
TL;DR
This paper investigates the properties of a matrix constructed from minors of two matrices and proves divisibility relations for its determinant under specific conditions, extending previous results.
Contribution
It generalizes a known result by establishing new divisibility properties of the determinant of a matrix formed from minors of two matrices, under certain zero-entry conditions.
Findings
Determinant of W is divisible by det A if the (n+1,n+1) entry of B is zero.
If both A and B have zero at (n+1,n+1), then det W is divisible by (det A)(det B).
Extends previous work by Olver and the author on Sylvester determinants.
Abstract
Given two -matrices and over a commutative ring, and some , we consider the -matrix whose entries are -minors of multiplied by corresponding -minors of . Here we require the minors to use the last row and the last column (which is why we obtain an -matrix, not an -matrix). We prove that the determinant is a multiple of if the -th entry of is . Furthermore, if the -th entries of both and are , then is a multiple of . This extends a previous result of Olver and the…
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\ihead
A double Sylvester determinant \oheadpage 0 \cfoot
A double Sylvester determinant
Darij Grinberg
( March 12, 2024)
Abstract
Abstract. Given two -matrices and over a commutative ring, and some , we consider the -matrix whose entries are -minors of multiplied by corresponding -minors of . Here we require the minors to use the last row and the last column (which is why we obtain an -matrix, not a -matrix). We prove that the determinant is a multiple of if the -th entry of is [math]. Furthermore, if the -th entries of both and are [math], then is a multiple of . This extends a previous result of Olver and the author.
Mathematics Subject Classification: 15A15, 11C20.
Keywords: determinant, compound matrix, Sylvester’s determinant, polynomials.
Contents
1 Introduction
Let and be nonnegative integers, and let be an -matrix over some commutative ring. Let be the set of all -element subsets of . For any such subset , let denote the subset of . If and are two subsets of , then shall denote the -submatrix of containing only the entries with and . Let be the -matrix111This means a matrix whose rows and columns are indexed by the -element subsets of . If you pick a total order on the set , then you can view such a matrix as an -matrix. whose -th entry (for all and ) is
[TABLE]
(Thus, the entries of are all -minors of that use the last row and the last column.) A particular case of a celebrated result going back to Sylvester [Sylves51] (see [Prasol94, §2.7] or [Prasol15, Teorema 2.9.1] or [Mohr53] for modern proofs) then says that
[TABLE]
Now, consider a second -matrix over the same ring. Let (later to be just called ) be the -matrix whose -th entry (for all and ) is
[TABLE]
What can be said about ? In general, very little222For example, if and , then is an irreducible polynomial in the (altogether ) variables and with monomials.. However, under some assumptions, it splits off factors. Namely, we shall show (Theorem 2.1) that is a multiple of if . We shall then conclude (Theorem 2.2) that if both and are [math], then is a multiple of . In either case, the quotient (usually a much more complicated polynomial333again irreducible in the case when and ) remains mysterious; our proofs are indirect and reveal little about it. Our second result generalizes a curious property of -determinants [GriOlv18, Theorem 10] that arose from the study of the n-body problem (see Example 2.4 for details).
Acknowledgments
I thank Christian Krattenthaler, Peter Olver and Victor Reiner for enlightening discussions, and Peter Olver for the joint work that led to this paper. The SageMath computer algebra system [SageMath] has been used for experimentation leading up to some of the results below.
2 The theorems
Let us first introduce the standing notations.
Let . Let be a commutative ring. If and are two elements of , then we write when is a multiple of (that is, ).
If , then shall mean the set .
Fix an . If is any subset of , then shall mean the subset of .
Fix . Let be the set of all -element subsets of . This is a finite set; thus, any -matrix (i.e., any matrix whose rows and columns are indexed by -element subsets of ) has a well-defined determinant444Here, we are using the concepts of -matrices (where is a finite set) and their determinants. Both of these concepts are folklore; a brief introduction can be found in [Grinbe18, §1].. Such matrices appear frequently in classical determinant theory (see, e.g., the “-th compound determinants” in [MuiMet60] and in [Prasol94, §2.6], as well as the related “Generalized Sylvester’s identity” in [Prasol94, §2.7] and [Prasol15, Teorema 2.9.1] and [Mohr53]).
If is a -matrix, and if and , then shall mean the submatrix of obtained by removing all rows whose indices are not in and removing all columns whose indices are not in . (Rigorously speaking, if and and , then .) When , then the submatrix is square; its determinant is called a minor of .
Our main two results are the following:
Theorem 2.1**.**
Let and be such that . Let be the -matrix whose -th entry (for all and ) is
[TABLE]
Then, .
Theorem 2.2**.**
Let and be such that and . Define the -matrix as in Theorem 2.1. Then, .
Example 2.3**.**
For this example, set . Then, . Thus, the map
[TABLE]
is a bijection. Use this bijection to identify the elements of with the elements of . Thus, the -matrix in Theorem 2.1 becomes the -matrix
[TABLE]
This is the matrix obtained from by multiplying the -th row with for all and multiplying the -th column with for all . Thus, the claim of Theorem 2.1 follows from the classical fact that
[TABLE]
This fact is known as Chio pivotal condensation (see, e.g., [KarZha16, Theorem 0.1]), and is a particular case of Sylvester’s identity ([Prasol94, §2.7]).
Example 2.4**.**
For this example, set , and consider the situation of Theorem 2.1 again. Then, . If and satisfy and , then the -th entry of is
[TABLE]
If we furthermore assume that
[TABLE]
then this entry rewrites as
[TABLE]
Hence, [GriOlv18, Theorem 10] can be obtained from Theorem 2.2 by setting and and (and observing that the matrix then equals to ).
3 The proofs
Our proofs of Theorem 2.1 and Theorem 2.2 will rely on some basic commutative algebra: the notion of a unique factorization domain (“UFD”); the concepts of coprime, prime and irreducible elements; the localization of a commutative ring at a multiplicative subset. This all appears in most textbooks on abstract algebra; for example, [Knapp16, Sections VIII.4 and VIII.10] is a good reference555We call “multiplicative subset” what Knapp (in [Knapp16, Section VIII.10]) calls a “multiplicative system”..
The content of a polynomial over a UFD is defined to be the greatest common divisor of the coefficients of . For example, the polynomial has content . (Of course, in a general UFD, the greatest common divisor is defined only up to multiplication by a unit.) The following known facts are crucial to us:
Proposition 3.1**.**
A polynomial ring over in finitely many indeterminates is always a UFD.
Proof 3.2** (Proof of Proposition 3.1.).**
Proposition 3.1 appears, e.g., in [Knapp16, Remark after Corollary 8.21]. For a constructive proof of Proposition 3.1, we refer to [MiRiRu87, Chapter IV, Theorems 4.8 and 4.9] or to [Edward05, Essay 1.4, Corollary of Theorem 1 and Corollary 1 of Theorem 2].
Proposition 3.3**.**
Let be an irreducible element of a UFD . Then, the quotient ring is an integral domain.
Proof 3.4** (Proof of Proposition 3.3.).**
First of all, we recall that any irreducible element of a UFD is prime (indeed, this follows from [Knapp16, Proposition 8.13]). Thus, the element of is prime. Hence, [Knapp16, Proposition 8.14] shows that the ideal of is prime. Therefore, the quotient ring is an integral domain. This proves Proposition 3.3.
We shall furthermore use the following properties of contents (whose proofs are easy):
Proposition 3.5**.**
Let be a UFD. Let be the field of fractions of . Let be a polynomial over . Assume that the content of is . Also assume that is irreducible when considered as a polynomial in . Then, is also irreducible when considered as a polynomial in .
Proposition 3.6**.**
Let be a UFD. Let be two polynomials over . Assume that both and have content , and assume furthermore that and don’t have any indeterminates in common (i.e., there is no such that and ). Then, and are coprime.
The next simple fact states that for any positive integer , the determinant of the “generic -matrix” (i.e., of the -matrix whose entries are distinct indeterminates in a polynomial ring over ) is irreducible as a polynomial over :
Corollary 3.7**.**
Let be a positive integer. Let be the polynomial ring . Let be the -matrix . Then, the element of is irreducible.
Proof 3.8** (Proof of Corollary 3.7.).**
A well-known fact (e.g., [DeKuRo78, Lemma 5.12]) shows that is irreducible as an element of . This yields (using Proposition 3.5) that is irreducible as an element of as well, since the polynomial has content . This proves Corollary 3.7.
An element of a commutative ring is said to be regular if every satisfying must satisfy . (Regular elements are also known as non-zero-divisors.) In a polynomial ring, each indeterminate is regular; hence, each monomial (without coefficient) is regular (since any product of two regular elements is regular). The following fact is easy to see:666We recall a few standard concepts from commutative algebra: Let be a commutative ring. A multiplicative subset of means a subset of that contains the unity of and has the property that every satisfy . If is a multiplicative subset of , then the localization of at is defined as follows: Let be the binary relation on the set defined by
Then, it is easy to see that is an equivalence relation. The set of its equivalence classes can be equipped with a ring structure via the rules and (with zero element and unity ). The resulting ring is commutative, and is known as the localization of at . (This generalizes the construction of from known from high school.) The element of is denoted by . There is a canonical ring homomorphism from to that sends each to . When all elements of the multiplicative subset are regular, the statement “ for some ” in the definition of the relation can be rewritten in the equivalent (but much simpler) form “ ” (which is even more reminiscent of the construction of ).
Proposition 3.9**.**
Let be a commutative ring. Let be a multiplicative subset of such that all elements of are regular. Let be the localization of the ring at . Then:
(a) The canonical ring homomorphism from to is injective. We shall thus consider it as an embedding.
(b) If is an integral domain, then is an integral domain.
(c) Let and be two elements of . Then, we have the following logical equivalence:
[TABLE]
Matrices over arbitrary commutative rings can behave a lot less predictably than matrices over fields. However, matrices over integral domains still show a lot of the latter good behavior, such as the following:
Proposition 3.10**.**
Let be a finite set. Let be an integral domain. Let be a -matrix over . Let be a vector such that and . Here, is considered as a “column vector”, so that is defined by
[TABLE]
Then, .
Proof 3.11** (Proof of Proposition 3.10.).**
Let . Then, we can view the -matrix as an -matrix (by “numerical reindexing”, as explained in [Grinbe18, §1]), and we can view the vector as a column vector of size . Let us do this from here on.
Let be the quotient field of the integral domain . Thus, there is a canonical embedding of into . Hence, we can view the matrix as a matrix over , and we can view the vector as a vector over . Let us do so from here on. We are now in the realm of classical linear algebra over fields: The vector is nonzero (since ) and belongs to the kernel of the -matrix (since ). Hence, the kernel of the matrix is nontrivial. In other words, this matrix is singular. Thus, by a classical fact of linear algebra. This proves Proposition 3.10.
Let us next recall an identity for determinants (a version of the Cauchy–Binet formula):
Lemma 3.12**.**
Let , and . Let be an -matrix. Let be a -matrix. Let . Let be a subset of such that . Let be a subset of such that . Then,
[TABLE]
Proof 3.13** ().**
Lemma 3.12 is [Grinbe17, Corollary 7.251] (except that we are using the notation for what is called in [Grinbe17]). It also appears in [Gantma00, Chapter I, (19)] (where it is stated using -tuples instead of subsets).
The next lemma is just a particular case of Theorem 2.1, but it is a helpful stepping stone on the way to proving the latter theorem:
Lemma 3.14**.**
Let and be such that . Assume further that
[TABLE]
Define the -matrix as in Theorem 2.1. Then, .
The following proof is inspired by [GriOlv18, proof of Theorem 10].
Proof 3.15** (Proof of Lemma 3.14.).**
We WLOG assume that is the polynomial ring over in indeterminates
[TABLE]
And, of course, we assume that the entries of and that are not zero by assumption are these indeterminates.777These assumptions are legitimate, because if we can prove Lemma 3.14 under these assumptions, then the universal property of polynomial rings shows that Lemma 3.14 holds in the general case.
The ring is a UFD (by Proposition 3.1).
We WLOG assume that (otherwise, the result follows from \det W=\det\left(\begin{array}[c]{c}0\end{array}\right)=0).
The set is nonempty (since ); thus, .
Let be the -matrix . Then, because of (1), we have
[TABLE]
(by [Grinbe17, Theorem 6.43], applied to instead of ).
The matrix is a completely generic -matrix (i.e., its entries are distinct indeterminates); thus, its determinant is an irreducible polynomial in the polynomial ring (by Corollary 3.7). Hence, also is an irreducible polynomial in the ring (since differs from only in having more variables, which clearly cannot contribute any factors to ). Thus, Proposition 3.3 (applied to ) shows that the quotient ring is an integral domain.
Let be the quotient ring . Then, is an integral domain (since is an integral domain). All monomials in the variables (with ) are nonzero in . Likewise, in .
Let be the element . (Strictly speaking, we mean the canonical projection of onto the quotient ring .) Then, is a nonzero element of the integral domain (since in for all ).
For each , we define by (projected onto ). This is a nonzero element of . In , we have
[TABLE]
for all .
We need another piece of notation: If is a -matrix, and if and , then denotes the -matrix obtained from by removing the -th row and the -th column.
The matrix has determinant [math] (because (1) shows that its last row consists of zeroes). In other words, .
Also, due to (1), we see that each satisfies
[TABLE]
(by [Grinbe17, Theorem 6.43], applied to instead of ), because the last row of the matrix is .
For each , we define an element by
[TABLE]
All these elements of are nonzero888Proof. Each satisfies
(since is an integral domain). Thus, are nonzero. Moreover, is nonzero (since ). Thus, we are done..
Let be the vector defined by
[TABLE]
Then, the entries of the vector are nonzero (because they are products of the nonzero elements of the integral domain ). Since the vector has at least one entry (because ), we thus conclude that .
Let be the diagonal matrix .
Let be the column vector defined by
[TABLE]
Let be the standard basis of the free -module . Thus, for any -matrix and any , we have
[TABLE]
Now, using Laplace expansion, it is easy to see that
[TABLE]
[Proof of (6): Consider the adjugate of the matrix . A standard fact ([Grinbe17, Theorem 6.100]) says that . But the definition of reveals that the first column of the matrix is . Hence, the first column of the matrix is . On the other hand, the first column of the matrix is (since ). Comparing the preceding two sentences, we conclude that , so that . This proves (6).]
Also, (5) (applied to and ) yields
[TABLE]
Hence,
[TABLE]
(since ).
Now, we claim that
[TABLE]
[Proof of (8): Let . If , then both sides of (8) are zero (because and ). If , then and thus
[TABLE]
Hence, (8) is proven in both cases.]
Now, (7) becomes
[TABLE]
Hence,
[TABLE]
In other words, the -st column of the matrix is [math] (since the -st column of the matrix is (by (5), applied to and )).
Now, fix . Then, the last column of the matrix is [math] (because this column is a piece of the -st column of the matrix , but as we have just shown the latter column is [math]). Thus, .
But Lemma 3.12 (applied to , , , , , , and instead of , , , , , , and ) yields
[TABLE]
Comparing this with , we obtain
[TABLE]
In the sum on the right hand side, all addends for which are zero (because if satisfies and , then the last row of the matrix consists of zeroes999by (1), since but , and therefore we have ), and thus can be discarded. Hence, we are left with
[TABLE]
But the subsets of satisfying and can be parametrized as with ranging over . Hence, this rewrites further as
[TABLE]
It is easily seen that for each (indeed, recall the definition of and the fact that and that for each square matrix ). Thus, the above equality simplifies to
[TABLE]
Now, forget that we fixed . We thus have proven that
[TABLE]
for each . This rewrites as (indeed, the left hand side of (9) is the -th entry of the zero vector [math], whereas the right hand side of (9) is the -th entry of ).
Now, consider the matrix as a matrix in . Then, Proposition 3.10 (applied to ) yields in (since and ). In view of the definition of , this rewrites as in .
Let us consider the matrix again as a matrix over . Each entry of has the form for some . Thus, all entries of are multiples of (since is a multiple of for all 101010Proof. Let . Then, the equality (1) shows that the last row of the matrix is . Hence, an application of [Grinbe17, Theorem 6.43] shows that . Thus, is a multiple of , qed.). Hence, the determinant of is a multiple of , thus a multiple of (since ). In other words, in .
Recall that is a UFD. Also, the two polynomials and in both have content , and don’t have any indeterminates in common; thus, these two polynomials are coprime (by Proposition 3.6). Hence, any polynomial in that is divisible by both and must be divisible by the product as well. Thus, from and , we obtain . In view of (2), this rewrites as . This proves Lemma 3.14.
We shall now derive Theorem 2.2 from Lemma 3.14, following the same idea as in [Prasol94, §2.7] and [Prasol15, Teorema 2.9.1] and [Mohr53]:
Proof 3.16** (Proof of Theorem 2.1.).**
We WLOG assume that (otherwise, the result follows from \det W=\det\left(\begin{array}[c]{c}0\end{array}\right)=0).
We WLOG assume that is the polynomial ring over in indeterminates
[TABLE]
And, of course, we assume that the entries of and that are not zero by assumption are these indeterminates. Proposition 3.1 shows that the ring is a UFD (since it is a polynomial ring over ).
Let be the multiplicative subset of . Then, all elements of are regular (since they are monomials in a polynomial ring).
Let be the localization of the commutative ring at the multiplicative subset . Then, Proposition 3.9 (a) shows that the canonical ring homomorphism from to is injective; we shall thus consider it as an embedding. Also, Proposition 3.9 (b) shows that is an integral domain.
We claim that
[TABLE]
[Proof of (10): Consider , and as matrices over . The entry of is invertible in (by the construction of ). Hence, we can subtract appropriate scalar multiples111111The scalars, of course, come from here. of the -st column of from each other column of to ensure that all entries of the last row of become [math], except for . (Specifically, for each , we have to subtract times the -st column of from the -th column of .) All these column transformations preserve the determinant , and also preserve the minors for all (because when the -st column of is subtracted from another column of , the matrix either stays the same or undergoes an analogous column transformation121212Here we are using the fact that (so that the matrix contains part of the -st column of )., which preserves its determinant); thus, they preserve the matrix . Hence, we can replace by the result of these transformations. This new matrix satisfies (1). Hence, Lemma 3.14 (applied to instead of ) yields that in . This proves (10).]
But we must prove that in . Fortunately, this is easy: Since embeds into , we can translate our result “ in ” as “ in for an appropriate ” (by Proposition 3.9 (c), applied to and ). Consider this . The polynomial is coprime to (this is easily checked131313Proof. The polynomial contains the monomial , and thus is not a multiple of . Hence, it is coprime to (since the only non-unit divisor of is itself, up to scaling by units).); thus, its power is coprime to as well. Hence, we can cancel the from the divisibility , and conclude that in . This proves Theorem 2.1.
Proof 3.17** (Proof of Theorem 2.2.).**
We WLOG assume that is the polynomial ring over in the indeterminates
[TABLE]
And, of course, we assume that the entries of and that are not zero by assumption are these indeterminates. The ring is a UFD (by Proposition 3.1).
WLOG assume that (otherwise, the result follows from \det W=\det\left(\begin{array}[c]{c}0\end{array}\right)=0). Thus, the monomial occurs in the polynomial with coefficient . Hence, the polynomial has content . Similarly, the polynomial has content .
Theorem 2.1 yields . The same argument yields (since the matrices and play symmetric roles in the construction of ). But Proposition 3.6 shows that the polynomials and in are coprime (because they have content , and don’t have any indeterminates in common). Thus, any polynomial in that is divisible by both and must be divisible by the product as well. Thus, from and , we obtain . This proves Theorem 2.2.
4 Further questions
While Theorems 2.1 and 2.2 are now proven, the field appears far from fully harvested. Three questions readily emerge:
Question 4.1**.**
What can be said about (in Theorem 2.1) and (in Theorem 2.2)? Are there formulas?
Question 4.2**.**
Are there more direct proofs of Theorems 2.1 and 2.2, avoiding the use of polynomial rings and their properties and instead “staying inside ”? Such proofs might help answer the previous question.
Question 4.3**.**
The entries of our matrix were products of minors of two -matrices that each use the last row and the last column. What can be said about products of minors of two -matrices that each use the last rows and the last columns, where is an arbitrary positive integer? The “Generalized Sylvester’s identity” in [Prasol94, §2.7] answers this for the case of one matrix. It is not quite obvious what the right analogues of the conditions and are; furthermore, nontrivial examples become even more computationally challenging.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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