Restriction of $p$-modular representations of $U(2, 1)$ to a Borel subgroup
Peng Xu

TL;DR
This paper investigates how irreducible smooth mod p representations of the unramified unitary group U(2,1) restrict to its Borel subgroup, extending known results from GL(2) to a more complex group.
Contribution
It extends the understanding of restriction problems from GL(2) to the unramified unitary group U(2,1), providing new analogous results.
Findings
Results on restriction of representations to Borel subgroup
Analogies with Paškūnas' work on GL(2)
New insights into mod p representations of U(2,1)
Abstract
Let be the unramified unitary group defined over a non-archimedean local field of odd residue characteristic , and be the standard Borel subgroup of . In this note, we study the problem of the restriction of irreducible smooth -representations of to , and we obtain various results which are analogous to that of Paknas on (\cite{Pas07}).
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Taxonomy
TopicsAdvanced Algebra and Geometry · Algebraic Geometry and Number Theory · Algebraic structures and combinatorial models
\CJKtilde
Restriction of -modular representations of to a Borel subgroup
Peng Xu
Abstract
Let be the unramified unitary group defined over a non-archimedean local field of odd residue characteristic , and be the standard Borel subgroup of . In this note, we study the problem of the restriction of irreducible smooth -representations of to , and we obtain various results which are analogous to that of Paknas on ([Paš07]).
1 Introduction
Let be the unitary group defined over a non-archimedean local field of odd residue characteristic , and be the standard Borel subgroup of . In this note, we investigate the restriction of irreducible smooth -representations of to . For representations arisen from principal series, we have the following at first:
Theorem 1.1**.**
([Vig08, Theorem 5])
Let be a character of . Then,
. is of length two.
. is irreducible. Here is the Steinberg representation of .
Remark 1.2**.**
In [Vig08], only split groups are considered but the arguments in loc.cit could be slightly modified to our case. For a crucial ingredient we reproduce the proof in full (Lemma 4.1).
Our first main result is a complement to the above, that is we deal with those representations called supersingular.
Theorem 1.3**.**
(Theorem 3.8) Let be a supersingular representation of . Then
* is irreducible*
Our second main result is about non-supersingular representations:
Theorem 1.4**.**
(Corollary 4.5, 4.6) Let be a smooth representation of . We have
. Let be a character such that for any . Then,
**
. For the trivial character of , we have
**
Remark 1.5**.**
Our results are in a representation theoretic nature, but we expect they would have some potential arithmetic applications. They are analogous to results of Paknas on ([Paš07]), and we follow his strategy closely. When , Paknas' results were firstly discovered by Berger ([Ber10]), where he proved them by using the theory of -modules and classification of supersingular representations. In the work of Colmez on -adic local Langlands correspondence of ([Col10]), the restriction to a Borel subgroup plays a prominent role.
Remark 1.6**.**
Due to certain technical difficulty, at this moment we don't have an analogue of last Theorem for supersingular representations.
2 Notations and Preliminaries
2.1 General notations
Let be a unramified quadratic extension of non-archimedean local fields of odd residue characteristic . Let be the ring of integers of , be the maximal ideal of , and be the residue field. Fix a uniformizer in . Equip with the Hermitian form h:
, .
Here, is a generator of , and is the matrix
[TABLE]
The unitary group is defined as:
Let (resp, ) be the subgroup of upper (resp, lower) triangular matrices of , with (resp, ) the unipotent radical of (resp, ) and the diagonal subgroup of . Denote an element of the following form in and by and respectively:
,
where satisfies . For any , denote by (resp, ) the subgroup of (resp, ) consisting of (resp, ) with . For , denote by an element in of the following form:
We record a useful identity in : for ,
[TABLE]
Up to conjugacy, the group has two maximal compact open subgroups and , given by:
The maximal normal pro- subgroups of and are respectively:
Let be the following diagonal matrix in :
[TABLE]
and put . Note that and . We use to denote the unique element in .
Let , and be the maximal normal pro- subgroup of . We identify the finite group with the -points of an algebraic group defined over . Let (resp, ) be the upper (resp, lower) triangular subgroup of , and (resp, ) be its unipotent radical. The Iwahori subgroup (resp, ) and pro- Iwahori subgroup (resp, ) in are the inverse images of (resp, ) and (resp, ) in .
Denote by and the unique integers such that and . We have .
All representations in this note are smooth over .
2.2 Weights
Let be an irreducible smooth representation of . As is pro- and normal in , factors through the finite group , i.e., is the inflation of an irreducible representation of . Conversely, any irreducible representation of inflates to an irreducible smooth representation of . We may therefore identify irreducible smooth representations of with irreducible representations of , and we shall call them weights of or from now on.
For a weight of , it is well-known that and are both one-dimensional and that the natural composition map is an isomorphism of vector spaces ([CE04, Theorem 6.12]). This implies there exists a unique , such that , for .
2.3 The Hecke operator
Let , and be a weight of . Let be the maximal compact induction and be the associate Hecke algebra. The algebra is isomorphic to , for certain ([Her11, Corollary 1.3], [Xu19, Proposition 3.3]).
For a non-zero vector , we follow [BL94, 2.1] to denote by the function in supported on and having value at . Recall the following formula of ([Xu19, Proposition 3.6]):
Proposition 2.1**.**
Assume . Then, we have
[TABLE]
2.4 The -invariant map
For a smooth representation of , we have introduced two partial linear maps and in [Xu17, subsection 4.3] as follows:
,
.
,
Proposition 2.2**.**
If , then it is the same for and .
Proof.
This is [Xu17, Appendix, Proposition 10.2]. ∎
We consider the composition . By definition it lies in and preserves the -invariants of a smooth representation (Proposition 2.2).
3 Supersingular representations
3.1 Definition
Definition 3.1**.**
An irreducible smooth -representation of is called supersingular if it is a quotient of , for some weight of the hyperspecial .
Remark 3.2**.**
Here, is a specific Hecke operator modified from , see [Xu18b, 4.1].
3.2 A key property
Let be an irreducible smooth representation of , and be a weight of contained in . By [Xu18a], admits Hecke eigenvalues for the spherical Hecke algebra . Thus, is a quotient of , for some scalar . By [Xu18b], is supersingular if is hyperspecial and .
Lemma 3.3**.**
Let be a supersingular representation of , and assume is a non-zero -map from to . Then, for large enough , we have
**
Proof.
By [Xu18a, Corollary 4.2], there is a non-constant polynomial such that . Assume is such a polynomial of minimal degree. Take a root of , and write . Put . Note that is still a -map from to . By our assumption, the map is non-zero and factors through . As is supersingular, we have ([Xu18b, Theorem 1.1]) and hence for some . ∎
Lemma 3.4**.**
Let be a smooth representation of . Assume is a non-zero vector in , such that acts on as a character. Then, either , or generates a weight of of dimension greater than one.
Proof.
Assume . We put . By definition,
,
and we see must be non-zero. Consider the -representation . As acts on by a character , acts on by . By Frobenius reciprocity, there is a surjective -map from to , sending to . Here, is the function in supported on and having value at .
Via aforementioned map, we see is the image of . But the latter, by [KX15, Proposition 5.7], is an irreducible smooth representation of of dimension greater than one. The assertion follows. ∎
Proposition 3.5**.**
Assume is a supersingular representation of , and is a non-zero vector in . Then, for , we have .
Proof.
Assume firstly acts on as a character .
Assume . By Lemma 3.4 the -subrepresentation generated by is a weight of dimension greater than one, and denote it by . By Frobenius reciprocity, we have a -map from to , sending the function to . From Lemma 3.3, there is some such that
and we are done in this special case.
Note that is an abelian group of finite order prime to . For any non-zero , the -representation generated by is a sum of characters, and we may write as so that acts on by a character of . We then apply the previous process to each , and take the largest . We are done. ∎
3.3 A criteria of Paknas
Proposition 3.6**.**
Let be an irreducible smooth representation of . If, for any non-zero vector , there is a non-zero vector such that
,
then is irreducible.
Proof.
Let be a non-zero vector in . As is smooth, there exists a such that is fixed by . Hence, the vector is fixed by . Since , we see
As is pro-, the space has non-zero -invariant ([BL95, Lemma 1]). We conclude .
Lemma 3.7**.**
If , then
Proof.
By the assumption , we get
or equivalently
.
Applying (1), we see , for any , and that gives for . From the above identity we conclude . ∎
We proceed to complete the proof of Proposition 3.6. Choose such that . The above Lemma says . As is irreducible, we have . By the Bruhat decomposition , we see
.
Hence, we have proved for any , and the proposition follows. ∎
3.4 Proof of Theorem 1.3
Theorem 3.8**.**
Let be a supersingular representation of . Then is irreducible.
Proof.
Let be any non-zero vector in . We already know that (by the argument of Proposition 3.6)
.
Take any non-zero vector in the above space. By Proposition 3.5, will be annihilated by for large enough, and let be the least integer satisfying that. Now the vector is non-zero. By Proposition 2.2, is still -invariant, and lies in by the form of . It satisfies
.
We are done by Proposition 3.6. ∎
4 Non-supersingular representations
For a character of , consider the principal series . Recall that it is reducible if and only if for some , and in this case it is of length two.
We sketch a proof of Theorem 1.1 in the introduction. Evaluating an at the identity, we get a -map from the principal series to the character . Denote the kernel by . Then we have a short exact sequence of -representations:
By almost the same argument of [Vig08, Theorem 5], the -representation is irreducible (as is shown below). Indeed, one may prove the restriction to of is irreducible. But by the same map below, one may verify that . This gives irreducibility of .
Lemma 4.1**.**
The -representation is irreducible.
Proof.
1). We firstly identify the underlying space of with .
One verifies easily that and are inverse to each other. This gives a structure of -representation.
2). We modify the argument of [Ly15, Proposition 5.2] to our case. Let be a non-zero -stable subspace of , and be a non-zero function in . As is compactly supported and has the decreasing open compact cover , we may assume the support of is contained in for some integer . Write the subspace of consisting of functions supported in , we have . By [BL95, Lemma 1], we know . This shows that contains the characteristic function of .
Now for any , we have , and as is -stable we conclude contains . Note that , so we have . Playing the same game, we conclude contains . In all we have shown contains all the functions for any and . We are done, as all the functions span the underlying space of . ∎
We now come to the main input of this part.
Theorem 4.2**.**
The restriction map induces an isomorphism between the following spaces:
**
Proof.
We show firstly that the restriction map is injective. Given two and in the first space, suppose that vanishes at the space . By the proceeding remark, induces a -map from the character to .
Lemma 4.3**.**
If , then .
Proof.
Assume . As is smooth, the vector is fixed by some for large enough . Using the following repeatedly
and , we see is fixed by . As the group is generated by and , we see extends uniquely to a character of (put ). In such a situation, . ∎
Remark 4.4**.**
Under the same assumption on , the Lemma implies that any non-zero map in is an injection, from which one may deduce that (Note that the latter space is one-dimensional, as the representation is irreducible admissible and we may apply Schur's Lemma ([BL95])).
We are done if for any . Otherwise, for some . After a twist we may assume . If , it induces a non-zero map in . This in turn implies the map realizes the trivial character of as a quotient of ( is not injective by our assumption), which is certainly not true.
We proceed to prove the restriction map is surjective.
Recall that the space is two dimensional with a basis of functions and characterized by: . By Proposition 2.2, we may check that (by evaluating the function at and )
Then, by Lemma 3.4 the representation is a weight, denoted by , of dimension greater than one (note that acts on by the character ).
Let be a non-zero -map from to . The function by definition is supported on so it lies in . As is irreducible, we have is non-zero. Since respects the action of , the vector is fixed by . Now we compute :
that is
[TABLE]
As is smooth, the vector is fixed by some for large enough. Now by applying [Xu17, Lemma 10.3] (and its argument) to the above equality, we see is fixed by . Repeating such a process enough times, we prove that the vector is fixed by . By Iwahori decomposition we conclude that is fixed by .
By Lemma 3.4 again the representation is a weight of dimension greater than one. We claim that . The Iwahori group acts on the vector by . If for (resp, for ), the claim follows as in this case a weight is determined by the character of on its -invariants. In the other case, we are also done: neither or is a one-dimensional character, and as quotients of the principal series are both therefore isomorphic to .
Now the main results in [Xu18b, Proposition 4.15, 4.16] give an isomorphism
,
where is just . Now the representation contains the weight and is thus a quotient of the above representation (by (3) and that is not a character). We have shown the map extends to a -map as required. ∎
Corollary 4.5**.**
Suppose for any . Then
**
Proof.
Let be non-zero. By Remark 4.4, we know is injective. The assertion follows from the following two points:
-
The image of is contained in (using Remark 4.4 again).
-
is isomorphic to (By Theorem 4.2 and irreducibility of ). ∎
Corollary 4.6**.**
We have
**
Proof.
As (remarks before Lemma 4.1). The assertion is then a special case of Theorem 4.2. ∎
Acknowledgements
The author was supported by a Postdoc grant from European Research Council project 669655, and he would like to thank Einstein Institute of Mathematics for the hospitality. Our debt owned to the works of Paknas ([Paš07]) and Hu ([Hu12]) should be clear to the readers.
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