Note on R\'{e}nyi entropy of 2D perturbed free fermions
Yuan Sun, Jia-Rui Sun

TL;DR
This paper investigates the first-order perturbative effects of $T\bar{T}$ and $J\bar{T}$ deformations on the R\'enyi entropy of 2D massless free fermions across different states and system sizes, using bosonization techniques.
Contribution
It introduces a bosonization-based method to compute perturbative R\'enyi entropy for 2D free fermions under specific deformations, including new results for excited states.
Findings
Reproduces known R\'enyi entropy results for vacuum states.
Derives new R\'enyi entropy results for excited states.
Shows $T\bar{T}$ and $J\bar{T}$ terms have similar simple forms.
Abstract
In this paper we study the R\'{e}nyi entropy of 2D massless free fermions perturbed by the term and the term at the first order perturbation. Three cases, the vacuum state of infinite size system with perturbation, the excited states of finite size system with perturbation, and the vacuum state of infinite size system with perturbation, are analyzed. We use the bosonization approach to calculate the perturbative expansions of R\'{e}nyi entropy. In the bosonization language the twist operator is known explicitly, with which the computation of correlators in the perturbative expansion can be simply performed. Moreover, we show that the and terms have a simple form and are similar with each other. For the first and third cases, we reproduce the known results for R\'{e}nyi entropy using the bosonization method.…
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Note on Rényi entropy of 2D perturbed free fermions
Yuan Sun1
Jia-Rui Sun1
1School of Physics and Astronomy, Sun Yat-Sen University, Guangzhou 510275, China
Abstract
In this paper we study the Rényi entropy of 2D massless free fermions perturbed by the term and the term at the first order perturbation. Three cases, the vacuum state of infinite size system with perturbation, the excited states of finite size system with perturbation, and the vacuum state of infinite size system with perturbation, are analyzed. We use the bosonization approach to calculate the perturbative expansions of Rényi entropy. In the bosonization language the twist operator is known explicitly, with which the computation of correlators in the perturbative expansion can be simply performed. Moreover, we show that the and terms have a simple form and are similar with each other. For the first and third cases, we reproduce the known results for Rényi entropy using the bosonization method. While for the second case, we obtain new results for the excited states.
Contents
I Introduction
The quantum entanglement is a very important notion in characterizing the correlation between different subsystems in the quantum system, and it becomes a topic of great interest both in high energy physics and condensed matter physics during recent years. For a quantum system the entanglement entropy corresponding to a subsystem is defined via the von Neumann entropy
[TABLE]
where is the reduced density matrix of subsystem which is defined by tracing out the degrees of freedom in the complement of , namely , as
[TABLE]
The von Neumann entropy is not the unique way to describe the quantum entanglement, it has been generalized into the so called Rényi entropy as
[TABLE]
with real parameter . The von Neumann entropy can be obtained by taking the limit , namely
[TABLE]
Besides as a measure of entanglement, the Rényi entropy is important in its own right. For example, if is known for all , then the spectral of the reduced density matrix is known.
Nevertheless, the entanglement entropy or Rényi entropy is very difficult to calculate for general quantum field theory (QFT). Different methods have been developed to compute them for a variety of systems amount which free field theories or theories with additional symmetry, e.g., the conformal symmetry, are mostly concentrated. The early studies on entanglement entropy was done in the context of black hole physics with the aim to explain the possible microscopic origin of black hole Bekenstein-Hawking area entropy, where the entanglement entropy of free boson was calculated by discretizing the field and the area law of entanglement entropy was found Bombelli:1986rw ; Srednicki:1993im . Later the entanglement entropy for 2D conformal field theory (CFT) was derived in Callan:1994py ; Holzhey:1994we by employing the powerful conformal symmetry, and the analytic expression of entanglement entropy was obtained, in which an universal term was shown to depend on the central charge of the CFT and the size of the subsystem. Meanwhile, the replica trick was also proposed to evaluate the entanglement entropy in Callan:1994py ; Holzhey:1994we . For 2D CFT another important tool, the twist operator was introduced in Calabrese:2004eu to calculate the entanglement entropy and Rényi entropy. The twist operator is conformal primary with conformal dimension depending on central charge , this property allows people to obtain analytic results regarding the entanglement entropy and Rényi entropy, especially in the large limit, in which cases the CFT might have classical gravity dual. Beside utilizing the twist operator, some other methods are also developed to calculate the entanglement entropy, such as the heat kernel method Solodukhin:2011gn , the method involving the modular Hamiltonian Casini:2010kt ; Casini:2011kv and so on.
In many cases, entanglement entropy and Rényi entropy are considered in vacuum state. Thus it is interesting the extend the study into finite temperature or excited states, either from the CFT side Alcaraz:2011tn , or from the holographic perspective, e.g., the first order excited states Bhattacharya:2012mi ; Blanco:2013joa and the second order excited states He:2014lfa , or theories away from the conformal point He:2013rsa ; Pang:2013lpa . In this paper we will employ the twist operator and bosonization approaches Casini:2005rm ; Casini:2007bt to study the perturbation of Rényi entropy for 2D free fermions perturbed by two particular perturbations, i.e. the deformation, as well as the deformation. These kind of deformations in 2D CFT have attract much attentions recently since they have remarkable properties from the viewpoints of both field theory and holography. Below we will review some basic aspects of the deformed QFT.
For any 2D Euclidean QFT with stress energy tensor , one can deform the theory by a composite operator which is defined by examining a special OPE below as Zamolodchikov:2004ce
[TABLE]
where , This OPE is remarkable by virtue of the fact that the second term on the right hand side of Eq.(5) only involves derivatives of operators, which leads one to define the operators by modulo those derivative terms. The deformed action is parameterized by a coupling constant
[TABLE]
Note that the stress tensor defined by using also depends on implicitly. Actually, for 2D integrable QFT, the -deformation is a special case of an infinite set of integrable deformations, which means the deformed theory is still integrable in the sense that there are still infinite number of local integrals of motion Smirnov:2016lqw .
It is known that -deformation has good properties from the point of view of field theory. Also it will be useful in the study of the AdS/CFT correspondence Maldacena:1997re . When generalizing the holographic duality into more general cases, it is natural to consider deformations either from the bulk side or from the boundary CFT side. Many different kinds of deformations have been investigated so far. Recently, it was suggested that the gravity with finite cutoff in the bulk is dual to the -deformed CFT McGough:2016lol . From renormalization group point of view, since the -deformation is irrelevant, thus the UV properties of the field theory will be influenced, which indicates that the bulk geometry remains AdS in the interior while changes asymptotically near the boundary. The suggestion in McGough:2016lol was supported by the non-trivial facts that the energy spectrum of the deformed field theory are consistent with the prediction from the gravity side, and the propagating speed of small perturbations of the stress tensor is the same as that of metric perturbations with Dirichlet boundary conditions on the cutoff surface. Later on, further evidences from different aspects have been found in Kraus:2018xrn ; Datta:2018thy ; Taylor:2018xcy ; Hartman:2018tkw ; Wang:2018jva . Especially the holographic entanglement entropy Ryu:2006bv ; Ryu:2006ef was shown to match with the calculation from the dual -deformed CFT side Donnelly:2018bef ; Chen:2018eqk . (see also Chakraborty:2018kpr ; Park:2018snf ).
Motivated by the remarkable properties of perturbation, we will investigate the perturbation for free fermions by calculating the Rényi entropy for vacuum state and in particular for excited states. We will employ the bosonnization approach as mentioned before. As we will show, for free fermions this approach can also be applied to the perturbation which is a generalization of deformation. The deformed CFT also has an interesting holographic dual, for related discussions, see, e.g., Chakraborty:2018vja ; Apolo:2018qpq ; Guica:2017lia ; Araujo:2018rho ; Nakayama:2018ujt .
In the remaining parts of the paper, we firstly introduce the bosonization method for calculating the Rényi entropy of free fermions in section II. Then in section III we consider the first order perturbation for the Rényi entropy under the and the deformations, including both the vacuum state and excited states. Finally, we give a conclusion and discussions in section IV.
II The bosonization approach
In this section we will introduce the basics of the approach to compute the Rényi entropy by using twist operators in 2D CFT and the bosonization of free fermions Casini:2005rm ; Casini:2007bt . Let the subsystem be a interval in a infinite line and the whole system staying in the vacuum state , then the reduced density matrix of the subsystem is
[TABLE]
In the language of path integral, the vacuum state can be expressed as
[TABLE]
where is the Euclidean action of the field , and the path integral is performed in the lower half plane, i.e. . It then follows that
[TABLE]
where the integral domain is -sheeted Riemann surface denoted as , with branch cut along the interval . On the other hand, one can view the path integral in Eq.(9) on as independent fields on a single sheet Riemann surface
[TABLE]
In addition, the fields should fulfill boundary conditions . By the cyclic symmetry, the boundary conditions can be implemented by introducing the twist operators and anti-twist operators sitting at two ending points respectively as
[TABLE]
The (anti-)twist operator is primary with conformal dimension
[TABLE]
With the twist operator inserted into Eq.(10), one obtains
[TABLE]
For general 2D CFTs, the explicit form of twist operators are unknown. However, the situation is better for free fermions in which the twist operator can be analytically expressed explicitly. Below we will take this advantage to study the Rényi entropy for free fermions. To be more precisely, we consider the Dirac fermions whose action takes the form
[TABLE]
with and being the chiral and anti-chiral components of Dirac fermion respectively
[TABLE]
In order to use the replica trick to calculate the Rényi entropy for fermions, one firstly defines copies of fields on which the twist operator can act. Secondly, considering the action of twist operators on fermions as the following
[TABLE]
and the condition should be satisfied, which is modified slightly from Eq.(11) introduced previously. Furthermore, this action can be expressed more clearly in the matrix notation as Casini:2005rm ; Casini:2007bt
[TABLE]
This matrix can be diagonalized and the corresponding eigenvectors are
[TABLE]
and the corresponding eigenvalues are . Then the twist operator can be written as a production
[TABLE]
where for each eigenvector the action is
[TABLE]
The explicit form of can be obtained via the bosonization method, which is Datta:2014ska
[TABLE]
Here and its anti-chiral counterparts are scalar fields having the following correlator
[TABLE]
Note that fields with different index are uncorrelated. In addition to the twist operator, the fermion fields in diagonal representation are bosonized as
[TABLE]
[TABLE]
From the bosonization representation, one can easily read the conformal dimension for each operator. For fermion this is
[TABLE]
[TABLE]
And for twist operator
[TABLE]
which satisfy
[TABLE]
III Rényi entropy in deformed CFT
In this section we will consider the perturbations of Rényi entropy for free fermions when the and terms are presented.
III.1 perturbation for vacuum state
The action of free fermions deformed by the term is
[TABLE]
where is a coupling constant, and are stress tensor related to unperturbed conformal field theory . To calculate the Rényi entropy, from Eq.(9) we have
[TABLE]
At the first order perturbation in , we have
[TABLE]
with
[TABLE]
where in the last step the path integral on is equivalently performed on via introducing copies of the original field and twist operator as discussed in the previous section. Note that the index in is the replica index, and for each is constructed from the -th copy of fields. With Eq.(31), it is straightforward to obtain the variation of Rényi entropy to the first order in
[TABLE]
In the next we will calculate for free fermions on the plane. In this case the stress tensor for the action in Eq. can be expressed as
[TABLE]
Note that the last term in Eq.(33) vanishes since and are factorized on the plane, and on plane one have
[TABLE]
Therefore we need to calculate the 3-point correlation function from the first term of Eq.(33). This was computed in Chakraborty:2018kpr by using the Ward identity. Here we will apply the bosonization method to compute this correlator. Firstly, transforming the perturbation into the diagonal representation by using
[TABLE]
Here since , thus can equal to or zero provided . Furthermore, only terms with and will contribute to the 3-point correlation function in Eq.(33), which can be seen by considering the following correlation function (assuming )
[TABLE]
Note that the OPE of with is regular since they are independent fields. Thus by substituting equations (19), (21) and (23) into Eq.(37) and using the point-splitting method, one obtains
[TABLE]
When the above correlator should vanish otherwise the neutrality condition for vertex operator is violated. Following the same arguements one can also find is necessary for term to make a contribution to the correlation function. Therefore one obtains
[TABLE]
where the arrow ”” means the relation holds in the correlator. And (similar for ) is the total stress tensor for copies of fields
[TABLE]
This composite operator is singular and require some normal ordering prescription, we adopt the following normal ordering
[TABLE]
In the bosonization language, the first term in above expression is 111Here the following formula for vertex operators book is used
(42) where :: denote the normal ordering and is vacuum expectation value. In the main text we suppressed the :: for vertex operator for simplicity. From the above formula it follows that on plane one have
(43)
[TABLE]
with . Similarly the second term is
[TABLE]
Consequently we obtain a simple form for the stress tensor
[TABLE]
and a similar expression for anti-chiral part is
[TABLE]
With those results in hand, we can calculate the 3-point correlation function which contributes to the first order perturbation for Rényi entropy in Eq.(33) as follows
[TABLE]
First, considering the chiral part which is denoted as (terms involved , not ) in the correlator
[TABLE]
where Eq.(42) is used in the last step. Using Wick theorem, the correlator in last line can be calculated as
[TABLE]
By iterating this procedure twice, it then follows that
[TABLE]
Finally substituting Eq.(51) into Eq.(49), yields
[TABLE]
Following the same steps as derived above for chiral part of the correlator, one can obtain the result for the anti-chiral part denoted as , which turns out to be
[TABLE]
Combining the chiral and anti-chiral parts, we obtain the final result
[TABLE]
which has the correct form for 3-point correlation function in CFT. To obtain the first order perturbation of Rényi entropy, one can substitute the above correlator into the integral in Eq.(33). This integral is divergent and a UV cutoff is needed to deal with the divergence, for detailed discussions regarding this integral, refer to Chakraborty:2018kpr .
Until now we have discussed the case where the system is of infinite range, and stays in its vacuum state. Along the same lines, one can consider the system with finite size or finite temperature, in which the correlators on cylinder are involved. we will not discuss these two cases explicitly in the present paper. Instead, we would like to consider a related situation involving excited states with finite size by applying the bosonization approach.
III.2 perturbation for excited state
In this subsection we will analyze the Rényi entropy of exited states for a system with finite size. For finite size and zero temperature. The Rényi entropy of general CFT with deformation has been considered in Chen:2018eqk . The case we considered here is concentrated on free fermions as previous subsection, we will show that bosonization method is still applicable.
Following Sarosi:2016oks the excited states on cylinder can be prepared as
[TABLE]
where is coordinate on the infinite cylinder, and is a local operator inserted at infinite past to create an incoming excited state. Let the subsystem be the region , then the corresponding reduced density matrix is
[TABLE]
As before, to compute the Rényi entropy, firstly, we have
[TABLE]
where is the perturbed action (29), and is copies of cylinder pasted along the interval in a cyclic order. Then keeping the first order of in the variance of the Rényi entropy between the perturbed and unperturbed excited states
[TABLE]
which reduces to Eq.(33) when is the identity operator.
In the following we will choose , in which case the bosonization method can be used and we can directly bosonize the field . The vacuum state may also be excited by other operators constructed from the fermion fields , for example the operator as discussed in Nozaki:2015mca ; Caputa:2015qbk . In addition, for free fermions, with all integer can in principle be calculated, for simplicity we only consider the second Rényi entropy () and will show that the bosonization formula is still applicable and can simplify the calculation.
To compute , let us map the copies of cylinder to copies of planes denoted as via the exponential map Sarosi:2016oks
[TABLE]
Here is pasted along the interval on unit circle with ending points on each plane, which is different from the situations in previous section. Under the exponential map, the stress tensor of the field is transformed via 222The Hermitian conjugate have a non-trivial action on coordinates on cylinder with Euclidean time as , By exponential map this leads to coordinates on plane transform under Hermitian conjugate as . Therefore
(60) where in the last step we have used the definition
(61)
[TABLE]
where is the central charge of underlying Dirac fermion and index denotes the quantities defined on plane. The anti-chiral counterpart have similar expressions. As for the Rényi entropy, notice that the nominator in the first term of Eq.(58) is the most complicate correlator in which can be rewritten as
[TABLE]
where and the prefactor comes from the definition Eq.(61). Expanding the integrand and focusing first on the correlator involving both and , while the remaining correlators in the integrand can be evaluated in a similar manner
[TABLE]
where the correlator evaluated on -sheet plane is written equivalently on a single plane with twist operator inserted. Note that the index in the first line represents the -th sheet where the operator is inserted in, while the index in the second line means the -th copy of fields (We will omit the index hereafter since only quantities on plane are needed in what follows). Now the correlator in the second line of above equation is similar with the one in Eq.(54) and can also be evaluated by using bosonization method. After transforming the fermion field into diagonal representation by employing Eq.(18), we obtain (for ),
[TABLE]
with the abbreviated notation notation . Subsequently the product of fermion fields in the last line of Eq.(64) becomes
[TABLE]
where in the first step the anti-commutative property for fermionic fields is utilized, and in the second step the expression is simplified because of the terms and vanish, which can be seen from the vanishing OPE as approaching
[TABLE]
Thus in terms of boson fields we obtain
[TABLE]
and for Hermitian conjugate fields
[TABLE]
In the present case the term in the last line of Eq.(64) still satisfies Eq.(39) for the same reason as has been discussed there. Thus the calculation can be simplified by applying the bosonized form of stress tensor in Eq.(46). Combining the above expressions with twist operators in Eq.(21) we can now compute the correlator in Eq.(64) as
[TABLE]
where the chiral and anti-chiral parts have been denoted as and respectively. The anti-chiral part has the same form as that of Eq.(54), since the excitation of chiral fields will only affect the chiral part of the correlator while keeping the anti-chiral part unchanged. The explicit expression of is
[TABLE]
And the chiral-part can be written as
[TABLE]
which can be further decomposed into the sum of the following two terms
[TABLE]
[TABLE]
By using a similar normal ordering as in Eq.(51), a straightforward calculation yields
[TABLE]
[TABLE]
Consequently the chiral-part is
[TABLE]
Taking the limit , we have
[TABLE]
where the second term is just the Hermitian conjugate of in (71), and is presented no matter the whole state is vacuum or excited, while the first term appears due to the excitation. So far we have obtained the correlator in Eq.(64) which belongs to one of four correlators in Eq.(63). The rest three correlators are can be calculated following the same procedures, we just list their results as follows (for )
[TABLE]
[TABLE]
[TABLE]
Next, let us considering the denominator of the first term of in Eq.(58). By doing the similar calculations as above, the results for turn out to be
[TABLE]
which is just equal to Eq.(81). The remaining correlators in , i.e. the second term in Eq.(58), are evaluated on a single cylinder , thus no twist operators are needed. To compute these correlators, we first map the cylinder to plane by the exponential map Eq.(59), then we directly make bosonization for these fields without performing the Fourier transformation, since there is only one copy of the field. After performing these procedures, we find the denominator is equal to one, and the nominator is
[TABLE]
with the correlator computed by the bosonization method
[TABLE]
So far we have obtained all of the correlators in the right hand side of Eq.(58). However the integrals in Eq.(58) have not been calculated explicitly. The integrand is divergent at some points thus some regularization might be needed, and we will leave these problems for future investigation.
III.3 perturbation
In this subsection we will consider another kind of perturbation which is called the perturbation. We take the same setup for the present case as in Section III.1, i.e. the whole system is in its vacuum state living on an infinite line, and the subsystem is a finite interval.
As described in Guica:2017lia for free fermions the perturbation can be constructed as follows. Let us consider the action Eq.(14) which possesses internal symmetries as well as the conformal symmetry. One of the internal symmetry is the symmetry of : , while keep the unchanged. The current associated with this symmetry is
[TABLE]
Combining this current with the anti-chiral part of the stress tensor
[TABLE]
one obtains the term for the unperturbed action . Then the perturbed action can be expressed as
[TABLE]
In order to compute the first order perturbation of the Rényi entropy, one just need to replace the term in Eq.(33) with the term, thus the resulting correlator to be calculated is
[TABLE]
To proceed, one can also employing the bosonization method to evaluate this correlator. As we have done before we first transform the perturbation term to diagonal representation
[TABLE]
which is similar with Eq.(39). The arrow means that the replacement holds in the correlator. Here we have introduced the notation
[TABLE]
which can be bosonized as
[TABLE]
Therefore in the language of bosonization, the perturbation term takes the form as
[TABLE]
which have the similar form as the case of perturbation.
Considering the first order perturbation
[TABLE]
which can be factorized into the chiral part and the anti-chiral part. The anti-chiral part is the same as the case as discussed in section III.1, and the chiral part turn out to be zero which can be seen as follows
[TABLE]
where in the last step the summation over cancels to zero. This can be understood as follows since the the is a primary operator, and the first order contribution to Rényi entropy vanishes if the perturbation operator is primary. This is in contrast with perturbation where is not primary and thus the first order contribution to Rényi entropy is nonzero. Therefore to see the nonvanishing contribution to Rényi entropy for perturbation one should go to higher order perturbation.
IV Conclusion
In this paper we investigated the as well as the perturbation of 2D massless Dirac fermions which is a free CFT. We mainly studied the perturbation of Rényi entropy by using the bosonization approach for three cases. In the first case, we considered the Rényi entropy to the first order of a vacuum state on plane, and showed that the term can be written in a simple form in terms of the bosonic fields as presented in Eq.(46) and Eq.(47). By using this bosonic form of the stress tensor, we reproduced the 3-point correlator appeared in the first order variation of the Rényi entropy, which has been previously computed via Ward identity in Chakraborty:2018kpr . The advantages of the bosonization method is that it allows us to handle more complicated correlators in a simple way, while the Ward identity is insufficient to obtain the correlators, for example, the second case we considered. In this case, we generalized the above discussion for vacuum state to excited states on cylinder, where the states are excited by the chiral operator . In this case we explicitly analyzed the perturbation of second Rényi entropy at the first order perturbation. Although for excited states, the correlators are more complicated than the ones as for the vacuum state, however, we showed that the bosonization method is still useful, and the corresponding correlators can be simply evaluated using this method. In the last case, we considered the perturbation for vacuum state on the plane. The bosonized form of term presented in Eq.(89) exhibits a similar form with the term. Then applying the bosonization approach, we showed that the Rényi entropy vanishes at the first order perturbation, which is consistent with the fact that for vacuum state the first order perturbation of single interval Rényi entropy caused by primary operators always vanish.
In the discussion for the Rényi entropy, we only analyzed the cases for the single interval subsystem, it is also tractable to generalize the situation into multi-interval cases, e.g., studying the perturbation of mutual information for free fermions which involves two-interval subsystem Morrison:2012iz . In addition, it is also interesting to consider finite temperature and finite size system. This system for free fermion without perturbation has been discussed in Ogawa:2011bz ; Azeyanagi:2007bj .
Acknowledgement
We would like to thank Soumangsu Chakraborty for helpful discussions. This work was supported by the National Natural Science Foundation of China (No. 11675272), the Open Project Program of State Key Laboratory of Theoretical Physics, Institute of Theoretical Physics, Chinese Academy of Sciences, China (No. Y5KF161CJ1) and the Fundamental Research Funds for the Central Universities.
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