Focusing Solutions of the Vlasov-Poisson System
Katherine Zhiyuan Zhang

TL;DR
This paper constructs smooth, spherically symmetric solutions to the Vlasov-Poisson systems that start with small norms but evolve to have large L^1 norms, revealing complex dynamics in plasma physics models.
Contribution
It demonstrates the existence of solutions with initially small norms that grow large over time in the Vlasov-Poisson systems, highlighting nonlinear growth phenomena.
Findings
Solutions with small initial norms can develop large L^1 norms over time
The results apply to both classical and relativistic Vlasov-Poisson systems
The solutions are smooth and spherically symmetric
Abstract
We study smooth, spherically-symmetric solutions to the Vlasov-Poisson system and relativistic Vlasov-Poisson system in the plasma physical case. We construct solutions that initially possess arbitrarily small C^k norms for the charge densities and the electric fields, but attain arbitrarily large L^1 norms of them at some later time.
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Focusing solutions of the Vlasov-Poisson System
Katherine Zhiyuan Zhang
Brown University
Abstract.
We study smooth, spherically-symmetric solutions to the Vlasov-Poisson system and relativistic Vlasov-Poisson system in the plasma physical case. We construct solutions that initially possess arbitrarily small norms () for the charge densities and the electric fields, but attain arbitrarily large norms of them at some later time.
1. Introduction
We consider the one-species classical Vlasov-Poisson System (VP):
[TABLE]
[TABLE]
Here, is the density distribution of the particles. In the equation, is the particle position, is the particle momentum, and is the electric field. Moreover, the charge density is defined as
[TABLE]
We also consider the Vlasov-Poisson System in the relativistic setting (RVP):
[TABLE]
[TABLE]
Here is the velocity.
The systems VP and RVP enjoy the conservation of the total mass
[TABLE]
Here is the initial particle density.
We assume spherical symmetry in the problem. It is known that spherically symmetric initial data give rise to global-in-time, spherically symmetric solutions to the two systems, see [11], [13], [14]. Also, [11] tells us that the solutions must be finite in the sense.
The behavior of the solution to VP has been an important topic that caught wide attention. In the paper [1] by J. Ben-Artzi, S. Calogero and S. Pankavich, it is shown that one can construct solutions of VP such that the particle density and the electric field are initially as small as desired, but become large as desired at some later time, as stated in the following theorem:
Theorem (J. Ben-Artzi, S. Calogero and S. Pankavich) For any positive constants , , there exists a smooth, spherically symmetric solution of VP, such that
[TABLE]
while for some ,
[TABLE]
An analogous result for RVP is proved in [2] by the same authors. Their results in [1] and [2] were inspired by a similar study by G. Rein and L. Teagert [15], which proves the existence of focusing solutions for the gravitational Vlasov-Poisson system, in which the electric force provides an attractive effect instead of a repulsive effect on the particles. It is striking that in contrast to the results in [1] and [2], a classical estimate given by E. Horst in [11] in 1990 shows that any spherically symmetric solution must decay for sufficiently large. Namely, there exists and , such that
[TABLE]
for all . There is no contradiction between the conclusions in [1], [2] and [11].
However, in the examples provided in [1] and [2], the initial data are actually large in a sense. Indeed, every datum constructed in [1] and [2] is supported on a spherical shell of radius (which is selected to be a large positive number) and the thickness of the shell is , where is required to be sufficiently small. The norm of is of size . Hence the norm of is of size .
In this paper, we consider initial data supported on an arbitrary shell that has small norm (), and obtain solutions that become large and are concentrated near the origin at some later time. We call them ”focusing solutions”. Specifically, we prove, for VP:
Theorem 1.1**.**
For any positive integer and positive constants , , , , there exists a smooth, spherically symmetric solution of VP, such that
[TABLE]
and
[TABLE]
while there exists a function , which is increasing for , such that
[TABLE]
Remark 1.2 *i) The data constructed in Theorem 1.1 do not belong to the class defined in [1]. In Theorem 1.1, the constant can be chosen arbitrarily. This means that can be a thick spherical shell with both its central radius and thickness . On the other hand, the data in the class have particle density functions supported in a thin shell with thickness , where is chosen to be a small number.
ii) In case we actually construct a function that is increasing on .
iii) We also construct focusing solutions for RVP with the norms for and being small at time zero and growing large at some later time, see Theorem 4.1.
iv) Theorem 1.1 actually enables us to easily give a similar result in the setting with a bounded domain, see Remark 3.1 in Section 3.
v) By perturbation, results analogous to Theorem 1.1 and Theorem 4.1 hold for multi-species VP and RVP (with one of the species dominating the behaviour of the plasma, so the plasma is ”almost single species”).*
The contents of the paper are arranged as follows. In Section 2, we give some lemmas that describe the particle trajectories, which allow us to observe the focusing phenomena. Section 3 is devoted to the proof of Theorem 1.1, which involves a careful selection of parameters and computation of the norms of and . At the end of Section 3 we also give the corollary on the setting with a bounded domain. The analogous result on RVP to Theorem 1.1 will be stated (see Theorem 4.1) and proved in Section 4.
2. Characteristics and Useful Lemmas
A spherically symmetric solution to VP or RVP can be described as
[TABLE]
where the spatial radius , radial velocity and square of the angular momentum are defined as follows:
[TABLE]
By a change of variables , using , , , , , we reduce the Vlasov equation to
[TABLE]
for the system VP, and similarly, for RVP the Vlasov equation is reduced to
[TABLE]
Here
[TABLE]
and
[TABLE]
The electric field is then
[TABLE]
since we can verify
[TABLE]
and
[TABLE]
This is enough to verify that the formula gives an that satisfies the Vlasov-Maxwell system with . To see it matches the expression , note that they could only differ by the gradient of a harmonic function . However, since we assume has finite norm, must be finite too. By Liouville’s Theorem, must be a constant, which implies that the two expressions matches each other.
The total mass of the plasma is
[TABLE]
Next we introduce the characteristics for VP and RVP, as well as the lemmas that give detailed information for the particle trajectories.
The forward characteristics of the Vlasov equation in the non-relativistic setting are described by the following ODE system:
[TABLE]
for , with the initial conditions
[TABLE]
We have the following lemma from [1]:
Lemma 2.1**.**
*Let , , be given, and let be a solution to (2.9) and (2.10) for all . Then we have:
(1) There exists a unique such that for , , and for .
(2) satisfies*
[TABLE]
(3) For all , we have
[TABLE]
Proof.
Please see Lemma 3 and 4 in [1] for details. ∎
For RVP the forward characteristics of the Vlasov equation are described by
[TABLE]
for , with the initial conditions (2.10).
We introduce the following lemma from [2]:
Lemma 2.2**.**
Let , , be given, and let be a solution to (2.11) and (2.10) for all , and define
[TABLE]
*Then we have:
(1) There exists a unique such that for , , and for .
(2) satisfies*
[TABLE]
(3) There holds
[TABLE]
where
[TABLE]
(4) For all , we have
[TABLE]
(5) For all , we have
[TABLE]
Proof.
Please see Lemma 3 in [2] for details. ∎
We denote
[TABLE]
In particular,
[TABLE]
Also, we denote
[TABLE]
We choose as in Lemma 2.1 and 2.2 in the VP and RVP settings, respectively. We present the following lemma given in [1] and [2] in order to describe the concentrating phenomenon:
Lemma 2.3**.**
Let be a spherically-symmetric solution of RVP or VP with associated charge density and electric field . Let
[TABLE]
be a solution to the equations of the particle trajectories with the initial condition (2.10). If at some time we have
[TABLE]
then
[TABLE]
Proof.
Please see Lemma 5 in [1] or Lemma 4 in [2] for details. ∎
3. Focusing Solutions to the Nonrelativistic VP System
Now we are ready to establish Theorem 1.1.
Proof.
Without the loss of generality, we assume and in the proof. We set up two constants and to be determined.
Let be any function satisfying with , and rescale it for any :
[TABLE]
so that and . For any , , , , define
[TABLE]
Then for all . In the proof, we will choose sufficiently large and sufficiently small.
Moreover, we choose a cut-off function that satisfies
[TABLE]
Let , and take , then is a smooth function supported on , and for . We denote , where the ’s are constants independent of . In particular, . Then
[TABLE]
In particular . Define . We denote .
We choose the initial data to be
[TABLE]
where for , and for . Hence is a zero-measure set. Note that . We have
[TABLE]
Also, we compute
[TABLE]
From , using the angular coordinates and the identity , we obtain
[TABLE]
We obtain , which implies . Therefore,
[TABLE]
for , since is non-zero if and only if .
Also, from the definition of we obtain, for any :
[TABLE]
We pick
[TABLE]
and small enough, such that
[TABLE]
Therefore
[TABLE]
[TABLE]
We see that the cut-off does not have any effect on the smoothness of since . We have
[TABLE]
since . Hence
[TABLE]
By (2.6) and (3.3), we can take
[TABLE]
so that
[TABLE]
[TABLE]
Noticing that and are only functions of , we have, due to (3.2) and (3.1):
[TABLE]
if we take
[TABLE]
Recall that in Theorem 1.1, we require
[TABLE]
We will show, for any ,
[TABLE]
for some constant to be chosen below, which only depends on . If , we can take . In case , using (2.4), (2.5), (2.6), (3.3), (3.12), and that , we compute
[TABLE]
so we can take for . Similarly, in case , we make use of (2.4), (2.5), (2.6) to compute
[TABLE]
Using that , (3.3), (3.12), (3.14) and , we obtain
[TABLE]
Hence for we can take .
For larger ’s the inequality (3.16) can be deduced similarly with properly chosen .
We will choose
[TABLE]
so that
[TABLE]
Now we can set up the constants and . Combining (3.6), (3.11), (3.15) and (3.20), we take to be such that
[TABLE]
Therefore , since , , and is chosen to be greater than . Moreover, we take
[TABLE]
so (3.7) is satisfied.
Next we construct the function . Recall that and depend on . We define
[TABLE]
for . We have due to the constraints above on and .
We now prove that can be constructed as an increasing function for . Indeed, for , we want to take and such that (3.21) and (3.22) are satisfied. From the definition of , we notice that there exists being large enough and independent of , such that
[TABLE]
holds for all . Hence we can take so that (3.21) holds. Also, from (3.21) and the definition (3.22) of , we observe that for there exists a constant independent of , such that
[TABLE]
Therefore we can take , so that (3.22) is satisfied. Using these chosen values of and , we have, for ,
[TABLE]
which is an increasing function of .
We choose for as in Lemma 2.2. From the lemma we have
[TABLE]
and
[TABLE]
We compute, using (3.8), (3.21) and (3.22),
[TABLE]
Therefore, for every . We compute the upper bound for using (3.5), (3.8) and (3.9):
[TABLE]
The last two lines comes from our choice of the parameters and . Hence
[TABLE]
The lower bounds then follow from Lemma 2.3 with , together with (3.22):
[TABLE]
[TABLE]
This completes the proof of Theorem 1.1.
∎
Next we prove Remark 1.2 ii).
Proof.
We assume . Recall that we want to take and such that (3.21) and (3.22) are satisfied. For , from the definition of , there exists independent of , such that
[TABLE]
Hence we can take so that (3.21) holds. Also, recall (3.21) and the definition (3.22) of , we observe that for , there exists independent of , such that
[TABLE]
Hence we can take . With these chosen values of and , we have
[TABLE]
for .
When , we first pick large, then pick small, such that when , the inequalities (3.35) and (3.34) as well as are satisfied. With this we can verify that when , , and the term is dominant in the expression of . Hence is an increasing function of .
Moreover, we construct for as described in the proof of Theorem 1.1, so is an increasing function of . Recall that the constraints on and are (3.24) and (3.25). We take large enough such that not only (3.24) holds, but also
[TABLE]
Then (3.26) gives a function such that for all . Combining this together with (3.36), we obtain a function that is increasing on for . This completes the proof of Remark 1.2 ii).
∎
Remark 3.1 *The proof of Theorem 1.1 can actually be applied to a system given by the equations (2.2), (2.4), (2.5), (2.6) on a bounded domain. This gives the following result:
Consider the system given by the equations (2.2), (2.4), (2.5), (2.6) on a bounded domain which contains a ball centered at the origin. Then no matter what boundary conditions we put, for any positive integer and positive constants , , as well as any positive constant satisfying , there exists some and a smooth, spherically symmetric solution which has lifespan at least , such that*
[TABLE]
and
[TABLE]
while
[TABLE]
4. Focusing Solutions of the Relativistic VP system
In this section, we are going to prove, for the system RVP:
Theorem 4.1**.**
For any positive integer and positive constants , , there exists a smooth, spherically symmetric solution of RVP, such that
[TABLE]
while for some and some ,
[TABLE]
Proof.
Without the loss of generality, we assume and in the proof.
We take
[TABLE]
where is a constant which will be explained in the proof. Set
[TABLE]
and take
[TABLE]
Let be any function satisfying with , and rescale it for any :
[TABLE]
so that and . For any , , , define
[TABLE]
Moreover, we choose the cut-off function satisfying for or , for . For each , there exists independent of (but depends on ), such that .
We choose the initial data to be
[TABLE]
where for , and for . Hence is a zero-measure set.
For any , we have . Using the angular coordinates and the identity , this inequality becomes
[TABLE]
The inequality together with (4.4) and (4.3) implies that for ,
[TABLE]
[TABLE]
[TABLE]
Notice that the cut-off does not affect the smoothness of and , since is bounded away from [math].
We have
[TABLE]
We compute
[TABLE]
and
[TABLE]
Using (2.4), (2.5), (2.6), we obtain
[TABLE]
and
[TABLE]
Again by using (2.4), (2.5), (2.6), we have
[TABLE]
since .
Next we prove
[TABLE]
For any , the norm of is controlled by , where is a constant only depending on and . In case , we compute, using (4.11), (4.12), (4.13) and (4.14),
[TABLE]
so we can take . Similarly, in case , we have
[TABLE]
so we can take for .
For other ’s can be deduced similarly. Since \epsilon\leq\frac{1}{4}\big{(}c_{1}C_{0}^{-1}(1+c_{k})^{-1}\big{)}^{8/15}, we have
[TABLE]
We choose for as in Lemma 2.2. Therefore
[TABLE]
[TABLE]
[TABLE]
Moreover, from Lemma 2.2 we have
[TABLE]
We define , so , . We compute
[TABLE]
It follows that
[TABLE]
Moreover,
[TABLE]
We conclude . We have
[TABLE]
Applying Lemma 2.3 with , we obtain, due to the choice of :
[TABLE]
[TABLE]
This completes the proof of the theorem.
∎
5. Acknowledgement
The author thanks her advisor, Walter Strauss for all the guidance, encouragement and patience. Also, she thanks Jonathan Ben-Artzi for helpful discussions.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] J. Ben-Artzi, S. Calogero and S. Pankavich, Concentrating solutions of the relativistic Vlasov-Maxwell system , Commun. Math. Sci. (to appear), preprint - arxiv: 1807.02801
- 3[3] J. P. Friedberg, Ideal Magnetohydrodynamics , Plenum Press, New York, 1987
- 4[4] D. R. Nicholson, Introduction to plasma theory , Wiley, New York, 1983
- 5[5] R. Glassey, The Cauchy problem in kinetic theory , SIAM, 1996
- 6[6] R. Glassey, S. Pankavich and J. Schaeffer, Decay in time for a one-dimensional, two component plasma , Math. Methods Appl. Sci. (2008) 31:2115-2132
- 7[7] R. Glassey, S. Pankavich and J. Schaeffer, On long-time behavior of monocharged and neutral plasma in one and one-half dimensions , Kinetic and Related Models (2009) 2: 465-488
- 8[8] R. Glassey, S. Pankavich and J. Schaeffer, Large time behavior of the relativistic Vlasov-Maxwell system in low space dimension , Differential and Integral Equations (2010) 23: 61-77
