On the values of unipotent characters of finite Chevalley groups of type $E_6$ in characteristic 3
Jonas Hetz

TL;DR
This paper computes the values of unipotent characters of finite Chevalley groups of type E6 over fields of characteristic 3, resolving unknown scalars in Lusztig's character sheaf framework using Hecke algebra representations.
Contribution
It determines the scalars needed to compute unipotent character values for E6 groups in characteristic 3, advancing Lusztig's theory application in this specific case.
Findings
Calculated scalars for E6 in characteristic 3
Enhanced understanding of character sheaves in bad characteristic
Provided explicit character value computations
Abstract
Let be a finite Chevalley group. We are concerned with computing the values of the unipotent characters of by making use of Lusztig's theory of character sheaves. In this framework, one has to find the transformation between several bases for the class functions on . In principle, this has been achieved by Lusztig and Shoji, but the underlying process involves some scalars which are still unknown in many cases. We shall determine these scalars in the specific case where is the (twisted or non-twisted) group of type over the finite field with elements, for a power of the bad prime , by exploiting known facts about the representation theory of the Hecke algebra associated with .
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
On the values of unipotent characters of finite Chevalley groups of type in characteristic 3
Jonas Hetz
IAZ - Lehrstuhl für Algebra, Universität Stuttgart, Pfaffenwaldring 57, D–70569 Stuttgart, Germany
Abstract.
Let be a finite Chevalley group. We are concerned with computing the values of the unipotent characters of by making use of Lusztig’s theory of character sheaves. In this framework, one has to find the transformation between several bases for the class functions on . In principle, this has been achieved by Lusztig and Shoji, but the underlying process involves some scalars which are still unknown in many cases. We shall determine these scalars in the specific case where is one of the groups , , and is a power of the bad prime for , by exploiting known facts about the representation theory of the Hecke algebra associated with .
1. Introduction
Let be a simple Chevalley group of type over the algebraic closure of the field with elements (for a prime ). Assume that is defined over the finite subfield of , where is a power of , so the -rational points on constitute the corresponding finite group of Lie type . We are concerned with the problem of computing the values of the ordinary irreducible characters of . To this end, Lusztig’s work [23], [25]-[29] is of paramount importance. On the one hand, it can be exploited to directly find the values of irreducible characters of on unipotent elements provided the characteristic of is good for (that is, ), using the results of [2] and the algorithm in [36] for computing the Green functions. On the other hand and more generally, it basically allows a reformulation of the task: In this setting, one has to determine the transformation between the irreducible characters of and a further basis of the class functions on , namely the characteristic functions of suitable “character sheaves” on . More concretely, Lusztig [23, 13.7], [29] conjectured that any such characteristic function coincides up to multiplication by a root of unity with an appropriate “almost character” of , that is, an explicitly known linear combination of the irreducible characters. This conjecture has been proven by Shoji [37], [38] under the assumption that the center of is connected. However, the exact values of the scalars relating characteristic functions of character sheaves and almost characters need to be specified.
Using this machinery, these scalars are determined for “cuspidal” unipotent character sheaves in [11] when . As mentioned in [11, 6.6], the cases where is a good prime for can be approached similarly (see also [30]), but the argument there does not work for .
The purpose of this paper is to specify the scalars relating characteristic functions of cuspidal unipotent character sheaves and the corresponding almost characters of when is a power of . This will enable us to describe the values of the unipotent characters (as defined in [6]) at unipotent elements up to a few unknown signs occuring in Lusztig’s algorithm for the computation of Green functions. Since the Green functions for the non-twisted group have been computed in [34] via explicit induction of characters from various subgroups, it then actually only remains to identify the missing signs for the non-twisted group .
1.1. Notation
From now on, except in Section 3, denotes a simple Chevalley group of type over , an algebraic closure of the field with elements. Assume that is defined over , for some , and let be the corresponding Frobenius map. Throughout, we fix an -stable Borel subgroup and an -stable maximal torus . Let be the root datum attached to (and ), see [14, 1.2, 1.3]. Here, is the group of rational characters of , the group of rational cocharacters, are the roots and the coroots of with respect to . The underlying perfect bilinear pairing is denoted . Then determines the positive roots and in turn the simple roots and simple coroots . We choose the order of in such a way that the Dynkin diagram of is as follows:
E_{6}$$\alpha_{1}$$\alpha_{2}$$\alpha_{3}$$\alpha_{4}$$\alpha_{5}$$\alpha_{6}
Let be the corresponding Cartan matrix and be the Weyl group of . The conjugation action of on induces an action of on which allows us to identify with a subgroup of . Then can be viewed as a Coxeter group of type with Coxeter generators , where () are given by
[TABLE]
Furthermore, let be the unipotent radical of . Then is the semidirect product of and (with being normal in ). Now is -stable, hence so is , and induces an automorphism on which we denote by . On the other hand, also induces a group homomorphism , , and this defines a -isogeny of root data as in [14, 1.2.9]: There is a permutation , , such that for all , see [14, 1.4.26]. Here, the assignment restricts to a graph automorphism of the Dynkin diagram, so there are two possible cases: Either is the identity (then is the untwisted group and ), or else it is a map of order (then is the twisted group and is the inner automorphism given by conjugation with the longest element of ).
We will be concerned with characters of the finite group of Lie type in characteristic [math]. As usual in the ordinary representation theory of finite groups of Lie type, we consider representations and characters over , an algebraic closure of the field of -adic numbers, for a fixed prime different from . Thus given a finite group , let be the set of class functions and let () be the standard scalar product on , where bar denotes a field automorphism of which maps roots of unity to their inverses. We denote by the subset of irreducible characters of , which form an orthonormal basis of with respect to this scalar product. Now let and consider the subset of unipotent characters, that is, those which satisfy for some . Here, is the virtual character defined by Deligne and Lusztig in [6]. Our aim is to determine the values of the unipotent characters at unipotent elements of . Note that, in terms of the group , it is immaterial whether we start with the adjoint group or the simply connected group of type . Indeed, since has characteristic and since the fundamental group of is isomorphic to , the group is trivial, so the center of is likewise ([14, 1.5.2]). Hence, we obtain an isomorphism between and , see [14, 1.5.12]. For our purposes, we can thus assume without loss of generality that is the semisimple, simply connected group of type over .
2. Lusztig’s classification of unipotent characters
According to [23, 4.23], can be classified in terms of the following data, which only depend on and the automorphism , and not on the power of . Denote by a parameter set for the unipotent characters of :
[TABLE]
is equipped with a pairing . Let be the set of all which satisfy . Since is an inner automorphism of , this condition is always true, so we have and we can henceforth drop the superscript . Let
[TABLE]
be the embedding defined in [23, (4.21.3)]. Let be the order of and consider the semidirect product , where for . Any irreducible representation can thus be extended in different ways to an irreducible representation . If (that is, we are in the case of and is given by conjugation with ), we have where , and this determines the two extensions of . Let be the character afforded by . Then there is a corresponding -class function , defined by for any . We will tacitly identify with the actual extension of , that is, the irreducible character of afforded by . Let
[TABLE]
Now, Lusztig defines another set such that the pairing on induces a pairing and the group of all roots of unity in acts freely on . The set of orbits under this action is in bijective correspondence with . For any , there is a corresponding unipotent “almost character” , defined by
[TABLE]
where is a certain sign attached to , see [23, 4.21]. Up to multiplication by a root of unity, only depends on the orbit of . By the description in [23, 4.19], it suffices for our purposes to consider a finite subset of which can be identified with , where denotes the group of all -th roots of unity in . With these notions, the scalar products above are related as follows. We have for any , . In particular, for any (in the case of ). The above action of all roots of unity on restricts to an action of on which is given by (left) multiplication on the second factor. Furthermore, the embedding induces an embedding such that an extension of is mapped to , . More precisely, given any , let us from now on denote by the “preferred” extension defined in [28, 17.2]. Then is mapped to under the embedding , see again [23, 4.19]. Identifying with , we have for any by [23, 4.24]. Since the “Fourier matrix” is hermitian and is the identity matrix (see [21, §4]), we obtain
[TABLE]
It follows that
[TABLE]
(see [23, 4.25], note that the numbers are all rational in the case of ). In particular, knowing the values of the unipotent characters of is the same as knowing the values of the . Now, Lusztig’s fundamental algorithm in [29, 24.4] yields expressions for the () as linear combinations of certain class functions (). This is implemented in CHEVIE ([33]). Up to a few signs, the values of the can be computed. Hence, once these signs are determined, the values of the () at unipotent elements of will be known. At least for the non-twisted group , the functions were computed explicitly in [34] by inducing characters from various smaller subgroups.
Now, we have while , see [3, p. 480]. In order to solve the problem of computing the values of the almost characters which do not arise from irreducible characters of , we make use of Lusztig’s theory of character sheaves.
3. Character sheaves
Assume in this section that is an arbitrary connected reductive group over ( any prime number), defined over ( any power of ) with corresponding Frobenius map . In [23, 13.7], Lusztig conjectured that there is a geometric analogue to the irreducible characters of , giving rise to a further basis of the class functions on which essentially coincides with the basis consisting of almost characters. In the sequel, he developed the theory of character sheaves [25]-[29], which was completed quite recently [32]. The results of Shoji [37], [38] give an affirmative answer to Lusztig’s conjecture, at least if the center of is connected. We begin by very briefly introducing some notions of this theory (only those which are relevant for our purposes), for details see [12, §7], [11, 2.4-2.6] and of course the main references [25]-[29], [37], [38].
Let be the set of isomorphism classes of character sheaves on . These are certain irreducible perverse sheaves in the bounded derived category of constructible -sheaves on (in the sense of [1]), which are equivariant for the conjugation action of on itself. (For the precise definition of , see [25, 2.10].) Now, if , let be the inverse image of under the Frobenius map . Suppose that is isomorphic to and choose an isomorphism . Then induces linear maps for and , where is the stalk at of the th cohomology sheaf of . In turn, Lusztig [26, 8.4] defines the characteristic function associated with (and ):
[TABLE]
This is well-defined since only finitely many of the () are non-zero. Note however that is only unique up to a non-zero scalar. Denote by the -stable character sheaves on , i. e. those satisfying . For , an isomorphism can be chosen in such a way that the values of the characteristic functions are cyclotomic integers and
[TABLE]
(see [29, 25.6, 25.7]). The required properties for the () according to [29, 25.1], [27, 13.8], determine up to multiplication by a root of unity. Whenever , we will tacitly assume that an isomorphism as above has been chosen, and we just write instead of .
Furthermore, let be the set of “cuspidal character sheaves” on defined in [25, 3.10]. By [25], [39, §4] and since the results in [29] are known to hold in complete generality ([32]), we obtain a characterisation of -stable cuspidal character sheaves which highlights the analogy to cuspidal characters of . Recall [19, 7.2] that a regular subgroup of is an -stable subgroup which is the Levi subgroup of some (not necessarily -stable) parabolic subgroup of , and is “twisted induction”, defined in [17]. Then we have
[TABLE]
Furthermore, the class functions on can be described via twisted induction and cuspidal character sheaves of regular subgroups of , see also [12, 7.11]:
[TABLE]
More precisely, it follows from [29, (10.4.5), (10.6.1)], [39, §4], that each characteristic function of a cuspidal character sheaf of is a linear combination of various such that every occuring in the decomposition has the same Cartan type.
Finally, given , let be as defined in [25, 2.4] with respect to the constant -local system on . An element of is called a unipotent character sheaf if it is a constituent of a perverse cohomology sheaf for some , . Denote by the subset of consisting of the (isomorphism classes of) unipotent character sheaves on . Now, the set in (2.1) also serves as a parameter set for :
[TABLE]
subject to a property involving the Fourier matrix ([29, 23.1]). With these notions we can formulate the following theorem of Shoji which verifies Lusztig’s conjecture under the assumption that has connected center. As mentioned in [11, 2.7], this holds without any conditions on , , since the cleanness of cuspidal character sheaves is established in full generality ([32]).
Theorem 3.1** (Shoji [38, 3.2, 4.1]).**
Let be a prime, a power of , a connected reductive group over , defined over with corresponding Frobenius map . Assume that is connected and is simple. Then and for any , and coincide up to a non-zero scalar.
4. Character values
The notation and assumptions are as in 1.1. In particular, has trivial center and we can apply 3.1. So there are scalars such that
[TABLE]
Since for any , , we know that for any . By [28, 20.3] and [38, 4.6] there are two cuspidal character sheaves for , and both of them lie in . Their support is the unipotent variety of consisting of all unipotent elements in . This variety is the (Zariski-)closure of the regular unipotent conjugacy class , which is the unique class of all with the property . In particular is -stable. Using [25, 3.12], we conclude that there exist irreducible, -equivariant -local systems , on such that and for . (“IC” stands for the intersection cohomology complex due to Deligne-Goresky-MacPherson ([16], [1]), see [24].) Fix an element and set . This is a cyclic group of order generated by the image of (see [35, §4] and [7, 14.15, 14.18]). Thus the automorphism of induced by is the identity and the elements of correspond to the -conjugacy classes contained in (see, for instance, [9, 4.3.6]). In particular, there are such classes. On the other hand, as described in [38, 4.6], the () correspond to the two non-trivial linear characters of . Hence, by the construction in [31, 19.7], give rise to the following two characteristic functions , where is a primitive third root of unity, an element of and (chosen as above), , are representatives of the -classes inside :
[TABLE]
(The factor ensures that the have norm 1.) Let be the corresponding elements of according to (3.2), so that , . The proof of [28, 20.3] shows that the unipotent characters labelled by are indeed the cuspidal unipotent characters in the non-twisted case, respectively in the twisted case (where we use the notation in Carter’s tables [3, pp. 480-481] and is as above). Now suppose does not arise from an irreducible character of via the embedding (2.2). We want to show that (or, equivalently, ) vanishes on all unipotent elements of .
Lemma 4.1**.**
Let be an element which is not in the image of the map in (2.2). Then the characteristic function of the character sheaf is a linear combination of various where is a regular subgroup of Cartan type and is a cuspidal character sheaf on .
Proof.
According to (3.1) and since we assumed to be non-cuspidal, can be written as a linear combination of suitable where the are proper regular subgroups, all of the same Cartan type, and . First we show that, given any proper regular subgroup of which is neither a torus nor is of Cartan type , there are no cuspidal character sheaves for . Using [28, 17.10], we can replace by the semisimple group . Let () be the simple factors of , so that the product map defines an isogeny . Note that, if , the only possible Cartan types for the are . Thus in order to prove our claim, we may assume that is simple (in view of [28, 17.11, 17.16]).
There are no cuspidal character sheaves for of type , see the proof of [28, 19.3]. We claim that there are no cuspidal unipotent character sheaves for of type with as well. Indeed, implies ([7, 13.14]) and, hence, . Now is the semisimple adjoint group of type , and the kernel of the corresponding central isogeny must be trivial. Applying the argument in [24, 2.10] to , we are reduced to the case where , . Hence, by [28, 17.10], it remains to note that there are no cuspidal character sheaves for . This is clear from the introduction in [24] since centralisers of invertible matrices are always connected, so the group of components of the centraliser of any is trivial.
So can be written as a linear combination of where either each is of type or each is an -stable maximal torus of . Assume, if possible, that we are in the latter case, so decomposes as a linear combination of the virtual Deligne-Lusztig characters where , is a torus of type with respect to , and . Since the unipotent characters form a single geometric conjugacy class (see [3, §12.1]), we have for any , and . It follows that for any , and, hence, is in fact a linear combination of various (). However, the correspond to the -conjugacy classes of -stable maximal tori in , which in turn correspond to the -conjugacy classes in ([9, §4.3]). So there are many different which contradicts the orthogonality of the class functions () along with . The lemma is proved. ∎
Proposition 4.2**.**
If , are as in 4.1, then for any .
Proof.
Let be a regular subgroup of of Cartan type , and the natural map. has trivial center (see the proof of 4.1) and thus is isomorphic to , the adjoint semisimple group of type . By [28, 19.3], all the cuspidal character sheaves of have the same support, namely the closure of the conjugacy class of , where is a semisimple element such that is isogenous to and is a regular unipotent element in . In particular, . Now, the cuspidal character sheaves of are supported by the closure of (see [28, 17.10], [24, 2.10]), and does not contain any unipotent elements. The cleanness of cuspidal character sheaves (see [29, 23.1]) implies for whenever is an -stable cuspidal character sheaf of . Given any and with Jordan decomposition ( semisimple, unipotent), we have
[TABLE]
where denotes the two-variable Green function, see [7, 12.2]. By linearity, we can replace by in the above formula and we get for all . 4.1 yields the result. ∎
Using (2.3) and (4.1), we thus obtain
[TABLE]
for . On the other hand, denote by the unipotent character corresponding to in (2.1). Then the definition of reads
[TABLE]
As mentioned earlier, we have , in the non-twisted case and , in the twisted case. It follows from [8] that since in either case , are the (only) cuspidal unipotent characters with non-trivial character field. We get
[TABLE]
Now recall that we started with an arbitrary . We will now make a definite choice for , depending on . Denote by () the closed embedding whose image is the root subgroup . We set
[TABLE]
Then in either case.
Lemma 4.3**.**
With the choices in (4.4), is conjugate to in .
Proof.
There is an isomorphism of abelian groups
[TABLE]
Since is of simply connected type, we have , so every element of has the form for some uniquely determined . In order to get the correct coefficients, first conjugate by . Next, in analogy to the conjugacy of Coxeter elements in a Coxeter group (following e. g. [4]), we can conjugate by a suitable product of various (, ) to obtain . Explicitly, setting if , respectively in case , we get and , so . ∎
For , we have . We evaluate (4.3) at , using the Lemma:
[TABLE]
This in turn implies that
[TABLE]
which also equals . We deduce , and then , since . Hence we can rewrite (4.2):
[TABLE]
where .
Remark 4.4**.**
We have
[TABLE]
This follows from Lusztig’s algorithm in [29, §24] and the fact that the Green functions associated to character sheaves considered there coincide with the Green functions arising from Deligne-Lusztig characters by [37, 2.2]. Indeed, the preferred extension of is again , so
[TABLE]
On the other hand, using the explicitly known Springer correspondence between and certain pairs where is an -stable unipotent class, , and an irreducible character of (in this form, the Springer correspondence is contained in CHEVIE [33]), we see that any non-trivial irreducible character of belongs to a pair such that . Since is not contained in the closure of whenever , the algorithm in [29, §24] shows that provided .
We can now formulate the result.
Proposition 4.5**.**
The scalar in (4.5) is , so we get
[TABLE]
Proof.
Evaluating (4.5) at gives
[TABLE]
To determine , we consider the Hecke algebra of the group with its -pair , that is, the endomorphism algebra
[TABLE]
(“opp” stands for the opposite algebra). has a -basis where
[TABLE]
for . Here, is a Coxeter group with Coxeter generators consisting of simple reflections corresponding to the orbits of the map , . As already noted in 1.1, we can take (, ). If , then gives rise to a Coxeter system of type . Denote by the length function of with respect to . Then the multiplication in is determined by the following equations.
[TABLE]
Here, the () are the parameters of the Hecke algebra . If , we have for all while if , then , , see [20, p. 35], [18, (7.7)]. The irreducible characters of naturally parametrise both the isomorphism classes of irreducible modules of and the irreducible characters of which are constituents of , see [5, §68 and §11D]. Given , let be the module of and the irreducible character of corresponding to . By [10, 3.6] and [15, §8.4], we have
[TABLE]
for any and , where is a representative of , denotes the conjugacy class of in and is the trace of the linear map on defined by . In particular, the number
[TABLE]
is non-negative, for any and . The character table of is contained in CHEVIE [13], so the numbers are known. Choosing , (4.6) now reads
[TABLE]
Let us first consider the non-twisted case , so . By [23, 8.7], is the unipotent character of corresponding to under the embedding (see (2.1), (2.2)), that is, for any . Using the notation in [3, p. 480], is equal to
[TABLE]
Choosing for the Coxeter element , we obtain
[TABLE]
which would be false if , so we must have .
Now assume that we are in the twisted case (i. e. ). Then the orders in the tables in [3, p. 480-481] coincide with respect to the parametrisation (2.1), see [22, 1.14-1.16]. Setting (a Coxeter element of ), we get
[TABLE]
and this is non-negative, thus . ∎
Acknowledgements
I thank Meinolf Geck for many comments and hints. This work was supported by DFG SFB-TRR 195.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Beĭlinson, A. A., Bernstein, J., and Deligne, P. Faisceaux pervers. In Analysis and topology on singular spaces, I (Luminy, 1981) , vol. 100 of Astérisque . Soc. Math. France, Paris, 1982, pp. 5–171.
- 2[2] Beynon, W. M., and Spaltenstein, N. Green functions of finite Chevalley groups of type E n subscript 𝐸 𝑛 E_{n} ( n = 6 , 7 , 8 ) 𝑛 6 7 8 (n=6,\,7,\,8) . J. Algebra 88 , 2 (1984), 584–614.
- 3[3] Carter, R. W. Finite groups of Lie type . Pure and Applied Mathematics (New York). John Wiley & Sons, Inc., New York, 1985. Conjugacy classes and complex characters, A Wiley-Interscience Publication.
- 4[4] Casselman, B. Essays on Coxeter groups – Coxeter elements in finite Coxeter groups.
- 5[5] Curtis, C. W., and Reiner, I. Methods of representation theory. Vol. I and II . Wiley Classics Library. John Wiley & Sons, Inc., New York, 1981 and 1987.
- 6[6] Deligne, P., and Lusztig, G. Representations of reductive groups over finite fields. Ann. of Math. (2) 103 , 1 (1976), 103–161.
- 7[7] Digne, F., and Michel, J. Representations of finite groups of Lie type , vol. 21 of London Mathematical Society Student Texts . Cambridge University Press, Cambridge, 1991.
- 8[8] Geck, M. Character values, Schur indices and character sheaves. Represent. Theory 7 (2003), 19–55.
