Negative terahertz conductivity at vertical carrier injection in a black-Arsenic-Phosphorus-Graphene heterostructure integrated with a light-emitting diode
Victor Ryzhii, Maxim Ryzhii, Taiichi Otsuji, Valery E. Karasik,, Vladimir G. Leiman, Vladimir Mitin, Michael S.Shur

TL;DR
This paper proposes a heterostructure combining black-arsenic-phosphorus and graphene integrated with a LED to generate terahertz radiation through negative conductivity, enabling new THz laser sources.
Contribution
It introduces a novel heterostructure design that facilitates interband population inversion and negative conductivity in graphene for THz laser applications.
Findings
The heterostructure can generate negative terahertz conductivity.
Injection cooling of the electron-hole plasma enhances population inversion.
Potential for new THz radiation sources using plasmonic modes.
Abstract
We propose and analyze the heterostructure comprising a black-arsenic-phosphorus layer (b-AsPL) and a graphene layer (GL) integrated with a light-emitting diode (LED). The integrated b-AsPL-GL-LED heterostructure can serve as an active part of the terahertz (THz) laser using the interband radiative transitions in the GL. The feasibility of the proposed concept is enabled by the combination of relatively narrow energy gap in the b-AsPL and the proper band alignment with the GL. The operation of the device in question is associated with the generation of the electron-hole pairs by the LED emitted near-infrared radiation in the b-AsPL, cooling of the photogenerated electrons and holes in this layer, and their injection into the GL. Since the minimum b-AsPL energy gap is smaller than the energy of optical phonons in the GL, , the…
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Negative terahertz conductivity at vertical carrier injection
in
a black-Arsenic-Phosphorus-Graphene heterostructure integrated
with a light-emitting diode
Victor Ryzhii1,2,3,4, Maxim Ryzhii5, Taiichi Otsuji1, Valery E. Karasik4, Vladimir G. Leiman5, Vladimir Mitin6, and Michael S. Shur7
1Research Institute of Electrical Communication, Tohoku University, Sendai 980-8577, Japan
2Institute of Ultra High Frequency Semiconductor Electronics of RAS,
Moscow 117105, Russia
3Center for Photonics and Infrared Technology, Bauman Moscow State Technical University, Moscow 111005, Russia
4 Center for Photonics and Two-Dimensional Materials, Moscow Institute of Physics Technology, Dolgoprudny 141700, Russia
5Department of Computer Science and Engineering, University of Aizu, Aizu-Wakamatsu 965-8580, Japan
6Department of Electrical Engineering, University at Buffalo, SUNY, Buffalo, New York, 1460-1920 USA
7 Department of Electrical, Computer, and Systems Engineering, Rensselaer Polytechnic Institute, Troy, New York 12180, USA
Abstract
**Key words - Black arsenic-phosphorus, graphene, integration with light-emitting diode, injection, carrier cooling, terahertz lasing.
**We propose and analyze the heterostructure comprising a black-arsenic-phosphorus layer (b-As1-xPxL) and a graphene layer (GL) integrated with a light-emitting diode (LED). The integrated b-As1-xPxL-GL-LED heterostructure can serve as an active part of the terahertz (THz) laser using the interband radiative transitions in the GL. The feasibility of the proposed concept is enabled by the combination of relatively narrow energy gap in the b-As1-xPxL and the proper band alignment with the GL. The operation of the device in question is associated with the generation of the electron-hole pairs by the LED emitted near-infrared radiation in the b-As1-xPxL, cooling of the photogenerated electrons and holes in this layer, and their injection into the GL. Since the minimum b-As1-xPL energy gap ( eV) is smaller than the energy of optical phonons in the GL, ( eV), the injection into the GL can lead to a relatively weak heating of the two-dimensional electron-hole plasma (2D-EHP) in the GL. At the temperatures somewhat lower than the room temperature, the injection can cool the 2D-EHP. This is beneficial for the interband population inversion in the GL, reinforcement of its negative dynamic conductivity, and the realization of the optical and plasmonic modes lasing supporting the new types of the THz radiation sources.
I Introduction
The gapless energy spectrum of graphene layers (GLs) 1 supporting the terahertz (THz) and far-infrared (FIR) radiative interband transitions enables the detection, control, and generation of the THz and FIR radiation (see, for example, the review articles 2 ; 3 ; 4 ; 5 ; 6 and the references therein). One of the most interesting potential application of the GLs and the GL-based heterostructures is their use in efficient THz and FIR lasers that were predicted to operate at room temperature and already demonstrated operation at 100 K 7 ; 8 ; 9 ; 10 ; 11 ; 12 ; 13 ; 14 ; 15 ; 16 ; 17 ; 18 ; 19 ; 20 . Such lasers can be particularly useful in the spectral range below 5 to 10 THz where the operation of the heterostructure lasers based on A3B5 compounds is hampered by a strong radiation absorption by the optical phonons. Both the optical and injection pumping of GL-based heterostructures can lead to the interband population inversion and enable the negative dynamic conductivity in the THz and FIR spectral ranges. The quantum efficiency of the optical pumping into the GLs is limited by relatively low absorption coefficient of the GLs (, where is the fine structure constant, is the electron charge, is the reduced Planck constant, and is the speed of light in vacuum). Apart from this, the generation of the electron-hole pairs in the GL by the near- and mid-infrared (NIR and MIR) photons, i.e., by the photons with relatively high energy can lead to a substantial heating of the two-dimensional electron-hole plasma (2D-EHP) in the GL. This is because, the initial energy, , of the electrons and holes generated by the incident NIR photons (, where eV is the photon energy of the pumping radiation). As a result, the effective temperature of the 2D-EHP could be rather large. This complicates the achievement of the interband population inversion in the GLs 22 . The low absorption limitation can be partially avoided in the heterostructures including multiple non-Bernal stacked GLs 9 . The quantum efficiency of the optical pumping can be enhanced, for example, by using a bulk absorption layer, in which the incident NIR/MIR radiation with the photon energy exceeding the energy gap of this layer generates the electron-hole pairs followed by their vertical diffusion into the GL 21 (perpendicular to the GL plane). However, in the case of the GaAs (or similar materials) as the absorption layer 21 , although the pumping quantum efficiency can be markedly increased, the injected electrons and holes are still fairly hot, because the carriers are injected into the GL still with a high energy eV. In principle, the GL optical pumping by “warm ”carriers can be realized using the CO2 or mid-infrared (MIR) quantum cascade lasers. But the optical pumping by NIR/MIR light-emitting diodes (LEDs) or lasers appears to be much more practical.
In this paper, we propose to use for the GL-based THz and FIR lasers the absorption layer with the sufficiently narrow energy gap and the proper band alignment with the GL 23 ; 24 ; 25 ; 26 ; 27 . As for the material for such a layer can be choosen black-arsenic-phosphorus (b-As1-xPx) or black-arsenic (b-As). The b-As1-xPx layer comprising a relatively large number of the atomic sheets can exhibit the energy gap eV when the phosphorus fraction is small 28 ; 29 ; 30 ; 31 (at , i.e., close to b-As). Further decrease in , i.e., up to pure b-As may push the band gap to even smaller values 28 . In the case of the b-As1-xPx absorbing layer, the optical pumping can be provided by a source of NIR/MIR radiation as previously, but due to an effective cooling of the generated and propagated carriers in this layer, their energy of the injected pair being about can be much smaller than . Thus, the absorption layer with relatively narrow energy gap can play an extra role of the carrier cooler. Such a combination can enable both the realization of a high pumping quantum efficiency and the injection of ”warm” carriers. As show in the paper, the injection into the GL of the carriers with the energy smaller than the energy of optical phonons in the GL eV can result in the 2D-EHP strong cooling. The latter reinforces the interband population inversion in the GL and the effect of its negative dynamic conductivity. Recent advances in the b-As1-xPx-based heterostructure fabrication (see, for example, 29 ; 30 ; 31 ; 32 are in favor of the feasibility of the proposed lasers.
II Device structure and operation principle
Figure 1 shows the schematic band diagram of the device under consideration. The device comprises the b-As1-xPxL -GL heterostructure playing the role of the THz active region (THz-AR) mounted on the top of the P+-i-N+ heterostructure serving as an LED. The THz-AR and LED are separated by a wide-gap transparent barrier layer (TBL). The NIR/MIR radiation (with the photon energy ) generated by the LED passes the TBL and produces the electrons and holes in the b-As1-xPxL (with the initial kinetic energy . Since the energy gap, is markedly larger that the energy gap , in the b-As1-xPxL, the photogenerated carriers in the latter are fairly hot , where and are the Boltzmann constant and the ambient lattice temperature). If the thickness, , of the b-As1-xPxL substantially exceeds the characteristic cooling length (the carrier energy relaxation length), the photogenerated carriers arrive at the GL being efficiently cooled down the energy . Hence, the electron-hole pairs photogenerated in b-As1-xPxL are injected into the GL having the net energy . If eV, .
The cap layer is intended to preserve the GL or it can be a part of THz waveguide. The GL on the device top can be covered by a polycrystalline or by an organic polymer dielectric layer 33 . The top layer can be also made of different materials, for example, from hexagonal boron nitride (hBN). This material can provide the enhanced dynamic properties of the carriers in the GL beneficial for achieving the negative THz conductivity. However, the interaction of the carriers with the interfacial optical phonons can lead to a complex pattern of the interband and intraband relaxation processes in the GLS 34 ; 35 .
Below we consider the laser heterostructure with the GL active region pumped by the injection of the electron-hole pairs into the absorption-cooling the b-As1-xPx layer (b-As1-xPxL) with a small phosphorous content
It is assumed that the thickness, , and the absorption coefficient, , of the NIR/MIR radiation with the energy in b-As1-xPxL satisfy the following condition:
[TABLE]
Here is the characteristic length of the carrier energy relaxation (cooling) and is the carrier ambipolar diffusion across the absorption layer. Since the energy relaxation time of the carriers photoexcited in the absorption layer can be assumed to be much shorter than the recombination time , the ratio . For the photon energy , the absorption coefficient can be set as cm*-1*. Hence, for m, inequality (1) should be valid.
According to inequality (1), the generation of the electron-hole pairs by the pumping radiation and their cooling occur primarily close to the irradiated surface of the absorption layer (, the axis is directed perpendicular to the absorption layer and the GL plane). Therefore, the electron-hole density in the latter layer obeys the diffusion equation:
[TABLE]
The boundary conditions for Eq. (2) are as follows:
[TABLE]
Here and are the coefficient of the carrier ambipolar diffusion perpendicular to the absorption layer and their recombination time at the lattice temperature , respectively, is the photon flux incident on the absorption layer, and is the rate of the carrier capture into the GL (the capture velocity 36 ; 37 ). Introducing the external quantum efficiency of the LED one can express via the electric power consuming by the LED: , where is the area of the LED and GL.
The flux of the electrons and holes, , injected into the GL (captured by the GL) and the flux of the energy, , brought by the injected carriers to the 2D-EHP are equal to, respectively,
[TABLE]
where and is the Boltzmann constant.
Solving Eq.(2) with boundary conditions (3) and using Eq. (4), we obtain
[TABLE]
[TABLE]
where is the carrier ambipolar diffusion length. Equations (5) and (6) are valid if the carriers are photogenerated and cooled down in a narrow layer adjacent to the absorption layer surface (as assumed in line with left-side of inequality (1).
Since the carrier density in the GL under the laser operation conditions should be sufficiently large (to provide the 2D-EHP degeneration), the inter-carrier collisions, characterized by a short carrier scattering time could lead to a ”Fermitization” of the distribution functions with the common effective temperature . Hence, the latter can be presented as and , where , and are the electron and hole energies and the electron and hole quasi-Fermi energies counted from the Dirac point in the GL.
The quantity depends on the electron and hole densities in the GL. The capture of the photogenerated carriers propagating across the absorption layer is accompanied by the emission of optical phonons and inter-carrier scattering. An increase in the 2D-EHP density in the GL and, hence, an increase in the quasi-Fermi energies + , leads to a decrease of the capture. To account for this effect, we set
[TABLE]
Here is the capture velocity into the empty GL and , where is the Heaviside step function ( if and if . For the heterostructures with the same electron and hole parameters (), considered in the following, one can put . In this case, from Eqs. (5) and (7) we obtain
[TABLE]
where is the parameters characterizing the carrier capture into the GL.
III Balance equations
The intersubband and intraband carrier relaxation in the GLs under pumping is primarily determined by the interaction with the GL optical phonons 38 (see also, 7 ; 9 ; 10 ; 22 . The direct Auger processes in the GLs are virtually prohibited 39 ; 40 due to the linear carrier energy spectra 1 . Even though more complex Auger processes can contribute to the interband carrier balance 39 ; 40 ; 41 , we disregard these processes. Considering that in each act of the interband and intraband emission/absorption of the GL optical phonons the 2D-EHP energy decreases/increases by the quantity , we present the equation governing the energy balance as 11 ; 22
[TABLE]
The interband balance of electrons and holes is described by
[TABLE]
Here is the rate of the electron-hole pairs generation due to the absorption of the thermal equilibrium optical phonons with the lattice temperature , is the characteristic carrier density determined by the energy dependence of the density of state in the GL near the Dirac point, is the ratio of the pertinent times characterizing the interband transitions, and are the characteristic recombination and intraband relaxation times associated with the carrier interaction with the optical phonons ( 22 ) with being larger than the characteristic time of the optical phonon spontaneous emission (which is shorter than 1 ps) by a large factor of . At K and K, one can set 22 ; 38 cm*-2s-1* and cm*-2s-1*.
The left-hand sides of Eqs. (9) and (10) correspond to the processes of the interband and intraband energy relaxation and the recombination-generation processes. The right-hand sides of these equations represent the energy and carrier fluxes into the GL normalized by .
IV Carrier effective temperature and quasi-Fermi energies versus pumping
Equations (9) and (10) yield
[TABLE]
[TABLE]
Equation (11) and (12) together with Eq. (8) describe the variation of the carrier effective temperature and quasi-Fermi energy.
In particular, at the lattice temperature eV ( K), Eqs. (11) and (12) yield
In line with the experimental data related to the b-P 42 for the carrier mobility in the direction perpendicular to the atomic sheets in the b-As1-xPx at the temperatures about the room temperature one can set cm2/Vs. This gives cm2/s. Considering that the carrier lifetime in similar material is about ps 43 , we find m. The capture velocity can be estimated in the range 36 ; 37 cm/s. As a result, assuming that m, one can find .
Figure 2 shows the effective temperature normalized by the lattice temperature and the quasi-Fermi energy calculated using Eqs. (8), (11), and (12) as functions of the normalized pumping intensity for and different values of parameter in the lattice temperatures range K . It is assumed that eV and eV.
As seen from Fig. 2, the versus dependences for different lattice temperatures are qualitatively different: at K, K, and K these dependences are rising (the heating of the 2D-EHP), constant (the effective temperature virtually does not change), and decreasing (the cooling of the 2D-EHP), respectively. These distinctions are associated with the difference in the ratio of the power injected by the carriers into the GL and removed by the optical phonons, determined by the quantity . Indeed, at K, eV, i.e., . On the contrary, at K, eV corresponding to . While in the first case, the injection of the electron-hole pair into the GL increases the 2D-EHP energy by the value eV, in the second case the 2D-EHP energy decreases (by the value eV. When K, the effective temperature is constant coinciding with .
At all lattice temperatures under consideration, the quasi-Fermi energy increases with increasing . This increase, being moderate at K, becomes very steep at K, so that the pumping efficiency could be large.
One needs to point out that the plots related to the different lattice temperatures correspond fairly different values of because of a strong dependence of on (see the above estimates for ). This, in particular, implies that at K a significant change in and can be achieved at the photon flux much smaller (by several orders of magnitude) than at K. Thus, a decrease of is an important factor for the enhancement of the pumping efficiency.
Figure 3 compares the pumping efficiency of the proposed laser heterostructure with the absorption-cooling narrow-gap layer (b-AsL, ) and of the device having a wide-gap absorbing layer (b-PL, and eV) - both with , as well the GL-based heterostructure with the direct optical pumping of the GL without the absorbing layer (see Appendix A). We assumed that all the devices under comparison are irradiated by a MIR laser such as having the InAs active region, setting meV. The coefficient of the pumping radiation absorption in the GL is . As seen from Fig. 3, in the case of the absence of the preliminary carrier cooling in the absorbing layer and eV , a strong increase in the effective temperature leads to , i.e., to the 2D-EHP nondegeneracy. The same occurs in the case of the direct pumping with meV. The suppression of the population inversion despite an increase in the carrier density in the GL is, in this particular case, associated with an excessive rise of the effective temperature.
In contrast, the loss of the carrier energy in the absorption-cooling layer can lead to a moderate increase in with increasing at K, to an insensitivity of to at K, and even to a marked drop of at K. The latter implies that pumping results in the 2D-EHP cooling. In all these cases, exhibits an increase, which is particularly steep at K, corresponding to a strong 2D-EHP degeneracy and population inversion.
When the energy of the pumping photons , the situation can be different, i.e., the population inversion in the devices without carrier cooling in the absorption layer and in the devices with the direct optical pumping can be also achieved. At such photon energies, that the carriers injected from the absorbing layer with into the GL and the carriers directly photogenerated in the GL might emit a cascade of the optical phonons before the carrier Fermitization. This requires that the time, , of the spontaneous emission of the optical phonons in the GL should be sufficiently short in comparison with the inter-carrier collision time . At the pumping by the high energy photons, the mutual collisions of the photogenerated carriers having relatively high energy can be characterized by not too short . In this case, the effective initial energy of the electron-hole pair in the GL can be estimated as 22 (see also Appendix A), where is the number of the optical phonons which can be emitted by the carrier injected into the GL. Considering this situation, from Eqs. (A3) and (A4) one can find that the following three cases can be realized:
(a) , corresponding to (carrier heating) and (, hence, no population inversion);
(b) , corresponding to (carrier heating) and (, population inversion);
(c) , corresponding to (carrier cooling) and (, population inversion).
The population inversion in the 2D-EHP accompanied by its the cooling occurs, for example, in the case of direct optical pumping by a CO2 laser ( eV, so that the latter inequality is satisfied ( and ). In particular, if with , , and the condition of both cooling and population inversion at the direct optical pumping can be presented as .
V Dynamic conductivity and THz amplification
The contributions of the direct interband optical transitions to the real part of the 2D-EHP dynamic conductivity Re can be found as in the previous papers 9 ; 10 ; 11 ; 12 (see also Refs. 7 ; 45 ; 46 ; 47 ):
[TABLE]
One can see that in the range , Re. This implies that the 2D-EHP can serve as an active region for the amplification of the photonic or surface plasmon modes propagating along the GL and their lasing. However, the spectral range where Re is limited by not too large by the carrier intraband absorption (the Drude absorption). In reality, the value , which is primarily determined by the carrier momentum relaxation time () in the GL, can be much smaller than . At ps, the absolute value of the dynamic conductivity for meV can be only slightly smaller that . In this case, the surface plasmon amplification coefficient can be fairly large (about cm*-1*).
The carriers in the absorbing-cooling layer, particularly, in a narrow vicinity of the GL can lead to an increase in the ”parasitic” absorption of the THz radiation emitted by the laser heterostructure at the population inversion in the GL. Therefore, the carrier density in this region should be limited. This density can be estimates as
[TABLE]
where . At K setting cm/s, one obtains cm*-3*.
Figure 4 shows the normalized carrier density as a function of the normalized pumping intensity calculated for K and different values of (other parameters are the same as for Fig. 2).
These values of the absorption coefficient mentioned above, are markedly higher than the absorption coefficient, , associated with the free carrier absorption in the absorbing-cooling layer near the GL where the plasmons are located. (in the direction perpendicular to the GL plane) 35 . At , i.e., at the values corresponding to Fig. 4, one obtains cm*-1*, i.e., .
VI Discussion
Apart from this, The recombination and the intraband energy relaxation lead to the generation of nonequilibrium (hot) optical phonons in the GL (heating of the optical phonon system). This system cools down through anharmonic decay to acoustic phonons which are subsequently absorbed into the substrate 33 ; 48 ; 49 ; 50 . However, it was shown experimentally, that the optical phonon decay time in the GL-heterostructures, in particular, the GL-hBN heterostructures is estimated to be about 33 ps. At such decay times, the deviation of the optical phonon system from equilibrium is insignificant. This implies that this system temperature is close to the equilibrium temperature . In particular, in the case of the heterostructures with, in particular, the hBN top layer, due to the large specific heat capacity of this layer, the rise of the lattice temperature even under relatively strong pumping is small ( K) 33 .
The carriers generated in the absorption-cooling layer transfer their excessive energy to the lattice of this layer. The heating of this layer can lead to an increase in if the heat drain is insufficient. From the above results we can see that at lowered lattice temperatures, a sufficiently strong population inversion (a large ratio can be achieved at moderate photon fluxes of the pumping radiation and, hence, using not so powerful LEDs. In this case, the device heating might be weak. At elevated lattice temperatures, the heat power generated in the device can be substantial despite high heat conductivity of the materials in the device in question (in particular, the GLs). This might necessitate using special device configurations promoting an effective heat removal of work in the pulse regime. The devices withe absorption-cooling layer proposed and considered by us can demonstrate higher pumping efficiency in comparison that with the absorption layer 21 . However, both devices exhibit the same lattice heating provided the same pumping photon energy and flux. The point is that the excessive photon energy converts into the lattice heat in the absorbing-cooling layer in the former device, while this energy goes directly to the 2D-EHP (resulting in its stronger heating) in the GL in the latter.
The possibility to enhance the pumping efficiency of in the heterostructure under consideration is associated with a relatively low energy gap in the absorbing-cooling layer and the proper band alignment of this layer material and the GLs. In principle, other narrow-gap materials can be used.
We considered the device in which the pumping source (LED) is integrated into the device structure. Naturally, the GL-based heterostructures with b-As1-xPxL or similar absorbing-cooling layer with the optical pumping by separate sources can be used for the THz lasing.
To realize a practical laser device with the proposed heterostructure a pertinent laser cavity with good mode-field confinement needs to be integrated. The THz photon generation due to the transitions in the GLs includes both the in-plane and vertical modes. As is similar to a vertical cavity surface emitting laser diode, a Fabry-Perot vertical cavity might be implemented along with the substrate (with a back-side full-reflection mirror coat and a top-side high reflection mirror coat). Also analogously to an edge-mode laser diode a distributed feedback cavity as well as a distributed brag reflector cavity can be implemented.
Conclusion
We propose to use a b-As1-xPxL-GL heterostructure integrated with a NIR/MIR LED as an active region for the terahertz lasers. the b-As1-xPxL sandwiched between the LED and GL serves for the LED radiation absorption, the carrier generation and cooling followed by their injection. Using the b-As1-xPxLs, exhibiting narrow energy gaps, enables the injection of relatively cool carriers. This provides a higher pumping efficiency in comparison with the laser GL-based heterostructures with relatively wide-gap absorbing layer and the laser GL-based heterostructures with the direct optical pumping. We demonstrated that in the devices with p-AsL (), i.e., with the absorbing-cooling layer characterized by the energy gap smaller than the GL-optical phonon energy, the carrier effective temperature in the GL can become lower than the lattice temperature. This might result in a further enhancement of the pumping efficiency and the THz laser performance.
The authors are grateful to V. Ya. Aleshkin and A. A. Dubinov for useful data related to the surface plasmon absorption by the free carriers in the absorbing-cooling layer.
The work at RIEC and UoA was supported by Japan Society for Promotion of Science (Grants Nos. 16H-06361 and 16K-14243), the works at MIPT and RPI were supported by Russian Foundation for Basic Research (Grant Nos. 18-29-02089 and 18-07-01379) and by Office of Naval Research (Project Monitor Dr. Paul Maki), respectively.
Appendix A.Direct optical pumping
In the case of the direct pumping of the GL by the LED NIR/MIR radiation, Eqs. (5), (9), and (10) should be replaced by the following 22 :
[TABLE]
[TABLE]
Here , , where , is the number of optical phonons in their cascade in the GL, and and were defined above.
Solving Eqs. (A1) and (A2), we obtain
[TABLE]
[TABLE]
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