A structure theorem for polyharmonic maps between Riemannian manifolds
Volker Branding

TL;DR
This paper proves that under specific smallness and integrability conditions, polyharmonic maps of any order from complete nonparabolic Riemannian manifolds to any Riemannian manifolds are necessarily harmonic.
Contribution
It establishes a structure theorem showing that polyharmonic maps reduce to harmonic maps under certain conditions, extending previous results to arbitrary order.
Findings
Polyharmonic maps are harmonic under the given conditions.
The theorem applies to maps from complete nonparabolic manifolds.
Conditions involve smallness and integrability constraints.
Abstract
We prove that polyharmonic maps of arbitrary order from complete nonparabolic Riemannian manifolds to arbitrary Riemannian manifolds must be harmonic if certain smallness and integrability conditions hold.
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A structure theorem for polyharmonic maps between Riemannian manifolds
Volker Branding
University of Vienna, Faculty of Mathematics
Oskar-Morgenstern-Platz 1, 1090 Vienna, Austria
Abstract.
We prove that polyharmonic maps of arbitrary order from complete nonparabolic Riemannian manifolds to arbitrary Riemannian manifolds must be harmonic if certain smallness and integrability conditions hold.
Key words and phrases:
polyharmonic maps; harmonic maps; classification result
2010 Mathematics Subject Classification:
58E20; 53C43; 31B30; 35J48; 35J91
1. Introduction and results
Finding interesting maps between Riemannian manifolds is one of the core problems in the field of geometric variational problems. In order to find such maps, one usually studies a certain energy functional that one associates to the map. One may then calculate the critical points of this energy functional yielding the corresponding Euler-Lagrange equation. Very often, the solutions of the Euler-Lagrange equation contain interesting geometric data.
For a map between two Riemannian manifolds and much effort has been paid in studying the critical points of their energy which is defined by
[TABLE]
The critical points of (1.1) are governed by the vanishing of the so-called tension field that is
[TABLE]
Here, we denote the connection on by . Solutions of (1.2) are called harmonic maps. The harmonic map equation is a second order semilinear elliptic partial differential equation.
Another energy functional that receives growing attention in the mathematical literature is the bienergy of a map which is given by
[TABLE]
Its critical points are of fourth order and are characterized by the vanishing of the bitension field that is
[TABLE]
Here, denotes the connection Laplacian on and by we denote the curvature tensor on . Solutions of (1.3) are called biharmonic maps. In contrast to the harmonic map equation, the equation for biharmonic maps is of fourth order such that its analysis comes with additional technical difficulties.
One natural generalization of both harmonic and biharmonic maps can be obtained by studying the critical points of the -energy of a map between two Riemannian manifolds which is defined by
[TABLE]
The study of this energy was proposed by Eells and Lemaire in 1983 [5, p.77, Problem (8.7)].
The first variation of (1.4) was calculated in [11], its critical points are referred to as polyharmonic maps (of order ) or -harmonic maps. We have to distinguish two cases:
- (1)
If , the critical points of (1.4) are given by
[TABLE] 2. (2)
If , the critical points of (1.4) are given by
[TABLE]
Here, we have set , denotes an orthonormal basis of and we are applying the Einstein summation convention.
The second variation of the -energy (1.4) has also been calculated in [11].
There exists a vast number of results on existence and qualitative behavior of harmonic maps () and biharmonic maps (). The polyharmonic map equation is a semilinear elliptic partial differential equation of order and so far polyharmonic maps did not receive a lot of attention as their governing equation comes with a large number of derivatives.
Regarding the regularity of weak solutions, some results for polyharmonic maps could be obtained, see for example [7, 8]. However, most of the articles dealing with such kind of questions assume that is realized as a submanifold of Euclidean space. In this case the -energy and its critical points depend also on the embedding in the ambient space. Such kind of maps are usually referred to as extrinsic polyharmonic maps.
It follows directly from (1.5) and (1.6) that a harmonic map always solves the equation for polyharmonic maps. This is to be expected as we may rewrite the -energy for a map as follows
[TABLE]
and thus a harmonic map is always an absolute minimum of the -energy for . However, a -harmonic map does not necessarily have to be harmonic, see for example [14] for proper -harmonic immersions into spheres.
Let us mention several results on polyharmonic maps that are connected to the main theorem of this article. In [13] the authors show that triharmonic immersions into a manifold of non-positive constant curvature are minimal under certain integrability assumptions.
In [16] the authors show that polyharmonic maps from complete non-compact Riemannian manifolds to Euclidean space are harmonic under certain integrability assumptions. This result has been generalized in [12]. Several results on polyharmonic submanifolds of Euclidean space can be found in [9].
Polyharmonic maps in space forms have been studied in [10] and it is shown that for a -harmonic isometric immersion into a Riemannian manifold of nonzero constant sectional curvature is minimal.
The main result of this article shows that polyharmonic maps between Riemannian manifolds must be harmonic if one assumes certain smallness and integrability conditions generalizing a previous result on biharmonic maps [1, 4] to polyharmonic maps of arbitrary order. Our result is quite general in the sense that we do not have to impose any curvature condition on the target and are able to treat polyharmonic maps of arbitrary high order .
Theorem 1.1**.**
Let be a complete non-compact Riemannian manifold that admits an Euclidean type Sobolev inequality and let be a polyharmonic map of order .
For being even and , the following classification result holds true:
- (1)
Suppose that the following condition holds
[TABLE]
for some small enough. 2. (2)
In addition, assume that
[TABLE]
Then must be harmonic.
For being odd and , the following classification result holds true:
- (1)
Suppose that the following condition holds
[TABLE]
for some small enough. 2. (2)
In addition, assume that
[TABLE]
Then must be harmonic.
Remark 1.2**.**
- (1)
In non-technical terms Theorem 1.1 states the following: A polyharmonic map of order has to be harmonic if its derivatives of order up to order are small and the derivatives of order up to order are bounded. 2. (2)
Note that the assumptions (1.7) and (1.9) in Theorem 1.1 are natural in the sense that the required smallness conditions are invariant under rescalings of the metric on the domain.
If we also demand positive Ricci curvature on the domain then we obtain the following variant of Theorem 1.1.
Corollary 1.3**.**
Let be a polyharmonic map of order and suppose that the assumptions of Theorem 1.1 hold. If has positive Ricci curvature then must be trivial.
This corollary follows from Theorem 1.1 together with [15, Theorem 1.5].
In the proof of our main result we will apply an Euclidean type Sobolev inequality of the following form
[TABLE]
for all with compact support where is a positive constant that depends on the geometry of . Such an inequality holds in and is well-known as Gagliardo-Nirenberg inequality. However, if one considers a complete non-compact Riemannian manifold of infinite volume one has to make additional assumptions to ensure that an equality of the form (1.11) holds. In technical terms a complete Riemannian manifold is called nonparabolic if it admits an inequality of the form (1.11).
For more details under which assumptions an inequality of the form (1.11) holds we refer to the introduction of [2] and references therein.
Throughout this article we will use the following sign conventions: For the Riemannian curvature tensor we use . By we denote the connection on and for the (rough) Laplacian on we use .
We will employ Latin letters for indices on the domain ranging from to and we frequently use the Einstein summation convention, i.e. we will always sum over repeated indices. We will use the notation to denote an orthonormal basis of .
2. Proof of the main result
In order to prove the main result Theorem 1.1 we have to distinguish between polyharmonic maps of even and odd order.
Throughout the proof we will make use of a cutoff function on that satisfies
[TABLE]
where denotes the geodesic ball around the point with radius and .
In addition, we will use the same symbol to denote various quantities that are small without referring to their explicit expression.
By iterating (1.11) we obtain
[TABLE]
which we will frequently use throughout the proof. Here, is a positive constant that depends on and . We will use the symbol to denote a generic positive constant whose value may change from line to line.
Note that we will always set .
2.1. The even case
In this section we prove Theorem 1.1 in the case that we have a polyharmonic map of even order that is a solution of (1.5). Hence, we set .
Lemma 2.1**.**
Let be a smooth solution of (1.5) and suppose that admits an Euclidean type Sobolev inequality. In addition, assume that . Then the following estimate holds
[TABLE]
where the positive constant depends on and the geometries of and .
Proof.
We test (1.5) with and obtain
[TABLE]
Using integration by parts this yields the following inequality
[TABLE]
As a next step we estimate all the terms on the right hand side. First of all, we find
[TABLE]
where we applied Young’s inequality.
As a next step we calculate
[TABLE]
where we first used Hölder’s inequality and applied (1.11) afterwards assuming that .
Moreover, we find
[TABLE]
where we applied (2.1) and thus have to impose that .
Finally, we compute
[TABLE]
where we again applied (2.1) under the condition that . The claim follows by combining the estimates. ∎
Lemma 2.2**.**
Let be a smooth solution of (1.5) and suppose that admits an Euclidean type Sobolev inequality. In addition, assume that . If the -energy of is sufficiently small, that is
[TABLE]
for some small , then the following inequality holds
[TABLE]
Proof.
First of all, we note that
[TABLE]
where we used the properties of the cutoff function . In addition, we find
[TABLE]
and similarly for the other term of the same structure.
Applying the estimate (2.2) and making use of (2.3) completes the proof. ∎
Lemma 2.3**.**
Let be a smooth solution of (1.5) and suppose that admits an Euclidean type Sobolev inequality. In addition, assume that . Moreover, suppose that the -energy of is sufficiently small, that is
[TABLE]
for some small . In addition, we assume that
[TABLE]
and
[TABLE]
Then the following inequality holds
[TABLE]
where the positive constant depends on and the geometries of and .
Proof.
Taking the limit in (2.4) and using the integrability assumption (2.6) yields
[TABLE]
After employing the assumptions (2.5) we are left with
[TABLE]
which completes the proof. ∎
Lemma 2.4**.**
Suppose that the assumptions of Lemma 2.3 hold true. Then we have the following inequality
[TABLE]
Proof.
As we can always estimate the statement follows from (2.7). ∎
The estimate (2.8) is already almost the estimate that we are looking for. Our strategy to conclude that will now be the following: We will interchange as many derivatives on the right-hand side of (2.8) as needed in order to obtain a suitable power of the Laplacian. Making use of the smallness assumption on we can then absorb the right-hand side into the left. However, before we can do so, we have to control all curvature terms that appear when turning the covariant derivatives into powers of the Laplacian.
Lemma 2.5**.**
Let be a smooth map. Then the following inequality holds
[TABLE]
Proof.
Using integration by parts and interchanging covariant derivatives we find
[TABLE]
Using that
[TABLE]
and also applying Young’s inequality to the terms involving the derivative of the cutoff function and estimating the commutator term we find
[TABLE]
The claim now follows by iterating the above procedure times. ∎
In the following we will often employ the so-called -notation. Here, a refers to various contractions between the objects involved. The following Lemma is a variant of the calculations performed in [3, Section 3].
Lemma 2.6**.**
Let be a smooth map. Then the following identity holds
[TABLE]
where and .
Proof.
The formula holds for by the following explicit calculation
[TABLE]
The claim follows by iteration. ∎
Lemma 2.7**.**
Let be a smooth map and suppose that admits an Euclidean type Sobolev inequality. In addition, assume that . Then the following estimate holds
[TABLE]
Proof.
Using (2.10) we find
[TABLE]
As a next step we calculate
[TABLE]
where we applied Hölder’s inequality under the assumption that .
Note that
[TABLE]
where we applied (1.11) under the assumption that .
Employing (2.1) under the assumption that we find
[TABLE]
In addition, thanks to Hölder’s inequality once more we find
[TABLE]
which yields the claim. ∎
Proposition 2.8**.**
Let be a smooth solution of (1.5) and suppose that admits an Euclidean type Sobolev inequality. Moreover, suppose that and assume
[TABLE]
for some small . In addition, assume that
[TABLE]
Then we have
[TABLE]
Proof.
Combining (2.9) with the estimates (2.11) we obtain
[TABLE]
where we applied the smallness condition (2.12) in the second step. Taking the limit while making use of the finiteness assumption (2.13) and using the smallness of we can deduce
[TABLE]
Combining this estimate with (2.8) and making use of the smallness of once more we obtain the claim. ∎
Remark 2.9**.**
Note that it was enough to demand the smallness of the -energy of in order to achieve the estimate (2.8). However, due to the necessity of interchanging covariant derivatives we now also had to demand that suitable powers of higher order derivatives are small (2.12), whereas it was enough to demand that they are bounded for the previous estimate (2.7).
In order to prove our main result Theorem 1.1 we recall the the following result of Gaffney [6]:
Theorem 2.10**.**
Let be a complete Riemannian manifold. If a one-form satisfies
[TABLE]
or, equivalently, a vector field defined by , satisfies
[TABLE]
then
[TABLE]
At this point we are ready to complete the proof of Theorem 1.1.
Proof of Theorem 1.1 (even case).
We use a suitable iteration method to prove the main result.
- (1)
Step 1: We define a family of one-forms with via
[TABLE]
If we assume that is parallel, then
[TABLE]
Moreover, we have the estimate
[TABLE]
Due to Theorem 2.10 we then find:
If is parallel, and , then . 2. (2)
Step 2: In the second step we assume that for and calculate
[TABLE]
We can deduce that
[TABLE]
Hence, we may conclude that is a parallel vector field.
Starting with using (2.14) and after iterating the two steps times we find that , where we made use of the assumptions (1.7). 3. (3)
Step 3: We define another family of one-forms that fits to the smallness conditions (1.8) as follows
[TABLE]
Note that
[TABLE]
such that
[TABLE]
due to (1.8).
In addition, if we assume that is parallel then we obtain
[TABLE]
As is constant we find
[TABLE]
again due to (1.8). By Theorem 2.10 we can then conclude that . 4. (4)
Step 4: Knowing that from the last step we calculate
[TABLE]
Note that due to the assumptions such that
[TABLE]
again due to (1.8). Hence, we can conclude that .
After iterating the last two steps for times we find that . 5. (5)
The final step: Again, we define a one-form via
[TABLE]
As is parallel we find
[TABLE]
and due to the assumptions (1.8) we also have
[TABLE]
Applying Theorem 2.10 we can now conclude that .
∎
2.2. The odd case
In this section we consider the case of being odd that is is a solution of (1.6). As the proof is similar to the case of being even we do not give as many details as before. We set and assume that as the case would correspond to being harmonic. Note that the assumptions in the odd case of Theorem 1.1 are slightly different compared to the even case.
Lemma 2.11**.**
Let be a smooth solution of (1.6) and suppose that admits an Euclidean type Sobolev inequality. Assume that . Then the following estimate holds
[TABLE]
where the positive constant depends on and the geometries of and .
Proof.
We test (1.6) with and after integration by parts this yields the following inequality
[TABLE]
where we used Young’s inequality.
As a next step we estimate all the terms on the right hand side starting with
[TABLE]
where we first used Hölder’s inequality and applied (1.11) afterwards.
Moreover, we find
[TABLE]
where we applied (2.1) and thus have to impose that .
Finally, we compute
[TABLE]
where we again applied (2.1) under the condition that . The claim follows by combining the estimates. ∎
Lemma 2.12**.**
Let be a smooth solution of (1.6) and suppose that admits an Euclidean type Sobolev inequality. Assume that . Moreover, suppose that the -energy of is sufficiently small, that is
[TABLE]
for some small . Then the following inequality holds
[TABLE]
Proof.
First of all, we note that
[TABLE]
where we used the properties of the cutoff function . In addition, we find
[TABLE]
and similarly for the other term of the same structure.
Applying the estimate (2.15) and making use of (2.16) completes the proof. ∎
Lemma 2.13**.**
Let be a smooth solution of (1.6) and suppose that admits an Euclidean type Sobolev inequality. Assume that and that the -energy of is sufficiently small, that is
[TABLE]
for some small . In addition, we assume that
[TABLE]
and
[TABLE]
Then the following inequality holds
[TABLE]
Proof.
Taking the limit in (2.17) and using the integrability assumption (2.19) yields
[TABLE]
After employing the assumptions (2.18) we are left with
[TABLE]
which completes the proof. ∎
At this point we have to interchange covariant derivatives on the right hand side of (2.20) similar to the even case. Fortunately, we can use the identities (2.10), (2.11) developed for the even case here as well.
Proposition 2.14**.**
Let be a smooth solution of (1.6) and suppose that admits an Euclidean type Sobolev inequality. Moreover, suppose that and assume
[TABLE]
for some small . In addition, assume that
[TABLE]
Then we have
[TABLE]
Proof.
As in the even case the following inequality holds for an arbitrary map which follows by integration by parts and Young’s inequality
[TABLE]
By iteration we obtain
[TABLE]
which corresponds to (2.9) in the even case.
Now, we estimate the commutator term on the right-hand side of (2.24) and find
[TABLE]
As a next step we calculate
[TABLE]
where we first used Hölder’s inequality (with ) and applied (2.1) in the second step. Note that in order to apply (2.1) we have to make the assumption that .
Combining this estimate with (2.24) we find
[TABLE]
where we applied the smallness condition (2.21) in the second step. Taking the limit while making use of the finiteness assumption (2.22) and using the smallness of we can deduce
[TABLE]
Combining this estimate with (2.20) and making use of the smallness of once more we obtain the claim. ∎
Proof of Theorem 1.1 (odd case).
From this point on the proof is essentially the same as in the even case, the only difference being that one has to start the iteration with using (2.23) and make use of the slightly different assumptions (1.9) and (1.10). ∎
Acknowledgements: The author gratefully acknowledges the support of the Austrian Science Fund (FWF) through the project P30749-N35 “Geometric variational problems from string theory”.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Volker Branding. A Liouville-type theorem for biharmonic maps between complete Riemannian manifolds with small energies. Arch. Math. (Basel) , 111(3):329–336, 2018.
- 2[2] Volker Branding. A vanishing result for the supersymmetric nonlinear sigma model in higher dimensions. J. Geom. Phys. , 134:1–10, 2018.
- 3[3] Volker Branding and Klaus Kröncke. Global existence of Dirac-wave maps with curvature term on expanding spacetimes. Calc. Var. Partial Differential Equations , 57(5):Art. 119, 30, 2018.
- 4[4] Volker Branding and Yong Luo. A nonexistence theorem for proper biharmonic maps into general Riemannian manifolds. ar Xiv preprint ar Xiv:1806.11441 , 2018.
- 5[5] James Eells and Luc Lemaire. Selected topics in harmonic maps , volume 50 of CBMS Regional Conference Series in Mathematics . Published for the Conference Board of the Mathematical Sciences, Washington, DC; by the American Mathematical Society, Providence, RI, 1983.
- 6[6] Matthew P. Gaffney. A special Stokes’s theorem for complete Riemannian manifolds. Ann. of Math. (2) , 60:140–145, 1954.
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- 8[8] Paweł Goldstein, Paweł Strzelecki, and Anna Zatorska-Goldstein. On polyharmonic maps into spheres in the critical dimension. Ann. Inst. H. Poincaré Anal. Non Linéaire , 26(4):1387–1405, 2009.
