goal is to reach a muon beam intensity from a few up to /s. The main limitation to the achievable rate per incoming proton at PSI is the use of a thin production target to preserve the proton beam for a downstream neutron spallation source. The MuSIC project [56] at RCNP (Osaka, JP) wants to exploit a different technique, with a smaller proton current but a much thicker target, and a specifically designed capture solenoid. The expected muon yield per unit of beam power is three orders of magnitude larger than what is obtained at PSI. Although the present expectations do not exceed significantly the rates already available at PSI, it is an example of a new strategy for the production of intense muon beams. Finally, studies to produce continuous muon beams with rates exceeding /s are also on going in the framework of the PIP-II project at Fermilab [57]. In [48] we investigate the experimental factors that will ultimately limit the sensitivity of a experiment with such large beam rates. While a magnetic spectrometer with gaseous detectors still looks the best choice for the positron reconstruction, the higher rate tolerance of solid state detectors could make them preferable at the highest intensities, although with a significative loss of momentum resolution. Anyway, the performances will be ultimately limited by the interaction of the positrons in the detector material, and namely in the stopping target. It seems difficult, for instance, to reach angular resolutions below 3 mrad. On the photon side, the development of very luminous and fast scintillating crystals like LaBr3(Ce) could be a good alternative to LXe. The cost of these materials, anyway, is still very large and could limit the acceptance that can be reasonably reached. The photon conversion technique could be again a good alternative, in particular if very high beam rates are available and a good timing can be obtained with active converters [58]. Taking into account all these limiting factors, a few experimental scenarios have been considered, with calorimetry, photon conversion (one or more layers) and possibly the inclusion of a gaseous or solid state vertex detector to improve the vertex and angle resolutions. As shown in Figure 10, an UL around a few could be obtained with standard techniques but a non trivial R&D effort, while breaking the level would require a more radical rethinking of the experimental concept.
5.2
The decay is at first the natural extension of the decay, when the photon is virtual and converts internally into . Anyway, NP could also include an interaction between the four fermions without an intermediate photon. In the language of EFT, the decay at tree level is produced by a dipole-like interaction,
[TABLE]
but four-fermion operators could also be present in the lagrangian, for instance:
[TABLE]
Anyway, the naive conclusion that the channel is only sensitive to dipole interactions while the channel also receives contributions from four-fermion operators has to be disregarded. It has been shown [59] that if all operators are consistently taken into account, the mixing introduced at loop level by the renormalization-group evolution gives contributions to from four-fermion operators, and there are scenarios where the searches for are even more sensitive than the searches for to constrain some of them. There is hence a strong complementarity between searches for cLFV in different channels.
The main experimental difference in with respect to comes from the presence of three charged particles whose direction can be precisely measured in a tracking detector, and one can require that they come from the same point within the experimental resolutions. It drastically reduces the likelihood of an accidental coincidence. The main background is thus a radiative muon decay where the photon is virtual and converts internally into , i.e. , if the two neutrinos carry a very low fraction of the available energy. On the other hand, the three-body decay kinematics imposes a detector design with a much larger momentum acceptance (compared for instance to MEG, where only tracks with a momentum larger than 40 MeV could be detected), and the only kinematical discriminating variables are the vector sum of the track momenta and the sum of the track energies, which have to be consistent with zero and with the muon mass, respectively.
The decay was searched in the years 1980s by the Crystal Box experiment, which set the limit at 90% CL [49]. The best limit comes anyway from the SINDRUM experiment [60], operated at PSI in the same years. The experiment was a magnetic spectrometer instrumented with MWPCs and plastic scintillators for timing and trigger, surrounding a muon stopping target shaped as a double hollow cone. With such a design of the target, the beam is spread over a large surface, further reducing the probability of an accidental coincidence. It gives the best compromise between accidental background rejection, stopping efficiency and minimization of the material along the trajectory of the decay products. The momentum resolution of the spectrometer was 1.4 and 0.7 MeV/c in the component parallel and perpendicular to the decay plane, respectively. The experiment did not observe any significative signal, and set the UL at 90% CL.
A new experiment to search for is under construction at PSI [61]. The Mu3e detector, sketched in Figure 11, will exploit the most recent developments in the construction of thin silicon detectors, adopting the HVMAPS technology [15]. These devices, composed of a m silicon pixel sensor on top of a light m kapton structure including the power and signal routing, for a total of less than radiation lengths, allow to keep a very low material budget, although the detector resolutions will be still limited by the multiple Coulomb scattering. The experiment will be developed in three phases. The Phase IA detector will be installed on the same beam line used for the MEG experiment, and will be composed of two double layers of silicon detectors, in a 1 T solenoidal magnetic field. A 100 day data taking with /s is expected to start around 2021. In Phase IB two stations of double silicon layers will be added (recurl stations), providing an average resolution of 0.65 MeV on the sum of the track energies, and scintillators (fibers and tiles) will be included for a precise timing, so to exploit the maximum beam rate presently available, /s, without being overcome by the accidental background. In Phase II the detector should be moved to the new high-intensity beam line discussed in the Sec. 5.1, with additional tracking and timing stations and an average energy sum resolution of 0.52 MeV. The goal is to improve by a factor 20 the SINDRUM limit already in Phase IA, reach a sensitivity of after Phase IB and push it down to with days of run in Phase II at /s.
5.3 conversion in the Coulomb field of a nucleus
A negative muon stopped on a target is captured by the Coulomb field of a nucleus and forms a muonic atom. In s the muon cascades down to the atomic level, where it can undergo a decay in orbit (DIO) or be captured by the nucleus through the process . The first case has to be treated as the decay of a bound state, . Hence, with respect to the decay of a free muon, the kinematical end point of the electron energy spectrum is not but, when the two neutrinos carry zero energy:
[TABLE]
where , being the mass of the nucleus and the binding energy of the system. For the muonic Aluminum, MeV and hence MeV.
If LFV is allowed, the muon can interact for instance with virtual photons from the Coulomb field of the nucleus through a dipole interaction like Eq. (20), and decay into an electron of energy , without the emission of neutrinos, . The process, usually referred to as conversion in nuclei, can occur also through a four-fermion interaction and the same theoretical considerations of Sec. 5.2 apply.
From the experimental point of view, the search for conversion consists in looking for electrons emitted with energy from the muon stopping target, and it has to face several backgrounds. As already mentioned, the spectrum of electrons from the DIO extends up to , although it quickly decreases near the end point as . If the muon is captured by the nucleus, a high energy photon can be emitted and convert into , where can have an energy near the end point. The same happens if pions contaminating the beam are captured in the target, and, in general, particles in the beam other than muons can produce a background, as well as cosmic rays going through the detector (indeed, one of the main sources of background in the next generation of experiments). One can consider prompt beam-related, delayed beam-related, physics and cosmic backgrounds, according to the classification in Table 1.
The limits for the conversion in nuclei are expressed in terms of the ratio between the conversion and nuclear capture rates:
[TABLE]
The best limits currently available come from the SINDRUM-II experiment [63] at PSI. The detector was a magnetic spectrometer instrumented with two cylindrical drift chambers, with a momentum resolution of 2.3 MeV/c (FWHM). The experiment also included a Cherenkov detector to identify the electrons and scintillators for trigger purposes. A continuous muon beam was used, delivering about /s. Data were taken with Lead, Gold and Titanium targets, and no excess of events was observed in the signal region, leading to the limits quoted in Tab. 2. SINDRUM-II also searched for the process , setting the limit . As an example, figure 13 shows the electron momentum spectrum measured at SINDRUM-II with the Lead target.
Three experiments currently aim to get better limits: Mu2e, COMET and DeeMe. In order to reduce the backgrounds deriving from particles other than muons, pulsed beams will be used in these experiments. Indeed, if the data acquisition time window is opened only after a few hundred ns from the arrival of the proton bunch, both the prompt and delayed beam-related backgrounds are strongly suppressed, and one expects no particle to reach the detector, apart from the decay products of the muonic atom. A schematic of the beam structure and acquisition timing is shown in Figure 12 for the Mu2e experiment. Anyway, one of the main challenges of this generation of experiments is the requirement of keeping below the fraction of protons arriving to the muon production target in between two bunches (the extinction of the beam), in order to make the beam-related backgrounds negligible.
The Mu2e experiment [12] is under construction at Fermilab, and is sketched in Figure 14. Protons of 8 GeV, in bunches of 200 ns separated by 1695 ns, hit a target immersed in a graded magnetic field going from 2.5 to 4.6 T along the incoming beam direction. Slow pions produced in the target tend to be reflected by the magnetic field in the opposite direction with respect to the incoming protons, and the low momentum muons produced in their decay enter a curved solenoid magnet. In this magnet the muons spiralize around the field direction and are transported toward the muon stopping target. The curved solenoid prevents the passage of neutral particles and, thanks to the field gradients which are necessarily present in the curved sectors, allows to separate positive and negative particles, so that the formers can be removed using collimators. The muons finally reach the stopping target, a set of seventeen m Aluminum foils (using multiple thin foils allow to reduce the energy loss of the electrons exiting the target while keeping a large stopping power). Aluminum have been chosen as the best compromise between stopping efficiency, material budget seen by the electrons and muonic atom lifetime (880 ns, long enough to wait for prompt beam backgrounds to be strongly suppressed before opening the acquisition window). The magnetic field in the target region also has a gradient from 2 to 1 T, to maximize the detector acceptance by reflecting a fraction of the back-emitted electrons. The momentum of the electrons produced in the target is measured by a system of 20,000 drift tubes in a 1 T solenoidal magnetic field downstream of the stopping target, with a resolution of 300 keV/c. Then the electrons reach a calorimeter made of CsI crystals read out by silicon photon detectors (SiPM). This detector allows to distinguish electrons from muons and helps in the track reconstruction. A large set of scintillators to veto cosmic ray events will cover the whole detector. The experiment is expected to be built by 2021 and take data for three years (2022-2025) with protons on target, stopped muons and 0.46 expected background events. The expected limit is [66].
The concept of the COMET experiment [67] at J-PARC (Tokai, JP) will be very similar in its first phase. A pion capture solenoid with a graded field from 5 to 2 T will be followed by a 2 T transport solenoid, curved by , a target stopping immersed in a 3 to 1 T graded field and a detector section with a 1 T field. The detector will be composed of a set of 5 planes of drift tubes, for a total of 4160 detectors, followed by a Gd2SiO5 calorimeter. A momentum resolution of 200 keV/c is expected. In the second phase, the setup will include a second section of the transport solenoid, thus making a C shape, and a second C-shaped solenoid between the stopping target and the detector. The former will improve the particle separation in the muon beam, the latter will reduce the event rate in the tracker by preventing low momentum electrons to reach the detector, and will efficiently remove the proton background. The setup for the two phases is shown in Figure 15. The experiment is expected to start its first phase in 2019, collecting up to stopped muons and reaching an UL of on after two years. The second phase will push the limit down to with a two-year data taking ( stopped muons) starting in 2022.
The DeeMe experiment [68], also operated at J-PARC, aims to reach a less ambitious limit, but in a shorter time scale. In this experiment, sketched in Figure 16, muons are directly captured in a silicon-carbide proton target and the emerging electrons are transported by a beam line toward a dipole magnet preceded an followed by pairs of MWPCs, so that their momentum can be measured. The beam line allows to reject low-energy and positive-charged particles. The experiment is expected to start taking data soon and reach a limit in a four-year run.
6 Muon decays to exotic particles
In this section we consider the production of new particles in muon decays. We consider in particular scenarios where a boson of mass is emitted in decays in association with a positron and, possibly, an irradiated photon. Such bosons typically emerge as goldstone or pseudo-goldstone bosons in models with respectively exact or approximate symmetries that are spontaneously broken. In the first case the particle is massless, in the second case it is massive. The list of such hypothetical particles includes axions and axion-like particles, majorons, familons, light Z’ bosons, dark photons etc. A recent and rich bibliography on this subject can be found in [69]. It is also worth mentioning that the interest on light bosons in the mass region that can be explored with muon decays has been also recently boosted by an anomaly emerged in the angular spectrum of pairs emitted in the de-excitation of a state, which could be interpreted as the production of a new boson of mass MeV [70], possibly the carrier of a new fundamental force [71].
From the experimental point of view, inclusive searches have been mostly performed. In the two body decay , monoenergetic positrons would be emitted, with in the massless case, and experiments look for a peak in the momentum spectrum of the positrons emerging from a muon stopping target. If the process is considered, events with a definite missing invariant mass are searched for. These searches allow to look for both stable or unstable particles. Exclusive searches are also possible if the boson decays into electrons and photons, by fully reconstructing its decay products. If for instance the muon decays in the channel with or , one can look for a peak in the distribution of the or invariant mass. If there is no requirement on the positron kinematics, these searches are also sensitive to the lepton-flavor-conserving channel . This search is of particular interest in the framework of models with dark photons [72], in which case this is a RMD where a dark photon is irradiated in place of a normal photon.
6.1 Inclusive searches
Inclusive searches for a new boson in the decay are most profitably performed by experiments studying the positron momentum spectrum of Michel decays, because these experiments are typically designed to have a large momentum acceptance and provide a very precise and accurate determination of the positron momentum. The first feature allows to look at a wide range of masses, the second one provides optimal conditions to look for monoenergetic peaks. The momentum accuracy is of paramount importance in the case of a massless boson, when positrons with energies at the kinematical end point are expected. The Michel spectrum has a steep edge in this region and, as a result, an unrecognized bias in the measurement of the momentum, i.e. a mismatch between the expected and measured position of the edge, can easily mimic the presence of a peak at the end point superimposed to the normal spectrum.
The most recent limits for the search of massless and massive particles in come from the TWIST experiment [73]. A significative effort was made to reduce the systematic uncertainties related to the calibration of the momentum reconstruction. A resolution of (58 keV/c)/ with an accuracy keV/c could be finally reached. The BR of the decay with massive or massless is constrained, assuming either an isotropic angular distribution or anisotropies induced by the muon polarization. An average UL of at 90% CL for masses from 10 to more than 80 MeV/c2 is obtained, while the limit is extracted for a massless . A better limit was obtained in the past by Jodidio et al. for a massless , [74]. The angular acceptance of this experiment was limited anyway to the forward region with respect to the muon polarization, and hence the limit is not valid if the positrons are emitted prevalently in the opposite direction with respect to the muon spin.
It should be noticed that experiments searching for can also be sensitive to the channel, even if their trigger is optimized to search for correlated pairs of a positron and a photon. Indeed, as mentioned in Sec. 5.1, most of the events collected by these experiments when running at high beam rates are accidental coincidences of uncorrelated positrons and photons, and the observed positron momentum spectrum is in practice the Michel spectrum, on top of which one can look for a monoenergetic peak. Anyway, these experiments are typically designed to reconstruct only the high-energy positrons (which limits the mass range that can be investigated) and the control of biases in the reconstructed momentum, though good enough for the search of , is poorer with respect to experiments, like TWIST, specifically designed to measure the Michel spectrum, giving non-competitive systematic uncertainties in the search for a massless boson, unless a specific effort is performed in this direction.
Conversely, experiments are the best place to look for , thanks to their very good photon reconstruction, although the trigger, which selects preferably photons and positrons emitted in opposite directions, limits the available phase space. The backgrounds for this search are RMDs and accidental coincidences, and the signal is looked for in the distribution of the missing invariant mass. The best limit currently available, at 90% CL, has been produced by the Crystal Box collaboration [75], using the same data set of their search for . Although a dedicated study have not been performed yet, the limit could be presumably improved by MEG-II.
The decay has been also searched for with a HPGe detector at PSI [76], for masses in the range MeV/c2, setting an upper limit at 90% CL. In this experiment, the HPGe is used both as a muon stopping target and as a detector, where the positron energy is deposited and measured.
6.2 Exclusive searches for muon decays to unstable exotic particles
If the new boson to be searched for is unstable and decays inside the detector into detectable standard particles (electrons and photons), an exclusive search can be performed, provided that its lifetime is short enough to have a significative fraction of events where the particle decays inside the detector.
The decay with can be investigated by experiments designed for , looking for a peak in the distribution of the invariant mass of each pair. Such a kind of analysis has been performed at SINDRUM, setting limits in a wide range of masses, including also the decay mode [77]. Limits down to have been obtained for lifetimes below s.
The sensitivity of the Mu3e experiment to light bosons in the channel has been investigated [78]. In Phase II, upper limits down to on the BR of this process can be reached for a mass of MeV, for which the experiment would be maximally sensitive.
For what concerns , the aforementioned search for by Crystal Box [49] cannot be considered because it did not include any requirement on the invariant mass. Preliminary studies have been performed at MEG [79] and are planned at MEG-II, although this search will be mostly sensitive to small masses. Indeed, the angular acceptance of the LXe calorimeter of MEG and MEG-II is relatively small (, ), and only photon pairs emitted with a small relative angle can be detected, corresponding to events where the decaying particle has a large Lorentz boost, which implies a low mass. The expected limits range from for MeV/c2 to at MeV/c2.
7 Conclusions
In this paper I reviewed the current status of the searches for physics beyond the SM in muon decays. Muon decays provide a unique environment to search for new physics, with an excellent sensitivity to a wide range of models and negligible theoretical uncertainties. Measurements of the differential decay rates in and currently provide some of the best tests of the V-A structure of weak interactions. A worldwide effort is devoted to the search of lepton-flavor-violating muon decays, with recent results on and upcoming improvements by orders of magnitudes in the sensitivity to , conversion and itself. Experiments designed to perform these searches are also sensitive to muon decays where new particles like Goldstone and pseudo-Goldstone bosons are produced. The muon, the first particle to be studied with modern particle physics techniques in the pioneering work by Conversi, Pancini and Piccioni [3], still provides one of the best playgrounds for the development of fundamental physics.
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