Sharp ill-posedness for the Maxwell-Dirac equations in one space dimension
Sigmund Selberg, Achenef Tesfahun

TL;DR
This paper establishes the precise regularity threshold for well-posedness of the Maxwell-Dirac equations in one dimension, showing well-posedness in the charge class and ill-posedness below it, with explicit counterexamples.
Contribution
It proves sharp well-posedness results for the Maxwell-Dirac equations in one dimension, including explicit ill-posedness for lower regularity data, without relying on null structure.
Findings
Well-posedness in the charge class ($L^2$ data)
Ill-posedness for data in $H^s$ with $s<0$
Ill-posedness for data in $L^p$ with $1 \,< p < 2$
Abstract
The Maxwell-Dirac equations in one space dimension are proved to be well posed in the charge class, that is, with data for the spinor. We also prove that this result is sharp, in the sense that well-posedness fails for spinor data in with , as well as in with . More precisely, we give an explicit example of such data for which no local solution can exist. Our proof of well-posedness applies to a class of systems which includes also the Dirac-Klein-Gordon system, but it does not require any null structure in the system.
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Taxonomy
TopicsAdvanced Mathematical Physics Problems · Stability and Controllability of Differential Equations · Black Holes and Theoretical Physics
Sharp ill-posedness for the Maxwell-Dirac equations in one space dimension
Sigmund Selberg
and
Achenef Tesfahun
Department of Mathematics, University of Bergen, PO Box 7803, 5020 Bergen, Norway
Abstract.
The Maxwell-Dirac equations in one space dimension are proved to be well posed in the charge class, that is, with data for the spinor. We also prove that this result is sharp, in the sense that well-posedness fails for spinor data in with , as well as in with . More precisely, we give an explicit example of such data for which no local solution can exist. Our proof of well-posedness applies to a class of systems which includes also the Dirac-Klein-Gordon system, but it does not require any null structure in the system.
Key words and phrases:
Maxwell-Dirac; one space dimension; well-posedness; ill-posedness
2010 Mathematics Subject Classification:
35Q40; 35L60; 35L70
1. Introduction
We consider the Maxwell-Dirac equations on the Minkowski space-time ,
[TABLE]
with initial conditions at time ,
[TABLE]
The unknowns are the Dirac spinor field , regarded as a column vector, and the electromagnetic potential components , . Here is the d’Alembertian, is a mass constant, and with the complex conjugate transpose. The equations are written in covariant form on with coordinates and metric , where is time and is spatial position, and we write , so that , and . The Dirac matrices should satisfy
[TABLE]
and
[TABLE]
We choose the representation
[TABLE]
The Maxwell-Dirac system describes the motion of an electron interacting with its self-induced electromagnetic field, and it is the fundamental PDE system in relativistic quantum electrodynamics.
A key fact about this system is that it enjoys a gauge freedom, and the particular form (1) appears when the Lorenz gauge condition is chosen, that is,
[TABLE]
Since the latter reduces to a constraint on the initial data, we do not include it in (1). A second, less obvious constraint on the data, arising from (1b) and (3) combined, is the Gauss law
[TABLE]
where
[TABLE]
is the electric field. If the constraints (3) and (4) are satisfied by the data at time , then they will also be satisfied at all later times, for a sufficiently regular solution of (1).
Another key feature of the Maxwell-Dirac system is the conservation of charge,
[TABLE]
for sufficiently regular solutions. For this reason, a solution for which the map is continuous into and satisfies (5), will be referred to as a charge class solution.
The final key property that we want to mention, is that in the massless case , the system (1) is invariant under the rescaling
[TABLE]
By the usual heuristics, this provides some information about possible obstructions to well-posedness in a given data space . Specifically, if we send to zero, then the existence time of the rescaled solution goes to infinity, and this is only reasonable if the norm of the rescaled data tends to zero, or at least stays bounded. A data space is called subcritical, critical or supercritical according to whether the norm of the rescaled data tends to zero, remains constant or tends to infinity, respectively, as tends to zero. In a supercritical data space one does not expect well-posedness to hold.
To see what this heuristic tells us in the case of the Maxwell-Dirac system, let us start with the based Sobolev spaces . For data
[TABLE]
the critical regularity is seen to be and (for the homogeneous spaces), so based on scaling alone, one does not expect well-posedness if or (supercritical scaling). In fact, we shall see that there are far stronger restrictions on well-posedness than this, excluding the range . But before we get to this, let us mention some earlier results on well-posedness and ill-posedness of the Maxwell-Dirac system in one space dimension.
Chadam [2] proved local well-posedness of (1) in the space (6) with , and moreover using the conservation of charge he showed that the solution extends globally in time. Okamoto [8] proved local well-posedness for , , and , thus barely failing to reach the point . Moreover, he proved that for , the data-to-solution map fails to be if is outside the range specified above. In the massless case , Okamoto also proved that the data-to-solution map fails to be continuous at the point . This last result shows that, if one wants to prove well-posedness for (or below), the data for the electromagnetic potential cannot be taken in the Sobolev spaces. A result in this direction was obtained by Huh [4] in the massless case : Using the interesting fact that the system can then be explicitly integrated, he proved global existence of (1) in the case with , where denotes the space of bounded and continuous functions. This is however not a well-posedness result, since does not persist in the space . Global existence and uniqueness of weak solutions for with data was obtained by You and Zhang [11], without the restriction to zero mass. But this is also not a well-posedness result, since continuity of the solution map is not proved, and it is also not proved that persists in .
Thus, no proper well-posedness result for the Cauchy problem (1), (2) has been obtained previously in the charge class, that is for (see, however, Remark 4 below). Here we prove such a result, with data for the potential taken in the following space.
Definition 1**.**
Let be the space with norm .
Thus, is the space of absolutely continuous functions with bounded variation (cf. Corollary 3.33 in [3]), and is the space of locally absolutely continuous functions.
Our first main result is then the following.
Theorem 1**.**
The Cauchy problem (1), (2) is globally well posed for initial data
[TABLE]
That is, for any , the problem has a unique solution on , satisfying
[TABLE]
Moreover, the data-to-solution map is continuous from to , and higher regularity persists. In particular, the solution is a limit in of smooth solutions.
Remark 1*.*
The above data space has a subcritical scaling. In fact the scaling is the same as for the homogeneous version of (6) with .
Remark 2*.*
By persistence of higher regularity we mean that if, for some , we have for , then it follows that for with .
Remark 3*.*
So far, we did not take into account the data constraints (3) and (4). Typically, these constraints are not compatible with the choice of data space for . Indeed, Okamoto [8] observed that in Chadam’s result [2], the electric field would initially belong to , but this is not compatible with (4), which implies that is an increasing function in . A similar incompatibility occurs in our Theorem 1, since would belong to initially. However, these incompatibilities are easily resolved by using the finite speed of propagation and localising.
Remark 4*.*
Another way of resolving the incompatibility issue discussed in the previous remark, is to use the constraints (3) and (4) directly in the statement of the Cauchy problem. Then in (2) one has the constraints
[TABLE]
where the initial value of the electric field is required to satisfy the Gauss law (4). Then the initial data are . Global well-posedness of (1) with such data was proved by the first author in [10] with and .
Our next main result is that Theorem 1 is sharp. For this we take
[TABLE]
where is the characteristic function of the interval . Then
[TABLE]
so by the dual of the Sobolev embedding for and , it follows that also
[TABLE]
But clearly fails to belong to .
Theorem 2**.**
The Cauchy problem (1), (2) is ill posed in
[TABLE]
and in
[TABLE]
regardless of the choice of spaces . In fact, with as in (7) and with for , the problem has no local solution near the origin in which is a distributional limit of charge solutions.
In the next two sections we give the proofs of well-posedness and ill-posedness, respectively. In fact, our proof of well-posedness applies to a fairly general class of systems which includes not only the Maxwell-Dirac system (MD) but also the Dirac-Klein-Gordon system (DKG) as special cases.
2. Global well-posedness in the charge class of generic systems of MD/DKG type
Here we prove Theorem 1. In fact, we prove it for a more general system of the form
[TABLE]
with initial conditions
[TABLE]
and unknowns and . Here , are constants, and the and are constant hermitian matrices. The assumption guarantees that stays real valued given that its data are real valued. From (8a) and it then follows that satisfies , hence the conservation of charge (5) holds.
We will prove the following result, which contains Theorem 1 as a special case.
Theorem 3**.**
If , the Cauchy problem (8), (9) is globally well posed for initial data
[TABLE]
In general (that is, not assuming ), the same result holds for data
[TABLE]
Remark 5*.*
For , the second statement in the theorem is a consequence of the first statement and finite speed of propagation.
Remark 6*.*
Since we apply a contraction argument, we get well-posedness in the strong sense, including existence, uniqueness, and smooth dependence on the data. Moreover, higher regularity persists, so smooth initial data give a smooth solution.
Remark 7*.*
By invariance of the system (8) under the reflection , it suffices to prove Theorem 3 for positive times.
Remark 8*.*
The system (8) includes as special cases not only the Maxwell-Dirac system (1) but also the Dirac-Klein-Gordon system (DKG)
[TABLE]
for which Bournaveas [1] proved global well-posedness in the charge class, improving the earlier -result of Chadam [2]. The proof of Bournaveas relies crucially on a null structure in the DKG system, whereas our proof of Theorem 3 does not require any such structure (of course, the two results are not quite identical, since the choice of data spaces for and differs). On the other hand, the null structure in DKG is certainly necessary if one wants to go below the charge, and in fact it is possible to go down to for , but not further; see [5, 7, 6].
The remainder of this section is devoted to the proof of Theorem 3. For convenience we rewrite the system in terms of the Dirac matrices and :
[TABLE]
2.1. Preliminaries
In preparation for the proof we recall some pertinent facts.
2.1.1. Estimates for the Klein-Gordon and wave equations
For
[TABLE]
we recall the solution formula (see [9, Section 4.1.3])
[TABLE]
where and are the Bessel functions of the first kind. It is well known that and are (in fact they are ) as , hence for all . Thus, for ,
[TABLE]
For one recovers D’Alembert’s formula for the wave equation,
[TABLE]
and (11) holds with . Moreover, differentiating one obtains
[TABLE]
for , hence also
[TABLE]
2.1.2. Energy inequality for the Dirac equation
Consider the Dirac equation
[TABLE]
Applying to both sides and using , and , one obtains
[TABLE]
where and . Thus, the Klein-Gordon solution formula from the previous subsection applies, so assuming for the moment that and are smooth and compactly supported, it follows that is smooth and that is compactly supported for each . Now premultiply the Dirac equation by , take real parts, and use and , to get , where and . Integration in gives
[TABLE]
implying the energy inequality,
[TABLE]
By a density argument, the smoothness and support assumptions on and can now be removed, so that the inequality is valid for any and , in which case .
2.2. Proof of Theorem 3
Solving for the potentials, we first prove local well-posedness for the non-linear and non-local Dirac equation thus obtained, with a time of existence depending on the norm of the data . To obtain local well-posedness of the full system (10) we then show that persists in (or its local version if ). Moreover the norm is a priori bounded on any finite time interval, and this together with the conservation of charge implies that the local result extends globally.
2.2.1. Step 1: Local well-posedness for a non-linear and non-local Dirac equation
Fix the data . Solving for the in (10), we obtain
[TABLE]
where the operators are given by
[TABLE]
From (11) we see that for any ,
[TABLE]
where with norm . From these estimates and the energy inequality (13), we now see that for a pair of equations in iterative form,
[TABLE]
where (the previous iterates) are given, we get the estimates:
[TABLE]
and
[TABLE]
where changes from line to line and depends also on the matrices . It now follows by a standard iteration argument that we have local well-posedness for (14), and for any we have a time of existence for data with . Moreover, conservation of charge holds, since this is true for smooth solutions with compactly supported data, and the solutions we obtain are limits in of such solutions.
2.2.2. Step 2: Persistence of in and global existence
First take . Then by (12) and conservation of charge,
[TABLE]
hence the local result extends globally.
Now consider . Then we are only claiming well-posedness in , hence by finite speed of propagation we may assume that the data are compactly supported, say in the interval . Then is supported in for . Temporarily writing the equation (10b) for as
[TABLE]
we apply (12) and obtain
[TABLE]
To control the last term we note that (11) implies , hence . This concludes the proof of Theorem 3.
3. Ill-posedness of Maxwell-Dirac below charge
In terms of the components of and setting and , the system (1) becomes
[TABLE]
We take initial data
[TABLE]
Then with
[TABLE]
which belongs to , , and to , , we show ill-posedness by non-existence. More precisely, approximating with data
[TABLE]
and denoting by the corresponding charge solution (which exists globally by Theorem 1), we show that fails to have a limit in the sense of distributions as , in the region .
By the finite speed of propagation we may remove the characteristic function in the above data. Indeed, this does not affect the solution in the region , and it suffices to prove the non-convergence in this region.
We first prove the massless case, . Then the system can be explicitly integrated, as observed in [4]. The general case will then be handled by comparing the massive solution with the massless one.
3.1. The massless case
Taking , the system (15), (16) is easily integrated.
First, integrating (15a) and (15b) along characteristics gives
[TABLE]
where
[TABLE]
are real valued. Then, since and , we can integrate (15c) and (15d) to get
[TABLE]
These formal computations are valid for well-posed solutions, in particular for the charge solutions with data as in (18) (with the characteristic function removed, as remarked above), and one can now easily compute the complete solution. For our purposes, however, the following lower bound suffices: In the region ,
[TABLE]
Now fix a non-negative test function supported in the region . Then it follows that
[TABLE]
where converges, by the dominated convergence theorem, to
[TABLE]
as . We conclude that cannot converge in the sense of distributions on the region , and this proves Theorem 2 in the case .
3.2. The massive case
In the case , , it suffices to show the lower bound, uniformly in ,
[TABLE]
since then for we obtain
[TABLE]
hence the argument from the case goes through and proves Theorem 2.
So it only remains to prove (19). To this end, observe that (15a) and (15b) imply
[TABLE]
which integrates to
[TABLE]
Now fix and define, for ,
[TABLE]
Note that this quantity is finite, since the solution is smooth in the region .
Applying (20) and (21) we then find
[TABLE]
so by Grönwall’s inequality,
[TABLE]
if , which we assume from now on.
Applying (20) again we now conclude that, for ,
[TABLE]
Choosing we obtain
[TABLE]
proving (19).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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