Categorification of Legendrian knots
Tatsuki Kuwagaki

TL;DR
This paper explores a real analogue of perverse schobers, categorifying Legendrian knots and points, and connecting various advanced concepts like semi-orthogonal decompositions and spherical functors.
Contribution
It introduces a novel categorification framework for Legendrian knots, extending the concept of perverse schobers to a real setting with multiple related notions.
Findings
Connections between Legendrian knots and advanced categorical concepts
Introduction of a real analogue of perverse schobers
Framework unifies various notions like mutations and spherical functors
Abstract
Perverse schober defined by Kapranov--Schechtman is a categorification of the notion of perverse sheaf. In their definition, a key ingredient is certain purity property of perverse sheaves. In this short note, we attempt to describe a real analogue of the above story, as categorification of Legendrian points/knots. The notion turns out to include various notions such as semi-orthogonal decomposition, mutation braiding, spherical functor, N-spherical functor, and irregular perverse schober.
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Taxonomy
TopicsGeometric and Algebraic Topology · Homotopy and Cohomology in Algebraic Topology · Advanced Numerical Analysis Techniques
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Categorification of Legendrian knots
Tatsuki Kuwagaki
(dedicated to Saito Kyoji sensei on his 75th birthday)
Abstract
Perverse schober defined by Kapranov–Schechtman is a categorification of the notion of perverse sheaf. In their definition, a key ingredient is certain purity property of perverse sheaves. In this short note, we attempt to describe a real analogue of the above story, as categorification of Legendrian points/knots. The notion turns out to include various notions such as semi-orthogonal decomposition, mutation braiding, spherical functor, N-spherical functor, and irregular perverse schober.
1 Perverse schober
Perverse schober is a categorification of the notion of perverse sheaf, found by Kapranov–Schechtman [KS]. In this section, let us recall their observations over a one-punctured disk briefly.
Let be a standard open disk in centered at [math]. We will consider the category of perverse sheaves with singularity at [math] and denote it by . The category is known to have the following linear-algebraic description: Let be the category given by the following data:
Object: a pair of vector spaces with a pair of linear maps and satisfying and are invertible. 2. 2.
Morphism: compatible linear maps.
Theorem 1.1** (Beilinson [Beĭ87]).**
There exists an equivalence between and .
For a given perverse sheaf, the two vector spaces are given by the space of vanishing cycles and nearby cycles, or more explicitly, and for a perverse sheaf where is the interval inside the disk (Figure 1.1) and is the local cohomology sheaf.
Even though a perverse sheaf is a complex of sheaves, its vanishing cycles and nearby cycles are vector spaces with a single degree. This purity property enables Kapranov–Schechtman to consider a categorification of perverse sheaves even with the lack of the definition of “complexes of categories”.
They define a categorification in the following way. The data is the following: two stable dg-categories and , a pair of adjoint functors , the left adjoint , and the right adjoint satisfying and are autoequivalences. Then the induced morphisms between the Grothendieck groups and gives a perverse sheaf by Beilinson’s theorem. Hence this notion is actually a categorification of perverse sheaf and it turns out that this notion was previously known as a spherical functor by Anno–Logvinenko [AL17]. Kapranov–Schechtman considered speherical functor as one representation of categorification of perverse sheaf (“perverse schober”) over with one singularity. Actually, there are other realizations if we choose other skeletons like in Figure 1.2.
For example, if we have , then this gives a notion of spherical pair, which is also a categorification of perverse sheaves. Also, they can be defined over general surfaces with arbitrary number of singular points.
There are many interesting examples of perverse schobers coming from VGIT wall-crossing [Dona, Donb], Flops [BKS18], mirror symmetry [Nad, DK, HK].
2 Purity in microlocal sheaf theory
Next, we would like to describe a real analogue. Let be either or . Let be a compact manifold with dimension equals to (possibly with multiple connected components) and be an immersion. Then the conormal bundle of has two components over each component of . We choose one component of the conormal bundle over each component of , which we say a choice of co-orientation.
The co-orientation is a conical Lagrangian subset of . It is the same as the data of Legendrian point/knot at contact infinity of i.e. . We set where is the zero section.
We would like to consider a (weakly) constructible sheaf over whose microsupport satisfies . For readers who are not familiar with the notion of microsupport defined by Kashiwara–Schapira [KS90], we would like to explain it in some plain words.
For simplicity, we further assume that the cardinality of each fiber of is at most two.
Condition 2.1**.**
Let be the smooth locus of and be the singular locus. Then we have a decomposition . Then the first condition is that a sheaf valued in -vector spaces is constructible with respect to this decomposition i.e. For each stratum of the decomposition, the restriction is a locally constant sheaf. 2. 2.
Let us take , in other words, let us pick a ray (a single orbit of the -action) in with the condition where is the projection. Take a small neighborhood of such that and has exactly two components (Figure 2.1). The one of two components of is denoted by if it is in the direction of . Other one is denoted by . Then the second condition asks that the restriction morphism is a quasi- isomorphism.
Let us also pick and . By the condition 1, the restriction map and are isomorphisms. So the condition 2 asks that the canonical morphism is a quasi-isomorphism or not. This condition of course does not depend on the choice of , . Also, it is independent among the choice of inside one component of . There exists the following fact.
Lemma 2.2**.**
Condition 2.1 is equivalent to .
Hence one can consider Condition 2.1 as the definition.
In the above setup, we also have a canonical morphism . We set
[TABLE]
which is a priori a complex of vector spaces. This is called microstalk of at .
The following definition is made by Kashiwara–Schapira [KS90].
Definition 2.3**.**
We say is pure if is concentrated in degree [math] for all .
We will use this purity to get a categorification of Legendrian points and knots in the following sections.
3 Categorification of Legendrian points
In this section, we would like to discuss the case of . Then is a finite set of points. With this notation, we mean is on the right of if . Let us fix the co-orientation over which gives . Let be the decomposition into the connected components where the boundaries of is and . Let be the adjacent intervals i.e., the closures of them intersect.
Let be a sheaf micro-supported in and we assume it is pure. Take and .
Suppose that the co-orientation over is positive. By the discussion of the definition of microsupport, there exists an identification and we have a generalization map from to . Combining these we have a map . If the co-orientation is negative, we get a map . By the purity, , , and the cone of these morphisms are all vector spaces (not complexes). This implies that is injective and the cone is the cokernel of . Hence we have the following:
Proposition 3.1**.**
The category of pure sheaves micro-supported in is equivalent to the category given by the following data:
Object: where, for any , is a finite-dimensional vector space, is an injective morphism from to if the co-orientation over is negative, is an injective morphism from to if the co-orientation over is positive, 2. 2.
Morphism: compatible linear maps.
So these sheaves are expressed in terms of very simple linear-algebraic data.
Let us consider the simplest case where is a singleton and has the negative co-orientation. Every situation is locally the same as this situation up to the inversion of the orientation.
Ansatz 1**.**
A categorification of is a triangulated category with a semi-orthogonal decomposition
[TABLE]
Then the stalk over is set by and the microstalk over with is set by .
Since we have the localization
[TABLE]
by taking the Grothendieck group ant tensor over , we get an exact sequence of -vector spaces
[TABLE]
This exact sequence gives a pure sheaf microsupported in , hence the ansatz is justified.
From this ansatz, one can consider a categorification for any co-orientation of . Let us consider the case where the co-orientation over each point in is negative. In this case, the data is a sequence of injective morphisms i.e., a filtered vector space indexed by . Then in this case, a categorification is given by a triangulated category with a semi-orthogonal decomposition
[TABLE]
Then the stalk over is set by and the microstalk over with is set by .
4 Categorification of Legendrian knots
In this section, let us consider the case . Then is a curve in this case. To simplify the discussion, we assume that is an immersion which is an embedding up to finite transversal double points. We call these singular points of the immersion “crossing points”.
Remark 4.1** (Cusps).**
In general, when we consider “front projection” for Legendrian knots, thery can have cusps. In this note, we will avoid the appearance of cusps. In the presence of cusps, we can still talk about pure sheaves following Kashiwara–Schapira and we can still talk about their categorification by introducing a pair of a category and an integer which categorifies a shifted vector space. However we do not treat this notion in this note, since we do not have any interesting examples of this categorification.
Let us consider a local picture around a crossing point (Figure 4.1).
Here the arrows are indicating the co-orientations. Consider a pure sheaf micro-supported in . For , means the stalk of over a point in the corresponding domain indicated in Figure 4.1. Again we have morphisms, and .
Proposition 4.2** ([STZ17]).**
The sequence
[TABLE]
is exact.
Using this, we have the following.
Proposition 4.3** ([STZ17]).**
The category of pure sheaves micro-supported in a crossing point is equivalent to the category given by the following data:
Object: where is a finite dimensional vector space and is a linear inclusion for any . Moreover, they satisfy the following; a sequence
[TABLE]
is an exact sequence. 2. 2.
Morphism: compatible linear maps.
Note that there exists a short exact sequence of complexes
[TABLE]
Since the middle term is acyclic, we have a quasi-isomorphism . Since and , this implies . Similarly, one can deduce . This is the locally constant property of microstalks [KS90].
To consider a categorification of a crossing point, let us consider the two paths depicted in Figure 4.2.
Then the pull back of a categorification of a crossing point along each should be a categorification of two negative Legandrian points over .
From these intuitions, we can imagine some necessary condition to categorify a crossing point.
Over points , stalks are triangulated categories . 2. 2.
We have semi-orthogonal decompositions along and along . 3. 3.
Micro-stalks can be considered as , , , and .
Then the locally constant property of the micro-stalks, it is natural to assume and . Hence, from to , the semi-orthogonal components of are flipped;
[TABLE]
To realize this relation naturally, we set the following ansatz.
Ansatz 2**.**
A categorification of a crossing point is triangulated categories and with semi-orthogonal decompositions
[TABLE]
with an equivalence such that
[TABLE]
as semi-orthogonal decompositions where the right hand side is the left mutation at . Then the stalk are given by , , and . Microstalks are , , , and ,
By taking , we get a sheaf micro-supported in a crossing point.
Example 4.4**.**
Let us describe a bit fancy example. Let be a triangulated category with an exceptional collection . Then it is well-known that the braid group acts on the set of exceptional collections of ; let be a positive braiding of -th braid and -th braid. Then a part of the exceptional collection is mutated into .
For a positive braid , we can associate a Lengendrian .
Let us take two paths and . Let be a categorification of . Then the pull-backs along and give two exceptional collections. Suppose the exceptional collection given by . Then the exceptional collection associated to is a mutation associated to !; “a braid mutation is a categorification of the braid”. ∎
5 Irregular perverse schober
5.1 Irregular singularities
First let us define irregular singularity. Again, let be a unit disk centered at [math] in and be the sheaf of meromorphic functions with poles at [math]. Let be a connection on , then can be written as
[TABLE]
in the standard coordinate where is a meromorphic function with poles at 0. If the order of the pole of is less than , the connection is regular, otherwise irregular.
One can extend the notion of the regularity to -modules. A -module is an -module with the action of with Leibniz rule. In other words, it is a module over the ring where the generation is taken inside . A meromorphic connection associates a -module where acts as . Another example is the delta function -module .
Let be the triangulated category of cohomologically coherent -modules. Let be the triangulated hull of regular meromorphic connections and the delta function -module. Let be the full subcategory spanned by objects concentrated in degree 0. Then the regular Riemann–Hilbert correspondence states an equivalence between and .
In the definition of , if we replace regular meromorphic connections with irregular meromorphic connections, we obtain irregular holonomic -modules . In the irregular case, to state Riemann–Hilbert correspondence, we have to take a bit more care.
A key fact is the following Hukuhara–Levelt–Turritten theorem. Let be a Puiseux series in . Then we set to be a rank 1 free -module with the action of . We set . The isomorphism class of only depends on the class .
Theorem 5.1** (Hukuhara–Levelt–Turritten theorem).**
Let be a meromorphic connection. Then there exists a subset such that the ramified formal completion of is isomorphic to where each is a regular connection.
We call the set of classes the formal type of .
Let us fix a formal type and fix a lift to a set of meromorphic functions (the choice of lift requires a little more care. See the example below). We draw a Legendrian knot in the following procedure [STWZ]. Let us fix a small positive number . We set
[TABLE]
Here is an element of the class . The graph of is living in . By coorientating towards , we get a front projection of Legendrian knot.
Example 5.2**.**
Consider the Airy equation . This equation has an irreugular singularity at . We change the coordinate by . Then the formal type of this equation is .Then . The two form a single multi-valued function by the monodromy. In this case, we have an immersion of a single circle as the following picture (famously first drawn by Stokes):
In general, the picture is an immersion of some circles. We denote the Legendrian knot by . Let be the category of pure sheaves microsupported in such that the stalk at with is 0. Let be the category of meromorphic connections with the formal type , which is a full subcategory .
Theorem 5.3** (Deligne, Malgrange, Shibuya, …, Shende–Treumann–Williams–Zaslow [STWZ]).**
There exists an equivalence
[TABLE]
Let be a holonomic -module. The formal type of is defined by the formal type of , which is a meromorphic connection. Let be the full subcategory of spanned by objects of formal type .
Let be an object of the category . Let be the component of corresponding to . Now let us implicitly identify with . Recall the skeleton considered in section 1 and take a point . Let be the microstalk over over at . We set the monodromy of around [math].
Let us introduce a category given by the following data:
Object: A pair where is an object of , is a finite-dimensional -vector space, and linear maps and such that and are invertible and . 2. 2.
Morphism: Compatible maps.
The following theorem is stated by Malgrange [Mal91] (see also [Sab13]). We present a sketch of proof using D’Agnolo–Kashiwara’s irregular Riemann–Hilbert correspondence [DK16].
Theorem 5.4** (Irregular Beilinson theorem).**
There exists an equivalence between and .
Proof.
We only sketch how to construct the corresponding objects. Suppose given an object in . The regular Beilinson theorem (Theorem 1.1) gives us a perverse sheaf from the data of . On the other hand, we have an enhanced ind-sheaf [DK16] (or irregular -constructible sheaf [Kuw]) over corresponding to , which will be denoted by . Let us take a small open disk around [math] and consider the restriction of to . Let us put the perverse sheaf on with singularity on [math] as an enhanced ind-sheaf.
As noted in [DK18], the restriction of to is precisely up to Legendrian isotopy. Let be the the connected component of the complement of which contains . Let be the local system on with monodromy . Then there exists a canonical morphism . By shrinking , this gives a morphism as enhanced ind-sheaves where is a local system over . Note that there also exists a canonical morphism from from as enhanced sheaves.
Take the gluing i.e. the kernel of . This satisfies the irregular perversity condition [Kuw], hence gives an object of .
On the other hand, given an object of , consider a meromorphic connection . By taking the Riemann-Hilbert image of this connection, we get an object of . Again, we denote the counterpart as an enhanced ind-sheaf by . Consider the exact triangle
[TABLE]
which is the image of the exact triangle extending the morphism under D’Agnolo–Kashiwara functor . Then is supported over 0. Let be the local system corresponding to -part of . Then there exists a morphism as enhanced sheaves. Composing this map with the extension map , we get a perverse sheaf as the cone of . ∎
5.2 Irregular perverse schober
Let us define an irregular perverse schober. For a given formal type , we get a Legendrian knot .
Definition 5.5**.**
Suppose . A Stokes schober of the formal type is a categorification of following Ansatz 2.
A Stokes schober gives a set of semi-orthogonally decomposed triangulated categories labeled by Stokes rays. The left mutation of a semi-orthogonal decomposition in this sequence is identified with the next semi-orthogonal decomposition by an equivalence. Note that walking around , we get a monodromy autoequivalence for each . This set of data was originally used in Sanda–Shamoto [SS] to treat Dubrovin type conjecture (see also Example 5.10).
Recall a skeleton of .
Definition 5.6**.**
Suppose and . An irregular perverse schober of the formal type is given by the following data:
A categorification of following ansatz 2. Let be the semi-orthogonal decomposition associated to along . 2. 2.
A triangulated category and a perverse schober consisting of and such that the spherical twist for is the same as the monodromy autoequivalence of .
The author was informed that Sanda–Shamoto obtained the same definition previously. The irregular Beilinson theorem tells us that this is actually a categorification of an irregular singularity i.e., by taking , it gives an irregular -module.
Example 5.7** (N-spherical functors).**
Consider the knot given in Figure 5.2.
For example, a formal type gives the knot. By the definition, the corresponding irregular perverse schober is given by the data (here we assume the involved equivalences in Ansatz 2 are the identities): a semi-orthogonal decomposition such that the mutation of is 4-periodic. Recall the following theorem.
Theorem 5.8** (Halpern-Leistner–Shipman [HLS16]).**
A four-periodic semi-orthogonal decomposition gives a spherical functor and the converse is also true.
Hence this irregular perverse schober gives a spherical functor. Note that there is no since .
One can also consider the following knot where the number of crossing is .
By the same argument, this associates an N-spherical functor in the sense of Dyckerhoff–Kapranov–Schechtman [DKS]. ∎
Example 5.9** (Quantum -modules).**
The relation between irregular singularities and semi-orthogonal decompositions has been observed in the context of Dubrovin’s conjecture. In particular, the relation between mutation of SOD and Stokes structure was studied and conjectured by Sanda–Shamoto [SS]. In our language, their conjecture can be rephrased as follows:
Conjecture 5.10** ((a part of) Sanda–Shamoto’s Dubrovin conjecture [SS]).**
Let be a Fano manifold. There exists an irregular perverse schober whose nearby cycle is and the Hochschild decategorification gives a Stokes data which is irregular Riemann–Hilbert image of the quantum -module of around .
Irregular singularities of quantum -modules appear not only in -directions but also Kaehler directions. In the work announced by Iritani, irregular singularities of quantum -module are observed in the situation of toric flips. By the philosophy of “discrepant resolution conjecture”, this should correspond to semi-orthogonal decompositions of the derived category of coherent sheaves and should form an irregular perverse schober. The B-model consideration of this subject will be explored in a work in progress joint with Will Donovan. ∎
Acknowledgment
This note is based on my talk in “Categorical and analytic invariants in algebraic geometry IV” held in Hokkaido 2018. The author thanks the organizers and participants for their interests.
The author admires 75th birthday of Professor Kyoji Saito and thanks his enormous contribution to settle IPMU mathematics, where the author works as a postdoc in a comfortable atmosphere. Also, the author thanks Saito sensei for organizing reading seminars in 2016 where the author learned about irregular singularities and for having daily bento lunches together.
The author also thanks Will Donovan, Mikhail Kapranov, and Vivek Shende for discussion about this topic and Will Donovan and Fumihiko Sanda for comments on an early draft. Especially, the first idea of this note came from Mikhail’s talk on N-spherical functors in Osaka 2017.
This work was supported by World Premier International Research Center Initiative (WPI), MEXT, Japan and JSPS KAKENHI Grant Number JP18K13405.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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