Some algebraic and geometric properties of hyper-K\"ahler fourfold symmetries
Samuel Boissi\`ere, Marc Nieper-Wi{\ss}kirchen, K\'evin Tari

TL;DR
This paper classifies order 5 nonsymplectic automorphisms on certain hyper-K"ahler fourfolds, computes Lefschetz numbers for automorphisms of generalized Kummer fourfolds, and describes their fixed loci geometry.
Contribution
It completes the classification of specific automorphisms on hyper-K"ahler fourfolds and analyzes their geometric and topological properties.
Findings
Classification of order 5 nonsymplectic automorphisms completed.
Lefschetz numbers computed for automorphisms of generalized Kummer fourfolds.
Descriptions of fixed loci geometry provided.
Abstract
We complete the classification of order nonsymplectic automorphisms on hyper-K\"ahler fourfolds deformation equivalent to the Hilbert square of a K3 surface. We then compute the topological Lefschetz number of natural automorphisms of generalized Kummer fourfolds and we describe the geometry of their fix loci.
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Taxonomy
TopicsGeometry and complex manifolds · Algebraic Geometry and Number Theory · Advanced Algebra and Geometry
Some algebraic and geometric properties of hyper-Kähler fourfold symmetries
Samuel Boissière
Samuel Boissière, Laboratoire de Mathématiques et Applications, UMR 7348 CNRS, Bâtiment H3, Boulevard Marie et Pierre Curie, Site du Futuroscope, TSA 61125, 86073 Poitiers Cedex 9, France
[email protected] http://www-math.sp2mi.univ-poitiers.fr/$\sim$sboissie/ ,
Marc Nieper-Wißkirchen
Marc Nieper-Wißkirchen, Lehrstuhl für Algebra und Zahlentheorie, Universitätsstraße 14, 86159 Augsburg, Germany
[email protected] http://www.math.uni-augsburg.de/alg/ and
Kévin Tari
Kévin Tari, Lycée Henri Moissan, 20 Cours de Verdun, 77100 Meaux
Abstract.
We complete the classification of order nonsymplectic automorphisms on hyper-Kähler fourfolds deformation equivalent to the Hilbert square of a K3 surface. We then compute the topological Lefschetz number of natural automorphisms of generalized Kummer fourfolds and we describe the geometry of their fix loci.
Key words and phrases:
Integral lattice, isometry, irreducible holomorphic symplectic manifold, generalized Kummer variety, abelian surface, automorphism
2010 Mathematics Subject Classification:
14C05; 14J50
1. Introduction
Hyper-Kähler manifolds, or equivalently irreducible holomorphic symplectic (IHS) manifolds, are traditionally labelled by their deformation type, which encodes most of the significant features of the manifold. Currently, four deformation types have been exhibited, named after a representative of each class: the Hilbert scheme of points on a K3 surface, for any ; the -th generalized Kummer variety of an abelian surface, for any ; the O’Grady variety OG6; the O’Grady variety OG10. The present paper focuses on hyper-Kähler fourfolds of Hilbert and of Kummer type, and the topic of interest concerns the classification of the biholomorphic automorphisms of these manifolds.
As for K3 surfaces, the approach for the classification of automorphisms of IHS manifolds is twofold: first a lattice-theoretical classification of the invariant sublattice and of its orthogonal complement inside the second cohomology space with integer coefficients, endowed with the Beauville–Bogomolov–Fujiki quadratic form; then a description of the fix locus of the automorphism which, whenever it is nonempty, is smooth and has usually several connected components of different dimensions.
In the last years, many authors have contributed to the classification of prime order automorphisms on the two families of IHS manifolds in issue here. We refer to [7, §1],[17, §1] and references therein for a more detailed introduction of the contribution of each author. So far the classification of order nonsymplectic automorphisms on the family of the Hilbert square of a K3 surface had still remained incomplete due to the lack of an algebraic ingredient (Theorem 2.2). Using this result, in Theorem 3.1 we complete the classification of order nonsymplectic automorphisms on the deformation class of the Hilbert square of a K3 surface.
In the second part of this note, we describe the fix locus of natural automorphisms on generalized Kummer fourfolds, which are the automorphisms coming from the underlying abelian surface. We first give in Proposition 4.1 a generating formula for the topological Lefschetz number of these automorphisms. A similar formula already appeared in [9] but the formula given there is not correct when the automorphism contains a nontrivial translation. We correct the formula here and we give a complete proof, which requires substantial work to take care of the missing factor. As an application, we discuss in Section 4.3 the fix loci of natural automorphisms on generalized Kummer fourfolds, whose action on cohomology has prime order.
Acknowledgements
The authors warmly thank Simon Brandhorst, Chiara Camere, Paolo Menegatti and Alessandra Sarti for helpful comments, enlightening discussions and precious help during the preparation of this work. We express all our gratitude to the anonymous referee for their very careful reading and valuable observations.
2. Prime order isometries of integral lattices
A lattice is a free -module equiped with a nondegenerate symmetric bilinear form with integer values. Its dual lattice is . Clearly is a sublattice of of equal rank, so the discriminant group is a finite abelian group, whose order is called the discriminant of . The lattice is called unimodular if . A sublattice is called primitive if the quotient is a free -module; it is called -elementary for some prime number if for some positive integer .
In the sequel, we will use the lattices and , which are the opposites of the usual positive definite root lattices, the hyperbolic plane , the rank two lattice with Gram matrix , the lattice which is the dual lattice of with intersection form multiplied by , and the rank one lattice generated by an element of square . Notation , with , means a finite quadratic form generated by an element of square , we refer to Nikulin [21] for deeper reading.
Let be an isometry of , of prime order . The invariant subspace:
[TABLE]
is a primitive sublattice of , since the restriction of the bilinear form to is nondegenerate. Its orthogonal complement:
[TABLE]
is also a primitive sublattice of . Denote by a primitive -th root of unity, by the -th cyclotomic field and by its ring of algebraic integers. It is easy to check that , where is the -th cyclotomic polynomial, so is endowed with the structure of a finite-dimensional -vector space. As a consequence, there exists a nonnegative integer such that:
[TABLE]
Proposition 2.1**.**
Let be an integral lattice and an isometry of prime order . There exists a nonnegative integer such that and we have .
It is not difficult to see that is a -torsion module (see [6, Lemma 3.1], [24, Lemme 2.9]). The property was first proved in [1, Theorem 2.1(c)] in the context of isometries of K3 lattices and then in [7, Corollary 3.7] in the context of isometries of hyper-Kähler manifolds of -type, but only for . The above statement is a very useful generalization of these properties, whose proof first appeared in the third author’s PhD thesis [24, Théorème 2.18], see also [17, Lemma 1.8].
Theorem 2.2**.**
Let be an integral lattice and an isometry of prime order . The integer is a square.
This result first appeared in this context in [6, Equation (2)], in the special case , based on results of Bayer–Flückiger [3]. It was generalized in the third author’s PhD thesis [24, Théorème 2.23] by an induction argument. A more general statement, with a shorter proof, is given by Bayer–Flückiger [4, Proposition 5.1]: to apply it to our situation, simply observe that the characteristic polynomial of the restriction of to is .
Corollary 2.3**.**
Under the assumptions of Theorem 2.2, if furthermore the lattice is unimodular, then and .
Proof.
If is unimodular, then so (see [2, §I.2]), hence by Theorem 2.2, the number is even. ∎
3. Order five symmetries of the Hilbert square of a K3 surface
Let be a projective irreducible holomorphic symplectic manifold, deformation equivalent to the Hilbert square of a K3 surface. We recall that the second cohomology group with integer coefficients is a rank lattice for the Beauville–Bogomolov–Fujiki quadratic form, which is isometric to the lattice:
[TABLE]
Let be a nonsymplectic biholomorphic automorphism of prime order . It is easy to see that (see [10, §5.4]). We consider the isometry induced by on the lattice . In the sequel we write instead of . Since the representation:
[TABLE]
is faithful, nonsymplectic prime order automorphisms are classified by the data of the invariant lattice of and its orthogonal complement . For and the classification is given in [7], for it is given in [6]. The study of the case was not finished in [7, Table 2] since it was not proven that the list was complete, see [7, Remark 6.1]. The goal of our first main result is to fill this gap: it requires the tools developed in the previous section.
Theorem 3.1**.**
Let be an order five nonsymplectic automorphism acting on an irreducible holomorphic symplectic manifold, deformation equivalent to the Hilbert square of a K3 surface. Then its invariant lattice and its orthogonal complement are one of the following:
[TABLE]
This result first appeared in the third author’s PhD thesis [24, Théorème 3.24] (note that there is a typo there on case , that case was missing and that in case we have , showing that our result matches what is written there; the lattices reproduced here are those of [7, Table 2]).
Proof.
We start by dressing a list of all possible values of the pair of invariants . For this, we use several results from various other sources to narrow down the list of possibilities. By [10, Lemma 5.5], the discriminant group of the lattice is necessarily , so Theorem 2.2 gives the relation:
[TABLE]
By Proposition 2.1, we have and , so and moreover, by [10, Proposition 4.13] we have also . This gives a first list of possible pairs :
[TABLE]
Again by [10, Lemma 5.5], the lattice has signature , the lattice is hyperbolic and . Since:
[TABLE]
we can apply Nikulin’s results on orthogonal decomposition of lattices [21, Corollary 1.13.5]: the lattice decomposes as for some -elementary lattice of signature and discriminant group . Applying the classification theorem of Rudakov–Shafarevich [23, Section 1] we get that such a lattice exists for each value of listed aboved, except and , and that this lattice is unique with these invariants if . For , uniqueness comes from the classification of binary quadratic forms [15, Table 15.2a, p. 362]. The genus of the lattice , which is the orthogonal complement of for its unique embedding in , is characterized by [21, Proposition 1.15.1]. In each case but one, the isometry class of is determined by [15, Corollary 22, p. 395].
The only missing case is . The lattice is isometric to:
[TABLE]
so the discriminant form of is isomorphic to:
[TABLE]
To prove that this lattice admits a primitive embedding in , we apply Nikulin’s results on primitive embeddings [21, Proposition 1.15.1], here in a quite easy situation. By [7, Proposition 2.7 and its proof], the existence of a primitive embedding of in is equivalent to the existence of a lattice whose signature and discriminant form are those of an orthogonal complement of in , here a lattice of signature and discriminant form isomorphic to:
[TABLE]
An easy computation shows that the lattice satisfies these requirements, so admits a primitive embedding in and, again by [7, Proposition 2.7], the embedding is unique up to an isometry of . ∎
Using [1, Theorem 5.3] we see that each case of the classification but the case is geometrically realized by an automorphism of the Hilbert square of a K3 surface, induced by an order five nonsymplectic automorphism of the underlying surface. We refer to [7, §6.1] for a geometric description of these automorphisms. Following the terminology of [7, Definition 4.1], for deformation equivalent to the Hilbert square of a K3 surface , an automorphism of is called natural if the pair deforms to a pair , where is an automorphism of . One of the main questions in the study of automorphisms of this kind of varieties is to find out whether they admit nonnatural automorphisms, meaning that they have nonexpected symmetries beyond those of the geometric objects they are built on. Natural automorphisms are easy to detect from the isometry class of their invariant lattice, whose orthogonal decomposition has a factor. In a similar spirit, following the terminology of [14, 18], an automorphism is called (twisted) induced if it deforms to an automorphism of a (twisted) moduli space of stable sheaves over a K3 surface, with fixed Mukai vector, where the automorphism comes from the underlying K3 surface. This construction permits to realize geometrically more examples whose existence is proven using lattice theory.
Example 3.2**.**
The following geometric realization of the case has been communicated to us by Chiara Camere. We refer to [14, §2.3] for an overview on moduli spaces of twisted sheaves; we follow the presentation given there. Similar examples are given in [13]. By [1, §5], there exists a projective K3 surface with an order five nonsymplectic automorphism with invariant lattice isometric to the lattice . Furthermore, denoting by the generator with square of this lattice, we may assume that is ample. Generically in the moduli space of such pairs , the Picard group of is equal to the invariant lattice of , hence isometric to the lattice , and its transcendental lattice is thus isometric to:
[TABLE]
Denote by the first generator of the summand in this decomposition. The surjective morphism given by intersecting with defines an order element in the Brauer group of , that we still denote . Consider the Mukai lattice:
[TABLE]
equipped with the pairing . We take the -field and the twisted Mukai vector . The moduli space of stable -twisted coherent sheaves on , with twisted Mukai vector is an IHS manifold deformation equivalent to the Hilbert square of a K3 surface, and induces an order five nonsymplectic automorphism on it. We want to check that this automorphism corresponds to the case . For this we compute its invariant lattice, which is generically the intersection of with the sublattice of the Mukai lattice generated by and the classes and . An easy computation shows that these last two classes are orthogonal to and generate a sublattice isometric to and contained in , so the computation reduces to computing the orthogonal complement of the class in , which is a lattice isometric to . As a consequence, the invariant lattice of the action of on is isometric to and thus corresponds to the case .
As a conclusion, the following result shows that not only each case of the classification can be geometrically realize as above, but any variety with such an automorphism deforms equivariantly to those. This answers the open question [7, Remark 6.1]:
Corollary 3.3**.**
Every order five nonsymplectic automorphism, acting on an irreducible holomorphic symplectic manifold deformation equivalent to the Hilbert square of a K3 surface is natural if and is twisted induced otherwise.
Proof.
Assume first that . By [7, Corollary 5.7], the action of the automorphism on , hence itself, is uniquely determined by the lattices and . By [8, Theorem 4.5, Section 5.3, Theorem 5.6, Section 7.1] the moduli spaces of lattice polarized nonsymplectic automorphisms considered here are connected (in the case it is a point), and since each case is already realized by an automorphism coming from a K3 surface, this proves the statement.
A similar argument shows that, in the case , every automorphism deforms to a twisted induced one. The tricky point consists in proving that the lattice given in the table determines the action of , up to conjugation by an isometry of . For this we use a recent work of Brandhorst–Cattaneo [11]. The order five isometry acts fixed point free on the lattice , so its minimal polynomial is . The minimal polynomial of is thus , so its action on admits an orthogonal decomposition:
[TABLE]
where is the eigenspace of for the real eigenvalue . Both spaces have dimension . Since has signature , the spaces have necessarily signatures and . The negative parts define the signatures of the -lattice associated to the action of on . Taking instead of simply permutes the signatures. As explained in [11, Proposition 2.10] (here the Steinitz class is trivial), it follows that there exists a unique conjugacy class of subgroups generated by a fixed point free isometry of order five on the lattice . ∎
4. Natural automorphisms of Kummer fourfolds
4.1. Generalized Kummer varieties
Let be a two-dimensional complex torus with origin . Let be the -th symmetric power of , the summation morphism and the quotient morphism. Let be the Hilbert scheme of points on , the Hilbert–Chow morphism and put .
The -th generalized Kummer variety of is the fibre . It fits into the following cartesian diagram:
[TABLE]
where is the projection onto the first factor, is multiplication by and is a Galois covering with Galois group , the finite abelian group of -torsion points on . Here, acts on by . The variety is a projective irreducible holomorphic symplectic manifold of dimension .
4.2. Topological Lefschetz numbers
Let be an automorphism of the complex manifold . It decomposes as for some , where denotes the translation by and is an isomorphism of complex Lie groups, both uniquely determined. It naturally induces an isomorphism . If we further assume that , the restriction of induces an automorphism .
We are interested in the topological Lefschetz number:
[TABLE]
The rough idea (see [19] for a similar idea) is to compute it by the relation:
[TABLE]
Since may be zero, we replace the Lefschetz number of an automorphism of a projective variety by the polynomial trace:
[TABLE]
which is always invertible in . Evaluating at , we recover the usual topological Lefschetz number.
In our situation, since translations on are homotopic to the identity, they act trivially on the cohomology groups of , hence . But for , in general , since although translations by -torsion points do act trivially on (see [9, Corollary 5]) they act nontrivially on the whole cohomology space of , as observed in [22, Theorem 1.3].
The third author noticed that there is a mistake in the proof of [9, Proposition 7] giving a formula for the Lefschetz number of natural automorphisms of generalized Kummer varieties. Actually, the formula itself is not always true when the automorphism contains a nontrivial translation. In the sequel we state the correct formula and we give a complete proof.
Proposition 4.1**.**
Let , decomposed as with , and . Then:
[TABLE]
In particular,
[TABLE]
Proof.
The morphism is not natural with respect to the actions induced by since , but it commutes with the action of on and of on ; this is enough for our purpose since . Since is a finite morphism, its higher direct images vanish, so the Leray–Serre spectral sequence yields a canonical isomorphism:
[TABLE]
which is compatible with the actions of and , where the action of on is given at each fiber by:
[TABLE]
Since is a Galois covering, it is a classical result that decomposes as a direct sum of character sheaves over the character group of :
[TABLE]
where is the locally constant sheaf on with fibre , associated to the character , whose sections over an open set are the continuous functions (where is given the discrete topology) such that for all and . It follows (see also [12, Proposition 18]) that:
[TABLE]
The direct image decomposes similarly as a direct sum of character sheaves over the character group of :
[TABLE]
where is the locally constant sheaf on with fibre , associated to the character . Here we make the group act by substraction on , so the morphism is -equivariant. With this convention, the sections of over an open set are the continuous functions such that for all and .
Following [20], we denote by the locally constant sheaf on such that , and we put . We construct, for any , an isomorphism of local systems as follows. Given a point and functions , defining a section , we associate a function defining a section . At a point , with , we have , for all and . Choose elements such that , for and put . We define:
[TABLE]
It is easy to check that this definition does not depend on the choice of , that , i.e.:
[TABLE]
and that this construction defines an isomorphism .
Recall that acts on . It is easy to check that if then . Let us compute the action induced on by the isomorphisms . At a point , using the same notation as above, we compute:
[TABLE]
where the element is chosen according to the construction explained above. Thus:
[TABLE]
This computation implies the following. Consider the action of the automorphism on defined at any point and for any element , by the formula . It is easy to check that, if , then . Let us denote by the action of induced on , such that:
[TABLE]
Equation (4.2) then shows:
[TABLE]
In other words, the action corresponds through the isomorphisms to the action .
Using [20, Theorem 1.2], we get linear isomorphisms:
[TABLE]
such that the action of on the left hand side corresponds to the action of on the second line, and acts on the last line by on each cohomological group, followed by a multiplication by on each super-symmetric tensor.
An element of has cohomological degree and conformal weight , an element of has degree and weight . Notation denotes the super-symmetric algebra, where the super-structure concerns only the cohomological degree: the weighting does not interfere with the super-structure. The above isomorphisms respect these bigradings.
As explained in [20, p. 768], one has unless . In order to keep track of the weighting, we work in the space of formal series in the parameter encoding the weight, with coefficients in the space of finitely dimensional graded super-vector spaces. We thus have:
[TABLE]
where denotes the order of in . We get finally:
[TABLE]
Let us now compute the formal series of polynomial traces using this isomorphism. First we observe that the action on the right hand side is induced by the natural action of , but it sends the block indexed by to the block indexed by . So in the computation of the trace, only those characters which are invariant by contribute to the trace, we denote them . Once the trace of is computed, it is multiplied by on each block to take into account our previous computation of the action. Now the trace of on each super–symmetric block can be computed using standard techniques for traces of natural operators on bigraded super-vector spaces, for which we refer to [5, Section 3] and [9, Lemma 6]. Denoting by the action of on , and using the fact that , we obtain:
[TABLE]
Since we get the expected formula. ∎
Remark 4.2*.*
The isomorphisms of local systems constructed in the proof for any can be understood more conceptually as follows. Since diagram (4.1) is -equivariant, cartesian, and since is finite and unramified, we have an isomorphism of -local systems (see also [12, Proposition 18]):
[TABLE]
Following these isomorphisms, it is easy to see that for all . We have , and it is easy to see that:
[TABLE]
so finally .
As a consequence of Proposition 4.1, evaluating at we recover the formula stated in [9, Proposition 7], this time with the missing factors:
Corollary 4.3**.**
Let , decomposed as with , and . Then:
[TABLE]
4.3. Application
Automorphisms of a two dimensional complex torus were classified by Fujiki [16]. From this we extract a list of those automorphisms whose action on the second cohomology space has prime order, and we consider the automorphisms induced on the generalized Kummer fourfold . To get a complete picture, we consider all automorphisms with , where is a group automorphism of prime order on and is the translation by a -torsion point . As an application of our formula in Proposition 4.1, we give in each case the topological Lefschetz number and we briefly discuss the fix locus. Details on the geometric study can be found in [24, Section 1.2]. We refer to [24, Lemma 1.13] for a discussion of the fix loci of the iterates of the automorphisms listed below. In complement, and in relation to the first part of this note, we refer to [17] for a lattice-theoretical classification of these automorphisms.
4.3.1. Type 0
Assume that . Clearly . For we get , the fix locus consists of points.
We have , the fix locus consists of a copy of and isolated points; the same result holds for if .
4.3.2. Type 1
The torus is a product of two elliptic curves and . We have , the fix locus consists of a copy of blown up in points, three copies of , one copy of and one copy of .
Let . If then and the fix locus is the same as above. If , we have , the fix locus consists of points.
4.3.3. Type 2
The torus is the quotient of by the translation by a -torsion point with , , both nonzero, and . We have , the fix locus consists of a copy of blown up in points, one copy of and one copy of .
Let . If then and the fix locus is the same as above. If , we have and the fix locus consists of points.
4.3.4. Type 3
The torus is where is any group monomorphism, and . We have , the fix locus consists of a copy of blown up in points and one copy of .
Let . If then and the fix locus is the same as above. If , we have and the fix locus consists of points.
4.3.5. Type 4
The torus is where , and . We have , the fix locus consists of four copies of and isolated points. The same result holds when is composed by a nonzero translation.
4.3.6. Type 5
The torus is where , with is a primitive -th root of unity, and . We have , the fix locus consists of nine copies of , one copy of , three copies of and three copies of .
Let . Denote the image in of the real line . If and , then , the fix locus consists of nine copies of , one copy of , three copies of and three copies of . Otherwise but the fix locus depends on the translation. If and , it consists of three copies of and three copies of ; if and , it consists of three copies of ; if and the fix locus is empty: this case already appeared in [9, Proposition 8] in the context of the construction of Enriques fourfolds.
We have , the fix locus consists of one copy of , one copy of and isolated points. The same result holds when is composed by a nonzero translation.
4.3.7. Type 6
The torus is the quotient of by the translation by a -torsion point with and , and . We have , the fix locus consists of three copies of , one copy of and one copy of .
Let , it can be written as with , and . If and then , the fix locus consists of one copy of , three copies of and one copy of . Otherwise but the fix locus depends on the translation. If and , it consists of one copy of , if the fix locus is empty.
We have , the fix locus consists of one copy of and isolated points. The same result holds when is composed by a nonzero translation.
4.3.8. Type 7
The torus is and . Here , the fix locus consists of a copy of the minimal resolution of and isolated points.
Let . If , then and the fix locus is the same as above, otherwise and it consists of nine copies of and isolated points.
We have , the fix locus consists of one copy of and isolated points. The same result holds when is composed by a nonzero translation.
4.3.9. Type 8
The torus is where is the lattice generated by the four vectors:
[TABLE]
and . We have , the fix locus consists of one copy of and isolated points. The same result holds when is composed by a nonzero translation.
We have , the fix locus consists of points. The same result holds when is composed by a nonzero translation.
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