Almost 2-universal diagonal quinary quadratic forms
Myeong Jae Kim

TL;DR
This paper proves that three specific quinary diagonal quadratic forms are almost 2-universal, meaning they represent all but finitely many binary quadratic forms, advancing the classification of such forms.
Contribution
It confirms that the three remaining candidate forms are indeed almost 2-universal, completing their classification.
Findings
All three candidate forms are proven to be almost 2-universal.
The classification of almost 2-universal quinary diagonal quadratic forms is completed.
The results refine understanding of representation properties of quadratic forms.
Abstract
A (positive definite integral) quadratic form is called almost 2-universal if it represents all (positive definite integral) binary quadratic forms except those in only finitely many equivalence classes. Oh [7] determined all almost 2-universal quinary diagonal quadratic forms remaining three as candidates. In this article, we prove that those three candidates are indeed almost 2-universal.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsAnalytic Number Theory Research · Coding theory and cryptography · Algebraic Geometry and Number Theory
Almost 2-universal diagonal quinary quadratic forms
Myeong Jae Kim
Department of Mathematical Sciences, Seoul National University, Seoul 151-747, Korea
Abstract.
A (positive definite integral) quadratic form is called almost 2-universal if it represents all (positive definite integral) binary quadratic forms except those in only finitely many equivalence classes. Oh [7] determined all almost 2-universal quinary diagonal quadratic forms remaining three as candidates. In this article, we prove that those three candidates are indeed almost 2-universal.
1. Introduction
M.-H. Kim and his collaborators proved in [4] that there are exactly 11 quinary 2-universal quadratic forms. Hwang [3] proved that there are exactly 3 quinary diagonal quadratic forms that represents all binary quadratic forms except only one. Oh [7] proved that there exist only finitely many quinary quadratic forms that represent all but at most finitely many equivalence classes of binary quadratic forms. Such quadratic forms are called almost 2-universal quadratic forms. And he provided a list of almost 2-universal quinary diagonal quadratic forms, including 3 unconfirmed candidates. In this article, we show that those 3 candidates are indeed almost 2-universal.
2. Preliminaries and tools
We adopt lattice theoretic language. Let be the rational number field. For a prime (including ), let be the fields of -adic completions of , in particular , field of real numbers. For a finite prime , denotes the -adic integer ring. Let be the ring of integers or the ring of -adic integers . An -lattice is a free -module of finite rank equipped with a non-degenerate symmetric bilinear form . The corresponding quadratic map is denoted by . For a -lattice with basis , we write
[TABLE]
For -sublattices of , we write when and for all . If admits an orthogonal basis , we call diagonal and simply write
[TABLE]
We call non-diagonal otherwise. Define the discriminant of to be the determinant of the matrix \big{(}B(\mathbf{e}_{i},\mathbf{e}_{j})\big{)}. Note that is independent of the choice of a basis up to unit squares of . We define scale of to be the ideal of generated by for all , norm of to be the ideal of generated by for all . For , we denote by the -lattice obtained from scaling by .
Let be -lattices. We say represents if there is an injective linear map from into that preserves the bilinear form, and write . Such a map will be called a representation. A representation is called isometry if it is surjective. We say two -lattices are isometric if there is an isometry between them, and wrtie .
For a -lattice and a prime , we define the -lattice and call it the localization of at . The set of all -lattices that are isometric to is called the class of , denoted by . The set of all -lattices such that for all prime spots (including ) is called genus of , denoted by . The number of non-isometric classes in is called the class number of , denoted by . The following two properties are well-known. (see [8, 103, 102:5])
- (1)
is finite for any -lattice .
- (2)
For two lattices , if for all prime (including ), then for some lattice .
For a -lattice , we say that is positive definite or simply positive if for any . Let be a positive -lattice. is called n-universal if represents all -ary positive -lattices. And is called almost n-universal if represents all -ary positive -lattices except those in only finitely many equivalence classes. For a fixed prime , is called n-universal over if its localization represents all -ary -lattices. And is called locally n-universal if it is -universal over for all primes .
We will denote for convenience
[TABLE]
Any unexplained notations and terminologies can be found in [5] or [8].
Now we provide a technique for representations of binary -lattices by certain quinary -lattices, which is based on the proof of the main theorems in [3] and [4]. Let be a binary -lattice. For any integers , we define
[TABLE]
Let be a -lattice. It can be verified that if and only if there exist integers such that . If the class number of the lattice is one, we can classify all binary lattices which are represented by using the local representation theory. In this thesis, we only consider the case that is quaternary. Let be a prime such that . Then . If is a square in , then is 2-universal over . If is not a square, then if and only if is not isometric to any sublattices of the -lattice , where is a non-square unit in . In particular, implies that .
Let be the set of primes such that \displaystyle\bigg{(}\frac{dM}{p}\bigg{)}=-1. We will choose such that has no prime factors in . Then the scale of is not contained in for any prime . Thus we may only consider the -structure for primes .
Consider the case that has a prime factor , which is a hard case. If , then for all . For this reason, we have to prove this case separately.
Suppose that over for all primes . If is positive, then we conclude that , and that . Following lemma says that is positive for sufficiently large .
Lemma 2.1**.**
Let be a Minkowski reduced binary -lattice, that is, . If , then is positive.
Proof.
\geq 0+\displaystyle\frac{3}{4}ac-n(s^{2}c+|st|c+t^{2}c)=\frac{3}{4}c\bigg{(}a-\frac{4}{3}n(s^{2}+|st|+t^{2})\bigg{)}>0. ∎
3. Main results
Theorem 3.1**.**
There are exactly 14 almost 2-universal quinary diagonal -lattices. Those lattices are:
By [7], there are eleven almost 2-universal quinary diagonal -lattices and there can be at most three more. Among the quinary diagonal -lattices listed in Table 1, five lattices in the first box are, in fact 2-universal, and six lattices in the second box are almost 2-universal (see [4], [3] and [7]). Three lattices in the third box are candidates for almost 2-universal quinary diagonal -lattices provided in [7]. Now we prove that those three lattices are indeed almost 2-universal.
Theorem 3.2**.**
The quinary -lattice represents all binary lattices except following 19 binary lattices:
[TABLE]
[TABLE]
[TABLE]
Proof.
Consider the quaternary sublattice of , which has class number one. Let a binary lattice such that . And we define the binary lattice
[TABLE]
for each integers . Note that if and only if for some integers .
(Step 1) First, for the case that , we verify that . As a sample, we only consider the case that . Other cases can be verified similarly. We use the fact that
[TABLE]
[TABLE]
For a binary lattice , we can check the followings:
- •
If , then . ()
- •
If , then . ()
- •
If , then . ()
- •
If , then . ()
- •
If , then . ()
For a small such that is not positive, we can also check it by a direct calculation. In this case, it can be verified that three binary lattices are not represented by . In short,
[TABLE]
For , we can verify except followings:
[TABLE]
[TABLE]
By a direct calculation, we can verify that sublattices of above exceptions with index a power of 2 are represented by . Hereafter, we only consider -primtive binary lattices .
(Step 2) For a binary lattice , suppose that and . And suppose that .
By checking the local structure of and over , we obtain the following properties.
- (1.1)
If and , then over .
- (1.2)
If and , then over .
- (1.3)
If and , then over .
- (1.4)
If and , then over .
- (1.5)
If or , then over for any .
- (1.6)
If or , then over .
- (1.7)
If or , then over .
- (1.8)
If or , and , then over .
- (2.1)
If and , then over .
- (2.2)
If and , then over .
- (2.3)
If and , then over .
- (2.4)
If and , then over .
- (2.5)
If and , then over .
Under the assumption that the binary lattice is -primitive, above conditions cover all cases. For example, the case that and is not contained in above. However in this case is not -primitive. -primitivity of is not necessary. Regardless of -primitivity of , all cases are contained in above.
For all cases, we may choose and for some . Each case can be proved similarly. We only consider the case that satisfies the conditions given in both (1.4) and (2.3). In this case, over if and .
Let be the set of primes such that \displaystyle\bigg{(}\frac{3}{p}\bigg{)}=-1. From the assumption that , we get for all , and hence over . Let be the primes in dividing . We want choose a suitable such that is relatively prime to . Then we get over for all .
If , then . By lemma 2.1, is positive if . In the case that , one can show that is also positive for sufficiently large . In the case that , for example, is positive whenever . The remaining cases are finitely many and we can check it by a direct calculation.
If , then for some t\in\{6m+1\mid\displaystyle-\Big{[}\frac{k+1}{2}\Big{]}\leq m\leq\Big{[}\frac{k}{2}\Big{]}\}. Note that . In the case that , all are positive by lemma 2.1. In case that , however, the positiveness of is not guaranteed. There are only finitely many cases such that is not positive. When is not positive, we can check that by a direct calculation.
If , then for some . Since , is positive.
If , then for some . Since , all are positive by lemma 3 of [4].
(Step 3) We show that when \mathfrak{s}\ell\subseteq 7\, that is, is the form of . Let , then . Consider the quaternary lattice . Note that has class number one and
[TABLE]
If , then . We only consider the case that is -primitive. Thus we may assume that over , where is a nonsquare unit in . This is equivalent to
[TABLE]
Define . From the fact that we get and over for any . The followings are the sufficient conditions such that over assuming that is -primitive.
- (1)
and .
- (2)
and .
- (3)
and .
- (4)
and .
Using the same method as step 1,2, we get with finitely many exceptions. For example, . By brute force computation, one can show that the binary lattices obtained by scaling these excepstions are indeed represented by . Therefore we conclude that for all binary lattices whose scale is contained in . ∎
For the other two lattices, the proofs are quite similar to the above. We only provide following data for the proof of almost 2-universality of :
- (1)
Quternary sublattice which has class number one
- (2)
The integer satisfying
- (3)
Conditions such that over where
- (4)
Data for the case that where and \displaystyle\bigg{(}\frac{dM}{q}\bigg{)}=-1
Theorem 3.3**.**
(1)* The quinary -lattice represents all binary lattices except*
[TABLE]
(2)* The quinary -lattice represents all binary lattices except the following 15 binary lattices:*
[TABLE]
[TABLE]
Proof.
Set
Conditions such that over where : (-primitivity of is not necessary)
- •
and
- •
and
- •
and
- •
and
- •
and
Conditions such that over : ( is -primitive)
- •
and
- •
and
- •
and
- •
and
Conditions such that over : ( is -primitive)
- •
and
- •
or and
- •
or
- •
and
- •
and
- •
and
- •
and
- •
and
- •
and
- •
and
- •
and
Since there are no prime factors such that and \displaystyle\bigg{(}\frac{dM}{q}\bigg{)}=-1, in this case, the process such as step 3 in the proof of Theorem 3.2 is not necessary. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] P.R. Halmos, Note on almost-universal forms , Bull. Amer. Math. Soc. 44 (1938), 141-144
- 2[2] J.S. Hsia, M. J o ¨ ¨ o \rm\ddot{o} chner, Almost strong approximations for definite quadratic spaces , Invent. Math. 129 (1997), 471-487
- 3[3] D.-S. Hwang, On almost 2 2 2 -universal integral quinary quadratic forms , Ph. D. Thesis, Seoul National Univ. (1997).
- 4[4] B.M. Kim, M.-H. Kim and B.-K. Oh, 2 2 2 -universal positive definite integral quinary quadratic forms , Contem. Math. 249 (1999), 51–62.
- 5[5] Y. Kitaoka, Arithmetic of quadratic forms , Cambridge University Press, Cambridge (1993).
- 6[6] H. D. Kloosterman, On the representation of numbers in the form a x 2 + b y 2 + c z 2 + d t 2 𝑎 superscript 𝑥 2 𝑏 superscript 𝑦 2 𝑐 superscript 𝑧 2 𝑑 superscript 𝑡 2 ax^{2}+by^{2}+cz^{2}+dt^{2} , Acta Math. 49 (1926), 407-464
- 7[7] B.-K. Oh, The representation of quadratic forms by almost universal forms of higher rank , Math. Z. 244 (2003), 399–413.
- 8[8] O. T. O’Meara, Introduction to quadratic forms , Springer, New York (1963).
