A simple variational approach to weakly coupled competitive elliptic systems
M\'onica Clapp, Andrzej Szulkin

TL;DR
This paper introduces a straightforward variational framework for identifying fully nontrivial solutions to weakly coupled elliptic systems, linking solutions to critical points of a smooth functional on a product of spheres.
Contribution
It presents a novel, simple variational approach that simplifies finding solutions to weakly coupled elliptic systems and extends existing results in the field.
Findings
Established a variational setting for the system
Linked solutions to critical points of a smooth functional
Extended known results for weakly coupled systems
Abstract
The main purpose of this paper is to exhibit a simple variational setting for finding fully nontrivial solutions to the weakly coupled elliptic system (1.1). We show that such solutions correspond to critical points of a -functional defined in an open subset of the product of unit spheres in an appropriate Sobolev space. We use our abstract setting to extend and complement some known results for the system (1.1).
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A simple variational approach to weakly coupled competitive elliptic systems
Mónica Clapp111M. Clapp was partially supported by UNAM-DGAPA-PAPIIT grant IN100718 (Mexico), CONACYT grant A1-S-10457 (Mexico), and Stockholm University (Sweden). and Andrzej Szulkin777A. Szulkin was partially supported by a grant from the Magnuson foundation at the Swedish Academy of Sciences.
Abstract
The main purpose of this paper is to exhibit a simple variational setting for finding fully nontrivial solutions to the weakly coupled elliptic system (1.1). We show that such solutions correspond to critical points of a -functional defined in an open subset of the product of unit spheres in an appropriate Sobolev space. We use our abstract setting to extend and complement some known results for the system (1.1).
Keywords: Weakly coupled elliptic system, simple variational setting, subcritical system in exterior domain, entire solutions to critical system, Brezis-Nirenberg problem.
Mathematics Subject Classification: 35J50 (35J47, 35B08, 35B33, 58E30).
1 Introduction
We study the weakly coupled elliptic system
[TABLE]
where is a domain in , , , , , , and . As usual, is the critical Sobolev exponent. The space is, either , or , and the operators are assumed to be well defined and coercive in .
The cubic system (1.1) in with arises as a model in many physical phenomena, for example, in the study of standing waves for a mixture of Bose-Einstein condensates of -hyperfine states which overlap in space. The sign of reflects the interaction of the particles within each single state, whereas that of reflects the interaction between particles in two different states. The interaction is attractive if the sign is positive, and it is repulsive if the sign is negative. The system is called competitive if, as we are assuming here, all of the ’s are negative.
A solution to the equation
[TABLE]
gives rise to a solution of the system (1.1) whose -th component is and all other components are trivial, i.e., if . A solution with at least one trivial and one nontrivial component is called semitrivial. We are interested in finding solutions all of whose components are nontrivial. These are called fully nontrivial solutions. A fully nontrivial solution is said to be positive if every component is nonnegative.
The main purpose of this paper is to exhibit a simple variational setting for finding fully nontrivial solutions to the system (1.1). Our approach is inspired by the ideas introduced by Szulkin and Weth in [19, 20].
We will show that the fully nontrivial solutions to (1.1) correspond to the critical points of a -functional defined in an open subset of the product of unit spheres in . The functional tends to infinity at the boundary of in , thus allowing the application of the usual descending gradient flow techniques to obtain existence and multiplicity of critical points.
This variational setting can be easily extended to systems whose coefficients are functions defined in and satisfying suitable assumptions. It may also be extended, with some care, to systems having more general nonlinearities. We chose to treat only the constant coefficient system (1.1) in order to make the ideas more transparent.
Our abstract results (Theorems 3.3 and 3.4) apply to many interesting types of systems. Here we consider the following three.
Firstly, we consider the subcritical system
[TABLE]
with , , , , and , in an exterior domain of (i.e., is bounded, possibly empty), .
We assume that is invariant under the action of a closed subgroup of the group of linear isometries of , and look for -invariant solutions, i.e., solutions whose components are -invariant.
Let denote the -orbit of . We prove the following result.
Theorem 1.1**.**
If for every and is a -invariant exterior domain in , then the system (1.2) has an unbounded sequence of -invariant fully nontrivial solutions. One of them is positive and has least energy among all -invariant fully nontrivial solutions.
There is an extensive literature on subcritical systems in bounded domains and in the whole of . We refer to [17] for a detailed account. Theorem 1.1 seems to be the first existence result for the system (1.2) in an exterior domain. A cubic system of two equations with variable coefficients in an expanding exterior domain was recently considered in [10].
Our second application concerns the critical system
[TABLE]
where , , , , , and .
We look for solutions which are invariant under the conformal action of the group on , with and , which is induced by the isometric action of on the standard -dimensional sphere, by means of the stereographic projection. We prove the following result.
Theorem 1.2**.**
The system (1.3) has an unbounded sequence of -invariant fully nontrivial solutions. One of them is positive and has least energy among all -invariant fully nontrivial solutions.
Theorem 1.2 extends some earlier results obtained in [5, 6] for a system of two equations; see also [9]. Existence and multiplicity results for the purely critical system in a bounded domain may be found in [5, 13, 14]. Supercritical systems were recently considered in [4].
Finally, we consider the critical system
[TABLE]
where is a bounded domain with -boundary in , , , , , , , and . As usual, denotes the first Dirichlet eigenvalue of in .
We prove the following result.
Theorem 1.3**.**
Let . Assume that if and that if , for all . Then, the system (1.4) has a positive least energy fully nontrivial solution.
Note that there is no condition on , other than and , if .
Theorem 1.3 extends some earlier results obtained in [2, 3] for a system of two equations. Multiple positive solutions were constructed in [15] when , and the existence of infinitely many sign-changing solutions was established in [11] when and ; see also [12].
Our variational approach is based on some elementary properties of a certain function in variables, which are established in Section 2. In Section 3 we introduce our variational setting and we derive some abstract results concerning the existence and multiplicity of fully nontrivial solutions to the system (1.1). Section 4 is devoted to the proof of Theorems 1.1, 1.2 and 1.3.
2 On a function in M variables
Let be the function given by
[TABLE]
where , , , , , , and . Then, for ,
[TABLE]
Lemma 2.1**.**
If for all , then there exist such that
[TABLE]
In particular, attains its maximum on .
Proof.
Fix such that, for all ,
[TABLE]
and
[TABLE]
Let . If , we have that
[TABLE]
whereas, if , then
[TABLE]
Therefore (2.2) holds true. ∎
Lemma 2.2**.**
If has a critical point in , then it is unique and it is a global maximum of in .
Proof.
Assume first that is a critical point of . Then, from (2.1) we get that
[TABLE]
If is a critical point of in , then, for each , (2.1) and (2.5) yield
[TABLE]
Arguing by contradiction, assume that . We consider two cases. Suppose first that for some . We may assume without loss of generality that for all . Then, the left-hand side in (2.6) is negative whereas the right-hand side is . This is a contradiction. Now suppose that for some . Again, we may assume that for all . Now the left-hand side in (2.6) is positive while the right-hand side is not, a contradiction again. Hence is the only critical point of in . The inequalities (2.5) allow us to apply Lemma 2.1 to conclude that is a global maximum.
Now, if is a critical point of in , then is a critical point of
[TABLE]
where , and , and the conclusion follows from the special case considered above. ∎
Lemma 2.3**.**
Assume that has a critical point in . Then, for each , there exists such that, if for all and
[TABLE]
then the function
[TABLE]
has a unique critical point in which is a global maximum and satisfies .
Proof.
As in the proof of Lemma 2.2, we may assume without loss of generality that . Then, (2.5) holds true. So, choosing small enough, we have that and if (2.7) is satisfied. Thus, by Lemma 2.1, has a global maximum in and, by Lemma 2.2, it is the only critical point of in .
Taking smaller and a larger if necessary, we have that satisfies the same inequalities and, therefore, . Since is a strict maximum, it is easy to see that , possibly after choosing a still smaller . ∎
3 The variational setting
The results of this section also apply to the case or 2 and .
Let be either or and, for , set
[TABLE]
Since, by assumption, the operators are well defined and coercive in , we have that is a norm in , equivalent to the standard one.
Let with the norm
[TABLE]
and let be given by
[TABLE]
This function is of class and, since and ,
[TABLE]
for each , . So the critical points of are the solutions to the system (1.1). The fully nontrivial ones belong to the set
[TABLE]
This Nehari-type set was introduced in [7], and has been used in many works. Note that
[TABLE]
Given and , we write
[TABLE]
and we define by
[TABLE]
where
[TABLE]
If for all , then, as
[TABLE]
we have that is a critical point of iff . Define
[TABLE]
By Lemma 2.2, if and has a critical point in , then this critical point is unique and it is a global maximum of . We denote it by , and we define by
[TABLE]
Then,
[TABLE]
Let , , , and let be the restriction of to . We write for the boundary of in .
Proposition 3.1**.**
If is such that and have disjoint supports for every , then . Hence . Moreover, is an open subset of .
* if for some .*
* is continuous, and is a homeomorphism.*
There exists such that if . Thus, is a closed subset of .
If is a sequence in such that , then .
Proof.
Let be such that and have disjoint supports if . Then, for every , and, setting , we have that . This proves that . Moreover, as are continuous functions of , Lemma 2.3 implies that is open.
We assume without loss of generality that and . Let be nontrivial functions. Assume there exist such that . Then, as and for all , we have that
[TABLE]
Since and the right-hand sides above must be positive, we get that
[TABLE]
which is impossible if . So, if this last inequality holds true, then
[TABLE]
If is a sequence in and , then, for each with , we have that , and . So, from Lemma 2.3 we get that . Hence, is continuous.
The inverse of is given by
[TABLE]
which is, obviously, continuous.
If then, as for every , we have that for all . The statement now follows from Sobolev’s inequality.
Let be a sequence in such that . If the sequence were bounded for every , then, after passing to a subsequence, . Since is closed, we would have that and, therefore, . This is impossible because and is open in . ∎
A fully nontrivial solution to (1.1) will be called synchronized if and for some and .
Proposition 3.2**.**
There exists such that if for all , then the system (1.1) has no fully nontrivial synchronized solutions.
Proof.
Choose such that for all . Then (3.3) holds true and so cannot be a solution to (1.1). ∎
is a smooth Hilbert submanifold of . The tangent space to at a point is the space
[TABLE]
Let be given by , and let be the restriction of to . Then,
[TABLE]
If and the derivative of at exists, then
[TABLE]
i.e., is the norm in the cotangent space to at . A sequence in is called a -sequence for if and , and is said to satisfy the -condition if every such sequence has a convergent subsequence.
As usual, a -sequence for is a sequence in such that and , and satisfies the -condition if any such sequence has a convergent subsequence.
Theorem 3.3**.**
* and*
[TABLE]
If is a -sequence for , then is a -sequence for . Conversely, if is a -sequence for and for all , then is a -sequence for .
* is a critical point of if and only if is a fully nontrivial critical point of .*
If is a sequence in such that , then .
* is even, i.e., for every .*
Proof.
We adapt the arguments of Proposition 9 and Corollary 10 in [20].
Let and . As is the maximum of , using the mean value theorem we obtain
[TABLE]
for small enough and some . Similarly,
[TABLE]
for some . From the continuity of and these two inequalities we obtain
[TABLE]
The right-hand side is linear in and continuous in and . Therefore is of class . If and , then , and the statement is proved.
Note that for each . Since , we have that if . So, from we get
[TABLE]
If converges, then is bounded in by (3.4). Moreover, by Proposition 3.1, this sequence is bounded away from [math]. Therefore, is a -sequence for iff is a -sequence for , as claimed.
As if , it follows from that if and only if .
This statement follows from Proposition 3.1 and (3.1).
Since iff , we have that . So, as is even, . ∎
Let be a subset of such that iff . If , the genus of is the smallest integer such that there exists an odd continuous function into the unit sphere in . We denote it by . If no such exists, we define . We set .
As usual, we write
[TABLE]
The previous theorem yields the following one.
Theorem 3.4**.**
If is attained by at some , then and are fully nontrivial solutions of (1.1).
If satisfies the -condition for every , then the system (1.1) has, either an infinite (in fact, uncountable) set of fully nontrivial solutions with the same norm, or it has at least fully nontrivial solutions with pairwise different norms.
If satisfies the -condition for every and , then the system (1.1) has an unbounded sequence of fully nontrivial solutions.
Proof.
Theorem 3.3 states that is a critical point of iff is a fully nontrivial critical point of . Note that , by (3.1).
If and , then and . So is a fully nontrivial critical point of . As and the same is true for . This proves .
Theorem 3.3 implies that is positively invariant under the negative pseudogradient flow of , so the usual deformation lemma holds true for ; see, e.g., [18, Section II.3] or [21, Section 5.3]. Set
[TABLE]
Standard arguments show that, under the assumptions of , is a critical value of for every . Moreover, if some of these values coincide, say , then . Hence, is an infinite set; see, e.g., [18, Lemma II.5.6]. On the other hand, under the assumptions of , is a critical value for every , and a well known argument (see, e.g., [16, Proposition 9.33]) shows that as . This completes the proof. ∎
4 Some applications
4.1 Subcritical systems in exterior domains
Consider the subcritical system (1.2) in an exterior domain . First, we show that this system cannot be solved by minimization. Set
[TABLE]
where and
Proposition 4.1**.**
We have that
[TABLE]
and this infimum is not attained by on .
Proof.
We consider to be a subspace of , via trivial extension.
If then, as for every , we have that for all . Hence,
[TABLE]
It follows from (3.1) that .
To prove the opposite inequality, set , and let be a least energy solution to the problem
[TABLE]
It is easy to verify that . Fix , , such that and if , and set with . Then, and
[TABLE]
This completes the proof of (4.1).
To show that the infimum is not attained, we argue by contradiction. Assume that and . We may assume that for all . We fix and consider two cases. If for some , then and, hence, . This implies that , contradicting our assumption. On the other hand, if for all , then . Hence, is a nontrivial solution to the problem
[TABLE]
Moreover, also implies that a.e. in . As for all , we have that in some subset of positive measure of . This contradicts the maximum principle. ∎
To obtain multiple solutions to the system we introduce some symmetries.
Let be a closed subgroup of and . Set . We start with the following lemma.
Lemma 4.2**.**
If for every , then, for each , there exists such that, for every , there exist with
[TABLE]
Proof.
Arguing by contradiction, assume that for some and every there exists such that
[TABLE]
After passing to a subsequence, we have that in . Since , there exist such that if . Fix such that, after passing to a subsequence, for every . Then,
[TABLE]
This is a contradiction. ∎
We assume that is -invariant and define
[TABLE]
Recall that is called -invariant if for all , and a function is -invariant if it is constant on for every . An -tuple will be called -invariant if each component is -invariant.
Lemma 4.3**.**
Assume that for every and let be a -invariant exterior domain. Then, the embedding is compact for every .
Proof.
Let be a bounded sequence in . Then, after passing to a subsequence, weakly in . Set . A subsequence of satisfies weakly in , in and a.e. in . We claim that
[TABLE]
To prove this claim, let , and let be such that for all , where is the standard norm in . We choose such that and as in Lemma 4.2, and we fix . We consider two cases.
Assume first that . By Lemma 4.2, there exist such that
[TABLE]
Since , we have that . Hence, if and, as is -invariant, we obtain
[TABLE]
Therefore,
[TABLE]
Now assume that . Then, since strongly in , there exists such that
[TABLE]
Inequalities (4.3) and (4.4) yield (4.2). Applying Lions’ lemma [21, Lemma 1.21] we conclude that strongly in for any . ∎
Lemma 4.4**.**
Assume that for every and let be a -invariant exterior domain. Then, the functional satisfies the Palais-Smale condition in , i.e., every sequence in such that and in , contains a convergent subsequence.
Proof.
Since
[TABLE]
is bounded. The rest of the proof follows from Lemma 4.3 by standard arguments. ∎
Lemma 4.5**.**
Let . Then, .
Proof.
Given , for each , , we choose such that and if .
Let be the canonical basis of , and be the set
[TABLE]
Note that is homeomorphic to the unit sphere in by an odd homeomorphism.
For each , define by setting , , and
[TABLE]
Note that, since and have disjoint supports if , these maps are well defined and if for every . So, by Proposition 3.1, the map given by is well defined. As each is continuous and odd, so is . Hence, . ∎
Proof of Theorem 1.1.
The functional is -invariant, so, by the principle of symmetric criticality, the critical points of the restriction of to are the -invariant critical points of ; see, e.g., [21, Theorem 1.28].
It is readily seen that the results of Section 3 are also true for . Theorem 3.3 and Lemma 4.4 imply that satisfies the -condition for every . This, together with Lemma 4.5 and Theorem 3.4, yields Theorem 1.1. ∎
4.2 Entire solutions to critical systems
Next, we consider the Yamabe system (1.3).
As usual, we denote
[TABLE]
where and . The next result says that the system (1.3) cannot be solved by minimization.
Proposition 4.6**.**
We have that
[TABLE]
and this infimum is not attained by on .
Proof.
Following the argument given in [6, Proposition 2.2] for one can easily prove this statement. ∎
To obtain multiple solutions to the system (1.3) we consider a conformal action on , as in [8, 6].
Let with and act on in the obvious way. Then, acts isometrically on the unit sphere . The stereographic projection , which maps the north pole to , induces a conformal action of on , given by
[TABLE]
Note that the map is well defined except at a single point.
The group acts on the Sobolev space by linear isometries as follows:
[TABLE]
see [6, Section 3]. We shall say that is -invariant if for all , and that is -invariant if each is -invariant. We set
[TABLE]
One has the following results.
Lemma 4.7**.**
The embedding is compact.
Proof.
This follows from Proposition 3.3 and Example 3.4(1) in [6]. ∎
Lemma 4.8**.**
The functional satisfies the Palais-Smale condition in .
Proof.
The proof follows from Lemma 4.7 by standard arguments (boundedness of Palais-Smale sequences is proved as in Lemma 4.4). ∎
Lemma 4.9**.**
Let . Then, .
Proof.
The proof is the same as that of Lemma 4.5. ∎
Proof of Theorem 1.2.
The functional is -invariant; see [6, Section 3]. Thus, the critical points of the restriction of to are the -invariant critical points of .
The results of Section 3 hold true for . Theorem 3.3 and Lemma 4.8 imply that satisfies the -condition for every . This, together with Lemma 4.9 and Theorem 3.4, yields Theorem 1.2. ∎
4.3 Brezis-Nirenberg systems
Finally, we consider the Brezis-Nirenberg type system (1.4).
For each , let be the system of equations obtained by replacing with [math] if , where is the cardinality of , i.e.,
[TABLE]
The fully nontrivial solutions of correspond to the solutions of (1.4) which satisfy iff . We set
[TABLE]
Lemma 4.10**.**
If
[TABLE]
then this infimum is attained by on .
Proof.
Note that . So, by Ekeland’s variational principle [21, Theorem 8.5] and Theorem 3.3, there exists a sequence in such that and . It follows from (3.1) that is bounded in . So, after passing to a subsequence, weakly in , strongly in and a.e. in . A standard argument shows that is a solution to the system (1.4). We claim that is fully nontrivial.
Arguing by contradiction, assume that some components of are trivial. Let . Then, for each , we have that strongly in . As and , we get that
[TABLE]
where
[TABLE]
Hence,
[TABLE]
i.e., for every . As solves (1.4), we obtain
[TABLE]
This contradicts our assumption.
Therefore, is fully nontrivial. This implies that , and (3.1) yields
[TABLE]
Hence, , as claimed. ∎
Lemma 4.11**.**
Let . Assume that if and if , for all . Then
[TABLE]
Proof.
We prove this statement by induction on .
If the system reduces to the single equation
[TABLE]
and the statement was proved by Brezis and Nirenberg in [1].
Assume that the statement is true for every system with (i.e., for every system of equations). Then, the right-hand side of (4.6) reduces to
[TABLE]
Without loss of generality, we may assume that . By Lemma 4.10 and our induction hypothesis, there exists a positive, least energy, fully nontrivial solution to the system . Fix and such that , and a cut-off function such that and in . Set
[TABLE]
where
[TABLE]
It is shown in [1] that
[TABLE]
for some ; see also [21, Lemma 1.46]. Inspecting the proofs in [1, 21] one sees that may be chosen independently of . Moreover, if and , we have that
[TABLE]
for some and small enough. By a regularity result in [18, Appendix B], and we get that
[TABLE]
Hence, there exists such that, for every ,
[TABLE]
Therefore we may use Lemma 2.1 in order to obtain and such that
[TABLE]
As is a least energy solution to the system , from (3.2) and estimates (4.7) we obtain
[TABLE]
So, if either , or and for all , we derive from (4.8) and (4.9) that, for small enough,
[TABLE]
and (4.6) follows. In the remaining cases we need to be careful when selecting and . If and for all , we choose them in such a way that
[TABLE]
This can be done because on . Then, from (4.8) we get
[TABLE]
If and for some pairs we argue in a similar way. Hence, in all cases,
[TABLE]
for small enough, as claimed. ∎
Proof of Theorem 1.3.
The result follows from Lemmas 4.10, 4.11 and Theorem 3.4. ∎
Remark 4.12**.**
If and or , then the condition is not necessary because according to the results in [18, Appendix B] and we may choose any such that .**
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