Forbidden Nuclear Reactions
P\'eter K\'alm\'an, Tam\'as Keszthelyi

TL;DR
This paper investigates how small perturbations, such as impurities, can enable forbidden nuclear reactions at low energies by mixing states and producing finite cross sections, with numerical examples and astrophysical implications.
Contribution
It introduces a quantum mechanical perturbation approach to show how forbidden nuclear reactions can occur at zero energy due to impurities and environmental effects.
Findings
Impurities can induce finite cross sections in forbidden reactions.
Numerical calculations of impurity-assisted nuclear reaction rates.
Analysis of environmental effects on low-energy nuclear processes.
Abstract
Exothermal nuclear reactions which become forbidden due to Coulomb repulsion in the\ limit () are investigated. ( is the cross section and is the center of mass energy.) It is found that any perturbation may mix states with small but finite amplitude to the initial state resulting finite cross section (and rate) of the originally forbidden nuclear reaction in the limit. The statement is illustrated by modification of nuclear reactions due to impurities in a gas mix of atomic state. The change of the wavefunction of reacting particles in nuclear range due to their Coulomb interaction with impurity is determined using standard time independent perturbation calculation of quantum mechanics. As an example, crossβ¦
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Forbidden Nuclear Reactions
PΓ©ter KΓ‘lmΓ‘n
ββ
TamΓ‘s Keszthelyi
Budapest University of Technology and Economics, Institute of Physics, Budafoki ΓΊt 8. F., H-1521 Budapest, HungaryΒ
([; date; date; date; date)
Abstract
Exothermal nuclear reactions which become forbidden due to Coulomb repulsion in theΒ limit () are investigated. ( is the cross section and is the center of mass energy.) It is found that any perturbation may mix states with small but finite amplitude to the initial state resulting finite cross section (and rate) of the originally forbidden nuclear reaction in the limit. The statement is illustrated by modification of nuclear reactions due to impurities in a gas mix of atomic state. The change of the wavefunction of reacting particles in nuclear range due to their Coulomb interaction with impurity is determined using standard time independent perturbation calculation of quantum mechanics. As an example, cross section, rate and power densities of impurity assisted nuclear reaction are numerically calculated. With the aid of astrophysical factors cross section and power densities of the impurity assisted , , , , , , , , , , and reactions are also given. The affect of gas mix-wall interaction on the process is considered too.
nuclear reactions: specific reactions: general, quantum mechanics, fusion reactions
pacs:
24.90.+d, 03.65.-w, 25.60.Pj
number number identifier Date text]date
LABEL:FirstPage1 LABEL:LastPage#1
I Introduction
The cross section of nuclear reactions between charged particles and of charge numbers and reads as Angulo
[TABLE]
where is the astrophysical -factor and is the kinetic energy taken in the center of mass coordinate system.
[TABLE]
is the Sommerfeld parameter, where is the wave number vector of particles and in their relative motion, is the reduced Planck-constant, is the velocity of light in vacuum and
[TABLE]
is the reduced mass number of particles and of mass numbers and and rest masses , . MeV is the atomic energy unit, is the fine structure constant.
However in the latest few decades βanomaliesβ to (1) were reported, which are anomalous screening effect and the less well documented area of phenomena of the so called low energy nuclear reactions (LENR).
Extraordinary observations in cross section measurements of reactions in deuterated metal targets made in low energy accelerator physics which can not be explained by electron screening are named anomalous screening. (Systematic survey of anomalous screening effect was made Huke a decade ago.) However the full theoretical explanation of the effect is still missing.
In low-energy nuclear reactions (LENR), a new and problematic field that emerged after the notorious βcold fusionβ publication by Fleischmann and Pons in 1989 FP1 , results are reported that are in conflict with (1). Despite the fact that even the possibility of the phenomenon of nuclear fusion at low energies is received with due scepticism in mainstream physics Huizenga low-energy nuclear reactions (LENR) are dealt with in a great number of laboratories and publications (mostly experimental), conferences and periodicals have been devoted to various aspects of the problem. (For summary of the field see e.g. Krivit , Storms3 , Storms2 , Storms1 .)
The aim of this paper is to show the possible reason for anomalies of cross sections of nuclear reactions of particles of like charges at low energy in general.
II Role of Coulomb repulsion
The solution of the sationary SchrΓΆdinger equation
[TABLE]
of particles of charge numbers and with
[TABLE]
is
[TABLE]
where and are and relative coordinate of particles and of coordinate and , respectively. denotes the volume of normalization and is the Coulomb solution Alder , which is the wavefunction of the relative motion in repulsive Coulomb potential. and are Laplace operators in the and relative coordinates, is the wave vector of the motion and with and . is the elementary charge with .
The contact probability density in the nuclear volume is , where
[TABLE]
The result of a first order calculation of the cross section in standard perturbation theory of quantum mechanics is proportional to where is the relative velocity in the system. Investigating the energy dependence of it is found that in the limit. Accordingly, the magnitude of the factor is crucial from the point of view of magnitude of the cross section.
If the reaction energy (the difference between initial and final rest energies) of reaction between particles of likewise charge, the spontaneous process could be allowed by energy conservation. However in the limit with and the process becomes forbidden () due to Coulomb repulsion. (If one of the reacting particles is neutral, which is the case of neutron capture processes, the cross section has non zero value in the limit, see e.g. thermal neutron absorption cross sections Blatt .)
III Statement and examples
Experience in atomic physics indicates that in case of forbidden transitions the second order process may play an important role. As e.g. in the case of the hydrogen transition, which is a forbidden electric dipole transition, the largest transition rate comes from a two photonic process Bethe in which the sum of the energies of the simultaneously emitted photons equals the difference between the energies of states and . The mean life time s of the state due to the two photonic process is much longer than the lifetime s of state for which electric dipole transition is allowed. Thus one can conclude that a second order process from the point of view of perturbation calculation can result small but finite transition rate. In the second order process the state is changed in first order and states, which can produce allowed electric dipole transition rate, are mixed with small amplitude to the initial state meanwhile two particles are emitted.
Similarly an essential change of the initial eigenstate of of may happen due to any perturbation since it can mix states of with small but finite amplitude to the initial state resulting much smaller (compared to neutron absorption) but finite rate of the nuclear reaction originally forbidden in the limit. Consequently, cross section and rate of processes to be considered should be calculated by the rules of standard perturbation calculation of quantum mechanics. Our statement applies to every nuclear process for which has the form of and holds, and as such it concerns low energy nuclear physics with charged participants in general.
Since the above statement is quite general it is only illustrated by modification of forbidden nuclear reactions due to Coulomb interaction with impurities (the initial state is defined in the next section). We demonstrate the mechanism on the
[TABLE]
and
[TABLE]
processes. Reaction is an impurity assisted capture of particle , e.g. capture of proton , deuteron , triton , , , etc. The impurity assisted reaction with two final fragments is possible with conditions and . The reaction energy is the difference between the sum of the initial and final mass excesses, i.e. in case of and in case of where and are the corresponding mass excesses Shir . Since particle merely assists the nuclear reaction its rest mass does not change.
Usually capture of particle may happen in the (with ) reaction where emission is required by energy and momentum conservation. Accordingly describes a new type of -capture. In the usual -capture reactionΒ particles and take away the reaction energy and the reaction is governed by electromagnetic interaction. In reaction the reaction energy is taken away by particles and while the reaction is governed by Coulomb as well as strong interactions.
IV Mechanism and model
It is assumed that initially all components of a 3-body system are in atomic state. Atomic state can effectively be achieved e.g. by dissociative chemisorption at metal (e.g. , and ) surfaces from two atomic molecules Kroes or simply by heating a molecular gas. So, as initial system three screened charged heavy particles of rest masses and nuclear charges () are taken. The total Hamiltonian which describes this 3-body system is
[TABLE]
where is the Hamiltonian of particles and whose nuclear reaction will be discussed. denotes the kinetic Hamiltonian of particle and particle is considered to be free.
[TABLE]
denotes the screened Coulomb interaction between particles and with screening parameter .
It is supposed that stationary solutions and of energy eigenvalues and of the stationary SchrΓΆdinger equations with the kinetic energy of particle and with are known. Here and are the energies attached to the relative and motions (of wave numbers and ) of particles and . Thus can be written as with as the unperturbed Hamiltonian and
[TABLE]
as the interaction Hamiltonian (time independent perturbation). The stationary solution of with can be written as which is the direct product of states and . The states form complete system. The approximate solution of in the screened case is obtained with the aid of standard time independent perturbation calculation Landau and the first order approximation is expanded in terms, which are called intermediate states, of the complete system .
The solutions in the screened case are unknown (their coordinate representation is denoted by ) but the solution of in the unscreened case is known and the coordinate representation of , as it is said above, has the form , where is the unscreened Coulomb solution Alder (now ).
The two important limits of Β are: the solution in the nuclear volume and the solution in the screened regime. In the nuclear volume screening is negligible thus . Furthermore, in this case in an approximate form of the (unscreened) Coulomb solution may be used. Here is the appropriate factor given by corresponding to particles and . Thus is used in the range of the nucleus and in the calculation of the nuclear matrix-element. In the screened (outer) range, where Coulomb potential is negligible, the solution becomes that is used in the calculation of the Coulomb matrix element.
In the screened range the initial wave function of zero energy is . The intermediate states of particles and are determined by the wave number vectors and . In the case of the assisting particle the intermediate and final state is a plane wave of wave number vector .
The matrix elements of the screened Coulomb potential between the initial and intermediate states are
[TABLE]
where Β and .
V Change of three-particle wavefunction*Β *in nuclear range
According to standard time independent perturbation theory of quantum mechanics Landau the first order change of the wavefunction in the range ( is the nuclear radius of particle ) due to screened Coulomb perturbation is determined as
[TABLE]
with
[TABLE]
where and are the kinetic energies in the initial and intermediate states, respectively. The initial momenta and kinetic energies of particles , and are zero and . Thus
[TABLE]
It can be seen that the arguments of are and , here . Consequently, if particle obtains large kinetic energy, as is the case in nuclear reactions (e.g. in the case of reaction ), then the factors and the rate of the process too will be considerable. (In this case one can neglect in the denominator of ). Since , i.e. it remains finite in the limit, and the expected reaction rate too remains finite. Furthermore, , which causes the effect, is temperature independent. (Temperature dependence is brought in by mechanisms responsible for producing atomic states.) Up to this point the calculation and the results are nuclear reaction and nuclear model independent.
VI Cross section
When calculating the cross section of reaction MeV the Hamiltonian Β if and Β if of strong interaction which is responsible for nuclear reaction between particles and is used. For the final state of the captured proton the Weisskopf-approximation is applied, i.e. with if , and for , where is the nuclear radius. We take MeV and cm Blatt in the case of reaction.
The matrix element of the potential of the strong interaction between intermediate and final states and in the Weisskopf-approximation is
[TABLE]
where . According to standard time independent perturbation theory of quantum mechanics Landau the transition probability per unit time of the process can be written as
[TABLE]
with
[TABLE]
Substituting everything obtained above into and , where is the sum of kinetic energies of the final particles ( and ), one can calculate . The cross section of the process is defined as where is the number of particles in the normalization volume and is the flux of particle of relative velocity .
[TABLE]
where is the number density of particles and
[TABLE]
with
[TABLE]
and .
In the case of reactions with two final fragments (see ) the nuclear matrix element can be derived from (see ), i.e. in long wavelength approximation from which is the astrophysical -factor at , in the following manner.
Calculating the transition probability per unit time of the usual (first order) process in standard manner
[TABLE]
where is the relative wave number of the two fragments of rest masses , and atomic numbers , , and is the sum of their kinetic energy. For the magnitude of nuclear matrix element we take the form , where is the Coulomb factor of the initial particles and with the magnitude of their relative wave number vector . (The Coulomb factor of the final particles and with the magnitude of their relative wave number vector .) It is supposed that does not depend on and namely the long wavelength approximation is used. In this case the product of the relative velocity of the initial particles , *Β *and the cross section is
[TABLE]
On the other hand, is expressed with the aid of and . From the equality of the two kinds of one gets
[TABLE]
In the case of the impurity assisted, second order process where and are the final wave number vectors attached to and relative motions of the two final fragments, particles and . appears in Β in the energy Dirac-delta. Repeating the calculation of the transition probability per unit time of the impurity assisted, second order process applying the above expression of one gets
[TABLE]
where is the cross section of the process and
[TABLE]
with
[TABLE]
Here with . In the index β²reactionβ² the reaction resulting the two fragments will be marked (see Table I.).
It is plausible to extend the investigation to the atomic gas-solid (e.g. wall) interaction. In this case the role of particle is played by one atom of the solid (metal) which is supposed to be formed from atoms with nuclei of charge and mass numbers and . For initial state a Bloch-function of the form
[TABLE]
is taken, that is localized around all of the lattice points Ziman . Here is the coordinate, is wave number vector of the first Brillouin zone () of the reciprocal lattice, is the Wannier-function, which is independent of within the and is well localized around lattice site . is the number of lattice points of the lattice of particles . Repeating the cross section calculation applying Bloch-function it is obtained that cross section results remain unchanged and , where is the volume of elementary cell of the solid and is the number of particles in the elementary cell.
VI.1 Numerical values of cross sections
The cross section of the process MeV is , where cm6s*-1* with the charge number of the assisting nucleus. , similarly to thermal neutron capture cross sections, has dependence. In case of eV initial kinetic energy ( K if eV) and with (Xe) b from which nb at cm*-3* (which equals the number density of an atomic gas in normal state). This value of is orders of magnitude less than the thermal neutron capture cross sections.
In anomalous electron screening investigations accelerator of low energy beams, e. g. in case of Huke an accelerator line powered by a highly stabilized 60-kV supply is applied. The targets are deuterium implanted metals. Since our model is valid if the magnitude of initial kinetic energies of particles are negligible compared to the reaction energy , it can be applied. In this case in our model the role of particle is played by one atom of the solid (metal). We focus on the reaction investigated in Huke and we compare the cross section of the assisted, second order process to the cross section of the usual reaction. We take as host metal. v_{\text{c}}\left(Pd\right)=d^{3}/4\since has crystal structure and resulting cm*-3* ( cm). We have calculated taking and producing cm6s*-1* and cm3s*-1*. Taking , MeVb (see Table I.) and one obtains bΒ and in MeV b from . If then the second order process dominates, i.e. if which is the case if MeV. Consequently the anomalous screening phenomenon may be connected to the processes discussed here. Moreover the experimental difficulties which accompanied anomalous screening investigations indicate that the phenomenon discussed by us is difficult to observe and examine, and partially answers the question why it was not observed up till now.
VI.2 Experimental proposal
The ground of the method which seems to be capable to show and to investigate in detail the phenomenon may be the measurement of the assisting particle and one from the two reaction products of e.g. metal assisted reaction in coincidence.
For this it is useful to determine the differential cross section
[TABLE]
where with , , and are the energy and wave vector of particle , and
[TABLE]
Fig. 1. shows the dependence of the differential cross section . If is the incident flux of particles then is the rate of particles of energy in the energy interval emitted in solid angle around the direction determined by . is the total number of particles irradiated by the beam of flux . It can be seen from Fig. 1. that particles have kinetic energy mostly below keV. Thus the wave vectors ( and ) of the other two final particles and have approximately opposite direction. Their kinetic energies ( and ) are peaked around and .
The accelerating electric potential seems to be worth decreasing below keV since . Furthermore decreasing admits higher accelerator current compared to the maximum of possible current of low energy accelerators used in anomalous screening experiments Huke . However, decreasing results decreasing penetration depth of the beam leading to decreasing interaction volume so that the optimal value of needs further study.
VII Rate and power densities
The rate in volume is
[TABLE]
where is the flux of particles with their number density. and are the numbers of particles and in the normalization volume. The rate and power densities are defined as
[TABLE]
and
[TABLE]
respectively, where is the number density of particles . and are both temperature independent.
The rate and power densities of reaction are determined taking () and cm*-9*(which is the case e.g. at cm*-3*, , and are the number densities of , and , i.e. particles 1, 2 and 3) for which considerable values are obtained: cm*-3s-1* and Wcm*-3*. If the impurity is or then these numbers must be multiplied by or , respectively.
The results of and power density calculations of a number of assisted reactions with two final fragments in long wavelength approximation and with cm*-3* can be found in Table I.
To reach the order of magnitude cm*-9* of is a great challenge. It may be done e.g. with the aid of dissociative chemisorption at metal (e.g. , and ) surfaces from two atomic molecules, e.g. , or by heating molecular gas Kroes . In this case cm*-3* is the number density of metal atoms in the solid and cm*-9* can be reached if eV producing cm*-3*. It can be achieved in a two atomic gas in the atm pressure, K temperature range, respectively, at the surface. In the case of powdered samples of small grain size or nanoparticles one may reach interaction volume large enough to be able to generate heat produced by power densities of some of nuclear reactions listed in Table I. thatΒ is observable with the aid of precise calorimetric measurements.
Since in and the reaction energy is taken away by particles , and , , , respectively, as their kinetic energy that they lose in a very short range to their environment converting the reaction energy efficiently into heat if the state of matter of atomic state is dense, so their direct observation is difficult in this case.
In the experimental conditions stated above the creation of new elements due to nuclear reactions i.e. the presence of nuclear transmutation in the system may be a way to confirm our predictions experimentally.
VIII Conclusion
It is found that *any perturbation *may lead to nonzero cross section and rate of nuclear reactions forbidden in the limit. Since this statement applies to every nuclear process forbidden in the limit it concerns low energy nuclear physics with charged participants in general. Thus, it may be stated that a very great number of reactions, which are determined by different initial states, different perturbations and different processes of second and higher order and which may be attached to forbidden reactions, have not been investigated up till now.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1(1) C. Angulo, M. Arnould, M. Rayet, P. Descouvemont, D. Baye, C. Leclercq-Willain, A. Coc, S. Barhoumi, P. Aguer, C. Rolfs, R. Kunz, J. W. Hammer, A. Mayer, T. Paradellis, S. Kossionides, C. Chronidou, K. Spyrou, S. DeglβInnocenti, G. Fiorentini, B. Ricci, S. Zavatarelli, C. Providencia, H. Wolters, J. Soares, C. Grama, J. Rahighi, A. Shotter, and M. Lamehi Rachti, Nucl.Phys. A 656 , 3-183 (1999).
- 2(2) A. Huke, K. Czerski, P. Heide, G. Ruprecht, N. Targosz, and W. Zebrowski, Phys. Rev. C 78 , 015803 (2008).
- 3(3) M. Fleishmann and S. Pons, J. Electroanal. Chem. 261 , 301-308 (1989).
- 4(4) J. R. Huizenga, Cold Fusion: The Scientific Fiasco of the Century (University of Rochester Press, Rochester, 1992).
- 5(5) S. B. Krivit and J. Marwan, J. Environ. Monit. 11 1731-46 (2009).
- 6(6) E. Storms, The Science of Low Energy Nuclear Reaction, A Comprehensive Compilation of Evidence and Explanations about Cold Fusion (World Scientific, Singapore, 2007).
- 7(7) E. Storms, Naturwissenschaften 97 , 861-881 (2010).
- 8(8) E. Storms, Current Science 108, 535 (2015).
