A Gleason-Kahane-\.Zelazko theorem for the Dirichlet space
Javad Mashreghi, Julian Ransford, Thomas Ransford

TL;DR
This paper extends the Gleason-Kahane-Żelazko theorem to the Dirichlet space, characterizing certain linear functionals and operators without assuming continuity, and explores properties of weighted Dirichlet spaces.
Contribution
It establishes a Gleason-Kahane-Żelazko type theorem for the Dirichlet space and characterizes weighted composition operators based on their action on nowhere-vanishing functions.
Findings
Linear functionals non-zero on nowhere-vanishing functions are point evaluations.
Weighted composition operators preserve nowhere-vanishing functions.
Identification of functions mapping the disk onto the entire complex plane.
Abstract
We show that every linear functional on the Dirichlet space that is non-zero on nowhere-vanishing functions is necessarily a multiple of a point evaluation. Continuity of the functional is not assumed. As an application, we obtain a characterization of weighted composition operators on the Dirichlet space as being exactly those linear maps that send nowhere-vanishing functions to nowhere-vanishing functions. We also investigate possible extensions to weighted Dirichlet spaces with superharmonic weights. As part of our investigation, we are led to determine which of these spaces contain functions that map the unit disk onto the whole complex plane.
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A Gleason–Kahane–Żelazko theorem for the Dirichlet space
Javad Mashreghi
Département de mathématiques et de statistique, Université Laval, Québec City (Québec), Canada G1V 0A6.
,
Julian Ransford
Département de mathématiques et de statistique, Université Laval, Québec City (Québec), Canada G1V 0A6.
and
Thomas Ransford
Département de mathématiques et de statistique, Université Laval, Québec City (Québec), Canada G1V 0A6.
(Date: 16 October 2017)
Abstract.
We show that every linear functional on the Dirichlet space that is non-zero on nowhere-vanishing functions is necessarily a multiple of a point evaluation. Continuity of the functional is not assumed. As an application, we obtain a characterization of weighted composition operators on the Dirichlet space as being exactly those linear maps that send nowhere-vanishing functions to nowhere-vanishing functions.
We also investigate possible extensions to weighted Dirichlet spaces with superharmonic weights. As part of our investigation, we are led to determine which of these spaces contain functions that map the unit disk onto the whole complex plane.
Key words and phrases:
Dirichlet space, superharmonic weight, linear functional, weighted composition operator
2010 Mathematics Subject Classification:
primary 47B32; secondary 47B33
JM supported by an NSERC Discovery Grant. JR supported by an NSERC CGS-M Scholarship. TR supported by an NSERC Discovery Grant and a Canada Research Chair
1. Introduction
Let denote the open unit disk, and denote the set of holomorphic functions on . Given , we define its Dirichlet integral by
[TABLE]
The Dirichlet space consists of those for which . It is easy to see that is contained in the Hardy space , and that it becomes a Hilbert space when endowed with the norm defined by
[TABLE]
For further information on the Dirichlet space we refer to the book [5].
Our main result is the following theorem.
Theorem 1.1**.**
Let be a linear functional such that and for all nowhere-vanishing functions . Then there exists such that for all .
This result can be viewed as a Dirichlet-space analogue of the classical Gleason–Kahane–Żelazko (GKZ) theorem for Banach algebras. As in the original GKZ theorem, continuity of is not assumed. This result is thus an improvement of a theorem obtained in [6], where it was necessary to assume continuity of .
A consequence of this theorem is the following characterization of weighted composition operators on . Again, no continuity is assumed.
Theorem 1.2**.**
Let be a linear map that maps nowhere-vanishing functions to nowhere-vanishing functions. Then there exist holomorphic functions and such that
[TABLE]
We also seek to extend Theorem 1.1 to certain weighted Dirichlet spaces. Given a positive superharmonic function on , we define to be the set of such that
[TABLE]
The weight is automatically integrable, so contains all polynomials. One can show that , and that becomes a Hilbert space when endowed with the norm defined by
[TABLE]
Obviously, the classical Dirichlet space corresponds to taking . Other interesting examples include the standard weighted Dirichlet spaces for (obtained by taking ), and the harmonically weighted Dirichlet spaces introduced by Richter in [7] and further studied by Richter and Sundberg in [8]. The study of Dirichlet spaces with general superharmonic weights was initiated by Aleman in his habilitation thesis [2], where further details on this subject may be found.
We prove:
Theorem 1.3**.**
Let be a positive superharmonic function on . Let be a linear functional such that and for all nowhere-vanishing functions . Then there exists such that for all .
An issue that arises in the course of the proof of this theorem is whether contains surjective functions, namely functions such that . The question of which function spaces on contain surjective functions has been extensively studied, but these studies date from before the introduction of the spaces , so we believe that it is worth recording the following result explicitly.
Theorem 1.4**.**
Let be a positive superharmonic function on . Then contains surjective functions if and only if .
Theorems 1.1, 1.2 and 1.3 are proved in §2. The proof of Theorem 1.4 is presented in §3. We conclude in §4 with a discussion of the results above and with some open problems.
2. Proofs of Theorems 1.1, 1.2 and 1.3
The proof of Theorem 1.1 is based upon the following abstract result obtained in [6].
Theorem 2.1** ([6, Theorem 1.2]).**
Let be a complex unital Banach algebra, let be a left -module, and let be a non-empty subset of satisfying the following conditions:
- (1)
* generates as an -module;* 2. (2)
if is invertible and , then ; 3. (3)
for all , there exist such that and .
Let be a linear functional such that for all . Then there exists a unique character on such that
[TABLE]
The plan is to apply this theorem, taking and to be the set of nowhere-vanishing functions in . Also, we take to be , the multiplier algebra of , defined by
[TABLE]
One can show that is a Banach algebra and that . In fact the inclusion is proper, and though there is an exact characterization of elements of , it is not easy to use directly.
Fortunately, it is also possible to approach via the theory of reproducing kernel Hilbert spaces. Aleman, Hartz, McCarthy and Richter [3] recently obtained the following factorization theorem, based on earlier work of Alpay, Bolotnikov and Kaptanoğlu [4].
Theorem 2.2** ([3, Theorem 1]).**
Let be a reproducing kernel Hilbert space whose kernel is normalized and has the complete Pick property. Then, given , there exist in the multiplier algebra of , with nowhere zero, such that .
The terminology is explained in [3], and further background may be found in the book [1]. For our purposes, it suffices to remark that (as pointed out in [3]) the Dirichlet space satisfies the hypotheses of the theorem, and thus we obtain the following corollary.
Corollary 2.3**.**
Given , there exist , with nowhere zero on , such that .
Proof of Theorem 1.1.
As proposed earlier, we apply Theorem 2.1, taking and and to be the set of nowhere-vanishing functions in . We first need to check that the conditions (1), (2) and (3) are satisfied.
For condition (1), it suffices to show that every can be written as , where and neither function has a zero in . To this end, we remark that, if , then the area of its image is bounded above by the Dirichlet integral , which is finite. Consequently, we can choose a complex number , and then, setting and , we have the required decomposition.
Condition (2) is obviously satisfied, since invertible elements of must be everywhere non-zero on .
To check condition (3), let be nowhere-vanishing elements of . By Corollary 2.3, we can write them as , where are nowhere-vanishing elements of . Set and . These are nowhere-vanishing elements of and . Thus condition (3) is satisfied.
By Theorem 2.1, there exists a character on such that
[TABLE]
Let (where denotes the function ). For all , the function is is non-vanishing in , so we have , whence and . In other words, .
To finish the proof, we show that for all . Given , let us define . Then and . Applying to both sides of this last identity and using (1), we obtain
[TABLE]
as desired. This completes the proof of Theorem 1.1. ∎
Proof of Theorem 1.2.
Set . Clearly and for all . Set , where is the function . Then also . Fix and consider the linear functional defined by . This satisfies the hypotheses of Theorem 1.1, so by that theorem there exists such that for all . In particular, taking , we see that . As this holds for each , we conclude that maps into , and that for all and all . ∎
Proof of Theorem 1.3.
This is nearly the same as the proof of Theorem 1.1, but with two differences.
Firstly, we need a new method for checking condition (1) because , unlike , may contain surjective functions (more on this in the next section). The following argument was suggested to us by the referee. Given , factor it as , where is inner and outer. By [2, Chapter IV, Theorem 3.4], we have . Then is the sum of two nowhere-vanishing functions in . Thus condition (1) is verified.
Secondly, in checking condition (3), we need an analogue of Corollary 2.3 for the spaces . This can be proved by combining Theorem 2.2 with a theorem of Shimorin [9] asserting that, for every positive superharmonic weight , the space has a complete Pick kernel. ∎
3. Proof of Theorem 1.4
In the light of the proof of Theorem 1.3, it is natural to wonder whether contains surjective functions. Theorem 1.4, stated in the introduction, answers this question. In this section, we prove this theorem. The proof is based on the following fairly general lemma.
Lemma 3.1**.**
Let be a Banach space of holomorphic functions on . Assume that convergence in the norm of implies local uniform convergence in . Suppose also that there exist a bounded, non-constant function , vanishing at [math], and automorphisms of , such that for all and . Then there exists a function such that .
Proof.
By the principle of isolated zeros, there exists such that . Set and . Replacing by a subsequence, we may suppose that, for all ,
[TABLE]
For each automorphism of , let us write , where . Replacing by a further subsequence, if necessary, we may suppose that, for all ,
[TABLE]
This is possible because, since , it follows that locally uniformly on .
Define by
[TABLE]
Since , the series defining converges in the norm of , hence also locally uniformly on . In particular, we have .
We now show that . Let . Since and , we may choose large enough so that
[TABLE]
Fix this and set
[TABLE]
Clearly both and are holomorphic on . Further, we have
[TABLE]
and
[TABLE]
By our choice of , it follows that . Therefore, by Rouché’s theorem, and have the same number of zeros in . Now has at least one zero there, since and
[TABLE]
Therefore has at least one zero in . Since , this implies that . In particular . ∎
Proof of Theorem 1.4.
The ‘only if’ is easy. Indeed, if , then , and, as already observed, contains no surjective functions.
We now turn to the ‘if’. Suppose that . We are going to check that the hypotheses of Lemma 3.1 are satisfied. Clearly is a Banach space in which norm convergence implies local uniform convergence. Since , there exists a sequence in such that . Replacing by a subsequence, we can suppose that converges to some limit . If , then by lower semicontinuity of we have , contradicting positivity of ; so . Define and . Clearly is bounded and . Also
[TABLE]
Further, we have
[TABLE]
where the final inequality arises from the fact that is a superharmonic function on . Hence
[TABLE]
Thus the hypotheses of Lemma 3.1 are satisfied, and we deduce that contains a function such that . This completes the proof. ∎
4. Concluding remarks
There is a version of Theorem 1.1 for Hardy spaces. The following result was obtained in [6].
Theorem 4.1** ([6, Theorem 2.1]).**
Let and let be a linear functional such that and for all outer functions . Then there exists such that for all .
A comparison of Theorems 4.1 and 1.1 reveals that these results are not exact analogues of one another. Indeed, in Theorem 1.1 we suppose that is non-zero on nowhere-vanishing functions, whereas in Theorem 4.1 it suffices to assume that is non-zero on the (strictly smaller) class of outer functions. Why the difference?
The Hardy-space case is much easier to treat, because the multiplier algebra is exactly equal to , and there is a satisfactory factorization theory (inner-outer factorization) that makes it easy to check conditions (1)–(3) of Theorem 2.1. In particular, it allows us to prove Theorem 4.1 under the weaker outer-function assumption.
In the case of the Dirichlet space, although the outer factor of a function in still belongs to , the inner factor need not belong to , still less to . (In fact, the only inner functions that belong to are finite Blaschke products [5, Corollary 7.6.10].) This explains why we need the factorization result Theorem 2.2 (a deep theorem, based on the so-called realization formula for spaces with complete Pick kernels), and also why we resort to the trick of exploiting the fact that the Dirichlet space contains no surjective functions. To extend out results, it would be helpful to answer some of the following questions, which we believe are of interest in their own right.
Questions 4.2**.**
Let .
- (1)
Can we write , where and , and with the being outer functions? 2. (2)
Can we even take the to be cyclic for ? 3. (3)
Is this possible even with ? 4. (4)
What if we replace by , where is a superharmonic weight?
Looking beyond the Dirichlet space, it would certainly be of interest to answer the analogous questions for other function spaces too.
Acknowledgements
We are grateful to the anonymous referee for suggesting the argument used in proving Theorem 1.3.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[3] A. Aleman, M. Hartz, J. Mc Carthy, S. Richter, The Smirnov class for spaces with the complete Pick property, J. London Math. Soc. (2) 96 (2017), 228–242.
- 4[4] D. Alpay, V. Bolotnikov, H. Kaptanoğlu, The Schur algorithm and reproducing kernel Hilbert spaces in the ball, Linear Algebra Appl. 342 (2002), 163–186.
- 5[5] O. El-Fallah, K. Kellay, J. Mashreghi, T. Ransford, A Primer on the Dirichlet Space , Cambridge University Press, Cambridge, 2014.
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