Group gradings on upper block triangular matrices
Felipe Yukihide Yasumura

TL;DR
This paper extends the classification of group gradings on upper block triangular matrix algebras to non-abelian groups and more general fields, broadening the understanding of algebraic structures under group actions.
Contribution
It generalizes previous results by Valenti and Zaicev to include non-commutative groups and fields that are not necessarily algebraically closed.
Findings
Classification holds for non-abelian groups
Results apply to fields with characteristic zero or large enough
Extends isomorphism to broader algebraic settings
Abstract
It was proved by Valenti and Zaicev, in 2011, that, if is an abelian group and is an algebraically closed field of characteristic zero, then any -grading on the algebra of upper block triangular matrices over is isomorphic to a tensor product , where is endowed with an elementary grading and is provided with a division grading. In this paper, we prove the validity of the same result for a non necessarily commutative group and over an adequate field (characteristic either zero or large enough), not necessarily algebraically closed.
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Group gradings on upper block triangular matrices111This is a post-peer-review, pre-copyedit version of an article published in Archiv der Mathematik. The final authenticated version is available online at: http://dx.doi.org/10.1007/s00013-017-1134-0
Felipe Yukihide Yasumura
Department of Mathematics, State University of Maringá, Maringá, PR, Brazil.
Abstract.
It was proved by Valenti and Zaicev, in 2011, that, if is an abelian group and is an algebraically closed field of characteristic zero, then any -grading on the algebra of upper block triangular matrices over is isomorphic to a tensor product , where is endowed with an elementary grading and is provided with a division grading.
In this manuscript, we prove the validity of the same result for a non necessarily commutative group and over an adequate field (characteristic either zero or large enough), not necessarily algebraically closed.
Key words and phrases:
Graded algebras, Upper block-triangular matrices, associative algebras
1991 Mathematics Subject Classification:
16W50
This work was supported by Fapesp, grant no. 2013/22.802-1 and grant no. 2017/11.018-9
1. Introduction
Algebras with additional structure are deeply studied nowadays, and in particular, the graded algebras was intensily investigated mainly after the works of Kemer [7], showing the importance of -graded algebras in the study of algebras with polynomial identities. These algebras constitutes a natural generalization of polynomial algebras in the commutative case. They are also related with supersymmetries in Physics. An interesting question concerning gradings on algebras is classifying all possible gradings on a given algebra. For simple associative, Lie and Jordan algebras, the classification is essentially complete (see the book [4] for a complete reference in the subject). There exists many other algebras whose gradings was computed or partially computed.
In this manuscript, we are interested in studying a non-simple algebra, namely the upper block triangular matrices. These algebras are defined in the following way. Let be any integers, then set
[TABLE]
where each , for , is a matrix with entries in the field . The Jacobson Radical of is the set of all elements such that all are zero, for . The upper triangular matrices is a particular case of upper block triangular matrices, if we consider . The matrix algebras can also be obtained if we put .
In 2003, Valenti and Zaicev proved that any group grading on the algebra of upper triangular matrices over an algebraically closed field of characteristic zero, where the grading group is abelian, is elementary, up to a graded isomorphism [9]. In 2007, the same authors proved the same theorem, but for arbitrary field and any group [10]; and in the same paper the authors conjectured the classification of the group gradings over the algebra of upper block triangular matrices. But in 2011, Valenti and Zaicev solved this question, proving the validity of their conjecture for an algebraically closed field of characteristic zero and the grading group commutative and finite [11].
Following the sequence, in this manuscript, we describe the group gradings on the upper block triangular matrices, proving the conjecture of Valenti and Zaicev for arbitrary field of characteristic zero (or the characteristic greater than the dimension of the algebra) and a group not necessarily commutative, nor finite.
We recall that the upper block triangular matrices, in the ungraded sense, are related to the so called minimal varieties (see [5] and the references therein). The classification of the elementary gradings on the upper block triangular matrices was studied in [1]. The graded polynomial identities for the elementary gradings on the upper block triangular matrices was dealt in [2, 8]. Also, in [3] the authors addressed the question of when the knowledge of the graded polynomial identities for a certain grading on the upper block triangular matrices completely determines the grading.
2. Notations and preliminaries
We fix a group with multiplicative notation and an arbitrary field .
Graded algebras.
Let be any algebra (associative or not) and any group. We say that is a -graded algebra (or is equiped with a -grading) if there exists a vector space decomposition (where some of the can be zero) satisfying for all . We call the elements in homogeneous, and we say that has degree if , denoted . A graded division algebra is a graded algebra such that every non-zero homogeneous element of has an inverse in .
Gradings on matrix algebras.
We say that a -grading on is elementary if there exists a sequence such that every matrix unit is homogeneous of degree . If is another -graded algebra, then we can furnish a -grading on if we put
[TABLE]
for all homogeneous .
We canonically identify via Kronecker product. It is well known that the graded version of the Density Theorem holds valid. That is, given endowed with a -grading, we can find equipped with an elementary grading given by a sequence , and a graded division algebra such that , where the grading on the tensor product is given by (1). In this case, we denote such grading by .
Notations: upper block-triangular matrices.
Denote by the Jacobson Radical of . Denote also by the block of matrices, so that we can write (as vector spaces) . Thus, in this notation . Note that each is isomorphic to the matrix algebra, and we can see as a subalgebra of . Let be its identity matrix.
It may happen that is a graded subalgebra of some . This will happen if and only if divides each , where consists of matrices. We denote by the -grading on induced from .
Valenti-Zaicev Conjecture.
In [10], Valenti and Zaicev conjectured that every grading on is graded isomorphic to , where is provided with a division grading and is endowed with an elementary grading. This was proved to be true, if the base field is algebraically closed of characteristic zero and the group is finite and abelian [11].
Graded modules.
Let be a -graded algebra and a vector space that is an -module. Suppose that we have a decomposition into subspaces (in this case, has a vector space grading). We say that is a graded -module if , for all .
If is a graded vector space, and given , we define as the graded vector space with decomposition , where . Similarly we define the graded vector space . Note that if is a -graded algebra, then itself is a -graded -module.
For the special case where is a -graded division algebra, the structure of -modules are well known (see, for instance, [4, Chapter 2, page 29]). If is a -graded -module, then , where each , for some . In other words, every graded -module is free.
3. Group gradings on the upper block triangular matrices
We start proving that some subspaces are graded:
Lemma 1**.**
If is graded, then all are graded subspaces.
Proof.
Recall that the annihilator (left, right or two-sided) of a graded subset is again graded. Then (the right annihilator of ) is graded.
It is well known that the unity of an unital associative graded algebra is always homogeneous. Exactly the same argument can be used to prove the following: if an associative algebra has a left unit, then there exists a homogeneous left unity in the algebra. Note that has a left unity (the identity matrix ), hence it must admit a homogeneous left unit, say . Clearly , hence is diagonalizable; moreover, the diagonal form of is exactly . So, after applying an isomorphism, we can assume homogeneous.
Now, since we can proceed by induction. Moreover, if and and are the identity matrices of and , respectively, then is a graded subspace. ∎
So we can assume every matrix subalgebra graded. It follows that every , where is a matrix algebra equiped with an elementary grading given by , and is a graded division algebra, where the grading on is induced by (1). Since we identify , we also (equivalently) identify , the matrix algebra with coefficients in . We denote the elements of as linear combination of , where , and . As mentioned before, we assume that each is a subalgebra of . Moreover, under these identifications, each is a (graded) -bimodule; and is a (graded) -bimodule as well.
It is well known that every automorphism of a matrix algebra is inner, hence we can find an invertible matrix such that , where the grading on is given by (1). Taking the block-diagonal matrix , we obtain an automorphism of such that every .
Denote the matrix units of each by . Given , , let
[TABLE]
is a graded subspace of ; moreover, is a -bimodule via
[TABLE]
Note that is a graded subalgebra of , and . Similarly, . Thus is a graded -bimodule.
Lemma 2**.**
In the notation above, for any nonzero homogeneous , we have . Moreover, if , then there exists a weak isomorphism such that , for all , and
[TABLE]
for any non-zero homogeneous .
Proof.
If consists of matrices and is matrices then is matrices. From the structure of graded modules over graded division algebras, we obtain , for some . This is possible only if , so . Hence, given a non-zero homogeneous of degree , we have . As a consequence, for any , there exists such that ; in particular, if is homogeneous, then is homogeneous as well and . Let . Clearly is a linear map. Also, for each homogeneous , one has . Futhermore, . Since is a graded division algebra, one obtains , which means that is a homomorphism of algebras. Thus, is a weak isomorphism between and . Finally, we can define by the composition of weak isomorphisms . ∎
Now, for each , we set (as in (2))
[TABLE]
Let be a nonzero homogeneous. Denote the respective weak isomorphism as in the previous lemma. For each , let
[TABLE]
Claim. is homogeneous, is a weak isomorphism and
[TABLE]
for each homogeneous .
Indeed, the is a composition of weak isomorphisms, so it is a weak-isomorphism as well. Equation (4) is an easy induction. Finally, we have
[TABLE]
We assume, by induction, that . Also, clearly
[TABLE]
In particular, .
Now, for each , let , and let . Define
[TABLE]
Lemma 3**.**
If is graded, then the conjecture of Valenti-Zaicev is valid.
Proof.
Using the notation above, let . We note that has the vector space decomposition , the same as . So, for any element of the kind , there exist unique such that . If , then and will designate the integers such that , for some (not necessarily homogeneous) . This is well defined, since and each corresponds to same size square matrices.
Define by
[TABLE]
Claim. is an algebra homomorphism.
Indeed, we see that if , then . So, let .
- (i)
If and , then
[TABLE] 2. (ii)
If and then an analogous computation is valid, using the following consequence of (4):
[TABLE] 3. (iii)
Assume and . We can write
[TABLE]
Similarly, . Then
[TABLE] 4. (iv)
Finally, if , then it is easy to check that .
So the claim is true.
Claim. is a -graded map.
Let be homogeneous, and let be such that , as before. We note that, by (3) and by the choice of each , we have
[TABLE]
Then, by definition of the grading on , we have
[TABLE]
If , then , and
[TABLE]
Thus both degrees coincide.
Now, if , then . So
[TABLE]
So, we need to show that . Since , we obtain . Thus
[TABLE]
Hence, the degrees coincide again, and the proof os complete. ∎
So, if the Jacobson radical of is graded, then we obtain a nice description of the grading. In this direction, an important result is the following theorem, due to Gordienko:
Lemma 4** (Corollary 3.3 of [6]).**
Let be a finite-dimensional associative algebra over a field graded by any group . Suppose that either or . Then the Jacobson radical is a graded ideal of .∎
Combining Gordienko’s Theorem and Lemma 3, we obtain
Theorem 5**.**
Let be any group and consider any -grading on the upper block triangular matrix algebra over a field . Suppose that either or . Then there exists a -graded division algebra on and an upper block triangular matrix algebra endowed with an elementary grading, such that , where the grading on is given by (1).∎
Note that for the particular case where is algebraically closed of characteristic zero and is abelian (finite or not), then is automatically graded (for instance, is graded by the duality between gradings and action). In this case, the classification of division gradings over matrix algebras is known (see, for example, [4, Chapter 1]). In this way, we re-obtain the result of Valenti and Zaicev [11]. More precisely, we have
Corollary 6**.**
Let be an abelian group, and let be an algebraically closed field of characteristic zero. Let be endowed with any -grading. Then there exists a subgroup , a 2-cocycle , and a block-triangular algebra endowed with an elementary grading (where , for each ), such that .
Proof.
In this case, a graded division algebra on a matrix algebra is (for instance, see Theorem 2.15 of [4]). ∎
A natural question is if Theorem 5 is true without any restriction on the characteristic of the base field.
Acknowledgments
The author is grateful to the Referee whose comments improved the exposition of the manuscript and corrected some proofs. This work was completed while the author was visiting Memorial University of Newfoundland (Canada) under the supervision of Professor Yuri Bahturin and Professor Mikhail Kochetov. The author thanks his doctoral advisor, Professor Plamen Koshlukov, from the State University of Campinas (Brazil).
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