Modeling penetrating collisions in the standard line broadening impact theory for hydrogen
Jean-Christophe Pain, Franck Gilleron

TL;DR
This paper derives an analytical expression for penetrating collision integrals in hydrogen line broadening theory, simplifying numerical calculations and enhancing physical understanding of plasma spectral lines at high densities.
Contribution
It introduces explicit analytical formulas for penetrating collision integrals, improving upon the standard long-range dipole approximation in plasma line broadening models.
Findings
Analytical expression for collision integrals using binomial coefficients and Bessel functions.
Simplified approximate form for the collision operator.
Enhanced modeling of spectral lines in high-density plasmas.
Abstract
Spectral lines emitted by plasmas provide information about the thermodynamic conditions, the degree of randomness or the interactions prevailing in the medium. Collisions by plasma electrons penetrating the extent of bound-electron wavefunctions is important at high density, where short-range interactions become dominant. Such collisions are usually not taken into account properly in the standard lineshape theory, assuming long-range dipole approximation. The formalism of penetrating collisions for hydrogen relies on the introduction of a family of integrals calculated using a recursion relation. In this work, we show that such integrals can be expressed analytically, as a finite sum involving binomial coefficients and modified Bessel functions of the third kind. The explicit expression enabled us to obtain a simple approximate analytical form for the collision operator, making…
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Modeling penetrating collisions in the standard line broadening impact theory for hydrogen
Jean-Christophe [email protected] and Franck Gilleron
CEA, DAM, DIF, F-91297 Arpajon, France
Abstract
Spectral lines emitted by plasmas provide information about the thermodynamic conditions, the degree of randomness or the interactions prevailing in the medium. Collisions by plasma electrons penetrating the extent of bound-electron wavefunctions is important at high density, where short-range interactions become dominant. Such collisions are usually not taken into account properly in the standard lineshape theory, assuming long-range dipole approximation. The formalism of penetrating collisions for hydrogen relies on the introduction of a family of integrals calculated using a recursion relation. In this work, we show that such integrals can be expressed analytically, as a finite sum involving binomial coefficients and modified Bessel functions of the third kind. The explicit expression enabled us to obtain a simple approximate analytical form for the collision operator, making numerical implementation and physical interpretation easier. We also propose simple analytical forms of coefficients and integrals important for the modeling of penetrating collisions.
1 Introduction
Emission spectroscopy is a powerful tool to infer plasma conditions, for instance to perform electron temperature and density diagnostics. In the so-called “standard line shape theory”, electrons are modeled in the impact theory, which relies on a classical path trajectory and often resorts to a second-order perturbative treatment of the self-energy, and the ions are described in the quasi-static approximation. For both electrons and ions, the emitter-perturber interaction is often assumed to be dipolar only. One of the main weaknesses of the standard electron treatment concerns the so-called strong collisions, i.e. collisions associated to small impact parameters (and small electron velocities), for which the dipole/quadrupole interaction used for the interaction is questionable due to penetration by the perturbing electrons into the atomic (bound-state) wavefunction extent. A few years ago, it was suggested [1, 2] that penetration was likely to be more important than thought because the standard cutoff ( is the principal quantum number the Bohr radius and the atomic number) representing the wavefunction extent was too optimistic. In addition, penetration softens the interaction so that perturbation theory remains valid, even for collisions previously considered as strong [3]. The standard theory expression for the self-energy collision operator is
[TABLE]
where and are upper level states, is a state perturbing the upper level states and are matrix elements of the position operator. By this, it is meant that a collision with a plasma electron has a nonnegligible probability amplitude to cause a transition . Similarly, and are lower level states and perturbs them. In this work, which will deal with hydrogen only, we employ the no-quenching approximation, i.e. have the upper-level principal quantum number () and have the lower-level principal quantum number (). The quantity of Eq. (1) is essentially the velocity integrated complex function of standard theory and the inteference term. In the penetrating standard theory, it reads, choosing explicitely a straight line trajectory :
[TABLE]
where is the electron charge, the electron mass, the electron density and and are respectively the principal and orbital quantum numbers. The quantity represents the velocity () distribution of the perturber, the impact parameter and
[TABLE]
The integral in Eq. (2) essentially includes the atomic-collision physics and is a factor accounting exactly for penetration in the dipolar approximation. It is a particular case of ( is actually the multipolarity) for which we derived new interesting relations (see Appendix). The standard behavior is recovered if (no penetration) and in that case . Penetration “softens” the interaction in the sense that it tends to reduce the broadening, at least for isolated lines [4]. However, Alexiou has shown that in some cases, especially for strong coupling conditions, penetrating collisions can enhance the broadening [5], when small impact parameters are involved and when the shielding length becomes of the same order as the wavefunction extent, for instance in the case of line merging [6]. The calculation of is tedious, and Alexiou and Poquérusse have shown that it can be expressed as
[TABLE]
with and
[TABLE]
The coefficients , which are rapidly decreasing functions of , can be computed exactly and are provided in the Appendix of Ref. [3]. They read
[TABLE]
where the coefficients and are given in the Appendix and if and 0 otherwise. The final collision operator (see Eq. (1)) is then reduced to one-dimensional quadratures:
[TABLE]
for the direct term associated to the upper states, where refers to states of the upper levels and , with . The direct term associated to the lower states is obtained by replacing the indices by in Eq. (1). For the interference term, we have
[TABLE]
where refers to states of the upper and to the states of the lower levels. is the maximum value of for the upper level.
It turns out that expression of in Eq. (4) involves integrals of the kind
[TABLE]
for and Alexiou and Poquérusse suggested to compute using the four-term recursion relation:
[TABLE]
initialized by , and , where is the Bickley-Naylor function of order [7] and the modified Bessel function of the third kind of order [8]. However, the authors could not find an exact expression solution of Eq. (7) and noticed that can be expressed as and Bessel functions, multiplied by respective coefficients obeying themselves a recursion relation. We found that it is possible to obtain an explicit analytic expression of (see Sec. 2). The asymptotics of the latter quantity is discussed in Sec. 3, and the analytic expression is used to derive an approximate simple and accurate formulation of the collision operator, presented in Sec. 4.
2 Explicit expression of integral
Using the relation [9] ( is a positive integer):
[TABLE]
for even powers of and
[TABLE]
for odd powers of , and the expression of the modified Bessel function of the third kind of order ( is strictly positive):
[TABLE]
we get, inserting expressions (8) and (9) into Eq. (6):
[TABLE]
for even values and
[TABLE]
for odd values. Therefore, can be written as a finite sum of binomial coefficients multiplied by modified Bessel functions of the third kind. contains only even-order Bessel functions if is even, and only odd-order Bessel functions if is odd. Equations (11) and (12) constitute the main results of the present work. We have for instance:
[TABLE]
and
[TABLE]
The same procedure can be applied for quantities
[TABLE]
used in other publications by the same authors for hydrogenic ions. In that case, which is beyond the scope of the present work (focusing on hydrogen), is the eccentricity of the electron trajectory and
[TABLE]
where is the atomic number, the principal quantum number of the upper or lower level and
[TABLE]
Indeed, using the binomial expansion
[TABLE]
we can write
[TABLE]
Expressions (11) and (12) may also be of numerical interest. The clever recursion relation of Alexiou and Poquérusse (Eq. (7)) is already efficient numerically, but if the first values are not evaluated with a sufficient accuracy, the error can propagate through the recursion and increase. Moreover, the authors combined the recurrence with asymptotic expressions. Our relations, although they involve special functions, can be calculated accurately, provided that the Bessel functions are computed properly (the literature about the calculation of Bessel function is abundant, see for instance Refs. [10, 11]).
3 Asymptotic behaviors
The asymptotic forms of Bessel function and are respectively [8]:
[TABLE]
and
[TABLE]
Therefore, for large values of , one has, keeping only the first term of the preceeding asymptotic expansions:
[TABLE]
Figure 1 displays a comparison of the exact computation and the latter asymptotic form. For , and , is very close to the exact value, for , and , it differs from the exact value by about 15 %, and for , and , it differs from the exact value by 46 %.
4 Approximate form of the collision operator
We show that our new expression of (Eqs. (11) and (12)) enables one to obtain a simple approximate formula for which integral gives the collision operator (see Eqs. (3), (1) and (1)). Noticing that the quantity has a half-bell shape (see Fig. 1) with and , we tried to find an approximation with the function
[TABLE]
where can be determined by ensuring the preservation of the zeroth-order moment (area) of :
[TABLE]
Actually, the quantity can be expressed without resorting to Bickley-Naylor functions (the first two terms in Eq. (4) are respectively and and are rather difficult to handle). Indeed, since
[TABLE]
we get, using :
[TABLE]
Taking into account the fact that
[TABLE]
for , where is the usual Gamma function, we can show that, in the dipolar case ():
[TABLE]
where . The final expression on the right-hand side of Eq. (26) is exact and has been obtained by a numerical study of the sum over a wide range of parameters , and . As a result, the parameter of the Gaussian approximate function reads
[TABLE]
The Gaussian function allows one to define roughly the range of impact parameter for which penetrating collisions are important (i.e., for which ). Defining such that , one obtains
[TABLE]
or
[TABLE]
As expected, this corresponds to impact parameters less than roughly the mean radius of shell , i.e., . Figure 2 displays the comparison between the exact calculation and our approximate expression in three cases =3, 6 and 9 for and . We can see that the approximate formula is rather accurate, especially for the small values of .
It is instructive to fix the principal quantum number and vary the orbital quantum numbers and . Figures 3, 4 and 5 show a comparison betwen the exact and approximate forms for in the three cases (, ), (, ) and (, ) respectively. We can see that the accuracy of decreases as increases but its quality remains rather satisfactory.
In fact, a better approximation of can be obtained using a multi-parameter function (instead of just one for the Gaussian). For instance, one may constrain the approximate function in order to preserve several moments which can be computed exactly through the formula (for 0):
[TABLE]
Moreover, the formula (21) for enables one to obtain an analytical approximate expression for the collision operator itself (Eqs. (1) and (1)). For example, the contribution of the upper-level states to the diagonal part of the collision operator reads
[TABLE]
where is a cutoff introduced to avoid the logarithmic divergence of the integral at large impact parameters (because when ). As for the standard theory, the maximum impact parameter is usually chosen to be of the order of the Debye length
[TABLE]
or 1.1 (respectively 0.68) to account for the single [12] (respectively double [13]) shielded fields in the matrix. As a result, the Gaussian approximation yields
[TABLE]
with
[TABLE]
the function being defined as
[TABLE]
where is the Euler-Mascheroni constant [8] and represents the exponential integral
[TABLE]
As can be checked for the two examples shown in figures 6 and 7, the agreement between formula (33) and the exact results is very satisfactory. In the first case for instance, the relative error is of the order of 10 % for =2 (but the values are very small) and less that 0.5 % for =10.
Expression (33) is easy to compute and facilitates the study and the accounting for penetrating collisions. It is interesting to see that the function behaves like (as in the standard theory without penetration effects) for high-enough values of the upper cutoff . Since the penetration standard theory is convergent for impact parameters as low as zero, there is no need for a minimum cutoff (even though cutoffs on and should be introduced normally to avoid a violation of the perturbation theory, see below). In Fig. 6, we show also a comparison with the standard theory formula [14]:
[TABLE]
where the lower cutoff has been introduced to avoid divergence of the logarithm. The coefficient represents the contribution of strong collisions in the range , as evaluated using the Lorentz-Weisskopf approach [15].
It is important to mention that complication due to the cutoff in the velocity integration has been ignored in the present work. This explains the factor
[TABLE]
in Eq. (33). As pointed out by Alexiou and Poquérusse [3], a velocity-dependent impact parameter is not simple to handle in the penetration theory, because to a given value of correspond(s) 0, 1 or 2 values of . On the other hand, it is more convenient to define a minimum velocity depending on the impact parameter. The role of such a cutoff for the lower limit in the velocity integration is to avoid non-unitarity issues (violation of the perturbation theory) and subsequently a strong collision term should be added in order to replace their phase-space contribution.
The determination of is rather tedious; however, the use of the Gaussian approximation may ease this task. The idea consists in replacing the functions in Eq. (28) of Ref. [3] (which depend on the channels ) by an effective Gaussian function
[TABLE]
characterized by an average parameter
[TABLE]
allowing us to take, if and are the principal quantum numbers of the lower and upper levels of the transition respectively:
[TABLE]
If , one recovers the value of the standard theory:
[TABLE]
5 Conclusion
Alexiou and Poquérusse developed a very efficient model for the effect of penetrating collisions on isolated lines of hydrogen-like ions. Their formalism includes a particular type of integrals, that the authors proposed to evaluate from a recursion relation. In the present work, we have shown that such integrals can be expressed analytically, as a finite sum involving binomial coefficients and modified Bessel functions of the third kind, which order is always smaller than the one of the function . The exact analytical expression is easier to handle than a recursion relation, and enabled us to derive an approximate expression for the collision operator, which is very simple to enforce and accurate. Such a formula should also help to improve the understanding of strong collisions and the limits of standard theory. We also provided alternative expressions for the coefficients involved in the parameters entering Alexiou and Poquérusse’s recursion relations, and analytical expressions for integrals entering the penetration coefficient .
Appendix A Calculation of integrals in the penetration coefficient
The quantity is a factor accounting exactly for penetration [3, 16, 17]:
[TABLE]
where is the radial part of the wavefunction, is the position of the perturber at time and is the multipolarity ( corresponds to dipole and to quadrupole). and are respectively the principal and orbital quantum numbers of the upper level and and the principal and orbital quantum numbers of the lower level. In any case, can be put in the form [3, 16, 17]:
[TABLE]
with a polynomial of order .
In the case of the hydrogen atom (in the following, we set ), the expression of is
[TABLE]
Equation (43) becomes (for clarity we use in the following the notation i.e. we do not mention the quantum numbers in the subscript anymore):
[TABLE]
where and corresponds to the associated (or generalized) Laguerre polynomial in the convention of Sakurai [18], which is different from the one of Ref. [8] . We have
[TABLE]
For instance, in the present case, and yield
[TABLE]
The coefficient was shown by Alexiou and Poquérusse [3] to be equal to:
[TABLE]
where
[TABLE]
The coefficient is given by
[TABLE]
where is the coefficient of in
[TABLE]
In order to obtain , Alexiou and Poquérusse considered the polynomial expansion of generalized Laguerre polynomials:
[TABLE]
Combining Eqs. (52) and (53), we get
[TABLE]
However, we found that it is possible to obtain an expression, which is not a reformulation of Eq. (54), in terms of binomial coefficients. We can write
[TABLE]
yielding
[TABLE]
In the following, we show that the integrals entering can be obtained from the generating function of Laguerre polynomials [19]. Let us first put Eq. (46) in the form
[TABLE]
where
[TABLE]
The generating function for associated Laguerre polynomials is
[TABLE]
and one obtains
[TABLE]
The integral on the left-hand side of Eq. (60) is equal to
[TABLE]
where
[TABLE]
and is the incomplete Gamma function
[TABLE]
Eq. (61) reads also
[TABLE]
Therefore, in order to obtain the integrals of Eq. (46), we have to expand the right-hand side of Eq. (61) (or Eq. (64)) as a power series of and , and to identify the coefficient of with the one provided by the right-hand side of Eq. (60) (i.e. setting and ) for and . In the latter case, the incomplete Gamma function reduces to a usual Gamma function and we get
[TABLE]
with and , which is a particular case of
[TABLE]
with and . It is worth mentioning that recurrence relations exist (see for instance Ref. [20]) as well as explicit expressions (see for example Refs. [21, 22]). Expression (79) can be useful for many applications, through the calculation of expectation values , where is an integer:
[TABLE]
For the incomplete integral (finite value of ), we have to expand also in powers of and . This can be done using [8]:
[TABLE]
and
[TABLE]
with
[TABLE]
The calculation is more complicated and the result less compact than in the case . The integrals involved in the coefficient can also be simplified using the Feldheim formula [23, 24], which expresses the product of two generalized Laguerre polynomials as a linear combination of generalized Laguerre polynomials.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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