On the conjecture of Vasconcelos for Artinian almost complete intersection monomial ideals
Kuei-Nuan Lin, Yi-Huang Shen

TL;DR
This paper confirms Vasconcelos's conjecture that the Rees algebra of Artinian almost complete intersection monomial ideals is almost Cohen-Macaulay, advancing understanding in commutative algebra.
Contribution
It proves Vasconcelos's conjecture for a class of monomial ideals, establishing their Rees algebras are almost Cohen-Macaulay.
Findings
Rees algebra of Artinian almost complete intersection monomial ideals is almost Cohen-Macaulay
Supports Vasconcelos's conjecture in this specific case
Enhances knowledge of algebraic properties of monomial ideals
Abstract
In this short note, we confirm a conjecture of Vasconcelos which states that the Rees algebra of any Artinian almost complete intersection monomial ideal is almost Cohen-Macaulay.
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Taxonomy
TopicsCommutative Algebra and Its Applications · Algebraic Geometry and Number Theory · Polynomial and algebraic computation
On the conjecture of Vasconcelos for Artinian almost complete intersection monomial ideals
Kuei-Nuan Lin and Yi-Huang Shen
Penn State Greater Allegheny, Department of Mathematics, McKeesport, PA, USA
Key Laboratory of Wu Wen-Tsun Mathematics, Chinese Academy of Sciences, School of Mathematical Sciences, University of Science and Technology of China, Hefei, Anhui, 230026, P.R. China
Abstract.
In this short note, we confirm a conjecture of Vasconcelos which states that the Rees algebra of any Artinian almost complete intersection monomial ideal is almost Cohen–Macaulay.
AMS 2010 Mathematics Subject Classification. 13A30, 13D02, 13H10, 13P10
Keyword: Rees algebra, Artinian Almost complete intersection, Almost Cohen–Macaulay, Monomials
*Dedicated to our advisor, Professor Bernd Ulrich,
for the long-lasting advising, patience and friendship.*
1. Introduction
Let be a polynomial ring in the variables over a field with . In 2013, Vasconcelos [MR3096902, Conjecture 4.15] conjectured that the Rees algebra of any Artinian almost complete intersection monomial ideal in is almost Cohen–Macaulay. Recently, supporting proofs in the binary case were established in [MR3320795], [MR2013172] and [MR3295062] using different techniques. With the help of Sylvester forms, similar results were also obtained for uniform ideals in [MR3490460] and [MR3295062]. The aim of the current note is to confirm this conjecture completely.
In general, equi-generated almost complete intersection ideals play an important role in the elimination theory of parameterizations and their Rees algebras encapsulate some of the most common tools for that purpose. Recall that the Rees algebra of the ideal is
[TABLE]
where is a new variable. As the scheme is the blowup of along , plays an important role in the birational study of algebraic varieties. The study of Rees algebras is wide-open. Even in the binary parameterizations cases, details of the Rees algebra is still unknown in general; see for example [MR2770555].
From our algebraic point of view, the Cohen–Macaulayness is a desirable property that a nice algebra is expected to retain. However, the Rees algebra is typically not Cohen–Macaulay. Thus, it is very natural to seek the next to best case and the notion of almost Cohen–Macaulayness arises. The standard graded algebra is called almost Cohen–Macaulay if . Ideally, many of the established tools for studying when this algebra is Cohen–Macaulay still apply when this algebra is only almost Cohen–Macaulay; cf. [zbMATH06113058] and [MR3096902].
To study the aforementioned conjecture of Vasconcelos, let
[TABLE]
be such an Artinian almost complete intersection monomial ideal in . In the following, we will fix these integral vectors and . Without loss of generality, we may assume that for every and there are at least two different indices for which and . Since the case of is well understood, we will further assume that .
To understand the Rees algebra , we can alternatively study the free presentation
[TABLE]
where the are new indeterminates over , and the graded -algebra homomorphism is determined by
[TABLE]
The prime ideal is known as the ideal of equations of , or the defining ideal of the Rees algebra . It encodes the syzygies of all powers of and is inevitably an vital algebraic tool for understanding the geometric properties of several constructions related to . It also plays a prominent role in geometry modeling community; see for example [MR2394983]. And in our situation, the almost Cohen–Macaulayness of simply means .
As a matter of fact, to attack the almost Cohen–Macaulay conjecture of Vasconcelos, we follow some of the nice ideas in [MR3490460] and [MR3295062]. However, since our ultimate aim is not to give a detailed description of a minimal generating set of the defining ideal , we drop the Sylvester-form approach. Instead, we merely give a profile of an infinite Gröbner basis of in Section 2, which is good enough for us to carry on the discussion. As for the monomial ordering in need, the special attention towards seems essential. After that, we also study a sequence of sub-ideals of , and the accompanied colon ideals in Section 3. With these preparations and the standard Depth Lemma technique, we are able to confirm the almost Cohen–Macaulay conjecture of Vasconcelos at the end of this section. In particular, we are able to cover the corresponding almost Cohen–Macaulay results in [MR3490460, Theorem 2.5], [MR3096902, Proposition 4.12] and [MR3295062, Theorems 3.7 and 3.14]. In the last section, we give further applications towards the defining ideal and the Rees algebra , when is equi-generated. The help from the established Gröbner basis profile of in Section 2 and the almost Cohen–Macaulayness of in Section 3 is indispensable for that purpose.
2. Gröbner basis of the defining ideal
As the first step, we will give an infinite Gröbner basis of the defining ideal in this section. Of course, to make it handy, we will reduce it to a finite subset later. At the end of this section, we will discuss when the reduced (hence finite) Gröbner basis of is indeed a minimal generating set.
Let be the set of non-negative integers . For any vector , we will write for its -th component where , and set . As usual, we will write for the ordered sequence , and for the ordered sequence . With the , will stand for the product in the suitable ring. We can similarly define .
To better express the properties of the ideal , we will also use an accompanied -algebra homomorphism which is determined by
[TABLE]
Meanwhile, we will write for , and for the ordered sequence . With the vector , the notation of will be understood likewise as above.
It is quite clear that the defining ideal , being the kernel of the graded homomorphism , is graded with respect to . For this reason, we will write , with being the degree piece of . It is also well-known that is generated by the binomials of the form , with and such that and as well as ; see, for instance, [MR1363949, Corollary 4.3] or [MR2611561]. Indeed, the binomial here is uniquely determined by the pair , since the monomials
[TABLE]
For later reference, we will write this binomial as . Thus, the defining ideal is generated by the infinite set
[TABLE]
For the sake of an efficient investigation, we can further impose a special format on these binomials, due to the nature of the given monomial generators in .
First of all, notice that the linear piece of the defining ideal with respect to is generated by
[TABLE]
They come from the Koszul syzygies of the generators of . Using the language of [MR3490460], the generators in with are called reduced relations while the remaining ones are called Koszul relations.
Meanwhile, a Gröbner-basis argument will be involved later. Thus, we need to equip the polynomial ring with a monomial ordering. In the following, we will denote by the lexicographic order on with respect to . If is a polynomial in , we will simply use to denote the leading monomial of with respect to . Furthermore, if is an ideal of , then we will use to denote the initial ideal of with respect to .
Now, we are ready to give the first description of the defining ideal .
Proposition 2.1**.**
The binomials in as well as those in
[TABLE]
provide an infinite Gröbner basis of the defining ideal .
In the following, we will use repeatedly the easy fact: if with nonzero monomials , then this binomial is a multiple of .
Proof of Proposition 2.1.
Notice that one can find a Gröbner basis of in and . Thus, it suffices to take an arbitrary nonzero in , and show that
- •
, as well as
- •
is divisible by the initial monomial of some binomial in .
We have two cases.
- a
If as well as , then belongs to the defining ideal of the Rees algebra associated to the complete intersection ideal . To study its presentation, we will use simply . Since is generated by a -sequence, it follows from [MR563225] that
[TABLE]
In particular, .
Without loss of generality, for , we may assume that and for some with . Now, one can verify directly that . 2. b
Therefore, in the following, we may assume that by symmetry. To exclude the trivial case, we may require in the following that . Thus, we can find that some with such that and . For simplicity, we write . As , by a direct computation, we see that is a factor of . As , the exponent of this factor is at least . On the other hand, we have . Thus,
[TABLE]
As and belong to the prime defining ideal , so does
[TABLE]
This implies that the above binomial is a multiple of . But by induction on , we see that . Thus, .
Meanwhile, we observe that is not involved in . Thus,
[TABLE]
which in turn will be a multiple of ). But again by induction, the latter is divisible by the leading monomial of some binomial in . Thus, this completes our proof. ∎
Since is an infinite Gröbner basis of the defining ideal , we can find a finite subset which is still a Gröbner basis of . From , we can compute the reduced Gröbner basis of . Whence, the leading terms of the binomials in are mutually non-comparable, and the tails of each binomial in cannot be reduced further by . It is well-known that is uniquely determined by . Furthermore, it is not difficult to see that in our situation.
In [MR3490460], [MR3320795] and [MR3295062], the reduced Gröbner basis of the defining ideal is explicitly constructed via moving curve or Sylvester forms techniques. And this Gröbner basis is shown to be a minimal generating set of as well in each case. Thus, we also want to determine when our is also a minimal generating set of , although we have not written down explicitly. Without loss of generality, we may assume that . Although we have an implicit order over the ’s and ’s with respect to , it can be seen from the following proof that the order over the ’s here is not essential. Notice that by our assumptions in the first section, we will in turn have .
Proposition 2.2**.**
With the assumptions above, the reduced Gröbner basis is a minimal generating set of if and only if .
Proof.
We have two cases.
- a
If , we claim that is not a minimal generating set of . To see this, consider the following three distinct binomials in :
[TABLE]
Since
[TABLE]
is not a minimal generating set. 2. b
In the remaining case, we will have . Whence, at least two distinct -variables will show up in each tail monomial of the reduced relations.
In this situation, we claim that is a minimal generating set of . Suppose for contradiction that this is not true. Then, there exists some such that with .
If is a reduced relation, then . Whence, we can check with ease that none of the monomials emerging in is a factor of . Indeed, as takes the form for some monomial and some positive integer , we only need to check the leading monomial of each here. But this is clear since is a reduced Gröbner basis. Thus, the equality cannot happen in this subcase.
Otherwise, will be a Koszul relation. Say, with . We can check with ease that none of the monomials emerging in is a factor of . Indeed, since is linear with respect to , it suffices to investigate the reduced relations. As this can be verified directly, the equality still cannot happen in this subcase. ∎
In Section 4, we will talk about the maximal degree of the Gröbner basis of when is equi-generated.
3. The almost Cohen–Macaulay conjecture of Vasconcelos
In this section, we will confirm the conjecture of Vasconcelos ([MR3096902, Conjecture 4.15]) which states that the Rees algebra of an Artinian almost complete intersection monomial ideal is almost Cohen–Macaulay, i.e., .
To achieve this goal, in the following, we give a total order to as follows: for , if and only if , or
[TABLE]
Thus, with respect to , the initial vector is .
Considering Proposition 2.1, we can always find a finite subset and such that the binomials in the disjoint union provide a Gröbner basis of the defining ideal . For our induction proof below, we will harmlessly assume that is closed in the sense that if with and , then .
We can order the vectors in as . For , we will write . Furthermore, for , we set
[TABLE]
By convention, and correspondingly .
Proposition 3.1**.**
With the notation above, for , is a Gröbner basis of the ideal .
Proof.
We will apply the standard technique of checking S-pairs for ; cf. [MR2724673, Section 2.3]. By symmetry, we have the following three cases.
- a
Assume that both and are Koszul relations. It is clear that in the equation (4). Thus, can be reduced to zero by the multivariate division algorithm relative to the set ; cf. part a of the proof of Proposition 2.1. 2. b
Assume that is a Koszul relation while is not. Thus, we may write and with . Whence, is the binomial for some monomial . We have two subcases.
- i
Suppose first that is not a factor of . Since obviously and , we can apply the argument as in the case b in the proof of Proposition 2.1. Namely, is a factor of and we may express as a friendly -linear combination of and :
[TABLE]
for suitable monomial . Because of the existence of in ,
[TABLE]
Thus, can be reduced by the multivariate division algorithm via and to zero. Therefore, we are done in this subcase. 2. ii
Suppose that is a factor of . We may instead consider the binomial . Suppose that . Then is simply a multiple of . As while , . Therefore, we are done in this subcase. 3. c
Assume that neither nor is a Koszul relation. Thus, we will write and for some with respect to . If , then . Thus, as in the case a, we are done. Therefore, we may assume that . Whence, is a multiple of for
[TABLE]
Being in the defining ideal , the binomial can be reduced to zero by the multivariate division algorithm relative to the set ; cf. Proposition 2.1. Notice that our is closed. By checking the degree with respect to , we can expect that each emerging binomial is either in or is for some with . In particular, these ’s will be strictly less than the given . Thus, we are done in this last case. ∎
Recall that an ideal of is called extended with respect to the inclusion if .
Proposition 3.2**.**
With the notation above, for , the colon ideal
[TABLE]
can be extended from .
Proof.
By Proposition 3.1, it suffices to consider the following three types of simpler colon ideals.
- a
For , consider the colon ideal
[TABLE]
Notice that the emerging two leading monomials take the form and respectively with . As , the colon ideal in (6) is extended. 2. b
For , consider the colon ideal
[TABLE]
Notice that the emerging two leading monomials take the form and respectively with . As , the colon ideal in (LABEL:colon-2) is extended. 3. c
For , consider the colon ideal
[TABLE]
Since and , we have
[TABLE]
Then, since , the colon ideal in (LABEL:colon-3) is a subideal of the colon ideal in (LABEL:colon-2) with . Thus, this case is harmless.
From what we have found above, we can conclude that colon ideal in (5) equals
[TABLE]
which is extended with respect to the inclusion . ∎
Here is the third piece of our attack of the Vasconcelos’ conjecture. This piece is one of the key ingredients in the proofs of [MR3490460, Theorem 2.5] and [MR3295062, Theorem 3.14].
Lemma 3.3**.**
Let be an ideal generated by elements in for . If the colon ideal is extended with respect to and
[TABLE]
then .
Proof.
Notice that . If the colon ideal is extended, then
[TABLE]
by the flat-base-change technique. After that, we can apply the well-known Depth Lemma to the short exact sequence
[TABLE]
to get the desired estimate. ∎
Now, it is time to state the last main piece of our intended proof. It will serve as the base case of the induction argument.
Proposition 3.4**.**
With the notation as before, the initial ideal in satisfies .
Proof.
We have seen in Proposition 3.1 that provides a Gröbner basis of . Thus, . Regarding these generator, indexed by the tuple , we implicit an ordering for the following induction argument:
[TABLE]
For each with , define
[TABLE]
and
[TABLE]
In the remaining part of this proof, we will use mathematical induction with respect to the ordering of and show
[TABLE]
Once the above estimate is established, as , we will have , as expected.
- a
Firstly, consider the cases when . Notice that in this situation. Hence, for the base case of the discussion, we easily get
[TABLE]
As for the general in this case, one can verify directly with ease that
[TABLE]
Therefore,
[TABLE]
By applying the Depth Lemma to sequences like that in (9), we can use induction to get
[TABLE]
in this case. 2. b
In the remaining cases, we have . First of all, we notice that . And by the result in case a, we already have
[TABLE]
Meanwhile, for general in this case. And one can verify directly with ease that is generated by
[TABLE]
together with
[TABLE]
The ideal generated by the second group (10) is essentially , however, with the parameters replaced by and replaced by . Thus, by the result in the previous case a,
[TABLE]
Now, we can apply the Depth Lemma again to the short exact sequences
[TABLE]
for and use induction to have
[TABLE]
as expected. ∎
Remark 3.5**.**
In our circumstance,
[TABLE]
the symmetric algebra of . Since is an Artinian almost complete intersection ideal, is Cohen–Macaulay by [MR686942, Corollary 10.2]. In particular, this algebra is unmixed having dimension by [MR686942, Proposition 8.5]. Notice that
[TABLE]
cf. [MR2724673, Theorem 3.3.4] and [MR2153889, Theorem 1.3]. Thus, is also Cohen–Macaulay.
Finally, we can prove our main result of this paper.
Theorem 3.6**.**
With the given monomial Artinian ideal given in the equation (1), the Rees algebra is almost Cohen–Macaulay.
Proof.
Notice that while it is well-known that
[TABLE]
Thus, it suffices to show that is almost Cohen–Macaulay, i.e., to show that
[TABLE]
Notice that . We will apply the technique outlined in Lemma 3.3 repeatedly towards the ideals , . Since we have shown in Proposition 3.2 that the successive colon ideals are extended, it remains to verify that . And this is covered (with a stronger result) in Proposition 3.4. ∎
In particular, we are able to cover the corresponding almost Cohen–Macaulay results in [MR3490460, Theorem 2.5], [MR3096902, Proposition 4.12] and [MR3295062, Theorems 3.7 and 3.14].
4. Applications to the equi-generated case
In this last section, we will focus on the equi-generated case when , except for Theorem 4.1 which holds for slightly more general situation.
Notice that finding the minimal generators of the defining ideal in the equi-generated case is also strongly related to the problem of computing the moving curve ideals of monomial rational parameterizations of the form
[TABLE]
See for instance [MR3320795] along this line. However, from the work of [MR3320795], [MR2013172] and [MR3295062], one can see that finding the explicit presentation of the minimal generating set is very difficult. One must impose very strong conditions in order to write out the minimal generating set explicitly. The next question will be if one can at least find a bound on the degree of generators of the defining ideal without narrowing down to special cases. It is unfortunate that even for a degree square-free monomial ideal, one can get a generator of any degree if no other restriction is placed; see for example [MR3853064] and [arXiv:1809.08351]. Finding the degree bound is actually a classical question in the commutative algebra community. Recall that with the -graded ideal , the relation type of the Rees algebra is defined to be
[TABLE]
This invariant, which is independent of the chosen set of generators of , gives us some idea on how far the Rees algebra is from the symmetric algebra and provides us an insight of the complexity of the Rees algebra.
In the following, we want to fine-tune the result in Proposition 2.1 when .
Theorem 4.1**.**
With assumptions as before, suppose further that . Then, the binomials in as well as those in
[TABLE]
provide a (non-reduced) Gröbner basis of . Here, denotes the partial ordering of by componentwise comparison. In particular, .
Proof.
In view of Proposition 2.1, we may take arbitrary . If we introduce where for each , then . In the following, we want to reduce by . For simplicity, we will write and with monomials .
We claim that divides in . To see this, for each , we show that the factors of in divides the factors of in , i.e.,
[TABLE]
or equivalently,
[TABLE]
When , then and . Thus, the left hand side of the inequality (12) becomes [math]. In particular, the inequality (12) holds in this case. When , then and the inequality (12) becomes
[TABLE]
Since , the above inequality holds. This finishes our proof of the claim.
Now,
[TABLE]
Since both and belong to the defining ideal , so does . But this will imply that is a multiple of . Notice that by our assumption. Thus, by an induction argument on , we see that .
Meanwhile, notice that
[TABLE]
Thus,
[TABLE]
which in turn will be a multiple of . But again by induction, the latter is divisible by the leading monomial of some binomial in . Thus, this completes our proof. ∎
Notice that the assumption in Theorem 4.1 holds particularly for the equi-generated case. Indeed, from now on, we will always assume that the ideal is equi-generated.
Now, we take a second look at the -graded defining ideal , with being the degree piece of . In particular, the ideal of the linear part is
[TABLE]
It is known by [MR2153889, Proposition 1.1] that the defining ideal
[TABLE]
To see this, we also need to notice that is a monomial ideal and consequently for any sufficiently large. Note that the above formula is also established in [arXiv:1806.08184, Theorem 2.1] for the multi-Rees algebra case.
With the equation (13), a natural question is to find a satisfactory small such that
[TABLE]
Indeed, since is almost Cohen–Macaulay, we have for any nonzero or ; cf. [zbMATH06113058, Section 2.1]. Here, is the ideal of entries of the minimal presentation matrix of and is the graded maximal ideal of .
Recall that a sub-ideal is called a reduction of the ideal if there is an integer such that . The reduction number of with respect to the reduction ideal is the smallest integer such that , and will be denoted by . Meanwhile, a reduction ideal of is called minimal if it does not contain properly another reduction of . In our equi-generated case, one can check easily that s a minimal reduction of the ideal If is the socle degree of , then for , we have by [zbMATH06113058, Theorem 2.2]. And more precisely, for any , we have .
We can calculate the socle degree explicitly. It is clear that
[TABLE]
Thus, the socle degree of equals . Consequently, the expected secondary elimination degree (with respect to this minimal reduction ideal ) is .
From the above argument, we immediately have
Corollary 4.2**.**
Assume that the Artinian almost complete intersection monomial ideal is equi-generated. If satisfies , then . In particular, .
Using the Gröbner basis given in Theorem 4.1, we can give another proof.
Proof.
In view of Theorem 4.1, it suffices to take arbitrary nonzero and show that . Write . We will use the leading terms of the following binomials in to reduce successively :
[TABLE]
At each step, although we will keep the monomial intact, the degree with respect to with drop by one, the degree with respect to will increase by one, and the degree with respect to will remain. Thus, we will have some monomial of the form
[TABLE]
with . Since , the following inequalities cannot hold simultaneously:
[TABLE]
Without loss of generality, we may assume that . Whence, we will use the leading term of to get the new monomial
[TABLE]
Starting from , after steps, we will arrive at a monomial of the form
[TABLE]
with and . This means that
[TABLE]
Write . Notice that as , is a multiple of . But we have seen already that
[TABLE]
And this completes the proof. ∎
Example 4.3**.**
The bound above is sharp. To see this, we may take and . Using Macaulay2 [M2], we can check directly that
[TABLE]
Meanwhile, .
Without loss of generality, we may further assume that ; see also [MR3295062, Lemma 3.1]. Under this assumption, one can check with ease that if and only if is a multiple of . In particular, , which is the elimination equation of , belongs to the reduced Gröbner basis and minimal generating set of ; see also Proposition 2.2. This binomial has the largest possible degree with respect to by Theorem 4.1. This element is also the only non-zero generator of the defining ideal (toric ideal) of the special fiber algebra, , associated to the monomial ideal .
Since we have seen in Theorem 3.6 that is almost Cohen–Macaulay, by [MR3096902, Corollary 3.9], we will have
Corollary 4.4**.**
If the Artinian almost complete intersection monomial ideal is equi-generated and , then and .
In particular, this implies that . But of course, this last formula is not difficult to derive directly.
Furthermore, the Castelnuovo–Mumford regularity and the multiplicity of are also very important algebraic and geometric invariants. Recall that for a standard graded algebra over a commutative ring, one denotes by the -th local cohomology module of with respect to the graded ideal of elements of positive degree. The invariant is defined to be with the convention that if . Then, the Castelnuovo–Mumford regularity of is defined to be
[TABLE]
Under some conditions, this index indicates the complexity of graded structures over a polynomial ring.
Meanwhile, suppose that is a Noetherian ∗local algebra such that the unique graded maximal ideal of is maximal in the ordinary sense. Then, there exists a polynomial of degree such that for large . It is well-known that the leading term of this polynomial takes the form for some positive integer . The integer will be called the multiplicity of . Under certain conditions, it can be interpreted as the volume of a manifold, or the degree of a closed subscheme of projective space.
Notice that the Rees algebra being almost Cohen–Macaulay is equivalent to the associated graded ring having depth , by a result of Huckaba; see also [MR3096902, Theorem 3.7(ii)]. Thus, it follows from [MR3096902, Theorem 3.5 and Proposition 3.16] and [MR3784829, Theorem 3.5] that
Corollary 4.5**.**
If the Artinian almost complete intersection monomial ideal is equi-generated and , then and .
Remark 4.6**.**
More generally, suppose that . As is almost Cohen–Macaulay, Theorem 4.1 and [MR3096902, Corollary 3.9] together will imply that for the minimal reduction ideal .
Acknowledgements 4.7**.**
The authors want to express sincere thanks to Teresa Cortadellas Benítez and Carlos D’Andrea for directing their interest to the paper [MR3490460], and to Ricardo Burity and Aron Simis for helpful discussions. They also want to express heartfelt thanks to the two reviewers for the suggestions that greatly improved this paper. The second author is partially supported by the “Anhui Initiative in Quantum Information Technologies” (No. AHY150200) and the “Fundamental Research Funds for the Central Universities”.
References
