Periodic trajectory tracking for control-affine driftless systems on compact Lie groups
Gabriel Ara\'ujo

TL;DR
This paper addresses the problem of asymptotic periodic trajectory tracking for control-affine, driftless systems on compact Lie groups, providing local solutions under specific controllability and regularity conditions.
Contribution
It introduces a local solution to the periodic trajectory tracking problem on compact Lie groups for semisimple cases with controllability, and establishes conditions for trajectory existence.
Findings
Solution exists locally for semisimple Lie groups and controllable systems.
Provides sufficient conditions for the existence of periodic trajectories.
Addresses tracking for a class of regular periodic trajectories.
Abstract
We treat the periodic trajectory tracking problem: given a periodic trajectory of a control-affine, left-invariant driftless system in a compact and connected Lie group and an initial condition in , find another trajectory of the system satisfying the initial condition given and that asymptotically tracks the periodic trajectory. We solve this problem locally (for initial conditions in a neighborhood of some point of the periodic trajectory) when is semisimple and the system is Lie-determined (i.e. controllable), and only for a class of periodic trajectories (which we call regular). Finally we present a set of sufficient conditions to ensure the existence of such trajectories.
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Periodic trajectory tracking for control-affine driftless systems on compact Lie groups
Gabriel Araújo
University of São Paulo, ICMC-USP, São Carlos, SP, Brazil
Abstract.
We treat the periodic trajectory tracking problem: given a periodic trajectory of a control-affine, left-invariant driftless system in a compact and connected Lie group and an initial condition in , find another trajectory of the system satisfying the initial condition given and that asymptotically tracks the periodic trajectory. We solve this problem locally (for initial conditions in a neighborhood of some point of the periodic trajectory) when is semisimple and the system is Lie-determined (i.e. controllable), and only for a class of periodic trajectories (which we call regular). Finally we present a set of sufficient conditions to ensure the existence of such trajectories.
Key words and phrases:
trajectory tracking, control-affine driftless systems, compact Lie groups.
2010 Mathematics Subject Classification:
93B27, 93D15
This work was partially supported by Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq, grants 131876/2010-4 and 140838/2012-0) and the São Paulo Research Foundation (FAPESP, grant 2018/12273-5).
1. Introduction
The present work addresses the problem of periodic trajectory tracking for control-affine driftless systems, specifically in the case when the ambient manifold is a Lie group (which we will further assume to be compact and connected) and the system is left-invariant (see below). It is heavily inspired by [7] (see also its first author’s PhD thesis [6]), in which the problem is studied in aiming applications to Quantum Computing, and can indeed be considered as a (tentative) extension of their methods to abstract Lie groups. We do not, however, rely on any of their results or even notations directly, but rather on their ideas; nor we aim at any applications whatsoever.
In Section 2 we describe the periodic trajectory tracking problem (PTTP) for our system (2.1) and reduce it to the problem of stabilization of an auxiliary system (2.2). The main conclusion here is that if the identity element of of is a critical point, and moreover a local attractor of this new system, then one can solve the PTTP locally i.e. for initial conditions close to the reference periodic trajectory. This leads us to investigate some aspects of the stability of time-dependent vector fields on compact Riemannian manifolds, which we do in Section 3, and then apply our conclusions to characterize the -limit points of an auxiliary vector field associated to (2.2): they are precisely the critical points of . We also conclude that every central point of is critical to , so a necessary condition for our approach to work is that is semisimple e.g. .
In Section 4 we restrict our attention to a class of periodic trajectories, which we call regular, for which an even simpler characterization of the critical points of the associated is achieved: they are the critical points of a Lyapunov-like function ; and moreover central points of are non-degenerate critical points of provided is semisimple. A little more effort then allows us to conclude that, in that case, the latter points are also local attractors of , and since is obviously central we solve the PTTP locally. We close this work (Section 5) discussing a condition that ensures the existence of periodic trajectories, including a more or less concrete construction of them.
We refer the reader to [5] and [1] for the basics of Control Theory on Lie groups. For more sophisticate aspects of Lie group theory – notably some results regarding the adjoint representation of , to which we are naturally led by the change of variables that produces the auxiliary system (2.2) and that stalks us until the end, revealing how semisimplicity is an essential feature to the problem – the reader is referred to a less introductory text on the subject e.g. [3]; more paramount results and definitions, as well as possibly non-standard notation, are also briefly explained in the footnotes.
Acknowledgments
I wish to thank H. B. Silveira and P. A. Tonelli for reading the original manuscript and making invaluable suggestions, and the latter also for many long discussions and for proposing the problem.
2. The periodic trajectory tracking problem
Let be a compact, connected Lie group, whose Lie algebra of left-invariant vector fields we denote by . Given we consider the left-invariant driftless system
[TABLE]
where are controls. We shall work exclusively with smooth trajectories: -uples where are smooth (i.e. ) functions – the controls – and is an integral curve of the time-dependent vector field
[TABLE]
The trajectory is said to be -periodic () provided are -periodic functions.
For simplicity, we shall assume that is bracket-generating i.e. the Lie algebra generated by is , and hence has a single orbit thanks to Sussmann’s Theorem.
Definition 2.1**.**
The periodic trajectory tracking problem (PTTP) for system (2.1) is stated as follows: given a -periodic reference trajectory and an initial state , find another (non-periodic) trajectory of (2.1) such that and111: the identity element of .
[TABLE]
We call the tracking error between the two trajectories.
Remark 2.2*.*
The motivation for our definition of tracking error comes from concrete examples. If is a subgroup of and are curves then clearly
[TABLE]
where is any matrix norm.
Moreover, consider the following asymptotic controllability problem (also sometimes called the -sampling stabilization problem, see for instance [8]) for system (2.1):
Given an initial state and a target state , find a trajectory of (2.1) such that, for some , we have
[TABLE]
It is clear that this problem can be solved if we are able to find
- (1)
a periodic reference trajectory for (2.1) with and 2. (2)
a trajectory of (2.1) that tracks i.e. solving the PTTP.
While the second question above is the main subject of the present paper, we shall discuss the first one – the existence of periodic reference trajectories passing through arbitrary points of – in Section 5.
The very definition of the tracking error suggests that we can reduce the PTTP associated to a given reference trajectory to a stabilization problem, via a change of coordinates that we describe below. From now on we denote
[TABLE]
Proposition 2.3**.**
Assume that is a trajectory of the system222The adjoint map is the group homomorphism that associates to each an invertible linear map as follows: if stands for the map then corresponds to via the canonical isomorphism .
[TABLE]
such that and . If we define
[TABLE]
then is a trajectory of (2.1) solving the PTTP i.e. and .
Proof.
It is essentially based on the following simple fact – a kind of Leibniz rule for curves on – which the reader can easily verify: given two smooth curves we have333For we denote by (resp. ) the left (resp. right) translation map (resp. ).
[TABLE]
Let be defined by (2.3)-(2.4). Then
[TABLE]
where the first sum can be rewritten as
[TABLE]
while the second is
[TABLE]
Summing it up and using (2.4) we conclude that solves (2.1). Moreover
[TABLE]
and
[TABLE]
∎
Thanks to Proposition 2.3, in order to solve the PTTP our main concern shall be, from now on, to find a trajectory of system (2.2) satisfying and : the solution of the PTTP for (2.1) can thus be recovered from our knowledge of and .
We define a Lyapunov-like function by
[TABLE]
and an auxiliary vector field by
[TABLE]
where
[TABLE]
Notice that is a time-dependent vector field which is not left-invariant. The main reason for introducing it is the following: if is one of its integral curves and if we define
[TABLE]
then is a trajectory of our modified system (2.2). Moreover, let us denote by the set of critical points of , that is:
[TABLE]
Recall that one such critical point is a local attractor if there exists a neighborhood of such that given any initial condition and the unique integral curve of satisfying then .
The next result tells us that if the identity element of is a local attractor of the auxiliary vector field then we can solve the PTTP locally near the target state , and also provides a recipe to obtain the tracking trajectory .
Proposition 2.4**.**
Suppose that and is a local attractor for . Then there exists a neighborhood of enjoying the following property: for every there exists a trajectory of (2.1) such that and . The trajectory can be obtained as follows: for the unique integral curve of satisfying , define
[TABLE]
Proof.
Let be an attractive neighborhood of . Then is clearly a neighborhood of , and if then , hence . If are as in (2.7) then is a trajectory of the modified system (2.2), so the conclusion follows from Proposition 2.3. ∎
3. Some results on stability
In this section we shall depart a little from the original setting for the PTTP and establish some technical results on the stability of time-dependent vector fields that will be needed in the next sections. Since the group structure here plays no role, we shall take a step back and work in the more general framework of smooth manifolds.
Remark 3.1*.*
As pointed out by H. B. Silveira in personal communication, our approach in this section (see especially Proposition 3.6) holds some connections with the periodic version of LaSalle’s Invariance Principle [4] (for its use in a similar context see [8]). The proofs we present here are, nevertheless, self-contained.
Let be a smooth manifold, which for simplicity we assume to be compact, and a time-dependent vector field. Recall that given its -limit set, , is the set of all enjoying the following property: there exists an increasing sequence such that , where is the unique integral curve of satisfying . Of course the compactness of ensures that the -limit sets of are never empty.
Definition 3.2**.**
A continuous function is said to be non-decreasing along if for every integral curve of the function is non-decreasing.
For instance, if satisfies everywhere then clearly is non-decreasing along .
Proposition 3.3**.**
Let be continuous and non-decreasing along . Then is constant on for any .
Proof.
Let be the unique integral curve of satisfying . For let and take increasing sequences , , such that as . By continuity, and since is non-decreasing we must have
[TABLE]
We first extract a subsequence of with the property that for every : again, since is non-decreasing along one gets
[TABLE]
By letting in the left-hand side of the inequality above we conclude that , and hence the equality holds. ∎
Corollary 3.4**.**
If be continuous and non-decreasing along then
[TABLE]
where be the unique integral curve of satisfying .
Proof.
It suffices to prove that any increasing sequence , , admits a subsequence such that as . And indeed, by compactness of there exist subsequence of and such that , and by continuity , as . Since obviously we have by the previous proposition, and the conclusion follows. ∎
The last two results in this section do not assume compactness of . We do, however, endow it with a Riemannian metric: below we denote by the induced norm on each tangent space.
Lemma 3.5**.**
Let be a smooth curve such that
[TABLE]
and be an increasing sequence such that and as . Then
[TABLE]
Proof.
We may assume w.l.o.g. that is connected, and let be the distance function on induced by the Riemannian metric444I.e. the distance between two given points is the infimum of the lengths of all piecewise smooth curves connecting them.: we then must prove that
[TABLE]
whatever . If we denote by the closed interval with endpoints then by definition of we have
[TABLE]
which, we claim, goes to zero as . Indeed, given there exists such that for every . Moreover, since there exists such that
[TABLE]
thus proving our claim. Now for every
[TABLE]
since both terms go to zero. ∎
Proposition 3.6**.**
Let be a smooth curve, an increasing sequence and as in Lemma 3.5. Let also be continuous, -periodic (for some ) and such that . Then
[TABLE]
Proof.
Let . For each select such that
[TABLE]
hence the sequence admits a convergent subsequence, say
[TABLE]
We define
[TABLE]
for each , so clearly . Applying Lemma 3.5 with one gets
[TABLE]
Since is continuous and -periodic we have
[TABLE]
which is zero thanks to our last hypothesis on and the fact that . ∎
Now back to the setup of Section 2, we use our results above to prove:
Theorem 3.7**.**
Let . If then
[TABLE]
In particular, every -limit point is a critical point of .
Its proof depends on some auxiliary results that we prove below. First of all, we must obtain a more convenient expression for the functions defined in (2.6).
Lemma 3.8**.**
For we have555Given the adjoint map is defined by . By means of the canonical isomorphism it makes perfect sense to write for – as we do often throughout the text – which we regard as a linear map . In that sense, is precisely the differential of the adjoint map at [3, Proposition 1.91].
[TABLE]
Also, for each :
[TABLE]
for .
Proof.
We start by showing that
[TABLE]
Indeed, notice that , which we then identify with an element of , thus making sense of (3.3). We consider the map : by the chain rule we have, on the one hand,
[TABLE]
On the other hand, we can write
[TABLE]
i.e. where
[TABLE]
is a linear map: for we have again by the chain rule
[TABLE]
which for proves (3.3) thanks to our previous conclusions.
Now, recalling that the map is linear and by definition , identity (3.1) follows immediately from (3.3) after a third application of the chain rule.
To conclude, it follows from the definition of and from (3.1) that
[TABLE]
where we used that is left-invariant for all . ∎
We can now elucidate a couple of questions raised by Proposition 2.4.
Corollary 3.9**.**
Every666: the center of i.e. the subgroup of all such that for every . When is semisimple is discrete. is a critical point of the auxiliary vector field . However, if the identity element is a local attractor of then must be semisimple.
Proof.
Since we have , and then for each
[TABLE]
for every since is traceless777See footnote 8. for all . By definition of we have then for all i.e. is a critical point.
In particular . If were not semisimple then would be a Lie subgroup of of positive dimension, hence any neighborhood of would contain infinitely many points in . Since this proves that would not be an isolated point of , even less a local attractor. ∎
The next technical remark will also be needed in Section 5. We define
[TABLE]
where are the controls of our reference trajectory of system (2.1). We will consider both as a time-dependent vector field on – of which is an integral curve – and as a smooth curve in .
Lemma 3.10**.**
Let be any smooth curve and define by
[TABLE]
Then its -th derivative is given by
[TABLE]
where is defined inductively by
[TABLE]
Proof.
Using the identity , which in turn follows easily from (3.3), we have
[TABLE]
∎
Proposition 3.11**.**
Let be an integral curve of . For each the function defined by
[TABLE]
is bounded.
Proof.
We shall write down an explicit expression for , which boils down to computing the partial derivatives of since
[TABLE]
First, since is a Lie algebra homomorphism for each , it follows easily that
[TABLE]
for every (just apply both sides on an arbitrary ). Now, by (3.2) we have that where , hence
[TABLE]
by (3.5), since thanks to Lemma 3.10.
Moreover, using (3.3) and taking into account that is an integral curve of
[TABLE]
from which it follows that
[TABLE]
thanks again to a double application of (3.5)
Summing both derivatives evaluated at , we conclude that
[TABLE]
where is defined given by
[TABLE]
Denoting by any norm in , it follows from the compactness of the existence of such that for every , hence for every we have
[TABLE]
where stands for the norm of the linear functional : in order to finish the proof, it suffices to show that is bounded. But
[TABLE]
and while the first term is clearly bounded for the map
[TABLE]
is -periodic, the second term is bounded because is -periodic for each and hence is a compact set. ∎
Corollary 3.12**.**
If is an integral curve of then
[TABLE]
In particular
[TABLE]
where is the norm associated to any left-invariant Riemannian metric on .
Proof.
Let where is our Lyapunov-like function (2.5). Its first derivative is
[TABLE]
by definition of (2.6), and thus non-negative. Differentiating once again yields
[TABLE]
with is as in Proposition 3.11, hence bounded, which implies boundedness of . In turn, this ensures that is uniformly continuous. Now
[TABLE]
so is non-decreasing along , thus thanks to Corollary 3.4 we have
[TABLE]
where is arbitrary (recall that the latter set is never empty). We have proved that
[TABLE]
which brings us into position to apply Barbalat’s Lemma [2, Lemma 8.2] to and conclude that
[TABLE]
which clearly proves (3.6) thanks to our previous computations. Our second statement now follows:
[TABLE]
∎
Proof of Theorem 3.7.
Let stand for the norm associated to some left-invariant metric on . For the unique integral curve of satisfying we have, thanks to Corollary 3.12, that as . Moreover, the function defined by is -periodic and satisfies, again by Corollary 3.12,
[TABLE]
But since there exists a sequence increasing to infinity such that as . The conclusion follows from Proposition 3.6. ∎
4. Regular trajectories
Up to this point, all the results obtained are valid for arbitrary periodic reference trajectories of (2.1). In this section we introduce a special class of trajectories such that the set of critical points of their associated auxiliary vector fields admit a nice algebraic description: it coincides with the set of critical points of our Lyapunov-like function . This characterization allows us show that the identity element is a local attractor for provided is semisimple, hence solving the PTTP in a neighborhood of the target state by Proposition 2.4.
Definition 4.1**.**
A trajectory of (2.1) (not necessarily periodic) is said to be regular if
[TABLE]
In Section 5 we prove the existence of regular periodic trajectories through any initial state under some extra assumptions on system (2.1). Theorem 3.7 admits the following:
Corollary 4.2**.**
Assume is a regular periodic trajectory of system (2.1) and let be its auxiliary vector field. If is any -limit point of then
[TABLE]
Or, by Lemma 3.8: for all .
Proof.
By Theorem 3.7 we have for every and , so by Lemma 3.8
[TABLE]
But since is regular the linear functional vanishes on . ∎
In particular, for a regular periodic trajectory the set of critical points of its auxiliary field can be expressed as
[TABLE]
Indeed, if belongs to the set in the right-hand side of (4.1) then by (3.2)) we have for all and every , hence clearly . We have thus equated, in this case:
- •
the set of critical points of the vector field ,
- •
the set of -limit points of and
- •
the set of critical points of the Lyapunov-like function .
The next result gathers some interesting consequences of (4.1), which, however, we will not use in what follows.
Proposition 4.3**.**
Let be a regular periodic trajectory of (2.1) and be its auxiliary vector field. Then for :
- (1)
. 2. (2)
. 3. (3)
.
Moreover, if is semisimple and is a subgroup of then is finite.
Proof.
- (1)
For a simple computation shows that
[TABLE]
since belongs to , hence so does . 2. (2)
Follows from the previous item since . 3. (3)
Pick an orthonormal basis of w.r.t. some -invariant888An inner product on is said to be -invariant if is orthogonal w.r.t. it for every . Such an inner product always exists when is compact, and thanks to the relationship between the adjoint maps (see footnote 5) one also has that is skew-symmetric w.r.t. it for every [3, Proposition 4.24]. In particular, for every . inner product . Then:
[TABLE]
which equals [math] if . Since is arbitrary, .
As for the second part of the statement, since is a closed set it is a Lie subgroup of : let be its Lie algebra. Let and for each define by999Here and below we denote by the exponential of .
[TABLE]
Since then we have for every , and thus
[TABLE]
also equals [math] for all , in particular for : we have thus proved that for every . But this is the Killing form of , which is non-degenerate since we are assuming semisimple101010This is Cartan’s Criterion for Semisimplicity [3, Theorem 1.45]: the Killing form of is the bilinear form defined by . It is always negative semidefinite, while non-degenerate precisely when is semisimple., from which we conclude that . Since is arbitrary we have i.e. is a discrete subgroup of . Since is compact and is closed the latter must be finite. ∎
As we have seen, and if this set is finite then is an isolated point, which is a necessary condition for to be a local attractor. Next we shall focus on proving the latter property without relying on the assumption of being a group.
Proposition 4.4**.**
If is semisimple then every is a non-degenerate critical point of , and, in particular, an isolated point in .
Proof.
By Corollary 3.9, every belongs to , hence is a critical point of by our characterization of the latter set following Corollary 4.2 (since is regular). As such, we check its non-degeneracy by computing the Hessian matrix of in convenient coordinates around .
We denote by the Killing form of . Since is assumed semisimple, is an inner product on and we denote by an orthonormal basis w.r.t. it to introduce the so-called coordinates of second kind: let be defined by
[TABLE]
Simple computations show that
[TABLE]
hence is a local diffeomorphism near . Moreover
[TABLE]
where we used two well-known facts: that is precisely the kernel of the homomorphism; and the identity [3, Proposition 1.91]:
[TABLE]
Another simple computation then shows that
[TABLE]
thus showing that the Hessian matrix of at is non-degenerate. The last claim follows from Morse Lemma. ∎
Next we characterize the center of in terms of regardless of semisimplicity. Let denote the complexification of and let be the complexification of . Therefore
[TABLE]
where are the eigenvalues of , repeated according to their multiplicities. Let be any -invariant inner product on (recall that is compact) and let stand for its sesquilinear extension to , which is then a Hermitian inner product on . Clearly is unitary w.r.t. , in particular it is a diagonalizable map and
[TABLE]
It follows then that for every we have
[TABLE]
Therefore, if then and hence , and thus is a global maximum of .
We claim that the converse is also true i.e. if then . We must prove that for every . Indeed we have
[TABLE]
which implies that
[TABLE]
Moreover
[TABLE]
so if for some then
[TABLE]
which would lead us to a contradiction, hence for every , and since we must also have for every . In particular, we have proved:
Lemma 4.5**.**
Any belongs to if and only if .
Now we can prove one of the main results of the present work. Recall that denotes the auxiliary vector fields associated to a regular periodic reference trajectory.
Theorem 4.6**.**
If is semisimple then every is a local attractor of .
Proof.
By Proposition 4.4 we may find a neighborhood of such that is compact and contains no points in other than . We may further assume connected, and define
[TABLE]
Clearly for . Also, since we have by continuity that there exists another neighborhood of such that for every .
Now let and be the unique integral curve of satisfying . Since is non-decreasing (for is non-decreasing along , as pointed out earlier) we have
[TABLE]
for every since by hypothesis. Thus and by continuity we have that for every .
It remains to show that as . Indeed, we will show that any sequence increasing to infinity admits a subsequence such that as . We may assume w.l.o.g. that for every , hence . Because is compact there exists and a subsequence of such that as . In particular , but as we have seen . ∎
In particular is a local attractor of , hence Proposition 2.4 solves the PTTP locally.
5. Existence of regular periodic trajectories: sufficient conditions
Recall that we are always assuming that our left-invariant system (2.1) is bracket-generating i.e. the Lie algebra spanned by is . In this section, we will prove that if moreover
[TABLE]
then given any and there exists a smooth -periodic trajectory of (2.1) satisfying and which is regular in the sense of Definition 4.1.
For and let
[TABLE]
Clearly and
[TABLE]
Take equal to in some open interval and with zero integral, and let be the unique -periodic function which is equal to on : this is clearly smooth.
Since it is easy to check that
[TABLE]
which, together with (5.2), easily ensures the following:
Proposition 5.1**.**
Given , if for some then for every .
Thus on we have , while for , identically. Next, define by
[TABLE]
which is obviously smooth and also -periodic since is -periodic and its integral over is zero. Moreover, one may check that
[TABLE]
We finally define by
[TABLE]
This is well-defined thanks to (5.2), and moreover smooth by (5.4). Also, on we have
[TABLE]
where the last identity follows from Proposition 5.1. On the other hand, if for any and then near we have identically, hence , which also agrees with (2.1) thanks to (5.3): we have proved that is a trajectory of (2.1), which is -periodic by construction.
Theorem 5.2**.**
If (5.1) holds then the trajectory above is regular.
Proof.
We denote by
[TABLE]
which we must prove that is equal to . For each let and be defined by : this is a smooth curve that lies in , and since the latter is a linear subspace of the same is true for all of its derivatives. By Lemma 3.10 we have, for every ,
[TABLE]
where is given by (3.4).
We need the following technical lemma, which does not depend on the construction of .
Lemma 5.3**.**
For each we may write
[TABLE]
where and, for , is a sum of products enjoying the following property: in each summand there is at least one factor that is a derivative of some order of .
Proof of Lemma 5.3.
By induction on . We start calculating recursively by Lemma 3.10
[TABLE]
from which we identify , and , thus proving our claim for , which we use as basis for induction. Assuming our conclusion for some we have
[TABLE]
where obviously
[TABLE]
Since is a sum of products in which each summand there is at least one factor that is a derivative of some order of then of course the same property holds true for both and . Moreover
[TABLE]
also enjoys the aforementioned property, hence so does . ∎
Now, if then , while for we have by Proposition 5.1 that vanishes identically near , and therefore
[TABLE]
while
[TABLE]
It follows from Lemma 5.3 that (for is linear, hence for every ) for every , so
[TABLE]
for every . We conclude that
[TABLE]
belongs to for every and ; in other words, if we denote
[TABLE]
then . But we assumed in (5.1) that and is invertible, hence also i.e. is regular. ∎
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