Theoretical proposal for dual transformation between the Josephson effect and quantum phase slip in single junction systems and nanowires
M. Yoneda, M. Niwa, N. Hirata, M. Motohashi

TL;DR
This paper proposes a theoretical framework for duality between the Josephson effect and quantum phase slip in single junctions and nanowires, providing a new perspective on their relationship within quantum field theory.
Contribution
It introduces a generalized dual field theory method to analyze the duality between Josephson effect and quantum phase slip, validated within the Villain approximation.
Findings
Established duality between Josephson effect and quantum phase slip
Validated the method within the Villain approximation
Provided a theoretical basis for dual transformations in quantum systems
Abstract
A method was devised to construct a generalized dual field theory in the quantum field theory. As a simple example using this method, we examined the duality between coherent quantum phase slip and the Josephson effect in single junction systems and nanowires. The this method was proved to be reliable within the Villain approximation.
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Theoretical proposal for dual transformation between the Josephson effect and
quantum phase slip in single junction systems and nanowires
M. Yoneda
Aichi University of Technology, 50-2 Umanori Nishihasama-cho, Aichi 443-0047, Japan
M. Niwa
N. Hirata
M. Motohashi
School of Engineering, Tokyo Denki University, 5 Senju Asahi-cho, Adachi-ku Tokyo 120-855, Japan
Abstract
A method was devised to construct a generalized dual field theory in the quantum field theory. As a simple example using this method, we examined the duality between coherent quantum phase slip and the Josephson effect in single junction systems and nanowires. The this method was proved to be reliable within the Villain approximation.
pacs:
73.23.-b
Introduction
The dual transformation has been known to be a useful tool in various physical systems. In particular, in quantum field theory Seiberg and Witten (1994)-Savit (1980) and statistical mechanics Kogut (1979)-Fisher (2004), many studied cases incorporating duality are known. Similarly, electric circuits arranged in series and parallel within classical electrical engineering exhibit similar adding laws, which are satisfied by interchanging the role of resistance and conductance, inductance and capacitance, current and voltage. This rule is known as the duality principle of electrical circuitsCherry (1949)-Marino et al. (2012). In recent years, numerous experiments and theoretical discussions have been conducted on the potential of quantum phase-slip () existing as a dual system in the Josephson junction () system using nanowires Mooij and Harmans (2005)-Svetogorov et al. (2018). However, a deterministic experimental fact showing the existence of quantum phase-slip completely has not been found yet. Also, the exact theory of the dual transformation between the system and the junction () system has not been completed yet Peltonen et al (2013)-Svetogorov et al. (2018). In this paper, we introduce two Hamiltonian, which are dual to each other, and propose a general theory to construct a dual system by applying the dual condition between current and voltage in an electric circuit. This method was named the dual Hamiltonian () method. By using this method, the Hamiltonians of the system and the system are proved to be equivalent to each other by dual transformation and also prove to be an exact dual system. The remainder of this paper is organized as follows. In the next section, the method is applied to build a quantum circuit as a simple example. In section 2, as an application of the preceding section, the relationship between the system and the system in a single junction is introduced. In section 3, self-duality in various quantum junction circuits is briefly proved. In the section 4, superconductors and superinsulators are discussed from the standpoint of quantum phase transition. In section 5, duality is examined for the partition function of a single junction that incorporates quantum effects using path integration. In section 6, the derivation of the anisotropic
model and dual anisotropic
model are described in the classical dimensional system equivalent to the and in a nanowire, which is a quantum one-dimensional system. In section 7, the duality between the
model and
model is proved by the Villain approximation. In section 8, we derived Ginzburg-Landau theories of two types and compared each of their critical values with the critical values in the Kosterlitz-Thouless theory. In the last section, the summary, discussion, and conclusions are presented.
I DH method in the quantum LC circuit
In this section, examples of quantum circuits Yoneda et al. (2011) are presented as the simplest application of the method. First, the Hamiltonian of a normal quantum circuit is introduced as follows:
[TABLE]
where
and
are the capacitance and inductance of a quantum circuit, respectively. The commutation relationship between the electric charge
and magnetic flux
is described as follows:
[TABLE]
From the Hamiltonian of Eq.(1), the equations of motion are given by:
[TABLE]
where
and
are the current and voltage of an circuit, respectively. The dual Hamiltonian
is then introduced for the quantum circuit, assuming the following:
[TABLE]
where
,
,
and
are dual capacitance, dual inductance, dual electric charge, and dual magnetic flux, respectively. The commutation relationship between the dual charge
and dual flux
is:
[TABLE]
From the dual Hamiltonian of Eq.(4), the equations of motion are given by:
[TABLE]
where,
and
denoted by the tilde, are the dual current and the dual voltage in the dual quantum circuit, respectively. As the first step of the dual Hamiltonian method, two dual conditions between equation Eq.(I) and the dual equations of Eq (I) are assumed as follows:
[TABLE]
The two conditions of Eq .(7) are called dual conditions. The next step of the dual Hamiltonian method is to derive a relational expression for the canonically conjugate operators that act on each other according to the duality condition (7). According to this, the following two relational expressions between charge and flux in dual systems are derived as shown below:
[TABLE]
The last step of the dual Hamiltonian method is to derive a relational expression between the constants according to the duality condition of Eq.(7). According to this, as shown below, two relational expressions between the electrostatic capacitance and the inductance within the dual systems are derived:
[TABLE]
In this section, the conditions under which the dual Hamiltonian of a quantum circuit, which is a trivial self-dual system, were established. In particular, the duality condition of (7) is very important, because it becomes an index for defining an exact dual system.
II DH method between the JJ and QPSJ in a single junction
In this section, according to Hamiltonian of introduced by Mooij et al Mooij and Harmans (2005)-Mooij J. E. et al (2015) which is already known prior research, using the method introduced in the previous section, we investigate the duality between and for case of single junction Yoneda et al. (2012)-Yoneda et al. (2015). First, the Hamiltonian
of the single and the Hamiltonian
of the single are shown as follows:
[TABLE]
[TABLE]
In Eq.(10),
is charging energy per Cooper pair, therefore,
is the Josephson energy,
and
are the critical current and the magnetic flux-quantum, respectively, and
and
are the number of the Cooper pair and the phase of the Cooper pair, respectively. In Eq.(10),
is the inductive energy per magnetic flux quantum,
is the amplitude,
is the critical voltage,
and
are the number of magnetic flux-quantum and the phase of magnetic flux-quantum in junction respectively. The commutation relations by Hamiltonian
and
canonical conjugate variables are described as follows:
[TABLE]
From the equation of motion for each Hamiltonian, we derived the Josephson’s equation for two sets is derived. One set are the usual Josephson’s equations as follows:
[TABLE]
where
and
are the current and voltage in the , respectively. The other set are the dual Josephson’s equations in the as follows Yoneda et al. (2012)-Yoneda et al. (2015):
[TABLE]
When the condition of Eq.(7) is imposed between Eq.(II) and (II), the following two relational expressions between phase and number of particles between dual systems are derived as shown below. One of them is the relationship between the phase
of the Cooper pair and the number
of the magnetic flux-quantum, and the other is the relationship between the phase of the magnetic flux-quantum and the number
of the Cooper pair Yoneda et al. (2012)-Yoneda et al. (2015), as follows:
[TABLE]
If it is recognized that the relationships described in Eq.(15) are satisfied, the relationship between the QPS amplitude and charging energy per single-charge, and the relationship between Josephson energy and inductive energy per magnetic flux-quantum, are as follows:
[TABLE]
Furthermore, inductance and capacitance are related to the critical current and the critical voltage, respectively, as follows:
[TABLE]
The linear approximation of Eq.(15) is a well-known relationship between the phase and the number of particles, as shown in the following equations:
[TABLE]
To compare with the existing theoretical formula, calculating the kinetic inductance
and the kinematic capacitance
defined by
and
, respectively, according to Eq.(15) yields the following equations:
[TABLE]
To summarize the results of this section, by accepting the results of Eq.(15) to (17) obtained under the double condition of Eq.(7), the Hamiltonian in Eq.(10) and (11), it was found that its duality was completely guaranteed.Among the results, the Eq.(15) is particularly important as it becomes the starting point as a relational expression for creating a self dual system in the next section. The phase and number of particles between the dual systems of Eq.(15) are nonlinear, and its linear approximation Eq.(II) is consistent with the generally well known relationship of Mooij et al Mooij and Harmans (2005)-Mooij J. E. et al (2015). Eq.(16), we note that between the amplitude in and the charging energy in , between the Josephson energy in and the induced energy in are connected by
times relation. This relation is important, but it is not mentioned in the paper by Mooij et al Mooij and Harmans (2005)-Mooij J. E. et al (2015). The kinetic inductance and kinematic capacitance of Eq.(II) have the differece with
and
respectively, from the calculation result of Mooij et al Mooij and Harmans (2005)-Mooij J. E. et al (2015).
III Simple proof of self-duality in various quantum junction circuits
In this section, a simple proof of duality in the single system is presented. First, the half angle version of Eq.(15) is introduced as follows:
[TABLE]
Eq.(20) is in agreement with Eq.(15) and (II) within the range of the linear approximation. Substituting Eq.(15) into the second term of Eq.(10) and (11), their Hamiltonians are described as follows:
[TABLE]
[TABLE]
It is trivial that these two Hamiltonians are equal by applying the relation of Eq.(16) to (21) and (22). It is also trivial that Eq.(21) is quite equivalent to the quantum circuit discussed in Section 1. Further, when the linear relational expression of Eq.(II) is used for the second terms of Eq.(21) and (22), respectively, the equations are expressed as follows:
[TABLE]
[TABLE]
Regarding the second term of Eq.(23) and (24), it is obvious that this is a Gaussian approximation of the cosine term of the second term of Eq.(10) and (11). Next, substituting Eq.(15) into the first terms of Eq.(10) and (11), their Hamiltonians can be expressed as follows:
[TABLE]
[TABLE]
As with the relation of Eq.(21) and (22),it is trivial that these two Hamiltonians are equal by substituting Eq.(16) into (25) and (26). Further, when the linear relational expression of Eq.(II) is substituted in the first terms of Eq.(25) and (26), the equations can be rewritten as follows:
[TABLE]
[TABLE]
By imposing the conditions of Eq.(17) and (II) on Eq.(27) and (28), these two Hamiltonians are equal, i.e. self-dual. A Hamiltonian with two cosine terms, competing with each other, similar to Eq.(25) to (28) is a new form which has not been known until now. Such a system is a system in which both and which are in a coherent state compete with each other, and the circuit in which and are connected in series is called a - competitive circuit. FIG.1 shows the equivalent circuits for various self-dual systems. FIG.1 (a) shows the quantum circuit represented by the Hamiltonian of Eq.(21) and (22) or Eq.(23) and (24). FIG.1 (b) and (c) show a single represented by the Hamiltonian of Eq.(10) and a single represented by the Hamiltonian of the Eq.(11), respectively. FIG.1 (d) shows the - competitive circuit represented by the Hamiltonian of Eq.(27) and (28).
IV Superconductor- insulator transitions
In this section, superconductor–insulator transition Wees (1991)-Wallin et al. (1994) are discussed from the viewpoint of quantum phase transition. Quantum resistance was derived using the following two methods with the Josephson’s equations of Eq.(II) and the dual Josephson’s equations of Eq.(II) and (15). One of the methods uses the ratio between the fluctuation of the number of Cooper pairs and the fluctuation of the number of magnetic flux-quantums. The resistance can thus be derived as follows:
[TABLE]
where
is the universal critical sheet resistance. The other method uses the ratio between the fluctuation of the phase of the Cooper pair and the fluctuation of the phase of the magnetic flux-quantum. The quantum conductance can thus be derived as follows:
[TABLE]
where
is the universal critical sheet conductance. In Eq.(29) when the conditions
, or
and
, are met, the equation represents an insulator state. In particular, when R→∞, it represents a superinsulator state Yoneda et al. (2012), Baturina and Vinokur (2013)-Diamantini et al. (2018). The reverse case occurs when the conditions of
or,
and
, are met, the equation represents a conductor state. In particular, when →0, it represents a superconductor state. In the special case of
, or
and
, the equation represents a critical state. In Eq.(30), when the conditions:
, or
and
, are met, the equation represents a conductor state. In particular, when →∞, it represents a superconductor state. The reverse case occurs when the conditions of
, or
and
, are met, in which case the equation represents an insulator state. In particular, when →0, it represents a superinsulator state.
V Partition function of the and in single junction
Up to the preceding section, the and have been dealt with in a single junction for Hamiltonian form at the level of classical mechanics. In this section, the partition function of a single junction is investigated, incorporating the quantum effect by path integral and its duality is considered Yoneda et al. (2012). The partition function of a single system is expressed using Eq.(10) as follows:
[TABLE]
where,
,
,
, and
is the imaginary time. In the same manner, the partition function of a single system is expressed using Eq.(11) as follows:
[TABLE]
First, to make computation using path integration of Eq.(31) and (32) convenient, imaginary time is changed from the continuous value to the discrete value, the differential operator is changed to the difference operator, and the integral is changed to the sum . These partition functions can then be expressed as follows:
[TABLE]
[TABLE]
here
,
,
and
are the dimensionless energy defined by
,
,
and
, respectively. In addition,
,
,
and
are the minimum imaginary time interval, the maximum imaginary time, the division number and the difference operator in imaginary time, respectively. When Eq.(33) and (34) are integrated with respect to
and
, respectively, the following equations are obtained:
[TABLE]
[TABLE]
where
and
represent the dimensionless energy of the imaginary time component in the and , respectively, and are defined by the following equations:
[TABLE]
[TABLE]
On the contrary, when Eq.(33) and (34) are integrated with respect to
and
, respectively, the following equations are obtained Yoneda et al. (2012):
[TABLE]
[TABLE]
where
and
represent modified Bessel functions of order
and order
respectively, When the Villain approximation Villain (1975)-Kleinert (1989) is introduced into the modified Bessel functions of Eq.(39) and (40), the following equations are obtained:
[TABLE]
[TABLE]
where
and
are Villain’s parameters Kleinert (1989)-Janke and Kleinert (1986) and are defined as follows:
[TABLE]
[TABLE]
When the conversion formula between the number of particles and its dual phase in Eq.(15) is substituted in Eq.(41) and (42), the following equations are obtained Yoneda et al. (2012):
[TABLE]
[TABLE]
By comparing Eq.(V) with (36), and by considering that
and
are established respectively at the limit of large
and the limit of small
, it can be understood that the relational expressions
and
, introduced in Eq.(16) , are established. Similarly, by comparing Eq.(V) with (35), and by considering that
and
are established respectively at the limit of large
and the limit of small
, it can be understood that the relational expressions of
and
introduced in Eq.(16) are established. From the above results, at least at the level of the Villain approximation, the partition functions of Eq.(31) and (32) are proved to be in a dual relationship with each other.
VI Partition function of the JJ and QPSJ in a one-dimensional nanowire
In the previous sections, the duality for the and was examined in a single junction. In this section, this is extended to consider the dual model for the and in a nanowire, which is a one-dimensional system. The Hamiltonians obtained by extending Eq.(10) and (11) into a one-dimensional nanowire are as follows:
[TABLE]
[TABLE]
where
,
,
,
and
are the space variable, the lattice spacing, the length of the one-dimensional nanowire, the division number of the space and difference operator of the space, respectively. The partition functions of Eq.(47) and (48) can be expressed as follows:
[TABLE]
[TABLE]
where,
and
represent the partition function of the and the , respectively, in the one-dimensional nanowire. When Eq.(49) and (50) are integrated with respect to
and
, respectively, the following equations are obtained:
[TABLE]
[TABLE]
where,
, the first terms of Eq.(51) and (52) are expressed in a quadratic form for the imaginary time difference of each phase, but the second terms are expressed in a cosine form for the spatial difference of each phase, but these second terms are expressed in a cosine form for the spatial difference of each phaseHere, in consideration of the periodicity of the lattice space, the cosine form is also introduced for the first terms of the Eq.(51) and (52), as follows:
[TABLE]
[TABLE]
where,
and
represent the partition function of the anisotropic
model and the dual anisotropic
model, respectively, in dimensions. That is, the
model in the dimension of Eq.(53) is equivalent to the model in the one-dimensional nanowire of Eq.(49), and the
model in the dimension of Eq.(54) is equivalent to the model in the one-dimensional nanowire of Eq.(50). These relationships, which are known as one-dimensional quantum models, are equivalent to dimensional classical
models Suzuki (1976)-Hutchinson et al. (2015). In Eq.(53) and (54), to make handling convenient, the partition functions
and
, are defined, the constant term is removed and a pure cosine exponent remains as follows:
[TABLE]
[TABLE]
and are the starting points for discussing dual transformation by the Villain approximation in the next section.
VII Duality between the AXY model and DAXY model by Villain approximation
The Villain approximation Villain (1975)-Janke and Kleinert (1986) is first applied to and , introduced in the previous section, as follows:
[TABLE]
[TABLE]
where
and
are Villain approximations of the partition functions
and
respectively,
and
are Villain’s normalization parameters,
is defined as
, The summation symbols
and
are used for the integer fields
,
,
and
respectively. For Eq.(57) and (58) the following identities associated with the Jacobi theta function are used:
[TABLE]
As a result, Eq.(57) and (58) can be rewritten as follows:
[TABLE]
[TABLE]
where
and
are normalization parameters defined by
and
, respectively. Both
and
are auxiliary magnetic fields with integer values. Dual integer value fields
and
are introduced to
and
, respectively, as follows Kleinert (1989):
[TABLE]
[TABLE]
where
is the Levi–Civita symbol of two dimensions. By using the dual transformations of Eq.(62) and (63), the following equations are obtained for Eq.(60) and (61):
[TABLE]
[TABLE]
Introducing the Poisson’s formula of Eq.(66) into (64) and (65), yields Eq.(VII) and (VII), respectively.
[TABLE]
[TABLE]
[TABLE]
Integrating over the continuous value fields and of Eq.(VII) and (VII) yields the following equations:
[TABLE]
[TABLE]
The Kronecker deltas, when rewritten in the integral form, allow the equations to be written as follows:
[TABLE]
[TABLE]
Using the identity of Eq.(59) for (71) and (72), respectively, the equations become:
[TABLE]
[TABLE]
By using the inverse transform of the Villain approximation introduced in Eq.(57) and (58) on Eq.(73) and (74), respectively, the equations can be rewritten as follows:
[TABLE]
[TABLE]
where
and
are defined by
and
, respectively. The following equation is derived from Eq.(37), (38), and (16):
[TABLE]
[TABLE]
When the relationships of Eq.(77) and (78) are used in Eq.(75) and (76), the following equation can be derived:
[TABLE]
[TABLE]
In Eq.(79) and (80), it is guaranteed that and are completely dual relationships under the following condition regarding normalization parameters:
[TABLE]
VIII Ginzburg-Landau theory and Kosterlitz-Thouless transition
In this section, starting from the two partition functions and of and from Eq.(VI) and (VI) which are dual to each other, we consider the Ginzburg-Landau theory ( theory) of two types and the Kosterlitz-Thouless transition ( transition) of two types. For each of Eq.(VI) and (VI), we introduce two element unit vectors
{{U}_{l}}\!=\!\!\Bigl{[}\cos\theta,\sin\theta\Bigr{]}
and
respectively as follows:
[TABLE]
[TABLE]
Where the lattice difference operators and are respectively defined asKleinert (1989):
[TABLE]
[TABLE]
Were and are anisotropic dimensional constants of and , respectively. Moreover in Eq.(82), we introduce two sets of real two component fields and
which satisfy the following identityKleinert (1989):
[TABLE]
[TABLE]
where we have used that the product of functional integrals is given as follows:
[TABLE]
where ( ) is the modified Bessel functions of integer 0th order. In Eq.(VIII), performing the integrals over fields, we obtain the partition function by the complex field and .
[TABLE]
[TABLE]
[TABLE]
In Eq.(90), since and can be regarded as the order parameter of superconductivityKleinert (1989), the dimensionless energy can be Landau expansion of terms up to and as follouwsKleinert (1989):
[TABLE]
is Ginzburg-Landau () energy of superconductivity or Pitaevskii energy of Superfluid in dimension at zero temperature. Similarly, when energy is calculated from Eq.(83), it becomes as follows:
[TABLE]
is Dual Ginzburg-Landau () energy of superinsulator dimension at zero temperature. Here and can be regarded as order parameters of superinsulator. As opposed to being a condensate of in which the order parameter of the superconductor is twice the elementary charge e, the order parameter of the superinsulator can be thought of as a condensate of which is twice the quantum vortex . From Eq.(92) and (93), the critical values and by mean field approximation of and are as follows:
[TABLE]
[TABLE]
On the other hand, model of dimension and model of dimension becomes a pseudo two-dimensional model under the condition of and respectively.Therefore, it is possible for the model and the model to generate KT transition in the pseudo two dimension at zero temperature. In this case, the critical values of quantum transition and dual quantum transition are as follows respectively:
[TABLE]
[TABLE]
Where, represents the critical value of due to the transition. transition is a topological phase transition due to the vortex condensation in pseudo two dimensional space. On the other hand, represents the critical value of due to the transition. TABLE I shows the critical values of , and according to and transition.
Similarly, from Eq.(94) and Eq.(95), the critical values of the mean field approximation under the conditions of and are respectively as follows:
[TABLE]
[TABLE]
TABLE II shows the critical values of , and according to theory and theory under the conditions of and . From Eq.(96) and Eq.(98), the difference between transition and mean field approximation is about
. Similarly, the difference between Eq.(97) and Eq.(99)
. In the dimensional array of Fazio et al. (1991)-Diamantini, et al. (2018), a self-dual model is obtained (in the sense of electromagnetic duality) by adding kinetic terms to the vortices. On the other hand, our dimensional model does not artificially add kinetic terms to the vortices. In other words, self-dual form mixed Chern-Simons actionDiamantini, et al. (1996)-Diamantini, et al. (2018) is not assumed from the beginning. Instead, starting from the two Hamiltonian of and which are dual to each other, it is a method to calculate various physical quantities from them by assuming the existence of model and model which are dual to each other. Since the energy of the superinsulator of Eq.(91) is considered to be the energy of the vortex, it contains a kinematic vortex term in a different sense from Ref Fazio et al. (1991)-Diamantini, et al. (2018).
IX Summary and Conclusion
This section contains the summarized conclusions from each section in this paper as follows: Section 1: Two dual Hamiltonians were introduced into a quantum circuit, known as the simplest quantum dual system, and the dual condition was applied between the current and the voltage of the electric circuit. Thus introducing a general theory and method for constructing a dual system named the (dual Hamiltonian) method. Section 2: The method was applied between the and the in a single junction, allowing the following to be derived: two relational expressions of particle number and phase between dual systems, amplitude and charge per charge energy, and the relationship between Josephson energy and induced energy per flux quantum. Furthermore, kinetic inductance and kinematic capacitance were derived in a nonlinear form. This result is an extension of the result of Mooij et alMooij and Harmans (2005)-Mooij J. E. et al (2015). Section 3: The relation between the Hamiltonian and the equivalent circuit of each quantum circuit was clarified by applying a simple proof of self-duality in various quantum junction circuits. Section 4: Owing to the duality of the and the , the transition of superconductor–superconductor could be explained by simple consideration. This indicated the possibility that a could be constructed from the junction of two superinsulators. Section 5: The and of a single junction were examined using the partition function and incorporating the quantum effect by path integration. By introducing the energy of the imaginary time component in the JJ and , the duality between them was demonstrated and approximately established. Section 6: The partition function of
model and
model was examined in dimensions equivalent to the and in a one-dimensional nanowire. Section 7: Within the Villain approximation, it was confirmed that duality was accurately established. Overall results and conclusions: Section 8: Starting with the two partition functions of and , which are dual each other, we have determined two critical values of two types of theory and transition, respectively. The most important result of this paper is that by introducing two Hamiltonians that were dual with each other, the method was established, which is a general method for constructing an accurate dual system. The reliability of this method was proved accurately within the Villain approximation for the partition function of the dimensional
model and
model corresponding to the and in a one-dimensional nanowire system. It is believed that the method will prove to be a very effective method for future research into the and superinsulator phenomena.
X Acknowledgments
I would like to thank all the faculty and staff of Aichi University of Technology.
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