Some new $q$-congruences for truncated basic hypergeometric series
Victor J. W. Guo, Michael J. Schlosser

TL;DR
This paper establishes new $q$-congruences for truncated basic hypergeometric series, including results modulo squares and cubes of cyclotomic polynomials, using advanced combinatorial and algebraic techniques.
Contribution
It introduces novel $q$-congruences for hypergeometric series, expanding the understanding of their modular properties and providing parametric generalizations.
Findings
Congruences modulo the square of cyclotomic polynomials
Congruences modulo the cube of cyclotomic polynomials
Conjectures on higher power congruences
Abstract
We provide several new -congruences for truncated basic hypergeometric series, mostly of arbitrary order. Our results include congruences modulo the square or the cube of a cyclotomic polynomial, and in some instances, parametric generalizations thereof. These are established by a variety of techniques including polynomial argument, creative microscoping (a method recently introduced by the first author in collaboration with Zudilin), Andrews' multiseries generalization of the Watson transformation, and induction. We also give a number of related conjectures including congruences modulo the fourth power of a cyclotomic polynomial.
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Some
new -congruences for truncated
basic hypergeometric series
Victor J. W. Guo
School of Mathematical Sciences, Huaiyin Normal University, Huai’an 223300, Jiangsu, People’s Republic of China
and
Michael J. Schlosser
Fakultät für Mathematik, Universität Wien, Oskar-Morgenstern-Platz 1, A-1090 Vienna, Austria
Abstract.
We provide several new -congruences for truncated basic hypergeometric series, mostly of arbitrary order. Our results include congruences modulo the square or the cube of a cyclotomic polynomial, and in some instances, parametric generalizations thereof. These are established by a variety of techniques including polynomial argument, creative microscoping (a method recently introduced by the first author in collaboration with Zudilin), Andrews’ multiseries generalization of the Watson transformation, and induction. We also give a number of related conjectures including congruences modulo the fourth power of a cyclotomic polynomial.
Key words and phrases:
basic hypergeometric series; supercongruences; -congruences; cyclotomic polynomial; Andrews’ transformation; -binomial theorem.
2010 Mathematics Subject Classification:
Primary 33D15; Secondary 11A07, 11F33
The first author was partially supported by the National Natural Science Foundation of China (grant 11771175).
1. Introduction
In 1914, Ramanujan [27] stated rather mysteriously a number of formulas for , including
[TABLE]
In 1997, Van Hamme [32] conjectured 13 interesting -adic analogues of Ramanujan’s or Ramanujan-type formulas for , such as
[TABLE]
where denotes the Pochhammer symbol and is an odd prime. All of the 13 supercongruences have been confirmed by different techniques up to now (see [25, 29]). For some informative background on Ramanujan-type supercongruences, see Zudilin’s paper [34]. During the past few years, -analogues of congruences and supercongruences have caught the interests of many authors (see, for example, [6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 24, 26, 28, 30, 31, 35]). As made explicit in [21], -supercongruences are related to studying the asymptotic behaviour of -series at roots of unity. This hints towards an intrinsic connection to mock theta functions and quantum modular forms (see e.g. [4, 33]).
Congruences of truncated hypergeometric series modulo a high power of a prime such as in Equation (1) are special. Similarly, in the setting of truncated basic hypergeometric series, congruences modulo some power of a cyclotomic polynomial are special and, already for the exponent being , are typically difficult to prove.
Recently, the first author [14, Theorem 1.1] proved that for
[TABLE]
which, under the substitution , can be written as
[TABLE]
It follows that for
[TABLE]
Here and in what follows, we adopt the standard -notation: is the -shifted factorial; is a product of -shifted factorials; is the -integer; and denotes the -th cyclotomic polynomial in (see [23]), which may be defined as
[TABLE]
where is an -th primitive root of unity.
We find that for the -congruence (2) even holds modulo . More generally we are able to extend (2) to the following infinite family of -congruences.
Theorem 1**.**
Let be an odd integer. Then
[TABLE]
Note that for and the above -congruence cannot be deduced directly from [14, Theorem 1.1] in the same way as the -congruence (2) is derived. This is because the arguments and are different for . It should be pointed out that the -congruence (3) does not hold for . Like many results given in [17], Theorem 1 has a companion as follows.
Theorem 2**.**
Let be an odd integer and let . Then
[TABLE]
We shall also prove the following result, which was originally conjectured by the first author [14, Conjecture 1.3] who provided a proof of the modulus case [14, Theorem 1.2].
Theorem 3**.**
Let be an odd integer. Then
[TABLE]
As mentioned in [14], there are many similar congruences modulo for truncated basic hypergeometric series. In this paper, we shall give more such examples (theorems or conjectures). The simplest example is as follows.
Theorem 4**.**
Let be an integer with . Then
[TABLE]
Note that the first author, in joint work with Pan and Zhang [15], proved that for any odd integer with there holds
[TABLE]
where denotes the Legendre symbol modulo . This -congruence was originally conjectured in [20] when is an odd prime.
We shall prove Theorems 1 and 2 in Sections 2 and 3 by using the creative microscoping method developed by the first author and Zudilin [21]. We prove these by first establishing their parametric generalizations modulo and then letting . The proofs are similar to that of [14, Theorem 1.1] but also require Andrews’ multiseries generalization of the Watson transformation [1, Theorem 4] (which was already used by the first author, Jouhet and Zeng [16] for proving some -analogues of Calkin’s congruence [3]). It is worth mentioning that we need to add the parameter and also its powers in many places of the left-hand sides of (3) and (4) in order to establish the desired generalizations modulo . Therefore, the proofs of Theorems 1 and 2 are quite different from those in the recent two joint papers of us [17, 18], where the parameter is inserted in a more natural way (without and higher powers of ) as done in [21]. The proofs of Theorems 3 and 4 are based on two -series identities and are given in Sections 4 and 5, respectively. Two more congruences modulo are given in Section 6. We give some related conjectures in the final Section 7. These include two refinements of Theorems 1 and 2, some extensions of Theorem 4 for , and similar conjectures.
2. Proof of Theorem 1
We first establish the following parametric generalization of Theorem 1 for the case .
Theorem 5**.**
Let be an odd integer and let . Then modulo ,
[TABLE]
Proof.
It is clear that and therefore the numbers are all not divisible by . This implies that the denominators of the left-hand side of (8) do not contain the factor nor . Thus, for or , the left-hand side of (8) can be written as
[TABLE]
where we have used for .
Let
[TABLE]
be the -binomial coefficient. It is easy to see, with denoting a binomial coefficient, that
[TABLE]
and
[TABLE]
Note that the right-hand sides of the identities after (10) are all polynomials in , of degree in the first group, and of degree in the second one too. Moreover,
[TABLE]
Therefore, we can write (9) in the following form
[TABLE]
where is a polynomial in of degree .
Recall that the -binomial theorem (see [2, p. 36]) can be written as
[TABLE]
Putting in the above identity and replacing with , we get
[TABLE]
which immediately means that the expression in (9), which equals (11), vanishes. This proves (8). ∎
In order to prove Theorem 1 for the case , we need the following lemma.
Lemma 1**.**
Let be an odd integer and let . Then for , modulo we have
[TABLE]
Proof.
Since , we have
[TABLE]
Furthermore, modulo , there holds
[TABLE]
which together with (2) establishes the assertion. ∎
We now give a parametric generalization of Theorem 1 for the case .
Theorem 6**.**
Let be an odd integer and let . Then modulo ,
[TABLE]
Proof.
By Lemma 1, for , we can check that the -th and -th terms on the left-hand side of (14) modulo cancel each other. Moreover, for , the -shifted factorial contains the factor and is therefore divisible by . This proves that the congruence (14) is true modulo .
To prove that (14) is also true modulo , it suffices to prove the following identity:
[TABLE]
where we have used that for . This time the method employed to prove (9) does not work. Instead, we shall use Andrews’ multiseries generalization of the Watson transformation [1, Theorem 4]:
[TABLE]
Let , , , , and in (16). Moreover, put
[TABLE]
with and . Then the left-hand side of (16) reduces to the left-hand side of (15), while the right-hand side of (16) contains the factor
[TABLE]
because , and . This proves (15), i.e. the congruence (14) holds modulo . Since the polynomials and are clearly relatively prime, the proof of (14) is complete. ∎
Proof of Theorem 1.
For , the limits of the denominators in (8) as are relatively prime to . On the other hand, the limit of as has the factor . It follows that the limiting case of the congruence (8) reduces to (3) for the case .
Similarly, for , the limit of as has the factor , and so the limiting case of the congruence (14) reduces to (3) for the case . This completes the proof of the theorem. ∎
3. Proof of Theorem 2
The proof of Theorem 2 is similar to that of Theorem 1. We have the following parametric generalization of Theorem 2 for the case . Its proof is completely analogous to that of Theorem 5 and is left to the interested reader.
Theorem 7**.**
Let be an odd integer and let . Then modulo ,
[TABLE]
Moreover, we have the following result similar to Lemma 1.
Lemma 2**.**
Let be a positive odd integer and let , Then for , modulo , we have
[TABLE]
By Lemma 2 and Andrews’ transformation (16), we can establish the following parametric generalization of Theorem 2 for the case .
Theorem 8**.**
Let be an odd integer and let . Then modulo ,
[TABLE]
The proof of Theorem 2 then follows from Theorems 7 and 8 by taking the limit .
Finally, we point out that for and any the sum in Theorem 8 has a closed form as follows:
[TABLE]
which can be easily proved by induction on . The case implies that when , the congruence (4) modulo is still true for and .
4. Proof of Theorem 3
By induction on , we can easily prove that for ,
[TABLE]
Note that is the well-known -Catalan number which is a polynomial in (see [5]). Thus divides . Moreover, it is easy to see that is relatively prime to for odd . We conclude that (5) holds by taking in (17).
Letting in (17), we obtain
[TABLE]
It is clear that
[TABLE]
is a polynomial in . Since the polynomials and are relatively prime, we deduce that is divisible by , and so is . The proof of (6) then follows from the fact that is relatively prime to .
5. Proof of Theorem 4
By induction on , we can prove that for
[TABLE]
We now assume that and . If , then contains the factor and contains the factor , and therefore is divisible by . If , then contains and contains , and is also divisible by . Clearly, the denominator of the right-hand side of (18) is relatively prime to . This completes the proof.
6. More congruences modulo
The first author [14, Theorem 1.4] proved that for ,
[TABLE]
Here we give generalizations of the -congruences (19) and (20) as follows.
Theorem 9**.**
Let and let be a nonzero integer with and . Let be an integer with . Then
[TABLE]
Proof.
The proof is similar to that of Theorem 1 (or [14, Theorem 1.4]). Here we merely give the parametric generalization of (21):
[TABLE]
Note that when and the -congruence (21) was originally conjectured in [21, Conjecture 5.5].
Theorem 10**.**
Let and let with . Let be an integer. Then
[TABLE]
Proof.
This time the parametric generalization of (22) is as follows:
[TABLE]
7. Concluding remarks and open problems
The creative microscoping method used to prove Theorems 1 and 2 can be used to prove many other -congruences (see [13, 14, 17, 21, 22]). We also learned that this method has already caught the interests of Gorodetsky [6], Guillera [7] and Straub [28]. However, to the best of our knowledge, the (creative) method of adding extra parameters can only be used to prove -congruences modulo or but not those modulo or higher powers of . The following conjectural refinements of Theorems 1 and 2 seem to be rather challenging to prove.
Conjecture 1**.**
Let be an odd integer. Then
[TABLE]
Conjecture 2**.**
Let be an odd integer and let . Then
[TABLE]
The first author [14, Theorem 1.1] proved that for and
[TABLE]
and that for and
[TABLE]
These two -congruences were originally conjectured by the first author and Zudilin [21, Conjectures 5.3 and 5.4]. Here we would like to make some similar conjectures on congruences modulo .
Conjecture 3**.**
Let and be integers with . Then
[TABLE]
In particular, if is a prime and , then
[TABLE]
Conjecture 4**.**
Let and be integers with . Then
[TABLE]
In particular, if is a prime and , then
[TABLE]
We should concede that we are not able to prove Conjectures 3 and 4 even for (we are only capable to deal with the modulus case). Note that Conjecture 4 is true for by Theorem 4.
Conjecture 5**.**
Let and be integers with . Then
[TABLE]
In particular, if is a prime, then
[TABLE]
Conjecture 6**.**
Let and be integers with . Then
[TABLE]
In particular, if is a prime, then
[TABLE]
Using the following identity
[TABLE]
we can easily prove that Conjecture 6 is true for .
It seems that Conjectures 3 and 4 can be further generalized as follows.
Conjecture 7**.**
Let and be positive integers with . Let be an integer with . Then
[TABLE]
Conjecture 8**.**
Let and be positive integers with . Let be an integer with . Then
[TABLE]
Likewise, Conjectures 5 and 6 can be further generalized as follows.
Conjecture 9**.**
Let and be positive integers with . Let be an integer with . Then
[TABLE]
Conjecture 10**.**
Let and be positive integers with . Let be an integer with . Then
[TABLE]
Finally, we point out that Conjectures 7–10 are clearly true for by the cases of (23) and (24).
Acknowledgments. We thank Wadim Zudilin for helpful comments on a previous version of this paper. We further thank the referees for their careful reading of the manuscript; their comments led to improvements of the exposition.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] G.E. Andrews, The Theory of Partitions , Cambridge University Press, Cambridge, 1998.
- 3[3] N.J. Calkin, Factors of sums of powers of binomial coefficients, Acta Arith. 86 (1998), 17–26.
- 4[4] A. Folsom, K. Ono, and R.C. Rhoades, Mock theta functions and quantum modular forms, Forum Math. Pi 1 (2013) e 2, 27pp.
- 5[5] J. Fürlinger and J. Hofbauer, q 𝑞 q -Catalan numbers, J. Combin. Theory, Ser. A 2 (1985), 248–264.
- 6[6] O. Gorodetsky, q 𝑞 q -Congruences, with applications to supercongruences and the cyclic sieving phenomenon, preprint, May 2018, ar Xiv: 1805.01254 v 1.
- 7[7] J. Guillera, WZ pairs and q 𝑞 q -analogues of Ramanujan series for 1 / π 1 𝜋 1/\pi , J. Diff. Equ. Appl. 24 (2018), 1871–1879.
- 8[8] V.J.W. Guo, A q 𝑞 q -analogue of a Ramanujan-type supercongruence involving central binomial coefficients, J. Math. Anal. Appl. 458 (2018), 590–600.
