Segre indices and Welschinger weights as options for invariant count of real lines
Sergey Finashin, Viatcheslav Kharlamov

TL;DR
This paper explores geometric interpretations of a signed count of real lines on hypersurfaces, generalizing Segre species and Welschinger weights to provide invariant counts that serve as lower bounds.
Contribution
It introduces new geometric interpretations of the local contributions to the signed count, extending Segre and Welschinger concepts to broader classes of hypersurfaces.
Findings
Provides invariant lower bounds for real lines on hypersurfaces.
Generalizes Segre species for cubic surfaces.
Extends Welschinger weights to quintic threefolds.
Abstract
In our previous paper we have elaborated a certain signed count of real lines on real projective n-dimensional hypersurfaces of degree 2n-1. Contrary to the honest "cardinal" count, it is independent of the choice of a hypersurface, and by this reason provides a strong lower bound on the honest count. In this count the contribution of a line is its local input to the Euler number of a certain auxiliary vector bundle. The aim of this paper is to present other, in a sense more geometric, interpretations of this local input. One of them results from a generalization of Segre species of real lines on cubic surfaces and another from a generalization of Welschinger weights of real lines on quintic threefolds.
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Segre indices and Welschinger weights as options
for invariant count of real lines
S. Finashin, V. Kharlamov
Department of Mathematics, Middle East Tech. University06800 Ankara Turkey
Université de Strasbourg et IRMA (CNRS)7 rue René-Descartes, 67084 Strasbourg Cedex, France
Abstract.
In our previous paper [FK1] we have elaborated a certain signed count of real lines on real hypersurfaces of degree in . Contrary to the honest "cardinal" count, it is independent of the choice of a hypersurface, and by this reason provides a strong lower bound on the honest count. In this count the contribution of a line is its local input to the Euler number of a certain auxiliary vector bundle. The aim of this paper is to present other, in a sense more geometric, interpretations of this local input. One of them results from a generalization of Segre species of real lines on cubic surfaces and another from a generalization of Welschinger weights of real lines on quintic threefolds.
2010 Mathematics Subject Classification:
Primary:14P25. Secondary: 14N10, 14N15.
Ужасно интересно
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Ужасно неизвестно,
Все то, что интересно.
Г. Остер,
*из мультфильма
"Тридцать Восемь Попугаев’’ * 00footnotetext: Humorous version of Tacit’s "Omne ignotum pro magnifico est"; composed by G.Oster, for the cartoon "Thirty Eight Parrots"
1. Introduction
1.1. The subject
Let be a generic real hypersurface of degree , in the real projective space of dimension . Denote by and the number of complex and, respectively, real lines on . These numbers are finite, since was chosen generic. The first number depends only on , while depends on the choice of . For example, if (the case of cubic surfaces) and is non-singular, then may take values and .
It was shown in [FK1] and [OT] that for any . The proof was based on the following signed count of the real lines that makes the total sum independent of . A polynomial defining yields a section of the symmetric power of the tautological covariant vector bundle over the real Grassmannian and zeros of this section are precisely the real lines . The local Euler numbers of the zeros sum up to the total Euler number of (which is independent of ) and we obtain immediately , whereas .
This brought up a natural question: What can be a direct geometric interpretation of these local indices ?
In [FK1] only a partial answer to it was given. It was shown that for cubic surfaces (the case ) coincides with the Welschinger weight of on , as well as with its Segre index expressing numerically Segre’s division of lines in two species, elliptic and hyperbolic. In a nutshell, for cubic surfaces, is equal to where is the quadratic function representing the "canonical" structure induced on from , while the Segre index is where is the number of fixed points of the involution traced out on by the conics which are residual intersections of with the hyperplanes containing .
But the case was left open. As for the Welschinger weight, its definition for lines on higher dimensional varieties did not cause apparent difficulties, but our proof of resisted an immediate generalization because some particular properties of dimension were used. Concerning the Segre index, it was not even clear how to extend the definition from to .
In this paper we solve the both problems. Namely, we produce a simplified, not appealing to any auxiliary -structure, version of Welschinger weights of real lines and prove that they coincide with (Theorem 3.3.4). In what concerns the second problem, we introduce the notion of Segre index that generalizes Segre’s division of lines into elliptic and hyperbolic and has a transparent geometric meaning, and then prove that it also coincides with (Theorem 5.3.5).
Our definition of the Segre index, like Segre’s definition for lines on cubic surfaces, is purely algebraic. But starting from it is no more "one-move" definition. We start from replacing a real line by a real rational curve of degree in that describes the first jet of along . We look at all real -dimensional -secants of this curve, associate an involution on with each of these secants, and define a weight (equal to ) of a secant depending on the reality of the fixed points (see details in Section 5). Finally, we define the Segre index to be the product of the latter weights.
The proofs of Theorems 3.3.4 and 5.3.5 are independent of each other, but based on the same strategy: we prove that for all the three types of indices (local Euler number, Welschinger weight, and Segre index) considered as functions on the space of curves mentioned above satisfy the same wall crossing rules. After this, it remains to check their coincidence on an example.
We hope that these results and approaches may shade a new light on the hidden structures behind this sort of enumerative invariants, including, for example, the built-up in [FK2] invariant signed count of odd dimensional real projective planes on projective hypersurfaces. It is also interesting to understand how the Segre index is related to the quadratic form of C. Okonek and A. Teleman ([OT], formula (16)) extracted from the Jacobian matrix (see Subsection 3.2 below).
For related arithmetic and probabilistic aspects of counting lines on hypersurfaces, we send the reader to [KW] and, respectively, [BLLP].
1.2. Structure of the paper
In Section 2 we define the Welschinger weight and in Section 3 we prove that it coincides with the local Euler number . In Section 4 we switch to consideration of multisecants to rational curves and present a few technical results related to the so-called Castelnuovo count of multisecants of codimension 2. They are used in Section 5 to define the Segre index and to prove its equality with . Finally, in Section 6, we present several other interpretations of the Segre index: first for lines on quintic threefodls and on septic fourfolds, and then in general.
1.3. Conventions
In this paper algebraic varieties by default are complex; for example, stands for the complex projective space. By , , we denote the -th symmetric power of , or equivalently, the set of effective divisors of degree on . When is a parametrized curve and is a divisor, the notation is used as an abbreviation for the intersection product considered as a divisor on .
A projective variety is called real if it is invariant under the complex conjugation in . For a real variety , we denote by the set of complex points of that are fixed by the complex conjugation. Speaking on non-singular real varieties, we mean that the whole (not only ) has no singular points.
A complex (holomorphic) vector bundle is called real, if , , and are defined over the reals, and the real structure in is anti-linear. Similar conventions are applied to all other algebraic notions, like splitting of a vector bundle, deformations, isomorphisms etc.
Spaces and bundles are always equipped with the canonical real structures.
1.4. Acknowledgements
A strong impulse to this study came from a short, but illuminating conversation of the first author with Ilya Zakharevich. We thank also Fedor Zak for helpful advices on manipulating secant spaces, and Alex Degtyarev for providing us a reference to a real version of Birkhoff-Grothendieck theorem. A significant part of this work was carried out during our joint visits to the Max Planck Institute for Mathematics as well as during visits of the first author to the Strasbourg University, while a final touch was given during our joint visit to the Istanbul Center for Mathematical Sciences, and we wish to thank these institutions for hospitality and excellent working conditions.
The second author was partially funded by the grant ANR-18-CE40-0009 of Agence Nationale de Recherche.
2. Du côté de chez Welschinger
In this section we assume that is a real hypersurface of degree and is a real line which does not contain any singular point of .
2.1. Balancing condition
Over , due to Birkhoff-Grothendieck theorem in its standard version, the normal bundle of in splits into a sum of line bundles, where
[TABLE]
by the adjunction formula. Under the usual, descending order, convention, the list of integers depends only on and is called the splitting type of . The splitting itself is uniquely defined up to multiplication by non-degenerate upper block-triangular matrices whose elements are 0 if and homogeneous polynomials of degree in two variables if . The vector bundle and the line are called balanced or stable, if for each pair . In our case, is balanced if and only if for each .
This traditional terminology is motivated by the fact that the codimension of a given splitting type in the versal deformation space of vector bundles over is equal to the sum of taken over (see, e.g., [B] or [D]). It can be derived then that the splitting type of a vector bundle is preserved under deformations if the vector bundle is balanced and, conversely, a splitting of a balanced vector bundle extends to any local deformation of this bundle.
2.2. Welschinger weights
Let us assume that and are both real. Then, the bundle is also real and, according to the real version of Birkhoff-Grothendieck theorem (see [HM] for a statement and a proof over any field), a splitting seen as an isomorphism of complex vector bundles can be chosen real with respect to the standard real structure in . Similarly to the complex version, this isomorphism is unique up to multiplication by non-degenerate upper block-triangular matrices whose elements are 0 if and real homogeneous polynomials of degree in two variables if . Furthermore, if a real vector bundle is balanced, its real splitting locally extends to any real deformation of the vector bundle.
Choose an auxiliary -subspace disjoint from (say, the subspace dual to with respect to the Fubini-Study metric) and identify it with . Then, the splitting yields on the real locus a framing formed by real projective lines , , . Namely, the line joins the point with the point where meets the projective 2-plane that contains and whose tangent plane at projects to in . Thus, we obtain an -tuple of points , which is projectively non-degenerate, that is, spanning -subspace in for each . As varies, form a loop in the space of such projectively non-degenerate -tuples in .
2.2.1 Lemma**.**
If all are odd (in particular, if line is balanced), the loop , , lifts to a loop of -tuples of linear independent vectors in the sphere that covers .
Proof.
A loop in represented by is lifted by the covering to a half-circle, . Consider also the lifting to of a vector field tangent to , , namely, a field , such that is tangent to . At each point the vectors tangent to and normal to are parallel to the hyperplane generated by , and thus we can identify vectors with corresponding vectors in above . For each , since is odd, the real line vector bundle generated by over is non-orientable. Thereby, the path (with considered as vectors in above ) is a loop of -tuples of linear independent vectors in . By construction, this loop covers the loop . ∎
Thus, under the assumptions of Lemma 2.2.1, the loop is lifted to a loop of -frames of linear independent vectors in , which can be made orthogonal by Gramm-Scmidt orthogonalization and after completing to -frame, yields a loop in , whose homotopy class we denote (this group is for , and for ). We define the Welschinger weight of as
[TABLE]
Due to Proposition 2.2.2 below, this weight is independent of all the choices made during the construction of the loop .
2.2.2 Proposition**.**
If all are odd (in particular, if is balanced), the Welschinger weight is well defined.
Proof.
The loop , whose choice depends on a Birkhoff-Grothendieck splitting, is defined up to pointwise multiplication of by a homotopy trivial loop in (due to block-triangular nature of the automorphism group of ). The subsequent lifting of the points to is defined up to conjugations, whereas orthogonalisation of the framing is a canonical operation. Hence, the class is independent of all the choices made. ∎
2.2.3 Remark*.*
The assumption on made in Proposition 2.2.2 and Lemma 2.2.1 is trivially satisfied for .
3. Proof of
In this section we fix a real line , , and also a real coordinate system in such that .
3.1. Background
Each homogeneous polynomial , , defining in a hypersurface containing can be presented as
[TABLE]
where homogeneous degree polynomials , are uniquely defined and vanishes to order along . We denote by the projective space of all such hypersurfaces and equip it with the standard projective coordinates, the coefficients of . Inside we consider a subset, , formed by hypersurfaces that are non-singular at each point of . Both and bear natural real structures, and their real points represent real hypersurfaces.
3.1.1 Lemma**.**
For any , is a Zarisky open subset of (in particular, is a smooth irreducible quasi-projective variety), and, for any , is a connected smooth manifold.
Proof.
A hypersurface defined by a polynomial as above is non-singular at each point of if and only if the polynomials , have no common zeros. Hence, the complement of in is a Zarisky closed subset of codimension . ∎
In the projective space of all -tuples of degree homogeneous polynomials , we consider a Zariski open subset formed by -tuples of polynomials having no common roots. Under this condition such polynomials define a parametrized rational curve , , of degree , and we can view as the space of such curves.
We consider the natural projection , , and denote its restriction by . All these spaces and maps are defined over the reals.
3.1.2 Proposition**.**
Both and are fibrations between smooth varieties with contractible fibers.
Proof.
Polynomials involved in (3.1.1) form a vector space, which yields the contractibility. Smoothness of and follows from their openness in smooth varieties. ∎
3.2. The discriminants
Next, we present the components , of in the form
[TABLE]
and consider the matrix
[TABLE]
Denote by the subvariety of defined by equation and let be the corresponding subvariety of .
3.2.1 Proposition**.**
Set theoretically, is formed by those for which the normal bundle of in is not balanced. For each , the Euler index is equal to .
Recall that is the local Euler index at of the section of determined by . The Proposition 3.2.1 then follows immediately from the following Lemma.
3.2.2 Lemma**.**
For and its defining polynomial , the following hold:
- (1)
The matrix is the Jacobi matrix of at the point . 2. (2)
The normal bundle of in is balanced if and only if . 3. (3)
The determinant vanishes if and only if there exists a non-zero -tuple of linear polynomials , , such that the dot-product vanishes as a polynomial.
Proof.
(cf. [H]) Straightforward calculation of the Jacobi matrix in standard local coordinates on at the point gives the first statement. The second statement follows from identification of as a sheaf with the kernel of the map given by matrix product with the vector . Combining of similar terms expresses vanishing of as non-triviality of the kernel of the map , , which yields part (3). ∎
Lemma 3.2.2 implies also the following result.
3.2.3 Proposition**.**
If , then the discriminants and are non-empty, reduced and irreducible hypersurfaces. For , they are empty.
Proof.
If , then is the resultant of , while the case of pairs having a common zero is excluded by definition of and . From now on, we assume that .
To prove that and have no multiple components we show that considered as a polynomial in variables is reduced. Since every variable enters in each of the monomials of in degree , we can present as a product , where the polynomial is reduced. Furthermore, note the following.
(1) Since is symmetric with respect to permutations, , of polynomials , each of and is either alternating or symmetric with respect to the induced simultaneous permutations of variables, , , . In particular, if or contains a monomial with (in some power) then it contains monomials with (in the same power) for all values .
(2) A variable enters into if and only if it does not enter in . This is because it enters into at most quadratically.
(3) If enters into , then its both “neighbors” does not enter in . This is because will appear in , and if, say, enters in , then would contain a term with which is impossible, because all three factors come from the same pair of rows.
(1) - (3) imply that either or is constant. If is constant, then is reduced. The second option is impossible, because restricted to is not of constant sign as it follows from examples like those with of the form .
The same examples show that is not identically zero, and we conclude that is a non empty reduced hypersurface as well as .
To prove irreducibility of , we consider and use Lemma 3.2.2(3) to find a non-zero -tuple of linear polynomials such that . Using that the linear system spanned by has rank , we transform the latter identity by an appropriate change of coordinates into , where and are the corresponding linear combinations of . Therefore, we consider in the affine space of -tuples of homogeneous polynomials of degrees respectively a Zariski open subset formed by -tuples whose component-polynomials have no common roots. The map
[TABLE]
has an irreducible domain and is a morphism dominant up to a codimension subvariety of formed by with linear dependent components. This implies irreducibility , since is a hypersurface in a nonsingular variety, , and hence pure dimensional.
Irreducibility of follows from that of by Lemma 3.1.2. ∎
3.3. Wall-crossing
3.3.1 Lemma**.**
Functions and are continuous (locally constant) on .
Proof.
For , it follows from Proposition 3.2.1. For , it follows from stability of real balanced vector bundles under small real deformations and preserving the non-singularity of along under variations of in . ∎
For , the hypersurface has a natural stratification in terms of splitting types of . In this paper, we restrict our attention to the main, open, stratum that corresponds to the splitting type .
As is known (and straightforward to check; see, for example, [H]), this stratum is a non-empty open Zariski subset of and all the other strata (formed by the more deep splitting types, that is the types different from and ) form a closed codimension 2 subvariety of .
In the real setting, we mean by walls in the top-dimensional connected components of , and by chambers the connected components of .
3.3.2 Proposition**.**
For any , each of the functions and takes opposite values on the opposite sides of each wall of the space (that is, they alternate their values as long as a path crosses transversally a wall).
Proof.
For , it follows from Lemma 3.2.2 and Proposition 3.2.3. For , we argue as follows (cf. proof of Proposition 3.5 in [W]).
Recall that the vector bundle admits a universal deformation with base . It splits in a direct sum of the trivial family over with fiber and a universal deformation of . The deformation is obtained from two trivial vector bundles,
[TABLE]
by gluing with the transition matrix
[TABLE]
For each the bundle splits into a sum . In the chart such a splitting is defined by the sections and (in the second chart, by and , respectively).
Note that the universal bundles and carry natural real structures. So, for any and some real neighborhood , , there exists a real map such that the bundles with are induced by from . As is shown in [H], there exists a point in for which such a mapping is a submersion at . By continuity argument, and using the irreducibility of (see Proposition 3.2.3), we conclude that is a submersion for any choice of (complex or real). Hence, there exists a real slice such that for , , , the bundle is isomorphic to the direct sum .
The meromorphic section of defined in the first chart of by is transversal to the zero section. Switching to real loci and smooth category, we trivialize the family of real vector bundles , . From the above transversality we deduce that under this trivialization the sections defined along the real axis of the first chart of by and with a fixed differ by a full twist. Hence, . Herefrom the alternation of .∎
3.3.3 Proposition**.**
For any , there exists with .
Proof.
Let be defined by equation . Then, . Therefore, the normal bundle of in is balanced and (see Lemma 3.2.2). An explicit splitting of is given by a direct sum of the normal bundles of in the following ruled surfaces , , :
[TABLE]
(note that each of is nonsingular along ). In the notation of 2.2, the points given by this splitting at are
[TABLE]
and this framing for is homotopic to the constant one, namely,
[TABLE]
Hence, which gives and we are done. ∎
3.3.4 Theorem**.**
The equality holds for each .
Proof.
For , see [FK1]. For , it is immediate from Propositions 3.3.2, 3.3.3 and Lemmas 3.1.1, 3.3.1. ∎
4. Spaces of multisecants
4.1. Multisecants
For any , an -dimensional subspace is called an -dimensional -secant of if the improper intersection divisor (for its definition see, for instance, [Vogel]) has degree , that is, . We denote by the set of all such secants, and let .
In this paper, we are interested in which is finite for a generic (see Proposition 4.3.3 below), and sometimes in with neighboring values and . For instance, we have the following interpretation of the discriminant introduced in Subsection 3.2.
4.1.1 Lemma**.**
**
Proof.
We need to show that for any its matrix (see Subsection 3.2) has if and only if for some . By Lemma 3.2.2(3), if , we have for some linear polynomials . Then, by a linear change of coordinates , we make vanish all the polynomials except two, say and , and get vanishing of . Such vanishing implies that and have common roots. These roots provide points on , which are contained in the -subspace . This argument works obviously in the opposite direction too. ∎
In what follows we need also to deal with the following auxiliary spaces:
[TABLE]
Note that one can define equivalently as the space of curves whose image is contained inside a hyperplane of , or, in other words, as having linearly dependent polynomial components , . It is also trivial to see that both and lie in .
4.2. Multisecants via projection
The complete linear system on embeds as a rational normal curve in the projective space where is dual to . We identify with and denote this embedding . Note that, for any rational curve , , of degree , the -plane dual to the linear system defining is disjoint from .
In the inverse direction, if we fix a projective subspace of dimension which is disjoint from and identify with , we obtain a subvariety formed by those which are obtained by projection of from -subspaces with :
[TABLE]
where is the projection to centered at . We can summarize it as follows.
4.2.1 Proposition**.**
The correspondence defines a projection whose image is an open subset represented by -subspaces which do not intersect , and the fibers are formed by projectively equivalent curves .
For a fixed subspace and a fixed isomorphism , the map gives a section of the above fibration over an open subset formed by disjoint from . ∎
Since is a rational normal curve, its multisecants have a particular property: for any there exists one and only one -plane with .
4.2.2 Lemma**.**
For any , , the image is a multisecant of of dimension . In particular, for , we have:
- (1)
. 2. (2)
* if and only if has codimension in .* 3. (3)
* if and only if .*
For , we have:
- (4)
. 2. (5)
* if and only if .*
Proof.
Straightforward from standard linear algebra dimension formulae. ∎
4.2.3 Lemma**.**
Consider two divisors and , , such that at least two points of are different from the points of . Then the subspaces and intersect transversely in .
Proof.
Note that and and the inclusion would imply , which contradicts to our assumption.
Therefore, it is left to rule out the possibility of . If this is the case, then and span together a hyperplane , so that includes points of and at least two additional points from , which contradicts to Bezout theorem, since is of degree and lying in no hyperplane. ∎
4.3. Around the Castelnuovo count
4.3.1 Lemma**.**
If is a generic point in , then:
- (1)
The set is empty and so . 2. (2)
The set contains only one element. 3. (3)
For the secant , the points of divisor are all distinct and are in general linear position in . 4. (4)
The set is empty for .
Proof.
(1) Note that can not be nonempty for a generic , since, otherwise, by Bezout theorem, this would imply that is contained in a hyperplane and, hence, is not generic in , as any element of .
(2) Assume that contains two secants, and . In the case of , we can choose coordinates in so that
[TABLE]
In terms of polynomial components of the condition that are -secants means that has common roots with , while has common roots with . This gives the dimension
[TABLE]
for the space of such curves , which is less than . Therefore, such is not generic in .
If , then we choose coordinates so that is defined by and by . This time the dimension count gives us
[TABLE]
which is also strictly less than for .
(3) A similar dimension count in the case of one secant gives
[TABLE]
where the summand drops if the divisor has multiple points and the summand drops if the points of are not in a general linear position in .
(4) If is an element of , then in an appropriate coordinate system the polynomials have at least common roots, and once more the result follows from a dimension count, which gives us . ∎
Let us consider some auxiliary cycles in . One of them, , is given by the secant plane map , , where stands, as before, for the unique -dimensional -secant of with . The other ones, , depend on a choice of an -plane in ; they are formed by -planes meeting in codimension . Note that and are of complementary dimensions, , and, hence, their homology intersection number is well defined and does not depend on .
If , then according to Proposition 4.2.1 and Lemma 4.2.2a point represents an element of if and an element of if . In what follows, if is an isolated point of (which is the case, in particular, for each , if ), then we attribute to a positive integer multiplicity equal, by definition, to the local intersection number of with at the point .
4.3.2 Lemma**.**
Assume that is a generic point, , and , so that for .
Then is transverse at each of the points , where is obtained from by dropping one of its points.
Proof.
Let us choose an affine chart generically with respect to and . Consider a linear subspace intersecting , , transversally at one point, and denote by the linear projection parallel to . Then, we can naturally identify the tangent -dimensional space of at with the vector space formed by affine maps from to . Its -dimensional subspace that is tangent to at is represented by such that for , where . On the other hand, as soon as we pick points in in a way that generate , the -dimensional tangent space to at is formed by the affine maps such that for and for , where (it is a line since, by Lemma 4.2.2, is of codimension in ).
Under such a choice, the transversality of and at means that for a non-zero map it is impossible that for and for . Since transversality is an open condition and is irreducible (see Proposition 3.2.3), to show that the transversality in question holds for generic (under the restriction that is of codimension in , which is equivalent to ) it is sufficient to find just one example of (satisfying the restriction on , but not necessarily generic) for which transversality holds.
Such can be defined as the span of a generic line in and the points , , defined (preserving fixed the points ) by the conditions
[TABLE]
which guarantee, in particular, that generate .
Then, we get
[TABLE]
and, for each ,
[TABLE]
Taking pairwise consecutive differences and using the linear independence of non-zero vectors chosen on the lines for each pair of (due to independence between and the genericity of ), we deduce that , , then that , etc. up to , . This implies , and we deduce from the linear independence of that . Thus, and the transversality holds for our choice of , as required. ∎
4.3.3 Proposition**.**
If , then:
- (1)
The subvarieties and are Zariski closed and . 2. (2)
For every , the number of is finite and
[TABLE] 3. (3)
For a generic , we have for all , and so the latter set contains precisely secants. 4. (4)
For a generic point , the set contains one secant and the set contains secants, each secant from has multipllicity while the unique one, , from has ; furthermore, for the latter, all the points in are disctinct.
Proof.
In (1), closeness is evident, non-emptyness of follows from Proposition 3.2.3, and follows from the construction in the proof of (3).
The part (2) is a special case of the well-known Castelnuovo virtual count of secants (see, f.e., [ACGH]), except possibly positivity of multiplicities , which is due to their definition as local intersection numbers involved in .
To prove (3), pick and, in accordance with notation from Subsection 4.2, identify with a projective subspace so that .
By Kleiman’s transversality theorem [Kl], there is a dense open set of linear transformations making transversal to . For generic near to the identity, is still disjoint from , and is a curve that has consisting of elements, each of multiplicity due to transversality. It remains to notice that having multiplicities for all is an open condition on and that the Castelnuovo count gives .
To prove (4), we proceed as before picking a generic , so that by Lemma 4.3.1(2)-(3), the set has only one element, namely, with the divisor formed by distinct points. We choose also coordinates in so that .
Now we apply Kleimans’s transversality theorem to a Zariski open subset formed by -dimensional projective spaces intersecting transversely and to the group formed by linear projective transformations such that . By Lemma 4.2.3, acts on transitively. Kleiman’s theorem provides an open dense set in of for which is transversal to at all points of . Thus, the transversality becomes achieved at all points of except those that are subspaces .
As a result, projecting from we get with consisting of one element of multiplicty (see Lemma 4.3.2) and consisting of a certain number of elements of multiplicity 1. Due to Castelnuovo formula, this number is equal to . Once more due to genericity of in , for the only all the points in are distinct. ∎
4.4. The discriminant in the variety of multi-secants
In the variety of secants
[TABLE]
we consider the discriminant (clearly, Zariski-closed)
[TABLE]
and its complement
[TABLE]
4.4.1 Proposition**.**
If , the variety is non-empty. Its projection
[TABLE]
is surjective, proper over and sends onto .
Proof.
Non-emptiness follows from 4.3.3(1). Surjectivity of over follows from Lemma 4.1.1, over follows directly from the definitions, while surjectivity and properness over from 4.3.3(2). The last claim about is straightforward from the definitions.
∎
4.4.2 Lemma**.**
Each of the varieties , and is irreducible. The first two of them are non-singular.
Proof.
As it follows from Lemma 4.2.2, a relation holds for every . Therefore, we have the following commutative diagram
[TABLE]
where
[TABLE]
and .
First of all, note that is a fibration with fibers , and that it sends and its complement to
[TABLE]
and its complement , respectively.
To check surjectivity of , we pick and a projective subspace of dimension which is disjoint from , and note that lies in : here, we use Lemma 4.2.2(2) that guarantees that since , and the condition is satisfied because generates a codimension subspace of . Then, applying Proposition 4.2.1 we get the fibration property of stated above.
Next, note that the image of the projection is Zarisky open in and that provides a fibration of over with fiber , where stands for the choice of as a subspace of with given , stands for the choice of with given hyperplane , and is a Zariski-closed subset of determined by the conditions and . Since the base and the fiber are nonsingular and irreducible, is non-singular and irreducible, as well as its Zariski-open subset . Because is a fibration with non-singular and irreducible fibers, this implies that and are non-singular and irreducible too.
Similarly, the irreducibility of follows from that of . Due to Lemma 4.2.2 and the definition of , the projective envelope of is of dimension , and by this reason the divisor appearing in the definition of is unique. Thus, we have a well defined regular map , . It is surjective and has irreducible fibers that are open subsets of defined by the conditions , , and . ∎
4.4.3 Proposition**.**
The subvariety has codimension .
Proof.
Proposition 4.3.3(1) implies that the codimension of in is at least , while according to Proposition 4.3.3(2) the fibers of the projection over are finite and non-empty, and according to Proposition 4.3.3(4) the codimension of in is . Therefore, if had codimension , then would have codimension , which would imply that is reducible, but it is not so due to Lemma 4.4.2. ∎
5. La strada di Segre
5.1. Pencils of binary quadratic forms
For any , we consider the pencil of hyperplanes such that , . The condition guaranties that the intersections give a pencil of degree divisors , . We can write , where is the residual pencil of degree divisors. In the case of , the residual pencil is basepoint-free and so defines a double covering . Its deck transformation and the two branch points, alias the fixed points of the deck transformation, will be called the Segre involution and Segre points, respectively.
The residual pencil of divisors can be seen as a point on the projective plane where is dual to . This yields a map By composing with a polarity isomorphism we get a map .
Recall that a polarity isomorphism identifies a projective plane with its dual, via an auxiliary non-singular conic on the plane. In our case, such a conic is the rational normal curve (cf. Subsection 4.2) whose points represent those pencils that have a basepoint. Note also that the projective plane is canonically identified with so that the conic polar to becomes the diagonal . In this terms, is the pair of the Segre points of , if , or, equivalently, if .
5.1.1 Lemma**.**
For any , the condition is equivalent to . Furthermore, if , then is a basepoint of the pencil .
Proof.
By definition, if and only if which, in its turn, holds if and only if the residual pencil contains a basepoint (namely, , which is a divisor of degree , since ). The latter means that , and thus, . The second statement holds since for each the pencil seen as a line in is formed by vanishing at . ∎
5.1.2 Proposition**.**
The map is transverse to at generic points of .
Proof.
Note that transversality even at one point of guarantees transversality at a generic point of , since (see Lemma 5.1.1), is irreducible (see Lemma 4.4.2), and transversality is an open condition.
We start with a generic point of represented by a curve and define its variation in a particular way. Namely, pick a multisecant (see Lemma 4.3.1(2) for its existence and uniqueness) and choose coordinates in so that . Then, the polynomials and have common roots forming the divisor . Take a divisor of degree obtained by dropping one of these roots and factorize the polynomials as and where the common factor has as the zero divisor and are pairwise distinct.
We define a variation , , by letting , and leaving unchanged for . Then for all , and for . According to this and a generic choice of , we get and for . The points form a line (linearly parameterised by ) in which is transversal to , since it intersects at two points, and . ∎
5.2. Segre weights and indices
In the real setting, the real locus of the conic divides the real locus of the plane into two connected components, and we introduce the index function
[TABLE]
that takes value in the exterior (Möbius band component) and in the interior (disc component) of .
By Lemma 5.1.1, if , and we define the Segre weight of to be
[TABLE]
If (that is, if belongs to the exterior of ), we call , and its residual pencil, hyperbolic. If (that is, if belongs to the interior), we call them elliptic. By virtue of identification of with , this definition can be rephrased in terms of Segre points: the residual pencil is hyperbolic, if the both Segre points are real, and elliptic, if they are imaginary conjugate.
5.2.1 Lemma**.**
* is continuous (locally constant) on .*
Proof.
It follows from continuity of the roots of a polynomial as functions of the coefficients. ∎
5.2.2 Corollary**.**
The push-forward of from to defined, for , by
[TABLE]
(where is the multiplicity of as it appears in the Castelnuovo formula (4.3.1))* is continuous on .*
Proof.
According to Lemma 5.2.2, is constant along the connected components of , denoted below , . By Lemma 4.4.2 and Proposition 4.4.1, is non-singular and the projection map is proper over . Thus, is equal to the product of where the product is taken over all and denotes the local -degree at of restricted to . It remains to notice that, due to properness of over , each of is locally constant along . ∎
5.2.3 Proposition**.**
The function defined by (5.2.1) on can be extended by continuity to a function .
Proof.
Since is smooth and, due to Corollary 4.4.3, has codimension , the function , as any locally constant function on , extends by continuity to . ∎
5.3. Wall-crossing
5.3.1 Lemma**.**
Assume that a path , , intersects transversely at a generic point of . Then alternates at the point of crossing with .
Proof.
By Proposition 5.1.2, the path intersects transversely, and therefore alternates after the index function. ∎
5.3.2 Proposition**.**
If a path , , crosses transversely a wall of at a generic point , , then alternates at .
Proof.
According to Proposition 4.3.3(4), the preimage of in consists of points represented by pairwise distinct with where is the unique element of . Since , among these points an odd number belong to . Respectively, since, in addition, and are non-singular at , the path is covered in by an odd number of paths that all cross , so that we can apply Lemma 5.3.1 and conclude that the sign of alternates at . ∎
For we let and call the Segre index of in .
5.3.3 Proposition**.**
* is a continuous function that alternates its value under generic crossings of the walls of .*
Proof.
Straightforward from Propositions 5.3.2 and 3.1.2. ∎
5.3.4 Lemma**.**
For some we have .
Proof.
Consider the same pair with as in the proof of Proposition 3.3.3. Recall that in that example is composed of a degree 2 map , , followed by an embedding , .
For any , there exists one and only one -dimensional -secant of with . The same is a -secant of with . Furthermore, since is not contained in any hyperplane of , it can not have any -secant, and, as a consequence, . Hence, the pencil is well-defined for any . This pencil is hyperbolic because the ramification points of the map are real. By continuity of , this implies that any small perturbation of may have only hyperbolic real -dimensional -secants and therefore has equal to .
Finally, there remain to pick a perturbation of with and to use the continuity of (see 3.3.1). ∎
5.3.5 Theorem**.**
For any we have .
Proof.
For , see [FK1]. For , due to Propositions 3.3.2, 5.3.3 and Lemmas 3.1.1, 3.3.1, it is sufficient to check coincidence of and for one particular example, what is done in Lemma 5.3.4. ∎
6. Another viewpoint on the generalized Segre indices
6.1. The case of quintic threefolds
If , then is a quintic threefold in and the curve that we associate with a pair is a parametrized rational plane quartic. For a generic , the singular locus of consists of three nodal points . Applying an elementary quadratic (Cremona) transformation based at these three points, we obtain a conic and a triple of points that are the base points of the inverse quadratic transformation. In the real setting, the conic must have (since it inherits from a real parametrization by and ), while among the points either all three are real (if the nodes of are real) or one is real and two others are imaginary complex conjugate.
6.1.1 Proposition**.**
For a generic real rational plane quartic , the Segre index is equal to , where is the number of real points in that lie inside .
Proof.
For we have and, for each , the pencil cut on by the lines through is transformed by into the pencil cut on by the lines through with . The latter pencil is elliptic if and only if is real and lie inside . ∎
The Segre index of a parametrized real quartic can be also calculated using its chord diagram. Such a diagram, , defined for any curve regularly immersed into a surface , is usually presented by a circle with the preimages of each double point connected by a chord in the 2-disc bounded by . Some of these chords intersect and, by definition, the index of is the number of such intersecting pairs.
In our case, and . For a generic , the latter is a regular immersion and a chord of connects if is a self-intersection point of the real locus of , in other words, a real cross-like node. In addition, may have nodes with . Namely, either a real node called a solitary point where with , or a pair of conjugate imaginary nodes: for one node and for the conjugate one. If, in the latter case, the points (and, thus, also the points , ) lie in the same connected component of , we call such an imaginary pair of nodes essential, and otherwise inessential. We denote by the number of essential pairs.
6.1.2 Proposition**.**
For a generic real rational plane quartic the Segre index is equal to .
Proof.
Let us use the real locus of the conic as the circle of the diagram . Then, each chord of the diagram becomes an interval of a real line connecting a pair of points from .
Choose some real point, say , then points , are either also real, or conjugate imaginary. In the first case, lines and are real and form an intersecting pair of chords if and only if lies inside . In the second case, these two lines are imaginary and each of them intersects at a pair of points that both lie in the same connected component of if and only if lies inside . So, and it remains to apply Proposition 6.1.1. ∎
6.2. The case of septic 4-folds
If , then is a hypersurface of degree 7 in and the curve that we associate with a pair is a parametrized rational sextic in . For a generic pair , the following properties hold: (1) , (2) is non-singular, and (3) among the quadrisecants to there are no multiple ones, so that has precisely 6 distinct quadrisecants, , (cf. Proposition 4.3.3).
Since through any 19 points in one can trace a cubic surface, we may pick 19 points on and find a cubic surface containing them. Then, according to Bezout theorem, should contain . Furthermore, again by Bezout theorem, should contain also all the 6 quadrisecants. Finally, it is also not difficult to show that assumptions (1)–(3) imply that (4) is non-singular, and , , are pairwise disjoint . After that, by Schläfli theorem, there exist 6 other lines which extend the 6-tuple of lines to a double six. Contraction of the lines , gives a plane and a standard lattice calculation (taking into account (2) – (4)) shows that the sextic is transformed into a conic disjoint from the base-point set of the contraction and the lines , , are transformed into 6 conics each passing through all but one points of .
6.2.1 Proposition**.**
For a real rational sextic satisfying the above genericity conditions (1)–(3), the Segre index is equal to , where is the number of real points from that lie inside .
The proof is analogous to that of Proposition 6.1.1.
6.3. Generalization
The above results extend from and to any in the following way.
First of all, one can show that for any a generic real rational curve of degree in lies on a rational surface of degree . To construct such pairs we choose a set of points in general position and consider the linear system of degree curves in passing through . This linear system is of dimension . If , it defines an embedding where is the plane blown up in (for , instead of an embedding it gives an elementary Cremona transformation described in Subsection 6.1). The degree of the image is . Finally, we pick a conic disjoint from and put , . The fact that thus obtained is generic follows from an appropriate dimension count.
For each , there is a unique degree curve that passes through all the points of . Each of the -dimensional -secants of can be obtained by taking a linear projective span of for some (these spans are dual to pencils of curves of degree that have as the fixed part and lines through as the moving part). Finally, the same arguments as in the proof of Proposition 6.1.1 give the following result.
6.3.1 Proposition**.**
For a generic real rational degree curve in , the Segre index is equal to , where is the number of real points from that lie inside . ∎
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