
TL;DR
This paper explores advanced congruences related to $q$-binomial coefficients, extending classical results and establishing new congruences for $q$-analogues of factorial ratios, with implications for number theory.
Contribution
It introduces new $q$-congruences generalizing classical binomial coefficient congruences and proves related results for $q$-factorial ratios.
Findings
Established $q$-analogues of classical binomial congruences
Proved new congruences for $q$-factorial ratios
Extended classical results to broader $q$-analogues
Abstract
We discuss -analogues of the classical congruence , valid for primes , as well as its generalisations. In particular, we prove related congruences for (-analogues of) integral factorial ratios.
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Congruences for -binomial coefficients
Wadim Zudilin
Department of Mathematics, IMAPP, Radboud University, PO Box 9010, 6500 GL Nijmegen, Netherlands
To George Andrews, with warm -wishes and well-looking -congruences
(Date: 23 January 2019. Revised: 1 April 2019)
Abstract.
We discuss -analogues of the classical congruence , valid for primes , as well as its generalisations. In particular, we prove related congruences for (-analogues of) integral factorial ratios.
Key words and phrases:
Congruence; -binomial coefficient; cyclotomic polynomial; radial asymptotics.
2010 Mathematics Subject Classification:
11B65 (Primary), 05A10, 11A07 (Secondary)
1. Introduction
For non-negative integer, a standard -environment includes -numbers , -factorials and -binomial coefficients
[TABLE]
One also adopts the cyclotomic polynomials
[TABLE]
as -analogues of prime numbers, because these are the only factors of the -numbers which are irreducible over .
Arithmetically significant relations often possess several -analogues. While looking for -extensions of the classical (Wolstenholme–Ljunggren) congruence
[TABLE]
more precisely, at a ‘-microscope setup’ (when -congruences for truncated hypergeometric sums are read off from the asymptotics of their non-terminating versions, usually equipped with extra parameters, at roots of unity — see [5]) for Straub’s -congruence [8], [9, Theorem 2.2],
[TABLE]
this author accidentally arrived at
[TABLE]
where the notation
[TABLE]
is implemented. Notice that the expression on the right-hand side is a sum of two -monomials. The -congruence (3) may be compared with another -extension of (1),
[TABLE]
for any . This is given by Andrews in [2] for primes only; though proved modulo , a complimentary result from [2] demonstrates that (1) in its full modulo strength can be derived from (4). More directly, Pan [7] shows that (4) can be generalised further to
[TABLE]
It is worth mentioning that the transition from to (or, from to ) is significant because the former has a simple combinatorial proof (resulting from the (-)Chu–Vandermonde identity) whereas no combinatorial proof is known for the latter.
Since as , a primitive -th root of unity, the congruence (3) is seen to be an extension of the trivial (-Lucas) congruence
[TABLE]
The principal goal of this note is to provide a modulo extension of (3) (see Lemma 1 below) as well as to use the result for extending the congruences (2) and (5). In this way, our theorems provide two -extensions of the congruence
[TABLE]
The latter can be continued further to higher powers of primes [6], and our ‘mechanical’ approach here suggests that one may try — with a lot of effort! — to deduce corresponding -analogues.
Theorem 1**.**
The congruence
[TABLE]
holds modulo for any .
Theorem 2**.**
For any , we have the congruence
[TABLE]
We point out that a congruence for rational functions and a polynomial is understood as follows: the polynomial is relatively prime with the denominators of and , and divides the numerator of the difference . The latter is equivalent to the condition that for each zero of of multiplicity , the polynomial divides in ; in other words, A_{1}(q)-A_{2}(q)=O\bigl{(}(q-\alpha)^{k}\bigr{)} as . This latter interpretation underlies our argument in proving the results. For example, the congruence (3) can be established by verifying that
[TABLE]
when and is any primitive -th root of unity.
Our approach goes in line with [5] and shares similarities with the one developed by Gorodetsky in [4], who reads off the asymptotic information of binomial sums at roots of unity through -Gauss congruences. It does not seem straightforward to us but Gorodetsky’s method may be capable of proving Theorems 1 and 2. Furthermore, the part [4, Sect. 2.3] contains a survey on -analogues of (1).
After proving an asymptotical expansion for -binomial coefficients at roots of unity in Section 2 (essentially, the -extension of (8)), we perform a similar asymptotic analysis for -harmonic sums in Section 3. The information gathered is then applied in Section 4 to proving Theorems 1 and 2. Finally, in Section 5 we generalise the congruences (2) and (5) in a different direction, to integral factorial ratios.
2. Expansions of -binomials at roots of unity
This section is exclusively devoted to an asymptotical result, which forms the grounds of our later arithmetic analysis. We moderate its proof by highlighting principal ingredients (and difficulties) of derivation and leaving some technical details to the reader.
Lemma 1**.**
Let be a primitive -th root of unity. Then, as radially,
[TABLE]
where
[TABLE]
and
[TABLE]
Proof.
It follows from the -binomial theorem [3, Chap. 10] that
[TABLE]
Taking , for a primitive -th root of unity , we have
[TABLE]
When , we get . If
[TABLE]
then and
[TABLE]
In particular,
[TABLE]
Now observe the following summation formulae:
[TABLE]
Implementing this information into (11) we obtain
[TABLE]
where we intentionally omit all ordinary -terms — those that sum up to polynomials in and multiplied by powers of , like the ones appearing as - and -terms. The exceptional -summands are computed separately:
[TABLE]
and
[TABLE]
The finale of our argument is comparison of the coefficients of powers of on both sides of the relation obtained; this way we arrive at the asymptotics in (9). ∎
3. A -harmonic sum
Again, the notation is reserved for a primitive -th root of unity. For the sum
[TABLE]
we have
[TABLE]
where is defined in Lemma 1. It follows that, for ,
[TABLE]
as , where we use
[TABLE]
The latter asymptotics implies that
[TABLE]
which may be viewed as an extension of
[TABLE]
recorded, for example, in [6].
A different consequence of (12) is the following fact.
Lemma 2**.**
The term appearing in the expansion (9) can be replaced with
[TABLE]
when and .
4. Proof of the theorems
In order to prove Theorems 1 and 2 we need to produce ‘matching’ asymptotics for
[TABLE]
respectively. These happen to be easier than that from Lemma 1 because and do not depend on the choice of primitive -th root of unity when .
Lemma 3**.**
As radially,
[TABLE]
where
[TABLE]
Proof.
For in (10), take and for and :
[TABLE]
Then, for , we write to obtain
[TABLE]
To conclude, we apply the same argument as in the proof of Lemma 1. ∎
Proof of Theorem 1.
Combining the expansions in Lemmas 1–3 we find out that
[TABLE]
as radially. This means that the difference of both sides is divisible by for any -th primitive root of unity , hence by . The latter property is equivalent to the congruence (6). ∎
Proof of Theorem 2.
We first use Lemma 1 with :
[TABLE]
as . Now, take arbitrary and apply this relation for replaced with , where , and is a primitive -th root of unity:
[TABLE]
as . At the same time, from Lemma 1 we have
[TABLE]
as . Using
[TABLE]
for , , and we deduce from the two expansions and Lemma 2 that, for ,
[TABLE]
as . This implies the congruence in (7). ∎
5. -rious congruences
In this final part, we look at the binomial coefficients as particular instances of integral ratios of factorials, also known as Chebyshev–Landau factorial ratios. In the -setting these are defined by
[TABLE]
where and are positive integers satisfying
[TABLE]
and
[TABLE]
(see, for example, [10]), denotes the integer part of a number. Then are polynomials with values
[TABLE]
at , and the congruences (2) and (5) generalise as follows.
Theorem 3**.**
In the notation
[TABLE]
the congruences
[TABLE]
are valid for any .
Observe that when and , one recovers from any of these two the congruences
[TABLE]
of which (1) is a special case. Furthermore, it is tempting to expect that these two families of -congruences may be generalised even further in the spirit of Theorems 1 and 2, and that the polynomials satisfy -Gauss relations from [4]. We do not pursue this line here.
Proof of Theorem 3.
Though the congruences (15) and (16) are between polynomials rather than rational functions, we prove the theorem without assumption (14): in other words, the congruences remain true for the rational functions provided that the balancing condition (13) (equivalently, in the above notation for ) is satisfied. In turn, this more general statement follows from its validity for particular cases
[TABLE]
by induction (on , say). Indeed, the inductive step exploits the property of both (15) and (16) to imply the congruence for the product whenever it is already known for the individual factors; we leave this simple fact to the reader and only discuss its other appearance when dealing with below. Notice that , so that is well defined modulo any power of .
For we have and , hence (15) and (16) follow from (2) and (5), respectively.
Turning to , where and is a primitive -th root of unity, write the congruences (2) and (5) as the asymptotic relation
[TABLE]
in which
[TABLE]
Then
[TABLE]
because we have as for our choices of . The resulting expansion implies the truth of (15) and (16) for in view of
[TABLE]
As explained above, this also establishes the general case of (15) and (16). ∎
For related Lucas-type congruences satisfied by the -factorial ratios see [1].
Acknowledgements. I would like to thank Armin Straub for encouraging me to complete this project and for supply of available knowledge on the topic. I am grateful to one of the referees whose feedback was terrific and helped me improving the exposition. Further, I thank Victor Guo for valuable comments on parts of this work.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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