Mazur's Conjecture and An Unexpected Rational Curve on Kummer Surfaces and their Superelliptic Generalisations
Dami\'an Gvirtz-Chen

TL;DR
This paper proves a special case of Mazur's conjecture related to the density of rational points on certain elliptic curve fibrations, and explores rational curves on Kummer surfaces with broader implications for rational points on superelliptic curves.
Contribution
It introduces a simplified construction of a rational curve on Kummer surfaces and extends the analysis to more general surfaces, advancing understanding of rational points and Mazur's conjecture.
Findings
Rational points are dense on specific elliptic fibrations.
A new algebraic approach simplifies the construction of rational curves on Kummer surfaces.
Results imply existence of rational points on twists of superelliptic curves.
Abstract
We prove the following special case of Mazur's conjecture on the topology of rational points. Let be an elliptic curve over with -invariant . For a class of elliptic pencils which are quadratic twists of by quartic polynomials, the rational points on the projective line with positive rank fibres are dense in the real topology. This extends results obtained by Rohrlich and Kuwata-Wang for quadratic and cubic polynomials. For the proof, we investigate a highly singular rational curve on the Kummer surface associated to a product of two elliptic curves over , which previously appeared in publications by Mestre, Kuwata-Wang and Satg\'e. We produce this curve in a simpler manner by finding algebraic equations which give a direct proof of rationality. We find that the same equations give rise to rational curves on a class of more general…
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Advanced Algebra and Geometry · Advanced Combinatorial Mathematics
Mazur’s Conjecture and An Unexpected Rational Curve on Kummer Surfaces and their Superelliptic Generalisations
Damián Gvirtz
Department of Mathematics
South Kensington Campus
Imperial College London
LONDON
SW7 2AZ
United Kingdom
Abstract.
We prove the following special case of Mazur’s conjecture on the topology of rational points. Let be an elliptic curve over with -invariant . For a class of elliptic pencils which are quadratic twists of by quartic polynomials, the rational points on the projective line with positive rank fibres are dense in the real topology. This extends results obtained by Rohrlich and Kuwata-Wang for quadratic and cubic polynomials.
For the proof, we investigate a highly singular rational curve on the Kummer surface associated to a product of two elliptic curves over , which previously appeared in publications by Mestre, Kuwata-Wang and Satgé. We produce this curve in a simpler manner by finding algebraic equations which give a direct proof of rationality. We find that the same equations give rise to rational curves on a class of more general surfaces extending the Kummer construction. This leads to further applications apart from Mazur’s conjecture, for example the existence of rational points on simultaneous twists of superelliptic curves.
Finally, we give a proof of Mazur’s conjecture for the Kummer surface without any restrictions on the -invariants of the two elliptic curves.
Key words and phrases:
superelliptic curve, Kummer surface, twist, Mazur’s Conjecture
2010 Mathematics Subject Classification:
Primary 14J27; Secondary 11G05
1. Introduction
In the study of the distribution of rational points on varieties, two methods are frequently used to generate new points from existing ones: One can apply automorphisms defined over the ground field, e.g. arising from a group law on an elliptic curve. Or one can look for rational subvarieties that will be guaranteed to have many rational points. Often, a combination of both is needed. The prevalence of these methods is paramount to the whole subject.
A famous, successful example is Elkies’ solution to Euler’s conjecture on [Elk88]. In this paper, we consider another example given by Kuwata and Wang in [KW93]. Let be an abelian variety which is the product of two elliptic curves and over . Assume that and do not both have equal -invariants [math] or . Let
[TABLE]
be affine equations for the elliptic curves in Weierstrass form (in particular and are excluded). The assumption on the -invariant excludes exactly the cases and . An affine model of the Kummer surface associated to is given after setting :
[TABLE]
On this surface, [KW93, §1] constructs a parametric curve as the scheme-theoretic image of the morphism
[TABLE]
Using this curve, one can prove the following theorem:
Theorem 1.1**.**
[KW93, Theorem 3]** The set of rational points on is dense in the Zariski and real topologies.
This verifies, for the surface , Mazur’s conjecture on the topology of rational points: For any smooth variety over , if the rational points are Zariski dense in , then their topological closure in the real locus of is a union of real connected components of [Maz92, Maz95]. It has been shown by a concrete counterexample [CTSSD97] that Mazur’s conjecture does not hold without further assumptions on the variety, although refined versions have been proposed that so far have resisted attempts at disproving them.
The same curve or rather its preimage on was also independently found by Mestre in [Mes92] and used to prove that there are infinitely many elliptic curves over of rank at least with a fixed -invariant.
The appearance of is somewhat surprising and mysterious, given that the construction of starts with two generic elliptic curves and a priori there is not much reason to expect a rational curve over on it apart from the obvious ones.
The discovery that prompted the present article is that the curve found by Mestre and Kuwata-Wang arises from a rather simple equation, which generalises to a wider class of surfaces. The precise statements and applications are contained in Sections 2-4, containing to the author’s knowledge the first known case of Mazur’s conjecture dealing with a class of quadratic twists of an elliptic curve by a quartic polynomial in Theorem 4.4.
The last section does not utilise the curve and exhibits a proof of Mazur’s conjecture for the Kummer surface without any assumptions on the -invariants.
For the questions discussed in this article, it is not necessary to have projective models. We will thus mostly work with affine models that yield a dense open subvariety of the respective surface or curve. In our terminology, an affine, not necessarily geometrically irreducible curve has genus [math] if it has a birational map to a projective curve whose desingularisation has genus [math]. A rational curve will always be an integral genus [math] curve with a smooth rational point over the ground field.
After the publication of this article, the author was kindly informed by M. Ulas that the curve considered in Theorem 2.1 had previously been discovered by him [Ula07, Lem. 2.1].
2. A Rational Curve on and Superelliptic Generalisations
Theorem 2.1**.**
Let and be two superelliptic curves over a field with arbitrary characteristic of the form
[TABLE]
[TABLE]
with or nonzero and or nonzero. The group of -th roots of unity acts diagonally on . Let
[TABLE]
An affine equation of is given by
[TABLE]
Then there exists a genus [math] curve on which is the closure of the subvariety of cut out by the affine equation
[TABLE]
Moreover, if and are not both equal to [math], has a rational component. If and are coprime, and , then is geometrically irreducible.
The condition excludes the cases when there is an isomorphism between and that is compatible with the -action.
For and , this recovers Mestre’s and Kuwata-Wang’s curve on . In this special case, these equations already appear in [Sat01] (cf. Section 2.1.1 below).
Proof.
We derive an alternative affine model of after which a brief analysis of the geometrically irreducible components yields the desired results. A transformation of the equations for gives
[TABLE]
Setting , the first equation is equivalent to
[TABLE]
which defines a plane curve in the variables . Note that this equation is linear in . We distinguish three different cases:
- (1)
There exists no point with : In this case
[TABLE]
defines a birational map, hence is a rational curve parametrised by . 2. (2)
There exist points with , and neither nor : If , we must have . If , we must have and thus . The map is from above is non-constant and yields a component of parametrised by . However, additional components with appear, onto which does not map dominantly. 3. (3)
or : If , then and thus decomposes into components with constant and . If , then has three components cut out by , and respectively.
From now on, assume that we are in one of the first two cases and let be the closure of the image of in . Since is obtained from by the affine equation and is locally constant outside , we only have to consider .
Let be the characteristic exponent of the ground field. Let be the -primary part of the greatest common divisor of and , so that and where . Then geometrically, decomposes into components
[TABLE]
where runs over all -th roots of unity. For , we get a reduced, geometrically irreducible component
[TABLE]
defined over the ground field since it is fixed by the Galois action. The curve is well-known to be rational and a parametrisation is given by . The other are Galois twists of and so have genus [math] too.
If and are coprime, i. e. , then coincides with the geometrically irreducible component . ∎
A direct computation gives:
Theorem 2.2**.**
A parametrisation of is given by:
[TABLE]
2.1. Further Remarks
2.1.1. Geometric Considerations involving
The original example by Mestre has been studied by P. Satgé in [Sat01]. There, he utilises the natural map from to together with the Riemann–Hurwitz theorem to develop a combinatorical criterion for when the preimage of a rational curve on the latter surface yields a rational curve on the former. Amongst the low-degree examples he retrieves with the help of this criterion is the Mestre curve.
2.1.2. Geometric Considerations involving
A new different approach which we mention for geometric insight is to first understand the preimage on . In what follows, we show how to derive that has genus [math] by such arguments in the case of two generic elliptic curves, i. e. with distinct -invariants and without complex multiplication.
Let and be the points at infinity of and . The Néron-Severi group of is given by where
[TABLE]
By Bézout’s theorem, the intersection numbers of (cut out of by a quadric in each of the factors of an embedding by Weierstrass equations) with and are both , therefore the class of in the Néron–Severi group is . Hence by the adjunction formula we deduce . We can compute the singularities of : is a singularity with multiplicity ,
[TABLE]
is a set of 9 singularities with multiplicity and is a set of 4 singularities with multiplicity . All singularities are ordinary and does not pass through other torsion points than the ones mentioned. Hence has geometric genus .
We now use the Riemann-Hurwitz theorem. Before applying it to the double cover , we first have to blow up the torsion points which are singular to get non-singular ramification points. If such a point has multiplicity , then in the resolution we will have points of ramification index . Indeed, after doing this, in the case , Riemann-Hurwitz substitutes to
[TABLE]
and thus .
2.1.3. Degenerate cases
In the cases of geometrically isomorphic and (i.e. and in particular or ), acquires geometric components which are the graphs of isomorphisms between and .
3. Simultaneous Twists of Superelliptic Curves
As a corollary of Theorem 2.1, we obtain similarly to [KW93, Thm. 3]:
Corollary 3.1**.**
Let and be superelliptic curves over a number field of the same form as in Theorem 2.1. Assume that we are not in one of the cases or . Then there exist infinitely many such that the twists of and by both have an -rational point.
By twist by , we mean in the case of the curve given by for a representative in the class , and analogously for . Up to -isomorphism, it does not depend on the chosen representative. In the special case of and , the theorem is a statement about genus models.
Proof.
This proof follows the same idea as Kuwata-Wang but uses the newly found curve on . Let be as in Theorem 2.2. For a superelliptic curve , denote by the twist by . Using gives us infinitely many points such that and have a rational point. Because , these are isomorphic to twists by the same class. We thus have a map
[TABLE]
such that and have a rational point.
Let . It remains to show that does not have finite image. Suppose the image of is finite. Then there exists a finite set of places of such that for all . This means by continuity that for all . However, since as a rational function (just by computing its numerator and denominator), there exists a point such that has multiplicity prime to at . Let be the residue field extension of . There are infinitely many places of that split completely in , so pick one amongst them and denote by an extension of to . Now has a zero or pole of multiplicity in and in a neighbourhood of , cannot be divisible by , yielding a contradiction. ∎
4. Further Generalisations
The equation for in Theorem 2.1 gives rise to rational curves on an even wider class of surfaces where the exponents of and are chosen differently. Some of these curves have genus [math] but do not contain a rational point. While the method of Theorem 2.1 does not apply to these generalisations, we can nevertheless give a few interesting examples and applications.
4.1. Elliptic Curves with -invariant
Let be an elliptic curve with -invariant over a field of characteristic . Let
[TABLE]
be an affine model of in Weierstrass form, in particular , and a polynomial with rational coefficients. Assume . Quadratic twisting by yields an elliptic pencil . The situation at the degenerate fibres is irrelevant for our purposes.
Theorem 4.1**.**
The surface over which is the total space of the pencil contains a curve given by with an irreducible component given by and another rational irreducible component .
Proof.
A parametrisation of is given by:
[TABLE]
One can check explicitly that the image of is indeed contained in . ∎
In what follows we fix the parametrisation above, which was found computationally using a uniformiser of the local ring at the smooth point on a projectivisation of .
Lemma 4.2**.**
Assume . The set of such that has infinite order in its fibre is dense in .
Proof.
Define , a family of elliptic curves parametrised by . It has a section . After a finite base change , this family becomes trivial and is pulled back to the section . We infer that is not a torsion section since it intersects the identity section for but distinct torsion sections on elliptic surfaces have to be disjoint at smooth fibres ([Huy16, Rem. 11.3.8] – compare to the similar argument in [Mir89, VII.3.2] for singular fibres). Hence, is not torsion either. Now the specialisation theorem ([Sil94, III.11.4]) says that for almost all , is not torsion in its fibre. ∎
From this, one immediately deduces Zariski density of rational points:
Corollary 4.3**.**
Assume . Infinitely many fibres of have positive rank. More precisely, there is a set of , which is dense in the half-interval if , respectively dense in if , such that the has positive rank for all .
Proof.
The respective half-intervals given above are the images of . Now use Lemma 4.2. ∎
Note that density of the positive rank fibres in over a non-empty open interval should be true if is any elliptic curve over and is any polynomial with a real zero of odd order by a result of Rohrlich [Roh93, Thm. 2], conditional on the parity conjecture.
We deduce a new special case of Mazur’s conjecture applied to elliptic pencils [Maz92, Conj. 4].
Theorem 4.4**.**
Let be an elliptic curve over with -invariant and let be a quartic polynomial over . Assume that and is non-negative for all . Then the set of with is dense in .
A result by Rohrlich [Roh93, Thm. 3] settled the case of being a quadratic polynomial using similar ideas as [KW93] for cubic polynomials. Theorem 4.4 complements Kuwata and Wang’s quartic example [KW93, p. 121] which they derived from the work by Elkies mentioned in the introduction. A recent preprint by Huang [Hua18] deals with for some . By entirely different methods and under some additional assumption, [HS16, Prop. 1.1] proves Mazur’s conjecture for the Kummer quotient associated to the product of non-trivial -coverings of elliptic curves.
Proof.
View as a genus pencil with respect to projection to . A priori, the fibres do not have rational points but there are infinitely many which do. Namely, and are two (generically distinct) rational points in their fibre .
Now by the same argument as in Lemma 4.2, for some choice of the point has infinite order in with respect to the identity chosen as , as well as infinite order in . Using the group law on , we spread to get a dense set in a connected component of . By Mazur’s torsion bound [Maz78] the rational points that are torsion in their fibre lie in a proper Zariski-closed subset of the total space. The intersection is finite because otherwise, one would have but . It follows that is dense in a connected component of . But by assumption on , connected components of project surjectively to so that the image of projects densely to . ∎
4.2. Elliptic Curves with -invariant [math]
Let be an elliptic curve with j-invariant [math] over a field of characteristic . Let
[TABLE]
be an affine model of in Weierstrass form and a polynomial with rational coefficients. Assume . Quadratic twisting by yields an elliptic pencil . Once again, the situation at the degenerate fibres is irrelevant for our purposes.
Theorem 4.5**.**
The surface which is the total space of the pencil contains a curve given by with a rational irreducible component.
Proof.
A parametrisation is given by:
[TABLE]
One can check explicitly that the image of is indeed contained in . ∎
In what follows we fix the parametrisation above, which was found computationally using a uniformiser of the local ring at the smooth point on a projectivisation of . We can then prove an analogue to Corollary 4.3.
Lemma 4.6**.**
Assume and . Then infinitely many fibres of have positive rank. More precisely, there is a set which is dense in the half-interval if , respectively dense in if , such that has positive rank for all .
Proof.
By clearing denominators, the coefficients and can be assumed integral. We want to show that is non-torsion for a dense set of . Set with coprime and . Then an integral model of is given by:
[TABLE]
where and . For large enough is not integral and thus by the Lutz-Nagell criterion [Sil09, VIII.7.2], cannot be a torsion point.
The respective half-intervals given above are the images of . ∎
5. Proof of Mazur’s Conjecture for the Kummer Surface of a Product Abelian Surface
In [KW93, Thm. 3’], a sketch was given that extends Theorem 1.1 to a proof of Mazur’s conjecture for all -invariants. It has to proceed along lines different from Theorem 1.1 because the parametric curve is not available in the cases of equal -invariants [math] or . The strategy was to rely on the two elliptic pencils given by projections to and to spread rational points using the group laws. As communicated between the author and M. Kuwata, it is not clear whether this method is sufficient to get density in the real locus. We thus give a first proof.
Theorem 5.1**.**
Let be the Kummer surface associated to the product of two arbitrary elliptic curves and over . Assume the rational points are Zariski dense in . Then they are dense in the real topology of .
Proof.
Recall that an affine equation of was given in Section 1 by
[TABLE]
Let and be the fibrations given by projections to the respective coordinates. Note that only the first comes equipped with a section and thus a natural group law. The fibres of are cubic curves and may not have a rational point.
Let be arbitrary. If we show that for any , there exists an approximating with such that the topological closure is , then we are done.
Let be the Zariski closure of the set of rational points on that are torsion in their fibre or torsion in their fibre with respect to any of the inflection points chosen as identity. (The latter does not depend on the chosen inflection point since in for any inflection points where denotes the class of a divisor modulo linear equivalence.)
Claim: .
Assume is torsion in its fibre . Then by Mazur’s torsion bound, lies in a proper closed subset of .
Now assume is torsion in its fibre with respect to some inflection point . Then by Merel’s torsion bound [Mer96] for the number field , there is a bound (only depending on the uniformly bounded degree of the residue field ) such that for some positive . This can again be expressed by some necessary algebraic relations so that lies in a proper closed subset of . This proves the claim since .
By assumption of Zariski density, there exists a point outside of . Because is algebraic, we know that is finite. Otherwise, one would have which is impossible since . In the same way, we conclude that is finite.
Multiples of with respect to the group law on are dense in the identity component of , which maps surjectively to the -coordinate. Therefore we can replace without loss of generality by one such multiple which is not in with arbitrarily small . Using this we may make two assumptions about :
- (1)
We can assume is sufficiently small such that is connected. To see this, after setting and , we can write as:
[TABLE]
This is a family of curves parameterised by which is smooth in a neighbourhood of . By Ehresmann’s lemma, for small (and hence small ) its fibre is homeomorphic to the real curve , which in turn is homeomorphic to the connected real curve , where we set . 2. (2)
Moreover, if has three real roots, we define and as local minimum and maximum of and assume that is sufficiently small such that
[TABLE]
where is as in the beginning of the proof.
Choose some inflection point as identity for the group law on . Then by Lemma 5.2 below,
[TABLE]
By Assumption (1), is isomorphic to the real Lie group and is dense in it since is not torsion in . Let . Because is finite, the set of rational points is also dense in .
We distinguish two cases to finish the proof of the theorem:
** has only one real root:** Then is connected for all . We have to find a non-torsion point in for some with . The set is dense in and the projection from to the -coordinate is surjective. Hence the image of under this projection is dense in and we can find with .
** has three real roots:** Then has two connected components for all and we denote its non-identity component by . It remains to show the existence of a rational point of infinite order in for some with .
Observe that is the intersection of the elliptic curve with the line . By Assumption (2), this intersection consists of three points, of which exactly two lie in the oval component . As is connected and dense in , for any of these two intersection points we can find such that and . ∎
In classical geometric terms, the following lemma spreads rational points using secants and tangents without the need of a group law defined over the ground field.
Lemma 5.2**.**
Let be a plane cubic curve over a field and let . Let be a finite field extension and let be an inflection point. Equip with the group structure with as neutral point. Then for all , the multiple is -rational.
Proof.
Denoting by the class of a hyperplane section and by the class of a divisor modulo linear equivalence, we have that
[TABLE]
has degree , so there exists a point with . Then:
[TABLE]
∎
Remark 5.3**.**
Relating the proof in the last section to the rest of the article, it should be mentioned that there is no possibility of applying the method of using several elliptic fibrations to cases beyond K3. Only K3 and abelian surfaces can contain distinct elliptic fibrations with sections [SS10, Lem. 12.18]. In particular, the case of quintic is out of reach.
Acknowledgements
The author thanks A. Skorobogatov, M. Kuwata, P. Satgé, M. Ulas and the anonymous referee who suggested how to prove Corollary 3.1 without using Faltings’ theorem. This work was supported by the Engineering and Physical Sciences Research Council [EP/ L015234/1], the EPSRC Centre for Doctoral Training in Geometry and Number Theory (The London School of Geometry and Number Theory), University College London.
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