Eta-quotients of Prime or Semiprime Level and Elliptic Curves
Michael Allen, Nicholas Anderson, Asimina Hamakiotes, Ben Oltsik,, Holly Swisher

TL;DR
This paper explores eta-quotients of prime or semiprime level, their modular properties, and their relation to elliptic curves, providing new examples and an algorithmic approach for representing elliptic curves via eta-quotients.
Contribution
It demonstrates that eta-quotients modular for certain levels are also modular for (N), classifies when even weight eta-quotients exist for specific groups, and offers new elliptic curve examples with a method to find more.
Findings
Eta-quotients modular for levels coprime to 6 are also modular for (N).
Classification of even weight eta-quotients in specific modular forms spaces.
New elliptic curve examples with modular forms as linear combinations of eta-quotients.
Abstract
From the Modularity Theorem proven by Wiles, Taylor, et al, we know that all elliptic curves are modular. It has been shown by Martin and Ono exactly which are represented by eta-quotients, and some examples of elliptic curves represented by modular forms that are linear combinations of eta-quotients have been given by Pathakjee, RosnBrick, and Yoong. In this paper, we first show that eta-quotients which are modular for any congruence subgroup of level coprime to can be viewed as modular for . We then categorize when even weight eta-quotients can exist in and , for distinct primes . We conclude by providing some new examples of elliptic curves whose corresponding modular forms can be written as a linear combination of eta-quotients, and describe an algorithmic method for finding additional examples.
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Eta-quotients of Prime or Semiprime Level and Elliptic Curves
Michael Allen, Nicholas Anderson, Asimina Hamakiotes, Ben Oltsik, Holly Swisher
Abstract.
From the Modularity Theorem proven by Wiles, Taylor, et al, we know that all elliptic curves are modular. It has been shown by Martin and Ono exactly which are represented by eta-quotients, and some examples of elliptic curves represented by modular forms that are linear combinations of eta-quotients have been given by Pathakjee, RosnBrick, and Yoong.
In this paper, we first show that eta-quotients which are modular for any congruence subgroup of level coprime to can be viewed as modular for . We then categorize when even weight eta-quotients can exist in and , for distinct primes . We conclude by providing some new examples of elliptic curves whose corresponding modular forms can be written as a linear combination of eta-quotients, and describe an algorithmic method for finding additional examples.
Key words and phrases:
eta-quotients, modular forms, elliptic curves
2010 Mathematics Subject Classification:
11F20, 11F37, 11G05
This work was supported by NSF grant DMS-1359173.
1. Introduction and Statement of Results
Dedekindβs eta-function , defined for by
[TABLE]
where , is arguably the most well-known half-integral weight modular form. Its modular transformation properties for a matrix are given by
[TABLE]
where
[TABLE]
Dedekindβs eta-function has been featured prominently in work motivated by Ramanujanβs study of the integer partition counting function (see [20] and [1] for example), as well as in the representation theory of the Monster group, studied by Conway and Norton [6], Borcherds [5], and others. Due to its expression as a simple infinite product, it is easy to compute expansions numerically. Thus it is useful when a modular form can be expressed in terms of products or quotients of . By eta-quotient of level , we mean a function of the form
[TABLE]
Work on various classifications of eta-quotients has been of interest, see in particular work of Dummit, Kisilevsky, and McKay [8], Martin [15], and Lemke Oliver [12]. Moreover, the famous work of Wiles and Taylor [26, 24] in proving Fermatβs Last Theorem, and in particular the Shimura-Taniyama conjecture, showed that elliptic curves were attached to modular forms, and thus the question of when these modular forms can be expressed in terms of eta-quotients is a natural one.
Theorem 1.1** (Modularity Theorem [7]).**
Every elliptic curve over with conductor has an -function
[TABLE]
such that the Fourier series
[TABLE]
represents a level cusp form of weight 2.
In light of Theorem 1.1, Martin and Ono [16] classified all eta-quotients which are weight newforms, as well as their associated elliptic curves. It is natural to ask when elliptic curves are associated to modular forms that can be written as linear combinationa of eta-quotients. Recently, Pathakjee, RosnBrick, and Toong [22] demonstrated four such examples, utilizing spaces of cusp forms which are spanned by eta-quotients. Further work on when spaces of modular forms are spanned by eta-quotients has been done by Rouse and Webb [23], Arnold-Roksandich, James, and Keaton [3], and Kilford [10], for example.
Given a congruence subgroup group , we use the notation , , and to denote the complex vector spaces of weight cusp forms, holomorphic modular forms, and weakly holomorphic modular forms, respectively. When for a positive integer , then we write , , and to denote the spaces of weight cusp forms, holomorphic modular forms, and weakly holomorphic modular forms, respectively, with Nebentypus .
In this paper, we first show that eta-quotients which are modular for any congruence subgroup of level can be viewed as modular for . We then categorize when even weight eta-quotients can exist in and , for distinct primes . We conclude by providing some new examples of elliptic curves whose corresponding modular forms can be written as a linear combination of eta-quotients, and describe an algorithmic method for finding additional examples.
1.1. Viewing eta-quotients over .
In order to state our first result, we review a few key theorems about the modularity of eta-quotients and their orders of vanishing at cusps.
The following well-known theorem originating in work of Newman [18, 19] as well as Gordon and Hughes [9], provides explicit modularity properties with respect to for eta-quotients of specific shapes.
Theorem 1.2** ([21], Theorem 1.64).**
Let be the eta-quotient of level given by
[TABLE]
If satisfies both
[TABLE]
then for and \chi(d)=\big{(}\frac{(-1)^{k}s}{d}\big{)} where , we have , i.e for all
[TABLE]
Remark 1.3**.**
In the case where the two conditions above are equivalent. This is because any must satisfy , and hence is its own inverse modulo . Thus,
[TABLE]
As , is not a zero divisor in so
[TABLE]
The next theorem originating in work of Ligozat [13], and further appearing in work of Biagioli [4] and Martin [15], provides a mechanism for calculating the relative orders of vanishing at cusps for eta-quotients satisfying Theorem 1.2.
Recall that if is the width of the cusp with respect to the group , then the order of vanishing relative to the group of a modular form at the cusp is given by , where is the invariant order of vanishing of at , and is always integral. We note that for the cusp at infinity, we always have .
Theorem 1.4** ([21], Theorem 1.65).**
Let , , and be positive integers with and . Then if is an eta-quotient satisfying the conditions given in Theorem 1.2 for , then the order of vanishing for at the cusp relative to is
[TABLE]
Calculating orders of vanishing of modular forms at cusps can be extremely useful, due to the following result known as Sturmβs bound.
Theorem 1.5** (Sturmβs Bound [17]).**
Let be a congruence subgroup and . Let be the -inequivalent cusps of . If
[TABLE]
then .
Remark 1.6**.**
We note that Theorem 1.5 provides a direct way to check if two modular forms are equal by considering their -expansions. Namely, if and their Fourier expansions at agree to a power of past the bound in Theorem 1.5, then they must be equal.
Our first theorem shows that when , any eta-quotient which is modular for a congruence subgroup of level is in fact modular for for some Nebentypus character .
Theorem 1.7**.**
Let be a positive integer with and suppose . Then , where is defined as in Theorem 1.2.
In Section 2, Theorem 1.7 is proved by showing that must satisfy the conditions of Theorem 1.2. Using that fact that as well as Remark 1.3, we thus get the following immediate corollary to the proof of Theorem 1.7.
Corollary 1.8**.**
Let be a positive integer with . Then if and only if satisfies the conditions in Theorem 1.2.
From Corollary 1.8, we see that despite there being many more cusps of than , we only need to consider the cusps of when calculating orders of vanishing of eta-quotients in . In work of Martin [15], a complete set of representatives for the cusps of is given by
[TABLE]
In the case where is squarefree, for all which divide . This gives the following complete set of representatives:
[TABLE]
1.2. Classifications
Our next results deal with classifying when eta-quotients can exist in spaces of holomorphic modular forms of even weight and prime or semiprime level. The following theorem uses techniques from work of Arnold-Roksandich, James, and Keaton [3], and also addresses an error in [3, Cor. 3.2].
Theorem 1.9**.**
Let be prime, set , and let be an even integer. Then there exists f=\eta^{r_{1}}(\tau)\eta^{r_{p}}(p\tau)\in M_{k}\big{(}\Gamma_{1}(p)\big{)} if and only if both of the following conditions hold.
- (1)
** 2. (2)
It is not the case that , , and .
We also prove a theorem of similar flavor for eta-quotients of semiprime level, which extends previous work of Arnold-Roksandich, James, and Keaton [2, Theorem 5.8].
Theorem 1.10**.**
Let be distinct primes, , and an even integer. Let . Then there exists if and only if both of the following conditions hold.
- (1)
** 2. (2)
It is not the case that , , and .
1.3. Writing modular forms attached to elliptic curves in terms of eta-quotients
Utilizing our work in Section 4, we explore when has a basis consisting of eta-quotients. This allows us to provide examples of elliptic curves attached via the Modularity Theorem (Thm. 1.1) to linear combinations of eta-quotients.
Theorem 1.11**.**
Let be an elliptic curve with conductor 35. Then is associated via the Modularity Theorem to the modular form given by
[TABLE]
We are also able to provide an example even when does not have a basis consisting of eta-quotients.
Theorem 1.12**.**
Let be an elliptic curve with conductor 55. Then is associated via the Modularity Theorem to the modular form given by
[TABLE]
where in Section 5 the coefficients are given in Table 2, and the eta-quotients are given in Table 3.
1.4. Outline of the rest of the paper
The rest of the paper is devoted to proving our main theorems, and surrounding discussions. In Section 2, we prove Theorem 1.7. In Section 3, we prove Theorem 1.9, while in Section 4, we prove Theorem 1.10, discussing also squarefree level cases. Finally, in Section 5, we prove Theorems 1.11 and 1.12.
2. eta-quotients on and .
In this section we prove Theorem 1.7. We begin with a lemma.
Lemma 2.1**.**
Fix a positive integer with , and suppose has the property that , where , and
[TABLE]
Then if is any eta-quotient of level satisfying
[TABLE]
we must have that , where .
Proof.
Observe that
[TABLE]
and by our hypotheses,
[TABLE]
Thus utilizing Remark 1.3, we see that satisfies the conditions in Theorem 1.2. In particular we have that , where , , and .
Note that when , we have since is a Dirichlet character modulo . Thus we see that for every , satisfies
[TABLE]
In particular, . β
We are now able to prove Theorem 1.7.
Proof of Theorem 1.7.
Since we are assuming that , it suffices to show that any eta-quotient satisfies the first condition in Theorem 1.2, namely that .
The contrapositive to Lemma 2.1 states that if for some residue class modulo , there exists an eta-quotient such that
[TABLE]
then for any , we must have that .
Hence, if we can find such a for each nonzero residue class modulo , we are left to conclude that any must satisfy , as desired.
Fix , and consider . Certainly satisfies (7), so we need only show that is not a weakly holomorphic modular form for any with . Fix such an , and let . The transformation properties of are given by (see Knopp [11])
[TABLE]
where
[TABLE]
One way to show that , is to find a matrix such that . Consider the matrix . Since is odd, evaluates in the case above. Since , the generalized Legendre symbol in this expression is trivial. So we get that
[TABLE]
Thus if and only if is not divisible by . But this is certainly true by our choice of and the fact that . β
3. Eta-quotients of Prime Level
In this section our goal is to prove Theorem 1.9, which classifies when eta-quotients can exist in for prime. And of course by Theorem 1.7 we know that eta-quotients in are actually in for some character . By (3), there are two cusps of : and . We first state the following useful result from a recent paper by Arnold-Roksandich, James and Keaton [3], but offer an alternative proof which we will see in Section 4 generalizes to squarefree levels.
Lemma 3.1** ([3], Theorem 1.2).**
Fix a prime and let . There exists in M_{k}^{!}\big{(}\Gamma_{1}(p)\big{)} if and only if
Proof.
Suppose there exists in M_{k}^{!}\big{(}\Gamma_{1}(p)\big{)}. By Corollary 1.8 we see that satisfies the conditions in Theorem 1.4, and thus
[TABLE]
Since , (8) is equivalent to
[TABLE]
Equation (9) can be viewed as a linear Diophantine equation in variables and . In this light, the existence of a solution implies . As , is even and so . Therefore, is an integer and .
Conversely, if , then there exists integers , which give a solution to (9). Plugging these into (8) gives an integer . From (8) we see the first condition of Theorem 1.2 is satisfied, and so since , Remark 1.3 implies that . β
Our proof of Theorem 1.9 will also rely on the following result of Rouse and Webb [23].
Theorem 3.2** ([23], Theorem 2).**
Suppose that . Then we have
[TABLE]
Remark 3.3**.**
The proof of this theorem carries through for spaces with character. Thus in light of Corollary 1.8, Theorem 3.2 holds for any eta-quotient in .
We also require two additional lemmas which will allow us to deal with certain cases in the proof of Theorem 1.9. These lemmas both deal with the value , where is prime, and is an even integer such that . Note that in this case must be an integer, since if doesnβt divide , then must divide , and so divides and thus .
Lemma 3.4**.**
Fix a prime , set , and let be a positive even integer. If is even, then there exists an eta-quotient in .
Proof.
Consider the eta-quotient
[TABLE]
Since is even, and by Remark 1.3, we see that satisfies the conditions of Theorem 1.2, and so . Moreover, by Theorem 1.4,
[TABLE]
which is a positive integer. Thus . β
Remark 3.5**.**
Note that we did not need the assumption that in the previous lemma. This is because when is even, we must have . To see this, observe that if , then , and so .
The last lemma is a simple divisibility argument.
Lemma 3.6**.**
Let be prime, , and be an even integer. If and is odd, then is odd.
Proof.
We first note that when , so is odd regardless of . We now let . Suppose is even. By definition of , and are relatively prime, so must be odd. But then is an odd integer times , so we have that , and so . Thus , since is odd. Therefore is even, which contradicts our assumptions. β
We are now able to prove Theorem 1.9.
Proof of Theorem 1.9.
First, we assume that . By Lemma 3.1, we have that . To complete this direction of the proof, we show that there are no eta-quotients in when (mod ) and . To do this, we recall Remark 3.3, and employ Theorem 3.2. Fix (mod ) with , and suppose . Theorem 3.2 gives us that
[TABLE]
This upper bound decreases as increases, so will be largest when , which gives a bound less than 5. Since and are integers, we have
[TABLE]
Moreover, by Theorem 1.4 we have
[TABLE]
Since , it must be that . This guarantees that . Namely, if , then using (11), we see that
[TABLE]
which contradicts that . Similarly, implies that .
Since (mod ), Corollary 1.8 implies that
[TABLE]
However, there is no pair of non-negative integers , not both zero, that satisfy both (11) and (12). Thus we have a contradiction and so no such eta-quotient can exist.
We now prove the converse by construction. Suppose that is a prime and an even integer such that . We construct an eta-quotient in for every such case of and except when and , with .
We first consider the case where (mod ). By Lemma 3.4, it suffices to prove that is even, which since is an integer, means showing that . We already know that both and are even, so it suffices to show that either or is divisible by . If , then so we are done. If not, then and we have that and so .
We now consider the case when . In this case either or . We will show the existence of an eta-quotient in , since if , then . Suppose that (mod ). Then , and using Theorems 1.2 and 1.4 one can quickly check that
[TABLE]
Next, when we have , and so
[TABLE]
Finally, suppose (mod ), with and . It is sufficient to show that there exist eta-quotients and since either or and thus either or . We check using Theorems 1.2 and 1.4 that
[TABLE]
which resolves the final case.
β
4. Eta-quotients of Semiprime and Squarefree Level
In this section, we generalize the results of Section 3 to semiprime level, and further to squarefree levels where possible. We begin with a squarefree generalization of Lemma 3.1 which extends a result of Arnold-Roksandich, James, and Keaton [3, Thoerem 5.8].
Theorem 4.1**.**
Let , a product of distinct primes with . Define . There exists if and only if .
Proof.
Suppose there exists . By Corollary 1.8 we see that satisfies the conditions in Theorem 1.4, and thus we can compute
[TABLE]
Since , (13) is equivalent to
[TABLE]
Equation (14) can be viewed as a linear Diophantine equation in the variables , and for each with . Thus, the existence of an integer solution to (14) implies that
[TABLE]
However, we note that
[TABLE]
which follows from the fact that , so if and , then . As each is odd, we have that . Therefore, is an integer and we see from (15) and (16) that as desired.
Conversely, if , then there exists integers , and for each with , which give a solution to (14). Additionally defining
[TABLE]
gives that . Thus from (14) we see that
[TABLE]
and so by Remark 1.3, . β
The next theorem computes the sum of the orders of vanishing of an eta-quotient in in terms of the divisor function
[TABLE]
Theorem 4.2**.**
Let , a product of distinct primes with , and let . Then
[TABLE]
Proof.
Since is squarefree, Theorem 1.4 gives that
[TABLE]
Since , it suffices to show that the inner sum in (17) is . We thus fix , and aim to show that for each divisor of , there is a unique divisor such that
[TABLE]
We first show existence. Given , set , which clearly divides . Since , , and are all squarefree, we observe that , since any prime divisor of and must divide .
Our goal is to show (18), which we rewrite as
[TABLE]
The left hand side of (19) is simply the product of the prime divisors of which are also prime divisors of or . But this is also the right hand side of (19) so we are done, and have shown existence.
To determine uniqueness, we suppose such that , namely that . Since is squarefree, comparing the prime factorizations of , , , and considering cases yields that as desired.
We are now finished since we have shown that
[TABLE]
β
Remark 4.3**.**
When is squarefree, . Thus when , a product of distinct primes with , and , we have by Theorem 4.2 that
[TABLE]
From this we can observe that must always be an integer whenever is an even integer such that , for . This is because if doesnβt divide for any , then must divide for all , and so divides and thus .
We next generalize Lemma 3.4 to squarefree levels.
Lemma 4.4**.**
Let , a product of distinct primes with , and define . Suppose is a positive integer such that , , and . Then there exists .
Proof.
Define by
[TABLE]
As is squarefree, there are divisors of , and so . Additionally, by our hypothesis , so we have
[TABLE]
Thus, satisfies Theorem 1.2, and so by Corollary 1.8, . Recalling (20), we have by Theorem 1.4 that
[TABLE]
which is a positive integer by our hypotheses. Thus . β
We are now ready to prove Theorem 1.10.
Proof of Theorem 1.10.
First, we assume that
[TABLE]
where is a product of distinct primes , and is an even integer. By Theorem 4.1, we have that . To complete this forward direction of the proof, we show that there are no eta-quotients in when and . Without loss of generality, we may assume and are chosen so that has a lesser or equal residue modulo .
Recalling Remark 3.3, we use Theorem 3.2. Fix with , and suppose . Then by Theorem 3.2,
[TABLE]
This upper bound decreases as and increases, so the bound will be largest when and . This gives a bound less than 5, so since the are integers,
[TABLE]
Moreover, by Theorem 1.4,
[TABLE]
Since , we have that . It follows that . Namely, if , then using (21), and assuming without loss of generality that , we see that
[TABLE]
which contradicts that . Similarly, if , , or is negative we get contradictions for the nonnegativity of , , and respectively.
By Corollary 1.8, we also know that
[TABLE]
if and
[TABLE]
if .
However, neither (22) nor (23) have nonnegative integer solutions which satisfy (21), which is a contradiction. Thus we have shown that there are no eta-quotients in for and .
We now prove the converse by construction. Namely, we need to show that if and it is not the case that , , and , then there does exist an eta-quotient in .
We first note that setting in Lemma 4.4 guarantees the existence of an eta-quotient in for distinct primes , when is an even integer divisible by such that is divisible by . Since divides whenever divides any one of , , or , it suffices to consider only the cases of and when . Consider the possible residues for modulo , ordering so that the residue of is no larger than that of . We may immediately disregard the cases , and since in each , and thus since they are covered by Lemma 4.4. This leaves the cases , , , , , , and . It suffices to show there exists an eta-quotient in , since if , then . The following table gives such eta-quotients for the cases , , , , and .
[TABLE]
This leaves the cases and , both of which have . If either or is 5, then , and so by Theorem 1.9 there will exist an eta-quotient in . We thus assume that neither nor is equal to . As every even integer can be written as a linear combination of and , it suffices to show the existence of an eta-quotient in both and . By Lemma 4.4, we have the existence of an eta-quotient in . Moreover, one can check using Theorem 1.2 that when , and when .
β
5. Elliptic Curves and Eta-Quotients
In this section, we prove Theorems 1.11 and 1.12, and conclude by describing the method we used to find these examples.
Proof of Theorem 1.11.
First using dimension formulas (Theorems 3.5.1 and 3.1.1 in [7] for example), we calculate that . By Theorems 1.2 and 1.4, we see that the following three eta-quotients are members of ,
[TABLE]
The -expansions of begin with
[TABLE]
Since each -expansion starts with a different power of , we can quickly determine that are linearly independent. Thus, they form a basis of , and by Theorem 1.1, any elliptic curve of conductor must be a linear combination of , , and . However, one can see for example from the L-functions and Modular Forms Database (LMFDB) [14] that there is only one isogeny class of elliptic curves of conductor [14, Elliptic Curve Isogeny Class 35.a], and thus only one attached modular form, [14, Modular Form 35.2.1.a]. The -expansion of begins with
[TABLE]
and since the bound in Theorem 1.5 is in this case, we see by Remark 1.6 that , as desired. β
We now turn to the proof of Theorem 1.12, which requires more finesse.
Proof of Theorem 1.12.
As with conductor , there is only one isogeny class of elliptic curves of conductor [14, Elliptic Curve Isogeny Class 55.a], and thus only one attached modular form, [14, Modular Form 55.2.1.a]. The -expansion of begins with
[TABLE]
The bound in Theorem 1.5 is in this case, so we see by Remark 1.6 that modular forms in are determined by their Fourier coefficients up to .
Using dimension formulas, we calculate that . However, there are only three linearly independent eta-quotients in given by
[TABLE]
with -expansions beginning with
[TABLE]
We thus use a method originating in work of Rouse and Webb [23], which is to multiply by an eta-quotient in order to push the product into a higher weight space that is generated by eta-quotients. Then can be written as a linear combination of weakly holomorphic eta-quotients in .
Consider the eta-quotient
[TABLE]
We see that by Theorems 1.2 and 1.4 , and so . Since the bound from Theorem 1.5 is in this case, modular forms in are determined by their Fourier coefficients up to . We see that the -expansion for begins with
[TABLE]
whereas the expansion for begins with
[TABLE]
Thus we see that the -expansion for the product starts with
[TABLE]
Moreover, we calculate that , and compute the following basis of consisting only of eta-quotients , which are given in Table 1.
From their -expansions, we calculate that
[TABLE]
where the coefficients are given in Table 2.
Thus, we can write
[TABLE]
where the simplified eta-quotients are given in Table 3. β
We conclude by describing in an algorithmic fashion the method we used to obtain Theorems 1.11 and 1.12. We have seen that both of these theorems, once discovered, can be proved in a straightforward manner. However, how to find results like these may not be immediately apparent. Our approach, which is inspired by work of Pathakjee, RosnBrick, and Yoong [22], utilizes results from Section 4 and has the potential to generate many new examples. We note that many of the steps require the aid of mathematical software to be practical. We used SageMath [25].
Step 1. Fix a semiprime satisfying the conditions in Theorem 1.10 with that is the conductor of an elliptic curve . By the Modularity Theorem (Theorem 1.1) we know that has an associated modular form .
Step 2. Compute .
Step 3. Compute all partitions of into exactly four parts, and construct distinct rearrangements in order to get a complete list of all possible tuples satisfying
[TABLE]
By Theorem 4.2, we know that any eta-quotient in must have orders of vanishing that satisfy (25).
Step 4. For each tuple obtained in Step 3, use Theorem 1.4 to construct the following system of four equations in the four unknowns
[TABLE]
and solve for the unique solution .
Step 5. For each tuple from Step 4 that has integer entries, let
[TABLE]
and use Theorems 1.2 and 1.4 to check whether . List all such .
Step 6. Construct a maximally sized linearly independent set of eta-quotients from the list in Step 5, using linear algebra.
Step 7. If the set from Step 6 has size , then it forms a basis of . In this case, compute the Sturm Bound from Theorem 1.5 and write as a linear combination of the basis from Step 6. If not, go to Step 8.
Step 8. Repeat Steps 2-6 for weights until a weight is found such that has a basis of eta-quotients, and contains an eta-quotient . Compute the Sturm Bound from Theorem 1.5 and write as a linear combination of the basis. Divide through by to write as a linear combination of eta-quotients in .
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