Local bi-Lipschitz classification of semialgebraic surfaces
Jean-paul Brasselet, Maria Aparecida Soares Ruas, Thuy Nguyen

TL;DR
This paper develops bi-Lipschitz invariants for finitely determined map germs to classify their local and link structures, providing new criteria for bi-Lipschitz equivalence in real and complex settings.
Contribution
It introduces new invariants for finitely determined map germs and establishes conditions under which the bi-Lipschitz type of a germ determines its link and double point set.
Findings
Positive answer for the first question when 2n-1 ≤ p.
Complete invariants for the bi-Lipschitz classification in the case of maps from R^2 to R^3.
In the homogeneous case, the double point set's image is not needed for classification.
Abstract
We provide bi-Lipschitz invariants for finitely determined map germs , where or . The aim of the paper is to provide partial answers to the following questions: Does the bi-Lipschitz type of a map germ determine the bi-Lipschitz type of the link of and of the double point set of ? Reciprocally, given a map germ , do the bi-Lipschitz types of the link of and of the double point set of determine the bi-Lipschitz type of the germ ? We provide a positive answer to the first question in the case of a finitely determined map germ where (Theorem 3.3). With regard to the second question, for a finitely…
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Taxonomy
TopicsAdvanced Numerical Analysis Techniques · Polynomial and algebraic computation · Commutative Algebra and Its Applications
Local bi-Lipschitz classification of
semialgebraic surfaces
Jean-Paul Brasselet, Nguyễn Thị Bích Thủy and Maria Aparecida Soares Ruas
Institut de Mathématiques de Marseille, UMR 7373 du CNRS, Campus de Luminy, Case 907 - 13288 MARSEILLE Cedex 9.
Ibilce-Unesp, Universidade Estadual Paulista “Júlio de Mesquita Filho”, Instituto de Biociências, Letras e Ciências Exatas, Rua Cristovão Colombo, 2265, São José do Rio Preto, Brazil.
Universidade de São Paulo, Instituto de Ciências Matemáticas e de Computação - USP, Avenida Trabalhador São-Carlense, 400 - Centro, São Carlos, Brazil.
Abstract.
We provide bi-Lipschitz invariants for finitely determined map germs , where or . The aim of the paper is to provide partial answers to the following questions:
Does the bi-Lipschitz type of a map germ determine the bi-Lipschitz type of the link of and of the double point set of ? Reciprocally, given a map germ , do the bi-Lipschitz types of the link of and of the double point set of determine the bi-Lipschitz type of the germ ?
We provide a positive answer to the first question in the case of a finitely determined map germ where (Theorem 3.3).
With regard to the second question, for a finitely determined map germ we show (Proposition 4.12) that the bi-Lipschitz type of the link of and of the double point set of determine the bi-Lipschitz type of the image where is a small neighbourhood of the origin in In the case of a finitely determined map germ of corank 1 with homogeneous parametrization, the bi-Lipschitz type of the link of determines the bi-Lipschitz type of the map germ (Theorem 5.2). Finally, we discuss the bi-Lipschitz equivalence of homogeneous surfaces in (Theorem 6.1).
Key words and phrases:
Singularities, bi-Lipschitz, finitely determined map germs
2000 Mathematics Subject Classification:
58K40 (primary), 58K65 (Secondary).
1. INTRODUCTION
Two map germs , where or , are -equivalent if there exist diffeomorphism map germs and such that the following diagram is commutative
[TABLE]
that means . When and are homeomorphisms, then and are called topologically -equivalent, or --equivalent. Two map germs and are bi-Lipschitz -equivalent if and in the above diagram are bi-Lipschitz homeomorphisms.
Note that bi-Lipschitz equivalence implies topological equivalence.
A map germ is -finitely determined if there exists a positive integer such that for any with equality of the -jets , then and are -equivalent. In this case, we say that is --finitely determined.
In this paper, we will consider only equivalence classes and we will omit the symbol . Moreover, we consider only the case .
The natural definition of double point set of , that we will consider in this paper, denoted by , is geometrically, the closure in of the set
[TABLE]
where is a sufficiently small neighbourhood of [math]. We denote by the projection on the first factor via .
An alternative definition of double point set has been provided by D. Mond [18] in terms of ideals. It has been used by various authors, for example [20, 15, 16, 24]. It can be written as:
[TABLE]
where is the singular set of . Moreover when is an isolated singularity, this definition coincides with the previous geometrical one.
Consider a representative of a finitely determined map germ , where and Let denote the image of . The intersection of with a sufficiently small sphere centered at the origin in is called the link of the map germ , and denoted by . Here, in the real case and in the complex situation.
In the complex case, M. Goresky and R. MacPherson defined the complex link as follows:
We assume that the image is Whitney stratified with complex analytic strata and we denote by the stratum containing the singular point [math]. We choose a complex analytic manifold meeting transversaly at [math] and a generic projection sending to . For the complex link of is defined by
[TABLE]
where and is the intersection with of the ball of radius centered at .
The following conjecture can be proposed in various ways:
** Conjecture 1.1****.**
Let , where , be two finitely determined map germs. Then and are bi-Lipschitz equivalent if and only if the links and are bi-Lipschitz equivalent and the images of the double point sets and are bi-Lipschitz equivalent.
In the complex situation, the considered link can be either the (real) link or the complex link
According to Whitney [28], when and , the singularities of are isolated. Moreover, when and is finitely determined, the image of the set of double points of is a curve, which can be embedded in the target space [13, 28]. Note that, according to [9], the dimensions satisfying are nice dimensions in the sense of Mather (see for example [9, Table 1, page 181]).
Using equisingularity in family and in the complex case , a counter-example to the conjecture has been provided by O. N. Silva [24, 25]. In his example the real links are topologically equivalent and the double point sets are bi-Lipschitz equivalent, but the germs are not bi-Lipschitz equivalent.
In the complex case, it would be interesting to characterize classes of maps and hypothesis for which the conjecture is true. The conjecture remains in the real situation. In this paper, we provide some elements for solving the “real” conjecture.
The paper has four parts:
I) The first part presented in the section 3 provides some bi-Lipschitz invariants of the double point sets and of the real links for -finitely determined map germs for the general case and for the case . In Theorem 3.3 we show that the necessary conditions for Conjecture 1.1 are verified in the real case when
II) In the second part, presented in the section 4, we show that for a finitely determined map germ the bi-Lipschitz type of the link of and of the double point set of determines the bi-Lipschitz type of with respect to the inner metric (see Definition 4.1). For this weaker equivalence relation, the proposed problem is completely solved (Proposition 4.12). The main tools used in this section are the Birbrair construction of Hölder Complexes (Definitions 4.4 and 4.8) and Birbrair Classification Theorem 4.11.
III) The third part is presented in the section 5. We prove that for a corank 1 finitely determined map germ with a homogeneous parametrization the bi-Lipschitz type of the link of determines the bi-Lipschitz type of (Theorem 5.2). This result provides a class of quasi-homogeneous surfaces for which the bi-Lipschitz type of the link determines the bi-Lipschitz type of the surface.
IV) Finally, in the fourth part presented in section 6, we consider the simpler problem of bi-Lipschitz equivalence of homogeneous surfaces in . In this case, we also prove that the bi-Lipschitz type of the link determines the bi-Lipschitz type of the surface. The homogeneous surfaces we consider in this section do not have a parametrization in general. More precisely, let and be algebraic surfaces such that and , where are two homogeneous polynomials. We prove that if and are bi-Lipschitz equivalent, then and are bi-Lipschitz equivalent (Theorem 6.1).
Results on the related problem of --equivalence of finitely determined germs were given by J. Nuño Ballesteros and W. Marar in [15] (case ) and by R. Mendes and J. Nuño Ballesteros in [22] (case and .)
2. Some well-known results
We present in this section some well-known results that will be used in the next sections of the paper.
Theorem 2.1** (Mather-Gaffney Geometric criterion, [27]).**
A map germ is finitely determined if and only if, for every representative of the map germ, there exist a neighbourhood of 0 in and a neighbourhood of 0 in , with , such that for all , the set is finite and is stable, where is the set of critical points of .
Let be a finitely determined map germ. From the classical result of Whitney [28], we know that the stable singularities in these dimensions are transverse double points, triple points and cross-caps. In this case, Theorem 2.1 says that is -finitely determined if and only if for every representative , there exists a neighbourhood of 0, such that the only singularities of are transverse double points.
Notice that, in the real case, i.e. in the case of map germs , the converse implication of Theorem 2.1 does not hold. However, we have
Proposition 2.2**.**
If a map germ is finitely determined then there exist a neighbourhood of 0 in and a neighbourhood of 0 in , with , such that the only singularities of are transverse double points.
The following well-known theorem of Fukuda [12] will be also used in the next sections of the paper:
Theorem 2.3**.**
[12*]** *Suppose that . Then given a semialgebraic subset of , there exist an integer , depending only on and , and a closed semialgebraic subset of , where is the canonical projection, having codimension greater than 1 such that for any -mapping with belonging to , there exists a positive number such that for any number with we have
- (1)
is a homotopy ()-sphere which, if , is diffeomorphic to the natural ()-sphere , 2. (2)
the restricted mapping is topologically stable. Moreover, is -stable if () are nice dimensions, 3. (3)
denoting by the inverse image of the -dimensional ball of radius centered at [math], the restricted mapping is proper, topologically stable ( stable if are nice dimensions) and topologically equivalent ( equivalent if are nice dimensions) to the product mapping
[TABLE]
defined by and 4. (4)
consequently, is topologically equivalent to the cone
[TABLE]
of the stable mapping defined by
3. Some bi-Lipschitz Invariants
In this section, we consider the bi-Lipschitz equivalence in the ambient space. This means that two subsets , where or , are bi-Lipschitz equivalent if there exists a homeomorphism in the ambient space such that .
Proposition 3.1**.**
Let be two map germs, where or and . If and are bi-Lipschitz equivalent, then
- (1)
* and are bi-Lipschitz equivalent.* 2. (2)
* and are bi-Lipschitz equivalent.* 3. (3)
* and are bi-Lipschitz equivalent.*
Proof.* * Assume that and are bi-Lipschitz equivalent, then there exist bi-Lipschitz homeomorphisms
[TABLE]
such that
(1) We will prove that . Take , then there are two cases:
a) There exists such that and . Since , then , one has
[TABLE]
Since , then , hence . Moreover, since is bijective, then . Consequently, is a double point of , or .
b) There exists a sequence such that but and tends to . We have . In this case, with the same argument as above (with a remark that every bi-Lipschitz map is continous), we see that lies in the closure of the set or .
We conclude that
To prove that we proceed similarly, replacing by in the previous argument.
(2) The fact “ and are bi-Lipschitz equivalent” comes directly from (1). In fact, in this case , where , with .
(3) We prove now that and are bi-Lipschitz equivalent. In fact, we prove that .
Take , then there exists such that . Since , then from the proof of (1), since , hence . Since then , therefore . Consequently, and hence . We proceed similarly to prove that replacing by
From now, we assume that . If is finitely determined and the image of the set of double points of is a curve, which can be embedded in the target space if the singularity of the image is isolated. [27, 28].
Proposition 3.2**.**
Let be two finitely determined map germs, where . If and are bi-Lipschitz equivalent, then and are bi-Lipschitz equivalent.
Proof.* * Let , with be a finitely determined map germ, then there exists an open subset of [math] in and an open subset of [math] in such that
[TABLE]
is an immersion whose singularities are at most transverse double points. By Theorem 2.3, since , then for enough small, is homeomorphic to a sphere and
[TABLE]
is topologically stable. The same thing happens with . Furthermore, in this case, is transverse to . It follows that the inverse image is diffeomorphism to the sphere . Then, the images of the maps
[TABLE]
are respectively, the and . Now, the bi-Lipschitz equivalence of and follows from the bi-Lipschitz equivalence of and .
From Propositions 3.1 and 3.2, we have the following theorem:
Theorem 3.3**.**
Let be two finitely determined map germs, where . If and are bi-Lipschitz equivalent, then and are bi-Lipschitz equivalent and the images of the double point sets and are bi-Lipschitz equivalent.
4. Bi-Lipschitz classification in the case
4.1. Hölder Complexes
We recall here some definitions which will be useful for our results later on.
There are two natural metrics defined on the spaces : the outer metric or euclidian metric
[TABLE]
which is the induced Euclidean metric on and the inner metric or length metric
[TABLE]
where is the set of rectifiable arcs with and and is the length of . It is clear that the condition holds but the converse does not hold in general.
Definition 4.1**.**
We say that is Lipschitz normally embedded (LNE) if there exists such that for all , we have
[TABLE]
Notice that as the germ is finitely determined, then we can consider as the germ of a polynomial map. Let be a neighbourhood of [math] in , then is a semialgebraic surface of .
In this section, we consider the following equivalence relation between two semialgebraic sets:
Definition 4.2**.**
Let and be two semialgebraic sets and and be chosen metrics in and , respectively. We say that and are abstract bi-Lipschitz equivalent if there exists a bi-Lipschitz homeomorphism such that . When the homeomorphism is semialgebraic, we say that and are (abstract) semialgebraically bi-Lipschitz equivalent. **
When and are the inner metrics, we say that and are (abstract) bi-Lipschitz inner equivalent. Similarly, if and are the outer metrics, we say that and are (abstract) bi-Lipschitz outer equivalent. Notice that, in these cases, the homeomorphisms is not necessarily defined in the whole ambient space.
Definition 4.3**.**
Let and be two arcs in , we define the contact order between and as
[TABLE]
where is the sphere of center [math] and radius in .**
Lev Birbrair [2] introduced a construction called Hölder Complex in order to study bi-Lipschitz classification of semialgebraic surfaces. We provide some definitions and results of this construction. Notice that this study is performed on the surfaces, and the metric is the inner metric. Birbrair’s construction is summarized as follows:
Let be a finite graph. We denote by the set of edges and by be the set of vertices of .
Definitions 4.4**.**
A Hölder Complex is a pair , where such that , for every .
Two Hölder Complexes and are called combinatorially equivalent if there exists a graph isomorphism such that, for every , we have .
The standard -Hölder triangle , with , is the semialgebraic subset of defined by
[TABLE]
Definition 4.5**.**
A (semialgebraic) subset of is called a -Hölder triangle with the principal vertex if the germ is (semialgebraically) outer bi-Lipschitz equivalent to the germ . **
** Remark 4.6****.**
Let be a -Hölder triangle then the contact order between the two branches and is equal to (see Figure 1).**
Theorem 4.7** (Theorem 4.1, [4]).**
Let and be semialgebraic curves with branches and . Then is outer bi-Lipschitz equivalent to if and only if and there is a permutation of such that
[TABLE]
Definition 4.8**.**
Let be a Hölder Complex. A set is called a (semialgebraic) Geometric Hölder Complex corresponding to with the principal vertex if:
- (1)
There exists a homeomorphism , where is the topological cone over . 2. (2)
Let be the vertex of , then . 3. (3)
For each , the set is a (semialgebraic) -Hölder triangle with the principal vertex , where is the subcone over .
Theorem 4.9** (Theorem 6.1, [2]).**
Let be a two-dimensional closed semialgebraic set and let . Then there exist a number and a Hölder Complex such that is a semialgebraic Geometric Hölder Complex corresponding to with the principal vertex , where is the closed ball centered at of radius .
Definition 4.10**.**
We say that is a non-critical vertex of if it is incident with exactly two different edges and and these edges connect two different vertices and with .
If this vertex is connected by and with only one other vertex , we say that is a loop vertex.
The other vertices of (which are neither non-critical nor loop) are called critical vertices of . **
Given a Geometric Hölder Complex, there is a simplification process described by Lev Birbrair (Theorem 7.3, [2]), allowing to assume that every vertex in is a either a critical vertex or a loop vertex. The resulting Geometric Hölder Complex is called a Canonical Hölder Complex of at . Two simplifications of the same Hölder Complex are combinatorially equivalent.
Theorem 4.11** (Birbrair Classification Theorem, Theorem 8.1 [2]).**
Let be two dimensional semialgebraic subsets with and . The germs and are (abstract) bi-Lipschitz inner equivalent if and only if the Canonical Hölder Complexes of at and at are combinatorially equivalent.
Notice that the original Classification Theorem in [2] holds for surfaces in , for .
4.2. Bi-Lipschitz classification in the case .
Let be map germs. From now, we denote by and , where is a sufficiently small neighbourhood of [math]. As an application of Birbrair’s Theorem, we have the following proposition:
Proposition 4.12**.**
Let be finitely determined map germs. Then and are (abstract) bi-Lipschitz inner equivalent if and only if and are bi-Lipschitz equivalent and and are bi-Lipschitz equivalent.
Proof.* *
Assume that and are bi-Lipschitz equivalent and and are bi-Lipschitz equivalent.
As are finitely determined map germs, one can consider and as polynomial maps. Then and are closed semialgebraic surfaces. By Theorem 4.9, there exists a semialgebraic Hölder Complex such that is a semialgebraic Geometric Hölder Complex corresponding to with the principal vertex [math]. Similar property holds for
By Birbrair’s simplification process, the germs and correspond to two Canonical Hölder Complexes at 0, that we denote by and .
Since the links and are bi-Lipschitz equivalent, the graphs and are homeomorphic. Then the loop vertices and the critical vertices of correspond respectively to the loop vertices and the critical vertices of .
Notice that the critical vertices of are precisely the intersection points of and We have the same thing for . Then the branches of correspond to the branches of .
By Theorem 4.7, since and are bi-Lipschitz equivalent then the contact order of two branches of is the same the contact order of the two corresponding branches of .
Hence, the two Canonical Hölder Complexes and are combinatorially equivalent. The proof of the Proposition follows from Birbrair’s Classification Theorem 4.11.
For the converse, let us suppose that and are semialgebraically bi-Lipschitz equivalent with respect to the inner metric. From the Classification Theorem, it follows that the associated Hölder Complexes and are combinatorially equivalent. As a consequence, we get the outer bi-Lipschitz equivalence between and Notice that this bi-Lipschitz equivalence can be extended to the ambient space (see [4]).
Furthermore, as and are finitely determined, the only singularities of and are transverse double points, then these two sets are Lipschitz normally embedded. Hence, it follows that and are outer bi-Lipschitz equivalent.
Corollary 4.13**.**
Let be finitely determined map germs such that and are bi-Lipschitz equivalent and and are bi-Lipschitz equivalent. If and are LNE then and are bi-Lipschitz equivalent with respect to the outer metric.
5. Surfaces with homogeneous parametrization
Let be finitely determined map germs of corank 1 with homogeneous parametrization of the same degrees, that means that and can be written in the following way
[TABLE]
where and are homogeneous polynomials of the same degree , for
Notice that the equation defining (resp., ) is not homogeneous in general.
The following theorem shows that in this case, in order to obtain the bi-Lipschitz equivalence of and , we do not need any hypothesis on the bi-Lipschitz equivalence of the images of the double point sets.
Theorem 5.2**.**
Let be finitely determined map germs of corank 1 with homogeneous parametrization of the form (5.1). If and are bi-Lipschitz equivalent then and are bi-Lipschitz equivalent with respect to the inner metric.
Proof.* * Let us write in the form (5.1), that means
[TABLE]
Acording to [14], the set of double points is the set of the solutions of the following system:
[TABLE]
Then is the union of lines whose equations are of the type and in some cases also the line . In the case , we have
[TABLE]
We see that is a homogeneous polynomial of degree and is a homogeneous polynomial of degree with respect to the variable . Then the image of the set of double points is the union of parametrized curves of the form where are homogeneous polynomials of degree with respect to variable , for . We have the same thing for , that is is the union of parametrized curves of the form where are homogeneous polynomials of the same degree than , for . Therefore, acording to Theorem 4.7, the order of contact of two branches of is the same than the order of contact of two corresponding branches of .
In the case that is a branch of and , it provides two corresponding branches respectively of and (see Proposition 6.2, [24]).
Moreover, with the hypothesis that and are bi-Lipschitz equivalent then the graphs of the Hölder complexes of and are equivalent. Therefore, the Canonical Hölder Complexes of and are combinatorially equivalent. By the Classification Theorem 4.11, it follows that and are bi-Lipschitz equivalent with respect to the inner metric.
Corollary 5.3**.**
Let be finitely determined map germs of corank 1 with homogeneous parametrization. If and are bi-Lipschitz equivalent and and are LNE, then and are bi-Lipschitz equivalent with respect to the outer metric.
In the next proposition we prove that in the space of corank 1 finitely determined map-germs with homogeneous parametrization, the topological classification of the map-germs and the inner bi-Lipschitz classification of their images coincide.
Proposition 5.4**.**
Let be the space of real polynomial mappings
[TABLE]
where with Then
- (1)
The subset -* is a non empty open and dense subset of *
- (2)
If then and are --equivalent if and only if and are bi-Lipschitz equivalent.
Proof.* * We first notice that since where , is finitely determined (see [23], Proposition 9.8). Then is an open and dense subset of follows because finite determinacy is an open condition ([8]) and its complement is a proper semialgebraic set in (see [23] and [24], Example 5.5 and Lemma 7.1). Moreover, on each connected component of , the - type is constant (see Damon’s Theorem 1 in [8], page 381). It follows from Corollary 3.4 in [15] and Theorem 5.2 that:
and are --equivalent if and only if and are bi-Lipschitz equivalent.
6. Homogeneous surfaces
Theorem 5.2 provides a class of quasi-homogeneous surfaces for which the bi-Lipschitz type of the link determines the bi-Lipschitz type of the surface relatively to the inner metric. However, we do not know if the result is true for the more general case of quasi-homogeneous surfaces, with non-isolated singularities, which do not admit homogeneous parametrization. The study of the topological type of surfaces with non-isolated singularities is an important problem and has been investigated both in real and complex cases. This study is interesting even for the homogeneous case, for instance, see [10]. We will prove the following theorem which shows that the result is true in the homogeneous case. Moreover, in this case, the result is true for the outer metric without the condition that the surface is Lipschitz normally embedded.
Theorem 6.1**.**
Let and be two map germs such that and , where and are two homogeneous polynomials. Assume that and are bi-Lipschitz equivalent, then and are bi-Lipschitz equivalent with respect to the outer metric.
Proof.* * Recall that a homogeneous polynomial has the form where is a positive integer constant, for every . Equivalently, there is the action of on defined by:
[TABLE]
The orbit of a point under this action is a half-line from [math], containing , denoted by . The same thing happens for . Notice that, since and are bi-Lipschitz equivalent, then there exists a bi-Lipschitz diffeomorphism which sends the 2-dimensional sphere of radius centered at [math] in to the 2-dimensional sphere of radius centered at 0 in (cf. Theorem 2.3).
Let us define a map as follows: let be a point of , denote by the 2-dimensional sphere of radius , centered at [math] and containing . The point belongs to .
The point belongs to as well as its orbit under the action (6.2), but for . Notice that (see figure 3). Let us define
[TABLE]
It is clear that is bijective.
In the same way, take another point and denote such that . Let us denote , we have
[TABLE]
(see Figure 4).
We will prove that where is a positive real constant and is the Euclidean distance (“outer” distance [5]) in the respective Euclidean spaces.
Let us define and , then . We have
[TABLE]
- At first, we approximate to . On the one hand, we have , then . On the other hand, and , where , hence one has . Consequently, we have
[TABLE]
Since , then if we denote the coordinates of by , we have . In the same way as above, we have
[TABLE]
Similarly, if and , then by an easy calculus, we have
[TABLE]
and
[TABLE]
Therefore, we have
[TABLE]
where is the bi-Lipschitz constant of the bi-Lipschitz homeomorphism .
Now, notice that we can choose the point such that and are non-negative. Moreover, we can assume that , and then, from (6.3) and (6.4), we have
[TABLE]
[TABLE]
- We prove now that . We have (see Figure 4). The problem reduces to prove that . We consider the triangle in the plane defined by the three points and . An easy computation (see Figure 5) shows that the angle is bigger that the angle , that we denote by
[TABLE]
Let and be the intersections of and with the sphere , respectively. Notice that when is fixed, the point lays always between the two points and on the circle , then the inequality (6.7) always happens. Futhermore, when and are colinear and lays on the segment .
[TABLE]
where . Thus, the map is a bi-Lipschitz homeomorphism and is bi-Lipschitz equivalent to with respect to the outer metric.
Acknowledgement: We thank Otoniel Nogueira da Silva for many useful conversations. The first named author thanks the Project UNESP-FAPESP no 2015/06697-9, the Project USP-COFECUB no UC Ma 163-17 and the Project USP-FAPESP no 2018/07040-1. The second and third named authors were partially supported by FAPESP, grant and CNPq, grant The third author was partially supported by CNPq, grant
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