On the K-theory of truncated polynomial algebras, revisited
Martin Speirs

TL;DR
This paper revisits the computation of K-theory for truncated polynomial algebras over perfect fields of positive characteristic, simplifying previous methods by using the Nikolaus-Scholze framework and homology analysis.
Contribution
It provides a new proof of the K-theory of truncated polynomial algebras using modern homotopy techniques, avoiding complex geometric arguments.
Findings
K-groups expressed via big Witt vectors
Simplified proof using Nikolaus-Scholze framework
Results applicable to perfect fields of positive characteristic
Abstract
We revisit the computation, due to Hesselholt and Madsen, of the K-theory of truncated polynomial algebras for perfect fields of positive characteristic. The resulting K-groups are expressed in terms of big Witt vectors of the field. The original proof relied on an understanding of cyclic polytopes in order to determine the genuine equivariant homotopy type of the cyclic bar construction for a suitable monoid. Using the Nikolaus-Scholze framework for topological cyclic homology we achieve the same result using only the homology of said cyclic bar construction, as well as the action of Connes' operator.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
On the -theory of truncated polynomial algebras, revisited
Martin Speirs
1. Introduction
The algebraic -theory of truncated polynomial algebras over perfect fields of positive characteristic was first evaluated by Hesselholt and Madsen [8]. Their proof relied on a delicate analysis of the facet structure of regular cyclic polytopes. In this paper, we show that the Nikolaus-Scholze approach to topological cyclic homology [14] now makes it possible to give a purely homotopy-theoretic proof of this result. In fact, the only input we use is the calculation of the homology of the cyclic bar construction together with the action of Connes’ operator thereon.
Theorem 1** ([8] Theorem A).**
Let be a perfect field of positive characteristic. Then there is an isomorphism
[TABLE]
and the groups in even degrees are zero.
We briefly summarize the method. Let be a perfect field of characteristic and let and the ideal generated by the variable. The -algebra is the pointed monoid algebra for the pointed monoid determined by . There is a canonical equivalence of cyclotomic spectra
[TABLE]
where the Frobenius morphism on the right is the tensor product of the usual Frobenius and the unstable Frobenius on the cyclic bar construction of , see Section 4 for details. Using the theory of cyclic sets one obtains a -equivariant splitting of the cyclic bar construction,
[TABLE]
into simpler -spaces . The singular homology and Connes’ operator of these -spaces is easily determined and reduces to computations of the Hochschild homology of first carried out in [3] and [12]. The answer is simple enough that the Atiyah-Hirzebruch spectral sequence degenerates allowing us to directly determine the homotopy groups of . From [14] the topological cyclic homology of is given by the equalizer
[TABLE]
so using the above splitting this reduces to computing and . We achieve this by an inductive procedure, making use of the highly co-connective Frobenius map
[TABLE]
and the periodicity of . Assembling the answers for varying then yields the -calculation. Applying McCarthy’s theorem one obtains the result.
We remark that the method employed here was also used by Hesselholt and Nikolaus [11] to evaluate the -theory of cuspidal curves over , thereby affirming the conjectural calculation in [6]. We consider this method a first step towards making topological cyclic homology as easy to compute as Connes’ cyclic homology .
1.1. Acknowledgements
I would like to thank Lars Hesselholt for his generous and valuable guidance while working on this project. I would also like to thank Christian Ausoni, Ryo Horiuchi, Malte Leip and Joel Stapleton for several useful conversations and comments during the production of this paper. I thank the anonymous referee for several helpful comments on content and exposition. This paper is based upon work supported by the DNRF Niels Bohr Professorship of Lars Hesselholt as well as the National Science Foundation under Grant No. DMS-1440140 while the author was in residence at the Mathematical Sciences Research Institute in Berkeley, California during the Spring 2019 semester.
2. Witt vectors, big and small
The purpose of this short section is to show the following well-known splitting. Let be the unique positive integer such that
[TABLE]
if it exists, or else .
Lemma 2**.**
Let be a perfect field of characteristic . Let with . There is an isomorphism
[TABLE]
where the product is indexed over with and with given by
[TABLE]
where is the function defined above.
Proof.
We use the isomorphism
[TABLE]
which is a map of -algebras, where the product runs over such that and and where , see for example [7, Prop. 1.10 and Example 1.11]. The ’th component of this map is the composite
[TABLE]
where is the Frobenius map and is the restriction map induced by the inclusion . If with then one readily checks that . Furthermore in this case the following diagram commutes
[TABLE]
Indeed this may be checked after applying the ghost map, where it is a routine verification analogous to [7, Lemma 1.5]. This corresponds to the case . Since we have
[TABLE]
Thus, we get an isomorphism
[TABLE]
where in the middle term, the first product is indexed over with , the second product is indexed over with and with , the third product is indexed over with and with . In the last term, the product is indexed over with . ∎
3. Hochschild homology of truncated polynomial algebras
In this section we review the results of [3] and [12] on cyclic homology of algebras of the form . We work over a general commutative unital base ring . The Hochschild homology of over is the homology of the associated chain complex for the cyclic -module
[TABLE]
where the tensor product is over . The cyclic structure maps are given as follows
[TABLE]
The Hochschild homology then is the homology of the associated chain complex with differential given by the alternating sum of the face maps.
Proposition 4**.**
Let where is a commutative unital ring. There is an isomorphism
[TABLE]
where denotes the -torsion elements of .
The proof uses a common technique for such rings, namely the construction of a small and computable complex. The task is then to show that this complex is quasi-isomorphic to the Hochschild complex. For a -algebra of the form , assuming it is flat as an -module then the Hochschild homology may be calculated as where . So it suffices to find a small -bimodule resolution of . Given such a resolution one now tensors over with to get a complex, computing . For an appropriate choice of resolution the corresponding complex has the following form
[TABLE]
from which the result readily follows.
We now introduce a splitting of the Hochschild homology of the -algebra . Equip with a “weight” grading by declaring have weight . This induces a grading on the tensor powers of and we let
[TABLE]
be the sub -module of weight . It is generated by those tensor monomials whose weight is equal to . This forms a sub cyclic -module of and so we obtain a splitting
[TABLE]
of cyclic -modules, and of the associated chain complexes. Taking homology then gives a splitting as well,
[TABLE]
In the following lemma, let be the largest integer less that .
Lemma 5**.**
Let and be as in Proposition 4. If is not a multiple of then is concentrated in degrees and where it is free of rank as a -module. In this case Connes’ -operator takes the generator in degree to times the generator in degree , up to a sign. If is a multiple of then is concentrated in degree and . The group in degree is isomorphic to while the group in degree is isomorphic to . In this case Connes’ operator acts trivially.
Proof.
First we prove that the groups are as stated. We follow the proof given in [9, Section 7.3.]. Consider the resolution of as an -module constructed by [3], denoted having the form
[TABLE]
where
[TABLE]
In [3] a quasi-isomorphism with the bar-resolution is constructed. Since increases the weight by and by , and since the differential of the bar resolution preserves weight, we see (by induction on ) that increases weight by , whereas increases weight by . Tensoring over with gives a quasi-isomorphism which has the same weight shift. The result now follows from Proposition 4
For the statements about Connes’ operator, this follows by an explicit choice of a quasi-isomorphism (and its inverse). This is done in [3, Section 1] and in [3, Proposition 2.1.] the computation of Connes’ operator is given. ∎
4. Topological Hochschild homology and the cyclic bar construction
Let be the pointed monoid determined by setting . Then the truncated polynomial algebra is the pointed monoid ring . The cyclic bar construction of is the cyclic set with
[TABLE]
and with the usual Hochschild-type structure maps. We write for the geometric realization of . The space admits a natural -action where is the circle group, as does the geometric realization of any cyclic set. Furthermore it is an unstable cyclotomic space, i.e. there is a map
[TABLE]
which is equivariant when the domain is given the natural -action. For a construction of this map see [2, Section 2] or, for a review in our setup, see [15, Section 3.1.]. See also [14, Section IV.3] for similar constructions in the context of -monoids in spaces.
To every non-zero -simplex we associate its weight as follows, each is equal to for some . Let
[TABLE]
The weight is preserved by the cyclic structure maps and so we obtain a splitting of pointed cyclic sets
[TABLE]
where consists of all simplices with weight . Let denote the geometric realization of . So we have a splitting of pointed -spaces
[TABLE]
By [15, Splitting lemma] we have as cyclotomic spectra. Here the Frobenius on the right hand side is the tensor product of the usual Frobenius on (as constructed in [14, Section III.2]) and the Frobenius on arising from the unstable Frobenius (see [15, Section on cyclic bar construction]). We are interested in the relative , defined for any ring and ideal as the homotopy fiber of the map
[TABLE]
induced by the quotient map. In the case at hand, the relative corresponds to simply cutting out the weight zero part, i.e. we have an equivalence of spectra with -action
[TABLE]
where is the ideal generated by the variable. To see this note that the composite of the canonical map
[TABLE]
with the map is constant for and is the identity map for where .
Given any pointed monoid there is an isomorphism of cyclic -modules
[TABLE]
which maps to . Note that is the simplicial complex for the space . In particular the associated homology computes the simplicial homology of .
In the following lemma, we let for any .
Lemma 7**.**
([9, Lemma 7.3]) Let where is a commutative unital ring and let be as described above.
- (1)
If then is free of rank if and trivial, otherwise. The Connes’ operator takes a generator in degree to times a generator in degree . 2. (2)
If then is isomorphic to if , to if , and trivial otherwise.
Proof.
We use the isomorphism of cyclic -modules
[TABLE]
This map preserves the weight decomposition, mapping isomorphically to . Furthermore the map commutes with the Connes operator, as shown in the proof of [5, Proposition 1.4.5.]. Now by Lemma 5 we can read off what
[TABLE]
is and how Connes’ operator acts. ∎
Note that in particular when is zero in , is free of rank over . Thus there is room for a non-trivial Connes’ operator in this case. However, it follows again from Lemma 5 that it is trivial in this case.
We need the following general commuting diagram that we state as a lemma. Let be a group and be the projection to a point. The induced pullback functor admits a right adjoint
[TABLE]
given by the limit functor , cf. [14, Section I.1]. We denote by the counit of this adjunction. Following [14, Theorem I.4] we denote by
[TABLE]
the corresponding Tate -construction. There is a canonical map which may be defined by its adjoint: the initial map
[TABLE]
such that precomposing with
[TABLE]
gives the composite
[TABLE]
(cf. [14, Section I.3]).
Lemma 8**.**
Let and be spectra with -action. Then the following diagram commutes.
[TABLE]
Proof.
Consider the adjoint maps
[TABLE]
determined by the lower and upper composite, respectively. It is enough to check that the maps agree after precomposing with the canonical map . This follows by the construction of and by the lax symmetric monoidality of [14, Theorem I.4.1.(vi)]. ∎
As observed in [14, Section IV.2], naturally forms a lax symmetric monoidal functor which is in fact symmetric monoidal, i.e. the lax structure map is an equivalence. For this last claim it is enough to check the equivalence on the underlying map of spectra for which see [1, Theorem 14.1]. This symmetric monoidal structure of together with the -equivariant decomposition Eq. 6 provides us with the equivalence
[TABLE]
of spectra with -action. We wish to identify the right hand side as a cyclotomic spectrum. By definition of the symmetric monoidal structure on cyclotomic spectra the Frobenius map in questions factors as
[TABLE]
where the final map is the lax symmetric monoidal structure map for the Tate--construction. There is a unique such map making the natural transformation lax symmetric monoidal [14, Theorem I.3.1]. We may factor the Frobenius
[TABLE]
as the Frobenius on followed by the map induced by the unstable Frobenius .
Lemma 9**.**
The map
[TABLE]
*induced by the unstable Frobenius is an equivalence. *
Proof.
We abbreviate . Consider the following diagram
[TABLE]
where is the canonical equivariant map from the fixed points of a space (with trivial -action) to itself, and “lax” is the lax symmetric monoidal structure map. The map was constructed in Lemma 8. We claim this diagram commutes and that the left-most vertical map, as well as the bottom composite, are equivalences. Here we equip with trivial -action. Since this is a finite space the map is an equivalence. The bottom row is the map induced by the composite
[TABLE]
where the first and second terms are given trivial -action. The cofiber is a finite colimit of free -cells hence applying the Tate construction induces an equivalence, see for example [14, Lemma I.3.8.].
The commutativity of the left-square follows from the naturality of the map . Finally the left-square of the diagram commutes by Lemma 8. ∎
Corollary 10**.**
The restricted Frobenius map
[TABLE]
induces an isomorphism in degrees when , and induces an isomorphism in degrees when .
Proof.
This follows readily from Lemma 9 and Lemma 7 using the Atiyah-Hirzebruch spectral sequence and the fact that the Frobenius
[TABLE]
is an equivalence on connective covers (see [14, Corollary IV.4.13] for , and [9, Addendum 5.3] for any perfect field ). ∎
5. Negative and periodic topological cyclic homolgy
In this section we compute the periodic and negative topological cyclic homology of the ring of truncated polynomials over a perfect field of characteristic . We will use the homotopy fixed point spectral sequence and the Tate spectral sequence, which we briefly recall. Let be a connective spectrum with -action. The homotopy fixed point spectral sequence is a second quadrant spectral sequence converging to and with -page given by
[TABLE]
where has bidegree . Note that the -action on is necessarily trivial since is path-connected. The Tate spectral sequence is a half-plane conditionally convergent spectral sequence converging to whose -page is given by inverting , i.e.
[TABLE]
Here is the Laurent polynomial algebra over on a generator with bidegree . It is a ring-spectrum with -action, then both spectral sequences are multiplicative. See [10, Section 4] for the construction and basic properties of the Tate spectral sequence. See also the forthcoming [4] for a construction of the Tate spectral sequence in the context of the -category of parametrized spectra. We will also repeatedly use the following formula for the differentials on the -page.
Lemma 11**.**
Let be a spectrum with -action such that the underlying spectrum is an -module . The differential of the Tate spectral sequence is given by where is Connes’ operator.
Proof.
See [5, Lemma 1.4.2] or [4, Section on Tate spectral sequence]. ∎
For a ring , one defines the negative (respectively, periodic) topological cyclic homology (respectively, ) by taking the homtopy fixed points (respectively, Tate constuction) on the spectrum with -action .
Returning to the ring of truncated polynomials, we will compute and using an inductive procedure based on the -adic valuation of the integer indexing the -space . We choose generators for the homology of the spaces following Lemma 7. If let and be generators for the homology in degree and , respectively. In this case the -page of the Tate spectral sequence calculating is given by
[TABLE]
where and have bidegrees and respectively. If and then we let and be generators of the homology in degree and , respectively. Then the -page of the Tate spectral sequence is given by
[TABLE]
where and have bidegrees and respectively.
Before stating the next lemma we need to introduce an important tool, namely a -equivariant map (in fact it is a map of -cyclotomic spectra)
[TABLE]
Here is given the trivial -action. To get this map we use the calculation [9, Theorem B] giving the -equivariant map
[TABLE]
Lemma 12**.**
In the Tate spectral sequence converging to the class is an infinite cycle for all .
Proof.
Although the statement does not seem to require it, we must deal with the cases and separately. In both cases we use the -equivariant map constructed in the preceding paragraph. This map induces a map from the Tate spectral sequences computing to the Tate spectral sequence computing .
Suppose first that . Then from Lemma 7 we may compute the -page of the Tate spectral sequence for to be
[TABLE]
where and . The differential structure is determined by (using Lemma 11), and so so is an infinite cycle. It follows that (the page for the target spectral sequence) is an infinite cycle.
Now suppose . Then from Lemma 7 we may compute the -page of the Tate spectral sequence for to be with from which it follows immediately that is an infinite cycle. ∎
Proposition 13**.**
Write where . If then
[TABLE]
for all , and
[TABLE]
The even homotopy groups are trivial.
In the following proof, and the rest of the paper, a dot above an equality indicates that the equality holds up to a unit.
Proof.
We proceed by induction on . Suppose , so , and consider the Tate spectral sequence
[TABLE]
By Lemma 12 the only possible non-zero differentials are those beginning at . Furthermore
[TABLE]
by Lemma 11 and Lemma 7. Since is a unit in , is an isomorphism. The -page is summarized in the following diagram (shifted up by in the horizontal direction).
Thus is trivial, as claimed. To determine the -homotopy fixed points, we truncate the Tate spectral sequence, removing the first quadrant. The classes are no longer hit by differentials and so
[TABLE]
where has degree . This proves the claim for .
Suppose the claim is known for all integers less than or equal to . By Corollary 10 the Frobenius
[TABLE]
is an isomorphism in high degrees. The induction hypothesis then implies that the domain is isomorphic to when . By periodicity we conclude that is concentrated in odd degrees where,
[TABLE]
for any . Considering again the Tate spectral sequence we see that we must have
[TABLE]
and so . Truncating the spectral sequence to obtain the homotopy fixed-point spectral sequence, we now see that
[TABLE]
At least up to extension problems. To solve these we note that the homology class in provides a map of chain complexes
[TABLE]
Where denotes the chain complex concentrated in degree . We claim that may in fact be promoted to a map of chain complexes with -action, i.e. a map in the -category . This category is equivalent to the -category of mixed complexes over 111As noted in [11, Paragraph after Theorem 1] this follows from the formality of as an -algebra. hence it suffices to promote to a map of mixed complexes, i.e. a map which commutes with Connes operator. The domain of is given the trivial -action, or equivalently trivial mixed complex structure, with trivial Connes operator. The codomain has the mixed complex structure used in the proof of Lemma 5, which refers back to [3, Proposition 2.1]. From there we see that Connes operator acts as zero on any representative of the homology class . Thus may be equipped with the structure of a -equivariant map with trivial -action on the domain. Upon tensoring with over (using the module -structure given by the map we constructed before Lemma 12 we get a -equivariant map
[TABLE]
In particular this induces a map of Tate spectral sequences. This allows us to conclude that the -module is cyclic, hence determined by its length. Indeed, given with image on the -page, it has the form for some and so is hit by on the -page for , where the extension problem has already been solved. Up to a unit lifts . Since the map
[TABLE]
is -linear we see that . This completes the proof. ∎
To deal with the case where does divide we factor where . Thus if and only if and .
Proposition 14**.**
Write where . If then
[TABLE]
and
[TABLE]
for all .
Proof.
If either or is zero then is trivial in every degree by Lemma 7. The result easily follows. For the rest of the cases we use induction on . Suppose . Then
[TABLE]
is an isomorphism in high enough degrees. The domain was evaluated in Proposition 13, it is in odd degrees greater than or equal to . By periodicity we conclude the result for the codomain. Now suppose the result has been verified for all integers greater than and strictly less than . Again using the Frobenius we conclude that
[TABLE]
for all .
Consider the Tate spectral sequence with -page . Since is an infinite cycle the only possible way that this sequence collapses to yield the correct result is if
[TABLE]
Thus . As before, by truncating the first quadrant, we get the spectral sequence for the homotopy -fixed points whose -page clearly shows the result. The extension problem is solved as in the proof of Proposition 13. ∎
6. Topological cyclic homology
We now prove Theorem 1. By McCarthy’s Theorem [13] it suffices to prove the following.
Theorem 15**.**
Let be a perfect field of positive characteristic. Then there is an isomorphism
[TABLE]
and the groups in even degrees are zero.
Proof.
In view of Lemma 2 it suffices to give an isomorphism
[TABLE]
where the product is indexed over with and with given by
[TABLE]
where is such that , and where with . Now is given as the equalizer of . This map splits as
[TABLE]
By Proposition 13 and Proposition 14 both and are concentrated in odd degrees, and is surjective on homotopy, so the long exact sequence calculating splits into short exact sequences
[TABLE]
Now if then from Proposition 13 we have a map of short exact sequences
[TABLE]
where . The left hand vertical map is an isomorphism (since in this range is an isomorphism and is divisible by powers of ) and the right hand vertical map is an epimorphism with kernel . Thus . Note that in this case .
If then we must distinguish between two cases. First, if then again we get a map of short exact sequences
[TABLE]
so in this case Since we have as claimed. If instead, then the map of short exact sequences looks as follows
[TABLE]
so in this case . Since we see that in this case. This completes the proof. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. J. Blumberg and M. A. Mandell , The strong Künneth theorem for topological periodic cyclic homology , ar Xiv:1706.06846 v 1, (2017).
- 2[2] M. Bökstedt, W. C. Hsiang, and I. Madsen , The cyclotomic trace and algebraic K 𝐾 K -theory of spaces , Invent. Math., 111 (1993), pp. 465–539.
- 3[3] J. A. Guccione, J. J. Guccione, M. J. Redondo, A. Solotar, and O. E. Villamayor , Cyclic homology of algebras with one generator , K-theory, 5 (1991), pp. 51–69.
- 4[4] A. Hedenlund, A. Krause, and T. Nikolaus , Convergence of spectral sequences revisited , forthcoming.
- 5[5] L. Hesselholt , On the p 𝑝 p -typical curves in Quillen’s K 𝐾 K -theory , Acta Math., 177 (1996), pp. 1–53.
- 6[6] , On the K-theory of planar cuspical curves and a new family of polytopes , Algebraic Topology: Applications and New Directions, 620 (2014), p. 145.
- 7[7] , The big de Rham–Witt complex , Acta Mathematica, 214 (2015), pp. 135–207.
- 8[8] L. Hesselholt and I. Madsen , Cyclic polytopes and the K 𝐾 K -theory of truncated polynomial algebras , Invent. Math., 130 (1997), pp. 73–97.
