The algebraic and geometric classification of nilpotent binary Lie algebras
Hani Abdelwahab, Antonio Jes\'us Calder\'on, Ivan Kaygorodov

TL;DR
This paper provides a comprehensive algebraic and geometric classification of nilpotent binary Lie algebras up to dimension 6 over various fields, including applications to related algebraic structures.
Contribution
It offers the first complete algebraic and geometric classification of nilpotent binary Lie algebras of dimension up to 6 over arbitrary fields and over complex numbers.
Findings
Classification of nilpotent binary Lie algebras of dimension ≤6 over any field of characteristic not 2.
Complete geometric classification of 6-dimensional nilpotent binary Lie algebras over complex numbers.
Application to classify nilpotent anticommutative algebras of dimension .
Abstract
The paper is devoted to give the complete algebraic classification of nilpotent binary Lie algebras of dimension over an arbitrary base field of characteristic not and the complete geometric classification of nilpotent binary Lie algebras of dimension over As an application, we have the algebraic and geometric classification of nilpotent anticommutative -algebras of dimension
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The algebraic and geometric classification of
nilpotent binary Lie algebras 111 The authors thank Prof. Dr. Yury Volkov for constructive discussions about degenerations of algebras and Prof. Dr. Pasha Zusmanovich for discussions about -algebras; two referees and Prof. Dr. Eamonn O’Brien for detailed reading of this work and for suggestions which improved the final version of the paper. The work was supported by RFBR 18-31-20004. ,222Corresponding Author: [email protected]
**Hani Abdelwahaba, Antonio Jesús Calderónb & Ivan Kaygorodovc **
a Department of Mathematics, Faculty of Sciences, Mansoura University, Mansoura, Egypt
b Department of Mathematics, Faculty of Sciences, University of Cadiz, Cadiz, Spain
c CMCC, Universidade Federal do ABC. Santo André, Brasil
E-mail addresses:
Hani Abdelwahab ([email protected])
Antonio Jesús Calderón ([email protected])
Ivan Kaygorodov ([email protected])
Abstract: We give a complete algebraic classification of nilpotent binary Lie algebras of dimension at most over an arbitrary base field of characteristic not and a complete geometric classification of nilpotent binary Lie algebras of dimension over As an application, we give an algebraic and geometric classification of nilpotent anticommutative -algebras of dimension at most
Keywords: Nilpotent algebras, binary Lie algebras, Malcev algebras, -algebras, Lie algebras, algebraic classification, geometric classification, degeneration.
MSC2010: 17D10, 17D30.
Introduction
There are many results related to both the algebraic and geometric classification of small dimensional algebras in the varieties of Jordan, Lie, Leibniz, Zinbiel algebras; for algebraic results see, for example, [14, 2, 5, 8, 16]; for geometric results see, for example, [6, 9, 11, 12, 14]. Here we give an algebraic and geometric classification of low dimensional nilpotent binary Lie algebras.
Malcev defined binary Lie algebras as algebras such that every two-generated subalgebra is a Lie algebra [17]. Identities of the variety of binary Lie algebras were described by Gainov [4]. Note that every Lie algebra is a Malcev algebra and every Malcev algebra is a binary Lie algebra. The systematic study of Malcev and binary Lie algebras began with the work of Sagle [18]. Properties of binary Lie algebras were studied by Filippov, Kaygorodov, Kuzmin, Popov, Shirshov, Volkov and many others [5, 12, 16]. Another interesting subclass of binary Lie algebras is anticommutative -algebras. The idea of the definition of -algebras is to generalize a certain property of Jordan and Lie algebras — every commutator of two multiplication operators is a derivation. Commutative -algebras (sometimes called Lie triple algebras) were considered in [19, 13].
Our method of classification of nilpotent binary Lie algebras is based on calculation of central extensions of smaller nilpotent algebras from the same variety. The algebraic study of central extensions of Lie and non-Lie algebras has a long history [7, 20]. Skjelbred and Sund [20] used central extensions of Lie algebras for a classification of nilpotent Lie algebras. After using the method of [20] all non-Lie central extensions of all -dimensional Malcev algebras [7], all anticommutative central extensions of -dimensional anticommutative algebras [1] and some others were described. Also, all -dimensional nilpotent associative algebras, all -dimensional nilpotent Novikov algebras, all -dimensional nilpotent bicommutative algebras, all -dimensional nilpotent Jordan agebras, all -dimensional nilpotent restricted Lie agebras, all -dimensional nilpotent Lie algebras, all -dimensional nilpotent Malcev algebras and some others were described (see, [8, 10, 3, 2]).
1. The algebraic classification of binary Lie algebras
1.1. Definitions and notation.
Throughout the paper, denotes a field of characteristic not and the multiplication of an algebra is specified by giving only the nonzero products among the basis elements.
In an anticommutative algebra we define the Jacobian of elements in in the following way:
[TABLE]
It is clear that the Jacobian is skew-symmetric in its arguments.
Definition 1**.**
Let be an anticommutative algebra. Then is a:
- •
Lie algebra if
[TABLE]
- •
Malcev algebra if
[TABLE]
- •
Binary Lie algebra if
[TABLE]
Every Lie algebra is a Malcev algebra and every Malcev algebra is a binary Lie algebra.
The linearization of the identity (1.1) is
[TABLE]
for all (see [15, 18]). Further, the linearization of the identity (1.2) is
[TABLE]
We define inductively and
[TABLE]
The algebra is nilpotent if
We state main results of the first part of this paper.
Theorem 2**.**
Let denote the number of -dimensional nilpotent binary Lie algebras over Then
[TABLE]
where and denote the, possibly infinite, cardinality of the multiplicative group and the quotient group of by the subgroup , respectively.
Theorem 3**.**
Every -dimensional nilpotent non-Malcev binary Lie algebra over is isomorphic to one of the following algebras:
- •
**
- •
**
- •
**
Among these algebras there are precisely the following isomorphisms:
- •
* if and only if there is an such that .*
The proofs of Theorem 2 and Theorem 3 follow from the algebraic classification of -dimensional nilpotent Lie algebras over given in [2], the algebraic classification of -dimensional nilpotent non-Lie Malcev algebras over given in [8] and the algebraic classification of -dimensional non-Malcev binary Lie algebras over (see Section 1.4).
1.2. A method for the algebraic classification of nilpotent algebras
Let be a binary Lie algebra over and let be a vector space over . Then the -linear space is defined as the set of all skew-symmetric bilinear maps such that
[TABLE]
for all . For a linear map from to , if we write by , then . We define . One can easily check that is a linear subspace of . We define the set as the quotient space \rm{Z}_{BL}^{2}\left({\bf A},{\bf V}\right)\big{/}\rm{B}^{2}\left({\bf A},{\bf V}\right). The equivalence class of is denoted by .
Let be the automorphism group of the binary Lie algebra and let . For define . Now so acts on . It is easy to verify that is invariant under the action of and so acts on .
Let be a binary Lie algebra of dimension over Let be an -vector space of dimension . For every skew-symmetric bilinear map define on the linear space the bilinear product “ ” by for all . It is easy to see that the algebra is a binary Lie algebra if and only if . It is also clear that if is nilpotent, then so is . If , we call an -dimensional central extension of by . We also call the annihilator of .
We recall that the annihilator of an algebra is defined as the ideal It is easy to verify that
[TABLE]
As in [7, Lemma 5], we can also prove that every binary Lie algebra of dimension with can be expressed in the form for a -dimensional binary Lie algebra , where , and a vector space of dimension (here ).
To solve the isomorphism problem we need to study the action of on . To do that, let us fix a basis of , and . Then can be uniquely written as , where . Moreover, . Further, if and only if every .
Given a binary Lie algebra , if is a direct sum of two ideals, then is an annihilator component of . It is not difficult to prove, (see [7, Lemma 13]), that given a binary Lie algebra , if we write and , then has an annihilator component if and only if are linearly dependent in .
Let be a binary Lie algebra over and let be a vector space over . The Grassmannian is the set of all -dimensional linear subspaces of . Let be the Grassmannian of subspaces of dimension in . There is a natural action of on . Let . For define . Then . We denote the orbit of under the action of by . Let
[TABLE]
If , then So
[TABLE]
which is stable under the action of .
Now, let be an -dimensional linear space and let us denote by the set of all binary Lie algebras without annihilator components which are -dimensional central extensions of by and have -dimensional annihilator. Let
[TABLE]
Lemma 4**.**
Let . Suppose that and . Then the binary Lie algebras and are isomorphic if and only if
[TABLE]
Proof.
The proof is similar to [7, Lemma 17]. ∎
Hence, there exists a one-to-one correspondence between the set of -orbits on and the set of isomorphism classes of . Consequently we have a procedure that, given the (nilpotent) binary Lie algebras of dimension , allows us to construct all of the (nilpotent) binary Lie algebras of dimension with no annihilator components and with -dimensional annihilator. This procedure is the following:
- (1)
For a given (nilpotent) binary Lie algebra of dimension , determine and . 2. (2)
Determine the set of -orbits on . 3. (3)
For each orbit, construct the binary Lie algebra corresponding to a representative of it.
The above method gives all (Malcev and non-Malcev) binary Lie algebras. But we also are interested in developing this method in such a way that it only gives non-Malcev binary Lie algebras. Clearly, every central extension of a non-Malcev binary Lie algebra is non-Malcev. So, we only have to study the central extensions of Malcev algebras. Let be a Malcev algebra and . Then is a Malcev algebra if and only if
[TABLE]
for all . Define a subspace of by
[TABLE]
Define \rm{H}_{M}^{2}\left({\bf M},\mathbb{F}\right)=\rm{Z}_{M}^{2}\left({\bf M},\mathbb{F}\right)\big{/}\rm{B}^{2}\left({\bf M},\mathbb{F}\right). Therefore, is a subspace of . Define
[TABLE]
Then . The sets and are stable under the action of . Thus the binary Lie algebras corresponding to the representatives of -orbits on are Malcev algebras while those corresponding to the representatives of -orbits on are not. Hence, given those binary Lie algebras of dimension , we may construct all non-Malcev algebras of dimension with -dimensional annihilator which have no annihilator components, in the following way:
- (1)
For a given binary Lie algebra of dimension , if is non-Malcev then apply the procedure described above. 2. (2)
Otherwise, do the following:
- (a)
Determine and . 2. (b)
Determine the set of -orbits on . 3. (c)
For each orbit, construct the binary Lie algebra corresponding to a representative of it.
Finally, let us introduce notation. Let be a binary Lie algebra algebra with basis . By we denote the skew-symmetric bilinear form
[TABLE]
with and if . Then is a basis for the linear space of skew-symmetric bilinear forms on . Every can be uniquely written as , where . Further, let be a skew-symmetric bilinear form on . Then if and only if the ’s satisfy property We can decide this by computer. Note that property is not linear in ; it is better to linearize it. For that we have the following lemma.
Lemma 5**.**
Let be a binary Lie algebra and . Then
[TABLE]
where
Proof.
Let . Then is a binary Lie algebra. We denote the Jacobian of elements in by . Now consider
[TABLE]
By the identity ,
[TABLE]
[TABLE]
we deduce that
[TABLE]
as desired. ∎
Note that can be obtained from by taking in since the characteristic of is not
1.3. Nilpotent binary Lie algebras of dimensions at most
In this section the classification of nilpotent binary Lie algebras of dimension at most is given. Throughout the paper we use some notational conventions:
[TABLE]
and the basis elements of an algebra of dimension are denoted by .
It is known from [16] that every nilpotent binary Lie algebra of dimension at most over is a nilpotent Lie algebra and thus for every nilpotent binary Lie algebra of dimension at most since otherwise we have a -dimensional nilpotent binary Lie algebra which is neither a Lie algebra nor a Malcev algebra.
Theorem 6**.**
Every nilpotent binary Lie algebra of dimension at most is isomorphic to one of the pairwise nonisomorphic algebras in Table 1.
[TABLE]
Lemma 7**.**
Let be an -dimensional nilpotent binary Lie algebra.
- (1)
If , then and so for . 2. (2)
If is non-Malcev, then . 3. (3)
If , then is a Malcev algebra.
Proof.
() It follows from Table 1.
() Suppose to the contrary that . Then and so is a Lie algebra. Further, can be viewed as -dimensional extension of . Since , and hence . Therefore is a Malcev algebra, which is a contradiction.
() It follows from (). Also, since is nilpotent, and therefore, by (), is a Malcev algebra. ∎
Theorem 8**.**
Every -dimensional nilpotent binary Lie algebras is a Malcev algebra and isomorphic to one of the pairwise nonisomorphic algebras in Table 2.
[TABLE]
[TABLE]
[TABLE]
1.4. Nilpotent binary Lie algebras of dimension
In this section we give a complete classification of all -dimensional nilpotent binary Lie algebras over Nilpotent Lie algebras of dimension over were classified in [2]; nilpotent non-Lie Malcev algebras were classified in [8]. Therefore we only classify nilpotent binary Lie algebras which are not Malcev algebras. Every nilpotent binary Lie algebras of dimension is a Malcev algebra. Therefore -dimensional nilpotent non-Malcev binary Lie algebras with annihilator components do not exist. Next we classify -dimensional nilpotent non-Malcev binary Lie algebra without any annihilator component. By Theorem 8, for a -dimensional nilpotent binary Lie algebra , if and only if or
1.4.1. The binary Lie algebras corresponding to the representatives of -orbits on
The automorphism group of consists of invertible matrices of the form
[TABLE]
Choose an arbitrary subspace . From Table 2, such a subspace is spanned by
[TABLE]
such that . Let \phi=\big{(}a_{ij}\big{)}\in . Write
[TABLE]
Then
[TABLE]
Set and . Easy computations show that . Thus and hence has at least two orbits on .
Case 1. . Let be the following automorphism
[TABLE]
Then . Set . Then and so we get the representatives . We claim that if and only if there is an such that Hence the number of possible orbits among such representatives is . To see this, suppose that . Then there exist \phi=\big{(}a_{ij}\big{)}\in and such that . Consequently, we obtain the following polynomial equations:
[TABLE]
Since if and only if , we can easily see that . We obtain from the last two equations that . Conversely, suppose that for some . Let be the diagonal matrix with the entries in the diagonal. Then This completes the proof of the claim. Hence we get the following algebras:
[TABLE]
Moreover, the algebras and are isomorphic if and only if there is an such that . So the number of non-isomorphic algebras among the family is . 2.
Case 2. . Let be the following automorphism
[TABLE]
Then . So we get the algebra:
[TABLE]
1.4.2. The binary Lie algebras corresponding to the representatives of -orbits on
The automorphism group of consists of invertible matrices of the form
[TABLE]
Choose an arbitrary subspace . From Table 2, such a subspace is spanned by
[TABLE]
where . Let \phi=\big{(}a_{ij}\big{)}\in . Write
[TABLE]
Then
[TABLE]
It is clear that if then . From here,
[TABLE]
and hence has at least two orbits on .
Case 1. . Let be the following automorphism
[TABLE]
Then . So we get the algebra:
[TABLE] 2.
Case 2. . Suppose first that . Let be the following automorphism
[TABLE]
where
[TABLE]
Then . Hence we get a representative . Assume now that . Then . Let be the following automorphism
[TABLE]
Then we get again a representative . This shows that if , then we get only one algebra:
[TABLE]
2. The geometric classification of nilpotent binary Lie algebras
2.1. Definitions and notation
Given an -dimensional complex vector space , the set is a vector space of dimension . This space has a structure of the affine variety Fix a basis of . Every is determined by the structure constants such that . A subset of is Zariski-closed if it can be defined by a set of polynomial equations in the variables ().
Let be a set of polynomial identities. All algebra structures on satisfying polynomial identities from form a Zariski-closed subset of the variety . We denote this subset by . The general linear group acts on by conjugations:
[TABLE]
for , and . Thus, is decomposed into -orbits that correspond to the isomorphism classes of algebras. Let denote the orbit of under the action of and let denote the Zariski closure of .
Let and be two -dimensional algebras satisfying identities from and represent and respectively. We say that degenerates to and write if . In this case . Hence, the definition of a degeneration does not depend on the choice of or . If , then the assertion is a proper degeneration. We write if .
Let be represented by . Then is rigid in if is an open subset of . Recall that a subset of a variety is irreducible if it cannot be represented as a union of two non-trivial closed subsets. A maximal irreducible closed subset of a variety is an irreducible component. It is well known that every affine variety can be represented as a finite union of its irreducible components in a unique way. The algebra is rigid in if and only if is an irreducible component of .
2.2. Degenerations of algebras
We use the methods applied to Lie algebras in [6]. First of all, if and , then , where is the Lie algebra of derivations of . We will compute the dimensions of algebras of derivations and will check the assertion only for such and that .
To prove degenerations, we will construct families of matrices parametrized by . Namely, let and be two algebras represented by the structures and from respectively. Let be a basis of and let () be the structure constants of in this basis. If there exist (, ) such that () form a basis of for every , and the structure constants of in the basis are polynomials such that , then . In this case is a parametrized basis for .
2.3. The geometric classification of -dimensional nilpotent binary Lie algebras
The geometric classification of -dimensional nilpotent binary Lie algebras is based on the description of all degenerations of -dimensional Malcev algebras. Thanks to [12], the variety of -dimensional nilpotent Malcev algebras has only two irreducible components defined by the following algebras:
[TABLE]
The main result of the present section is the following theorem.
Theorem 9**.**
The variety of -dimensional nilpotent binary Lie algebras over has two irreducible components defined by the rigid algebras and .
Proof.
Note that and there is no degeneration between these algebras. All other algebras degenerate to one of and ; the latter algebras cannot degenerate to each other because of the dimensions of the derivation spaces; therefore there must be two components in which the orbits of the given algebras are open. Now we construct some degenerations to prove that all non-Lie Malcev and all non-Malcev binary Lie algebras lie in the irreducible component defined by the algebra
The parametrized basis formed by
[TABLE]
gives the degeneration 2.
The parametrized basis formed by
[TABLE]
gives the degeneration 3.
The parametrized basis formed by
[TABLE]
gives the degeneration 4.
The parametrized basis formed by
[TABLE]
gives the degeneration
The listed degenerations imply that and from the description of all degenerations of the Malcev part of this variety [12], we see that the variety of -dimensional nilpotent binary Lie algebras has only two irreducible components defined by and .
∎
3. Application: classification of anticommutative -algebras
The class of non-associative -algebras is defined by a certain property of Jordan and Lie algebras:
[TABLE]
Namely, an algebra is a -algebra if and only if
[TABLE]
It is easy to see that the class of -algebras is defined by three identities of degree In the case of commutative and anticommutative -algebras, there is only one defined identity:
[TABLE]
[TABLE]
If we set and in (3.1) then We conclude that every anticommutative -algebra is a binary Lie algebra. So the variety of anticommutative -algebras is between Lie and binary-Lie algebras. It is clear that if an algebra satisfies then is a -algebra. So every -dimensional nilpotent binary Lie algebra is a -algebra. By some easy checking of identity (3.1) for all -dimensional nilpotent binary Lie algebras, we obtain the following result.
Theorem 10**.**
Let be a -dimensional nilpotent anticommutative -algebra over Then is isomorphic to a Malcev algebra or to Every -dimensional nilpotent Malcev algebra over is a -algebra.
As a corollary of Theorem 10, we obtain the following result.
Theorem 11**.**
The variety of -dimensional nilpotent anticommutative -algebras over has three irreducible components defined by the family of algebras and the rigid algebras .
- Proof.
Using the algebraic classification of -dimensional nilpotent anticommutative -algebras (Theorem 10), the geometric classification of -dimensional nilpotent binary Lie algebras (Theorem 9), and the description of all degenerations of -dimensional nilpotent Malcev algebras [12], we obtain that is rigid. Recalling the degeneration we deduce that is rigid. Irreducible components defined by the family of Malcev algebras and the rigid algebra have the same dimension and they are different.
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