A Report on Hausdorff Compactifications of $\mathbb{R}$
Arnold Tan Junhan

TL;DR
This paper explores the diverse range of Hausdorff compactifications of the real line, demonstrating that there are uncountably many, including well-known and novel examples, highlighting the richness of the compactification landscape.
Contribution
It provides a comprehensive investigation showing the existence of uncountably many Hausdorff compactifications of r, including explicit examples beyond classical ones.
Findings
There are uncountably many Hausdorff compactifications of r.
Classical compactifications like Alexandroff, two-point, and Stone-ech are all distinct.
An explicit example of a new compactification different from known types is constructed.
Abstract
The goal of this report is to investigate the variety of Hausdorff compactifications of . The Alexandroff one-point compactification, the two-point compactification, and the Stone-Cech compactification are all clearly different. The ultimate aim is to show that there are in fact uncountably many. An intermediate aim is to exhibit one compactification of different from all the compactifications already mentioned.
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Taxonomy
TopicsHomotopy and Cohomology in Algebraic Topology · Advanced Topology and Set Theory · Geometric and Algebraic Topology
A Report on Hausdorff Compactifications of
Arnold Tan Junhan
**Michaelmas 2018 Mini Projects: Analytic Topology
University of Oxford**
Contents
- 1 Abstract
- 2 Compactifications via their characterising properties
- 3 A genuinely new compactification
- 4 Uncountably many compactifications of
- 5 Conclusion
1 Abstract
The goal of this report is to investigate the variety of Hausdorff compactifications of . The Alexandroff one-point compactification, the two-point compactification , and the Stone-ech compactification are all clearly different. The ultimate aim is to show that there are in fact uncountably many. An intermediate aim is to exhibit one compactification of different from all the compactifications already mentioned.
We will often just write to refer to a compactification of a space . We will compare two compactifications of a space by writing to mean that there is a continuous function such that . (Such a function will automatically be onto.) It is not hard to see that if and then and are homeomorphic as topological spaces.
Let us declare two compactifications and to be equivalent if and . Then gives us a partial ordering on the set of equivalence classes of compactifications. This will be useful for us towards the end of the report, where we shall apply Zorn’s Lemma to this poset of equivalence classes.
For that purpose, let us also recall here that an element of a poset is maximal if whenever we have with , then . (When the equivalence class of a compactification is maximal – with respect to , among all compactifications with some given property – we will simply say the compactification is maximal.) On the other hand is a greatest element if for all . Writing to mean , (and writing otherwise), we see that is maximal iff for all . A greatest element in a poset is unique and certainly maximal, however we may have several different maximal elements. A chain, or linearly ordered set, is a poset in which we have comparability of elements: for all , either or . In a chain, the notions of maximal and greatest element do coincide.
2 Compactifications via their characterising properties
The reader is surely familiar with the idea that the essence of the Stone-ech compactification can be captured via a certain characterizing property. We run through the steps of showing this, and then, borrowing some of these ideas, we will exhibit a compactification of that turns out to be different from .
Definition 2.1**.**
*Let be a (nonempty) Tychonoff space.
Let be a list of all bounded continuous functions from to .
For each , let be the smallest closed interval such that . That is, let .
Let be the Tychonoff product of the .
Define such that for each , . Let .
Define the Stone-ech compactification of to be .*
Let us briefly check that this is indeed a compactification of :
- •
, which is compact (by Tychonoff’s Theorem) and , since this is true for each of the . Therefore, since is a subspace of , it is ; since it is closed in , it is compact.
- •
is injective. Suppose we have distinct points . Since is Tychonoff (and hence is closed), there is a continuous function such that . is bounded, so there is with . Then, , so ;
- •
is continuous. A subbasic open set in has the form , where is open in . Set , then
[TABLE]
and this is open, since is continuous;
- •
is continuous. It is enough to see that whenever , where is open in , there is an open in such that . Well, since , which is closed, and is Tychonoff, there is some continuous function such that and . is a bounded continuous function from to , so there is with . Hence and .
Note that is open in , so is open in . We have
[TABLE]
but , so ;
- •
holds. is the smallest closed set in containing , so it is the smallest closed set in containing , because is closed in by construction.
Lemma 2.2**.**
Let be a Tychonoff space, and be a closed bounded interval in . Let be continuous. Then there exists a continuous function such that .
Proof.
is bounded and continuous, so there is some such that .
Define . This is a projection, so it is continuous.
Furthermore, for all , we have . ∎
Lemma 2.3**.**
Let be a Tychonoff space, and be a product of closed bounded intervals in . Let be continuous. Then there exists a continuous function such that .
Proof.
Define . , so it is continuous. Apply Lemma 2.2 to see that there exists a continuous function such that .
Now define such that for all , . That is, .
It remains to see that is continuous.
A subbasic open set in has the form , where is open in . We have
[TABLE]
This is open, since is continuous. ∎
Lemma 2.4**.**
Any Tychonoff space can be embedded in a product of closed bounded intervals.
Proof.
is a subset of such a product! ∎
Theorem 2.5** (The Stone-ech Property).**
*Let be a Tychonoff space.
Say a compactification of has the Stone-ech property if whenever is a compact space and is continuous, there exists a continuous map such that .
( will automatically be unique, since it is already determined on the dense set .)
Then has the Stone-ech property.*
Proof.
Since is compact , it is Tychonoff. By Lemma 2.4, without loss of generality there is a product of closed bounded intervals such that . Viewing as a continuous function , Lemma 2.3 gives us a continuous function such that . It only remains to see that the image of lies in .
K is compact in the Hausdorff space , hence is closed in , so is closed in . Also, implies . Since is dense in , we must have . ∎
Theorem 2.6**.**
If is a Hausdorff compactification of that has the Stone-ech property, then for any other compactification .
Proof.
Take and in the definition of having the Stone-ech property, to see that there exists a continuous map such that . This is precisely the statement that . ∎
Since the Stone-ech compactification has the Stone-ech property, we deduce:
Corollary 2.7**.**
* is the largest compactification of .*
On the other hand, we could set in Theorem 2.6 to be the Stone-ech compactification, to get another corollary:
Corollary 2.8**.**
If is a Hausdorff compactification of that has the Stone-ech property, then .
This says that the Stone-ech compactification is the smallest one having the Stone-ech extension property. Suppose now that we consider the problem of extending a given family of bounded continuous functions on , rather than all bounded continuous functions.
For example, suppose we are asked to construct a Hausdorff compactification of that has the following property: whenever is of the form for some , there exists a continuous function such that .
We give a construction of such a compactification , by altering that of . We note beforehand that for each , and the constant function extends trivially to any compactification, so we need only consider .
Proposition 2.9**.**
Consider a set of functions from to , where
[TABLE]
*Let .
Define such that for each , . Let .
Then is a compactification of .*
Proof.
We check this is a compactification.
- •
is compact (by Tychonoff’s Theorem) and , since this is true for . Therefore, since is a subspace of , it is ; since it is closed in , it is compact.
- •
is injective. Suppose we have distinct points . is strictly monotone, hence injective. Therefore, , so ;
- •
is continuous. A subbasic open set in has the form , where is open in . Set , then
[TABLE]
and this is open, since is continuous;
- •
is continuous. It is enough to see that whenever , where is open in , there is an open in such that . Well, since , which is closed, is such that .
Then , which is open in .
The set is open in , and we have
[TABLE]
so shows that .
Finally, note that , since implies ;
- •
holds.
∎
Next, let us show that each does extend continuously onto .
Lemma 2.10**.**
Let , where . Then there exists a continuous function such that .
Proof.
Simply define . This is a projection, so it is continuous.
Furthermore, for all , we have . ∎
This already gives us the result that whenever is of the form for some , there exists a continuous function such that .
Next, we show that is the smallest compactification to which extends continuously for each .
Proposition 2.11**.**
Suppose is a Hausdorff compactification of that has the following property: for each , there exists a continuous function such that . Then .
Proof.
Define as follows: for each and , let . Clearly, , since for all ,
[TABLE]
It remains to see that is continuous.
Recall that , and a subbasic open set in has the form , where is open in . Let , then
[TABLE]
This is open, since is continuous. ∎
Note that this proposition does not quite tell us that is the smallest compactification to which extends continuously for each , because among the is the function , which we added to the family in order to construct . We did this so that the family would separate points and closed sets; for a more general construction see Folland (1999).
Nevertheless, we shall show in the next section that this compactification is genuinely different from the ones we have seen before.
3 A genuinely new compactification
The compactification we have just constructed is genuinely different from any of the one-point, two-point, or Stone-ech compactification of . It cannot be the one-point or two-point compactification, because the function does not extend continuously to either of these:
Proposition 3.1**.**
Let . There is no continuous function extending to either the Alexandroff one-point compactification or the two point compactification of .
Proof.
Suppose for a contradiction we did have such an extension .
One way to write the one-point compactification is as where . Note that . Hence, by the continuity of we would have
[TABLE]
but this does not exist in .
Similarly, we may write the two-point compactification as where . Now , so
[TABLE]
again contradicts that this limit does not exist.
∎
To show that is not homeomorphic to , we will show that the former is metrisable while the latter is not.
The following is a standard result.
Lemma 3.2**.**
A countable product of metric spaces is metrisable.
Proof.
The result is easy for finite products. (Alternatively, if you like, it is deducible from the case of countably infinite products, by setting all-but-finitely-many of the factors to be singletons.)
Let be a countably infinite family of metric spaces.
-
Claim: We may assume each is bounded above by .
-
Proof: To prove the claim, it is enough to see that any metric on any space has an equivalent metric defined by . This is a metric on :
-
–
it is non-negative, and zero if and only if ;
- –
it is symmetric in its variables;
- –
.
If , then
[TABLE]
Otherwise, without loss , then
[TABLE]
induces the same topology as does on . Indeed, wite and respectively for the open balls of radius centered at , with respect to and respectively. Since , we certainly have for all , so the topology induced by is finer than that induced by . On the other hand, for all , we have where . Indeed, suppose . Then , so .
By the claim, we may assume each is bounded above by , so it makes sense to define, for ,
[TABLE]
since this series converges to a value no greater than the convergent series .
-
Claim: defined above is a metric on the product space .
-
Proof:
-
–
it is non-negative, and zero if and only if every term in the series is zero, if and only if and agree on every component, if and only if ;
- –
it is symmetric in its variables;
- –
follows immediately from the triangle inequalities for the individual .
It remains to check that this metric induces the usual product topology on .
Given and , we certainly have whenever . Therefore, the projections are continuous with respect to these metrics. Therefore the topology induced by on the product space is finer than the Tychonoff topology . One way to see this is via the universal property of the product: the projection maps give rise to a unique continuous map such that for each . Of course, setting to be the identity map satisfies this equation, and therefore we must have that the identity is continuous as a map . In particular, taking the preimage of each open set under the identity map, we see that .
On the other hand, we show that any open set in is also open in the Tychonoff topology. Let . There is some with . Choose some large enough so that .
For each , define . Then,
[TABLE]
Indeed, whenever , we have for each , so
[TABLE]
Since , we have shown that is open in the Tychonoff topology, as required! ∎
Corollary 3.3**.**
* is metrisable.*
Proof.
can be embedded into the product , which by the lemma above can be given a metric space structure. Identifying with its image in the product space, it will inherit the subspace metric induced by the metric on the product space. ∎
Lemma 3.4**.**
A non-compact Tychonoff space has no maximal metrisable compactifications.
Proof.
Suppose is a non-compact metric space, and is a metrisable compactification. We construct another compactification that is strictly larger. is homeomorphic to , hence non-compact, hence . Pick any . Since , there is a sequence of distinct points in converging to in the metric on . (The open ball must meet at some point ; the open ball must meet at some point for each . In this way we construct an infinite sequence of distinct points of whose distance to tends to [math].)
Consider the disjoint subsets and of . Each is closed in , since no any sequence in has a limit in . (If the limit of such a sequence existed, it would have to be , but this is in .) Since is a subset of the metric space , it is metrisable and hence normal, so by Urysohn’s Lemma there exists a continuous function such that . This function does not extend continuously to . For if it did, then we would have
[TABLE]
and similarly
[TABLE]
which taken together produce an obvious contradiction.
Consider the function . This is continuous since both of its components are continuous. Then where is a compactification of :
- •
is compact and , since it is a closed subspace of the compact space ;
- •
is injective since its first component is injective;
- •
is continuous;
- •
is continuous as the composition of the first projection and the map ;
- •
holds.
This compactification is larger than , because there exists a continuous function such that ; this is simply the first projection .
On the other hand, extends continuously to ; consider . This is just the second projection, so it is continuous, and we have . Since did not extend continuously to , we conclude that there is no homeomorphism from to (or else we could compose with such a homeomorphism to get an extension of to ). In particular, is a strictly larger compactification of .
∎
Corollary 3.5**.**
For any non-compact Tychonoff space , the Stone-ech compactification is not metrisable.
Proof.
is maximal among all compactifications, hence if it were metrisable it would be maximal among all metrisable compactifications. ∎
Corollary 3.6**.**
* is not metrisable.*
Proof.
is a non-compact metric space! ∎
Now, clearly was homeomorphic to , since one is metrisable and the other is not. We therefore obtain our desired result:
Corollary 3.7**.**
* is not homeomorphic to .*
4 Uncountably many compactifications of
Our final task is to show that there are uncountably many different compactifications of .
For this, we introduce the concept of the inverse limit (which really is a limit, in the categorical sense) of a sequence of spaces with maps between them.
Definition 4.1**.**
*Suppose that , for , is a pair such that is a topological space, and is continuous.
The inverse limit of the sequence is defined as follows. Let*
[TABLE]
and be the restriction of the projection to , so for each .
Observe that each is continuous, as the restriction of a continuous function. Observe also that for each , , since
[TABLE]
We now give a property that characterises the inverse limit.
Proposition 4.2**.**
Suppose is any pair such that is a topological space, each is continuous, and for all , . Then there is a continuous function such that for all , .
Proof.
Simply define where . This is well-defined, because for each we have :
[TABLE]
We also have , because
[TABLE]
It only remains to show that is continuous. We show that the preimage under of each subbasic open set is open. Let , where is open in . Then,
[TABLE]
This is the continuous preimage of an open set, hence it is open. ∎
Let us make a few more easy observations.
Firstly, if each is onto, then each is onto. Indeed, given , we can recursively find for each such that , by surjectivity of the . We can also define, for , . Define by ; then .
Also, if all of the spaces are compact Hausdorff, then is compact Hausdorff. Indeed, is Hausdorff and compact by Tychonoff’s theorem, so if we know that is a closed subspace, then it is Hausdorff and compact. It remains to see that is closed in . Well,
[TABLE]
where is continuous, since each component is continuous in . Since is Hausdorff, the diagonal is closed in . Therefore each is closed as the continuous preimage of a closed set. Hence is closed, as the intersection of closed sets.
Lemma 4.3**.**
If is a sequence of metrisasble compactifications of such that for all , , then there exists a metrisable compactification of such that for all , .
Proof.
By assumption, for each there is an onto function such that . Let us take the inverse limit of the system . Call it . By definition is a subspace of a countable product of the spaces , and is therefore metrisable by metrisability of each of the . We have remarked above that must be compact Hausdorff, since each individual space is. Since we have a pair such that is a topological space, each is continuous, and for all , , by Proposition 4.2 there is a continuous function such that for all , . Let . Then is the desired compactification:
- •
is compact and metrisable, since it is a closed subspace of the compact and metrisable space ;
- •
is injective since is injective;
- •
is continuous by assumption;
- •
Suppose is open in . We claim is open in . Well, is open in . (It is open in , which is in turn open in as is locally compact). Then, is open in , and shows that is open in . Altogether this shows that is continuous;
- •
holds.
- •
for all , . This is witnessed by the continuous functions . We have remarked that they are onto because the are onto; furthermore, for each we have .
∎
We are almost ready to show that has uncountably many (non-equivalent) compactifications. For this, let us recall Zorn’s Lemma.
Lemma 4.4** (Zorn’s Lemma).**
Let be a nonempty poset in which every nonempty chain has an upper bound. Then has a maximal element.
Theorem 4.5**.**
* has uncountably many compactifications.*
Proof.
Suppose has only countably many compactifications. In particular has only countably many metrisable compactifications. We may assume without loss that there are countably infinitely many of these. (If there are only finitely many metrisable compactifications, then certainly one of these is maximal among all the others; this contradicts Lemma 3.4.)
Let the set of all metrisable compactifications of be . (We write for ease of notation, but we really mean its class , of course.)
This is a poset. We show that it has a maximal element, by checking that it satisfies the conditions of Zorn’s Lemma. is nonempty, since it contains . Suppose is a nonempty chain. We need to exhibit an upper bound for . We split into two cases:
- •
If has only finitely many elements, write these as . Then is a greatest element of the chain, hence certainly an upper bound.
- •
If has countably infinitely many elements, write . Let us assume without loss that has no maximal element. (A maximal element in a chain would also be a greatest element and hence an upper bound for the chain, so we would be done.) Note also that each nonempty finite subset of is still a chain, and by the above case, has a greatest element max. We now construct a sequence of compactifications in such that for all , .
Let . is not a maximal element of the chain, so there is with .
For , at the stage consider the finite subchain ; max is not a maximal element of , so there is with max.
We have inductively defined a sequence such that for each , . Therefore Lemma 4.3 applied to this sequence (now considered as a sequence of actual compactifications rather than classes of these) tells us that there exists a metrisable compactification such that for each , .
is an element of ; let us show that it is an upper bound for .
Well, for each we have so is among . Therefore
[TABLE]
as required.
We have now shown that satisfies the conditions of Zorn’s Lemma, and so has a maximal element . That is, is maximal among all metrisable compactifications of .
This contradicts Lemma 3.4. Therefore could not have only countably many compactifications! ∎
5 Conclusion
In Section 2, for the problem of finding a compactification of to which the family extended continuously, we could have gone a different route by defining as follows. Take
[TABLE]
and let be the closure of the image of in . Indeed, a bit of thought shows that if we have found a compactification onto which extends continuously, then for each , will also extend continuously.
This relies on the fact that each can be expanded as a polynomial in :
[TABLE]
where, in fact, is the Chebyshev polynomial.
Therefore, if we have a compactification and a continuous function such that
[TABLE]
then this would also yield, for each , a continuous function such that
[TABLE]
Simply take :
[TABLE]
The advantage of this approach is that we can instantly see this space is metrisable, as a subspace of . This means we do not need to rely on the result that a countable product of metric spaces is metrisable.
Notice also that we did not prove that our choice of was smallest among all compactifications to which the family extends continuously – this was not necessary for us to show that is distinct from the one-point, two-point, and Stone-ech compactification.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Engelking, R. (1989) General Topology . Sigma Series in Pure Mathematics, Vol. 6, revised and completed ed. Heldermann Verlag, Berlin.
- 2[2] Folland, G. (1999) Real Analysis: Modern Techniques and their Applications . Pure and Applied Mathematics: A Wiley-Interscience Series of Texts, Monographs and Tracts, second edition. New York, John Wiley & \& Sons, Inc.
