On an extension of the Landau-Gonek formula
Farzad Aryan

TL;DR
This paper extends the Landau-Gonek formula, enabling unconditional results on the zeros of the zeta function, including simplicity and pair correlation estimates, without relying on the Riemann hypothesis.
Contribution
It provides an extension of the Landau-Gonek formula and derives zero distribution results unconditionally, weakening the dependence on the Riemann hypothesis.
Findings
At least two-thirds of zeta zeros are simple under a zero density hypothesis.
Unconditional pair correlation estimates for zeros are established.
Results are independent of the Riemann hypothesis.
Abstract
We prove an extension of the Landau-Gonek formula. As an application we recover unconditionally some of the consequences of a pair correlation estimate that previously was known under the Riemann hypothesis. As one corollary we prove that at least two-thirds of the zeros of the zeta function are simple under a zero density hypothesis, which is weaker than the Riemann hypothesis. The results in this paper can be viewed as pair correlation estimates independent of the Riemann hypothesis.
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On an extension of the Landau-Gonek formula
Farzad Aryan
Abstract.
We prove an extension of the Landau-Gonek formula. As an application we recover unconditionally some of the consequences of a pair correlation estimate that previously was known under the Riemann hypothesis. As one corollary we prove that at least two-thirds of the zeros of the zeta function are simple under a zero density hypothesis, which is weaker than the Riemann hypothesis. The results in this paper can be viewed as pair correlation estimates independent of the Riemann hypothesis.
1. Introduction.
For the Riemann zeta function is defined as
[TABLE]
It has an analytic continuation to the whole complex plane except and non-trivial zeros in known as the critical strip. The location of the zeros of the zeta function is closely tied to the distribution of prime numbers. The closer the zeros are to the critical line (), the better the control is over the distribution of the prime numbers. The Riemann hypothesis predicts that all of the non-trivial zeros of the Riemann zeta function are located on this line.
One of the ways the we can see how the prime numbers are connected to the zeros of zeta function is to look at the Landau-Gonek formula.
In 1911 Landau [7] proved that for fixed
[TABLE]
Later Gonek [13] proved a uniform version of Landau’s formula:
Let and for simplicity consider to be an integer. Then
[TABLE]
Gonek’s version shows that one can test whether or not is a prime number by using an averaging sum involving the zeros of the zeta function. The length of the sum should be around the size of . The formula has applications on the statistical distribution of the zeros of the Riemann zeta function. As one application Gonek gave another proof for the following result of Montgomery [8].
Theorem** (Montgomery).**
Assume the Riemann hypothesis and fix Then
[TABLE]
In Theorem 1.3 we will prove the above result unconditionally. Montgomery proved this result by using his work on the pair correlation of the zeros of the Riemann zeta function.
To explain how the Landau-Gonek formula is being applied generally, note that often time working with zeros of -function one need to estimate a sum of the type
[TABLE]
where and are Dirichlet polynomials of certain length. Estimating the above comes down to calculating
[TABLE]
which is the premise of the Landua-Gonek formula.
Here, we try to extend the connections between the zeros of the Riemann zeta function and prime numbers. To explain the result we assume the Riemann hypothesis, although our results are independent of it. Consider a function that counts the number of zeros of the Riemann zeta function that are close (within the radius ) of
[TABLE]
Now imagine that we add this function to the Landau-Gonek formula, in a dot product manner , to have
[TABLE]
We show that for the above sum is basically the same as the Landau-Gonek formula, however changes start to emerge for . For small adding the factor in the Landau-Gonek formula would extend its support from primes to products of two primes.
Theorem 1.1**.**
Let . Also let be a Gaussian cut-off weight centred around defined as
[TABLE]
with . Let where are integers with . For and we have that
[TABLE]
For the case we can take and we have
[TABLE]
Remark. In the LHS of (1.1) if we assume the Riemann hypothesis has no real part and therefore . On the other hand if we have a zero off the critical line this zero will have a large positive contribution to the LHS of (1.1) and this contribution can only be affected by zeros that are very close to the zero off the critical line. Now since the RHS of (1.1) is bounded by the theorem suggest that we cannot have many violation of the Riemann hypothesis. This gives us a weaker version of the Selberg zero density theorem which we put in Corollary 1.2.
Remark. We can have a similar result with considering two different -functions. For example the sum over can run among the zeros of the Riemann zeta function and the sum over can be considered to run among the zeros of a Dirichlet -function.
In terms of distribution of imaginary parts of zeros of the zeta function on the torus , the Landau-Gonek formula implies that the sequence is uniformly distributed. However when is very close to we see some accumulation of points around Ford, Soundararajan, and Zaharescu in [11, 10] made this notion more precise. It is interesting that adding an statistical factor to the LHS of the Landau-Gonek formula would result in an arithmetic changes in the RHS. However it is not clear that what it would say regarding the distribution of on the torus.
Another way of looking at the distribution of the zeros comes from studying the pair correlation between zeros of the zeta function. Montgomery conjecture [8] states that the pair correlation between pairs of zeros of the Riemann zeta function follows the same distribution as the pair correlation between the eigenvalues of a random Hermitian matrices. More precisely assuming the Riemann hypothesis the Montgomery conjecture asserts that for a Schwartz function
[TABLE]
Regarding the zero free region for the zeros of the Riemann zeta function, by using the Euler product and the functional equation for the zeta function one can show that the zeta function has no non-trivial zeros outside of known as the critical strip. By the work Hadamard and de la Vallée-Poussin we can show that there is no zeros on the line and do slightly better to show the following zero free region
[TABLE]
Beside improvements on the power of , the zero free region (1.7) is the best we can get with current method.
A natural question is if there exist zeros off the critical line, what would they look like? We show that if these counter examples to the Riemann hypothesis are not too close to each other, we cannot have too many of them.
Corollary 1.2**.**
For let be the number of zeros of the Riemann zeta function that are distant apart from the critical line. Moreover, assume that either the distance between imaginary parts of these zeros are bigger than or the distance between the real part of them is bigger than Then we have that
[TABLE]
Remark. Assuming that zeros do not cluster is somehow a troublesome condition since this is one of the difficulties in dealing with the zeros of the Riemann zeta function. However, we put this corollary here to show a quick application of the first theorem for getting some zero density estimates.
Next we will prove another theorem, that allow us to look more closely at the microscopic behaviour of the zeros of the Riemann zeta function.
1.1. Fejer Kernel
In this section we prove a similar result to the Theorem 1.1 with a different weight and we consider its applications.
Theorem 1.3**.**
For let
[TABLE]
Let where are integers with . For we have that
[TABLE]
For the case we have
[TABLE]
By setting we get that in (1.8) equals to
[TABLE]
using the complex definition of the Sine function. Therefore we can write (1.9) as the following.
Corollary 1.4**.**
Let and consider the Sine function as a complex valued function. We have that
[TABLE]
Corollary 1.4 is the unconditional version of (1.4). Rudnick and Sarnak [15] also proved pair correlation results unconditionally, assuming the weight satisfy certain conditions including exponential decay. The Fejer Kernel dose not satisfy the exponential decay.
A major application of Montgomery’s theorem (1.4) was to the problem of simple zeros of the Riemann zeta function. The conjecture is that all of the zeros are simple. Montgomery showed that under the assumption of the Riemann hypothesis at least two-thirds of the zeros are simple. There were several improvements to this result, the best known conditional lower bound is by by Bui and Heath-Brown [3] that shows that at least of the zeros are simple . Unconditionally, the best result is due to Bui, Conrey, and Young [5]. They show that more than of the zeros are simple.
Similar to Corollary 1.2, we can relax the assumption of the Riemann hypothesis and get Montgomery’s result assuming there are not too many zeros that violate the Riemann hypothesis. We define
[TABLE]
Corollary 1.5**.**
For assume the zero density hypothesis
[TABLE]
with Then at least two-third of the zeros are simple.
We could also get the same corollary by assuming that the zeros of the Riemann zeta function satisfy the following non-clustering assumption:
- •
the real parts of the zeros off the critical line satisfy
[TABLE]
- •
let be the imaginary parts of zeros off the critical line, then we have
[TABLE]
It’s important to note that this is a somewhat stronger non-clustering assumption that the one we had in corollary 1.2. This comes back to the properties of the Gaussian weight versus the Fejer kernel.
The problem of small gap between zeros of the Riemann zeta function is a central problem in number theory due to its connection to the class number formula. Let denote consecutive ordinates of zeros of the zeta function.
[TABLE]
Unconditionally, we do not have much information. Selberg (unpublished, but announced in [16]) showed Conditional to the Riemann hypothesis, many authors [9, 6, 4, 12, 17] worked on the problem, and the value of is down to Getting smaller than would have significant application in the class number problem. In [1] the author and Ng proved that under the assumption of certain (perceived to be hard to prove) conjectural bounds on the auto-correlation of the von Mangoldt and the Liouville functions. Here we prove a result in this direction under a zero density hypothesis, rather than the Riemann hypothesis.
Corollary 1.6**.**
For assume the zero density hypothesis
[TABLE]
with Then there is a constant such that the gap between the imaginary parts of the consecutive zeros of the Riemann zeta function is getting smaller than times the average gap, infinitely often.
Remark. With a back of the envelope calculation, if we assume then for any
[TABLE]
which is at odds with Corollary 1.4 which implies that
In [2] we look more closely at the application of the Fejer Kernel in the problem of small gaps between the zeros of the Riemann zeta function.
2. Necessary Lemmas and the proof of main formulas
We begin this section by proving a smooth variant of Landau’s formula.
Lemma 2.1**.**
Let and
[TABLE]
Then
[TABLE]
Before giving a proof of Lemma 2.1 we state the following lemma from [1].
Lemma 2.2**.**
Let and . Then
[TABLE]
[TABLE]
[TABLE]
Proof of Lemma 2.1.
By the residue theorem for we have
[TABLE]
By using the logarithmic derivative of the functional equation for zeta
[TABLE]
we can take the integral on the line back to the line and since we can use the series expansion of . Therefore by Lemma 2.2 we have
[TABLE]
For the integral on the line we have
[TABLE]
This completes the proof of the lemma. ∎
Now we prove a similar lemma; the only difference is in the performance of the weight function.
Lemma 2.3**.**
Let We have
[TABLE]
Proof.
First of all, note that is the same as (2.1) with Therefore the sum in the LHS of (2.3) counts zeros that are very close to By using the residue theorem for we have
[TABLE]
First we expand and then we apply Lemma 2.2 and we have
[TABLE]
For the second integral in (2) first we apply the functional equation (2.6) and and then the Lemma 2.2 and we have that it equals to
[TABLE]
This completes the proof of the lemma. ∎
By using these lemma we are going to give a proof of our main formula.
Proof of Theorem 1.1.
In order to prove the theorem we multiply (2.3) in Lemma 2.3 with and sum over and we also take . Therefore we have three terms to estimate, two term involving the von Mangoldt function, and a term involving the Gamma factor. We begin with
[TABLE]
We apply Lemma 2.1 with and we have (2.8) equals to
[TABLE]
Since we considered we have that if then
[TABLE]
and therefore the first term inside the parenthesis in (2) is very small unless which in that case we get
[TABLE]
We can use the same type of argument for the term involving the gamma factor to show it is very small unless for which we get .
We need to work out the second term inside the parenthesis in (2) since we get some off-diagonal contribution in this case. First we separate the diagonal case which gives
[TABLE]
Now to get an off-diagonal contribution we need to consider such that , otherwise their contributions are very small. Since is fixed, consider such that . Therefore can effectively take values in
[TABLE]
If , then just can have one value equal to In this case we have that the sum
[TABLE]
Since we have that this error term is smaller than Recall that . If then can effectively take values in Therefore the sum over is bounded with and the whole thing is bounded with
[TABLE]
Now if we consider we have that the off-diagonal contribution is smaller than The second term we need to consider is
[TABLE]
By using Lemma 2.1 with and we have (2.10) equals to
[TABLE]
For the first term inside the parenthesis in the above the diagonal case Set and and consequently we have that the diagonal contribution is
[TABLE]
The off-diagonal terms, can be estimated similar to the off-diagonal in (2). The second term is very small because of the term Also the term with the gamma factor is small by using integration by parts and considering the facts that and that behaves like
Now what we have left is to estimate an error arising from the gamma factor
[TABLE]
To treat this first we move the integral from the line to and we get an error of a small size from the singularity at Therefore we need to estimate
[TABLE]
If then the above integral is very small. Therefore practically we should consider the integral for and by using the definition of we can limit the sum over to the one’s that are in . We use the following expansion for the gamma factor
[TABLE]
Now if we replace with the above expansion (with a bit of calculation) we get that the integral equals
[TABLE]
The first term above by using Lemma 2.2 equals
[TABLE]
and after considering the sum over we have to estimate
[TABLE]
We prove a following lemma:
Lemma 2.4**.**
For we have that
[TABLE]
Proof.
We have for
[TABLE]
Since we have
[TABLE]
If that is
[TABLE]
For we will use the asymptotic expansion (2.13) and therefore we need to estimate we have
[TABLE]
By using integration by parts and the fact that we can show that
[TABLE]
is very small. By using trivial bound we have
[TABLE]
For the integral on the line we use (2.6) and we get it is equal to
[TABLE]
In this case we do not have a diagonal term and we can bound it by
[TABLE]
∎
Now by using Lemma 2.4 we have
[TABLE]
For the error that arises from the term above, considering with we get that and consequently the whole error term is bounded by
To see the proof for the case i.e. (1.1) the argument is the same as before, except the diagonal contribution comes from and the contribution from the Gamma factor gives
[TABLE]
This completes the proof of theorem. ∎
Now we give a short proof of the Corollary.
Proof of Corollary 1.2.
For every zero that is off the narrow strip of length around the critical line we get at least a contribution of size in the LHS of (1.1). By the non-clustering assumption this contribution cannot be canceled out by the zeros in its close vicinity. Therefore the sum of the contribution of these zeros should be bounded by the RHS of (1.1), that is This will give the desired bound.
∎
We prove a lemma similar to Lemma 2.2 but instead of a Gaussian weight we use a generalization of the Fejer kernel.
Lemma 2.5**.**
Let and and For
[TABLE]
We have
[TABLE]
We also have
[TABLE]
Proof.
We have that
[TABLE]
Therefore for we set and we have
[TABLE]
To continue we use the follwoing version of the perron’s formula
[TABLE]
For we get for we get and for everything will cancel out. This finishes the proof of the first part. For the second part note that
[TABLE]
therefore the proof is the same just we need to switch to ∎
We apply the above lemma with to get the following
Lemma 2.6**.**
For we have
[TABLE]
For this simplifies to
[TABLE]
Proof.
The proof goes similarly to the proof of Lemma 2.1. By the residue theorem, for we have
[TABLE]
For the integral on we expand the logarithmic derivative of zeta and apply Lemma 2.5 to get the result. For the integral on we use the functional equation (2.6) and then apply Lemma 2.5. ∎
Proof of Theorem 1.3.
We begin by multiplying (2.6) in Lemma 2.6 with and sum over Therefore we get
[TABLE]
If equals a prime smaller than ( in the first sum) then we get
Now assume that we use the Lemma 2.1 on sums over , and given we have the first term above equal to
[TABLE]
plus a negligible error term coming from the gamma factor in Lemma 2.1. Recall that we took . We are going to show that the contribution from the sum over would be just diagonal, coming from and To show this, by using the assumption we have and since we assumed we get and because of this the off-diagonal contribution is negligible. By the above argument we get
[TABLE]
for and we get
[TABLE]
for The other terms can be handled similarly. Now we will take care of the Gamma factor:
[TABLE]
We take the integral to and we get an error term of size Considering the support of this is bounded by Therefore we need to calculate
[TABLE]
We will use (2.13) for the expansion of the gamma factor along with Lemma 2.5 and similar to the proof of Theorem 1.1 we get
[TABLE]
We apply the Lemma 2.4 and we have the contribution of the gamma factore is
[TABLE]
The error is bounded by this finishes the proof for . For by using (2.6) we have
[TABLE]
Now applying the smooth version of the Landau-Gonek formula and the same treatment of the gamma factor as the case for we get that the expression above is equal to
[TABLE]
∎
Next, we will give a proof of Corollaries 1.5 and 1.6. We will prove these corollaries by showing that the effect of the zeros that violate the Riemann hypothesis are negligible in the LHS (1.9).
Proof.
We assume the density hypothesis in the following form
[TABLE]
Let us partition the set of zeros that off the critical line to
[TABLE]
Let and then we have
[TABLE]
Therfore if we consider the effect of zeros in and together we get that its bounded by
[TABLE]
For where are in the effective range of we have that the total effect is bounded by
[TABLE]
Using the zero counting formula we have therefore
[TABLE]
The last inequality is by using the zero density hypothesis (2.20). Putting this back into (2) and apply it to
[TABLE]
and we get that the total effect of zeros off the critical in the above line is bounded by
[TABLE]
considering Therefore for this gets absorbed in the error term considering the main term in (1.9) has size The rest of the proof goes the same as the proof of Corollary 2 in [8]. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] F. Aryan N.C. Ng, Discrete Mean Values of Dirichlet Polynomials , In preparation.
- 2[2] F. Aryan, On the distribution of the zeros of the Riemann zeta function , In preparation.
- 3[3] H. M. Bui and D. R. Heath-Brown, On simple zeros of the Riemann zeta-function , Bull. London Math. Soc. 45, 953 (2013).
- 4[4] H.M. Bui, M.B. Milinovich, and N.C. Ng, A note on the gaps between consecutive zeros of the Riemann zeta-function , Proc. Amer. Math. Soc. 138 (2010), no. 12, 4167-4175.
- 5[5] H. M. Bui, J. B. Conrey, M. P. Young, More than 41 % percent 41 41\% of the zeros of the zeta function are on the critical line, Acta Arith. 150 (2011), 35-64.
- 6[6] J.B. Conrey, A. Ghosh, S.M. Gonek, A note on gaps between zeros of the zeta function, Bull. Lond. Math. Soc. 16 (1984) 421–424.
- 7[7] E. Landau, Über die Nullstellen der Zetafunktion. Mathematische Annalen 71 (1912) 548-564.
- 8[8] H. L. Montgomery, The pair correlation of the zeros of the zeta function , Proc. Symp. Pure Math. 24, A.M.S., Providence 1973, 181-193.
