Observation of the doubly Cabibbo-suppressed decay $\Xi_{c}^{+}\to p\phi$
LHCb collaboration: R. Aaij, C. Abell\'an Beteta, B. Adeva, M., Adinolfi, C.A. Aidala, Z. Ajaltouni, S. Akar, P. Albicocco, J. Albrecht, F., Alessio, M. Alexander, A. Alfonso Albero, G. Alkhazov, P. Alvarez Cartelle,, A.A. Alves Jr, S. Amato, S. Amerio, Y. Amhis, L. An

TL;DR
This paper reports the first observation of the doubly Cabibbo-suppressed decay ^{+} o p with high statistical significance, measuring its branching ratio relative to a known decay mode using LHCb data at 8 TeV.
Contribution
It provides the first experimental observation and measurement of the decay ^{+} o p, expanding understanding of charm baryon decay processes.
Findings
First observation of ^{+} o p decay with >15 sigma significance.
Measured branching ratio relative to ^{+} o pK^{-}^{+} decay.
Quantified uncertainties including statistical, systematic, and decay branching fraction.
Abstract
The doubly Cabibbo-suppressed decay with is observed for the first time, with a statistical significance of more than fifteen standard deviations. The data sample used in this analysis corresponds to an integrated luminosity of 2 fb recorded with the LHCb detector in collisions at a centre-of-mass energy of 8 TeV. The ratio of branching fractions between the decay and the singly Cabibbo-suppressed decay is measured to be \begin{equation*} \frac{\mathcal{B}(\Xi_{c}^{+}\to p\phi)}{\mathcal{B}(\Xi_{c}^{+}\to pK^{-}\pi^{+})} = (19.8 \pm 0.7 \pm 0.9 \pm 0.2) \times 10^{-3}, \end{equation*} where the first uncertainty is statistical, the second systematic and the third due to the knowledge of the branching fraction.
| Source | Uncertainty (%) |
|---|---|
| Signal fit model | 0.5 |
| Background fit model | 0.5 |
| sPlot-related uncertainty | 1.0 |
| Trigger efficiency | 3.0 |
| PID efficiency | 2.2 |
| Tracking | 1.0 |
| (,) binning | 1.3 |
| Size of simulation sample | 0.7 |
| Selection requirements | 0.8 |
| Total | 4.4 |
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EUROPEAN ORGANIZATION FOR NUCLEAR RESEARCH (CERN)
CERN-EP-2018-349
LHCb-PAPER-2018-040
January 18, 2019
Observation of the doubly Cabibbo-suppressed decay
LHCb collaboration†††Authors are listed at the end of this paper.
This paper is dedicated to the memory of our friend and colleague Yury Shcheglov.
The doubly Cabibbo-suppressed decay with is observed for the first time, with a statistical significance of more than fifteen standard deviations. The data sample used in this analysis corresponds to an integrated luminosity of 2 recorded with the LHCb detector in collisions at a centre-of-mass energy of 8. The ratio of branching fractions between the decay and the singly Cabibbo-suppressed decay is measured to be
[TABLE]
where the first uncertainty is statistical, the second systematic and the third due to the knowledge of the branching fraction.
Submitted to JHEP
© 2024 CERN for the benefit of the LHCb collaboration. CC-BY-4.0 licence.
1 Introduction
The flavour structure of the weak interaction between quarks is described by the Cabibbo-Kobayashi-Maskawa (CKM) matrix [1, *Kobayashi:1973fv]. In particular, the tree-level decays of charmed particles depend on the matrix elements , , and . The hierarchy of the CKM matrix elements becomes evident using the approximate Wolfenstein parametrisation, which is based on the expansion in powers of the small parameter with \approx\,$$|V_{{c}{s}}| and \approx\,$$|V_{{c}{d}}| [3, 4]. Tree-level decays depending on both and matrix elements are known as doubly Cabibbo-suppressed (DCS) decays. They have small branching fractions compared to the Cabibbo-favoured (CF) and the singly Cabibbo-suppressed (SCS) decays [5]. A systematic study of the relative contributions of DCS and CF diagrams to decays of charm baryons could shed light onto the role of the nonspectator quark, and in particular Pauli interference [6]. Such studies would be helpful for a better understanding of the lifetime hierarchy of charm baryons [6, 7, 8, 9]. So far only one DCS charm-baryon decay, , has been observed [10, 11].
This article reports the first observation of the DCS decay with , hereafter referred to as the signal decay channel.111The inclusion of charge-conjugated processes is implied throughout this article. The leading-order diagram for the decay is shown in Fig. 1. The branching fraction of the signal decay channel is measured relative to the branching fraction of the SCS decay channel ,
[TABLE]
The measurement is based on a data sample of collisions collected in 2012 with the LHCb detector at the centre-of-mass energy of 8, corresponding to an integrated luminosity of 2.
2 Detector and simulation
The LHCb detector [12, 13] is a single-arm forward spectrometer covering the pseudorapidity range , designed for the study of particles containing or quarks. The detector includes a high-precision tracking system consisting of a silicon-strip vertex detector surrounding the interaction region [14], a large-area silicon-strip detector located upstream of a dipole magnet with a bending power of about , and three stations of silicon-strip detectors and straw drift tubes [15] placed downstream of the magnet. The tracking system provides a measurement of the momentum, , of charged particles with a relative uncertainty that varies from 0.5% at low momentum to 1.0% at 200. The minimum distance of a track to a primary vertex (PV), the impact parameter (IP), is measured with a resolution of (15+29/\mbox{p_{\mathrm{T}}}){\,\upmu\mathrm{m}}, where is the component of the momentum transverse to the beam, in . Different types of charged hadrons are distinguished using information from two ring-imaging Cherenkov detectors [16]. Photons, electrons, and hadrons are identified by a system consisting of scintillating-pad and preshower detectors, an electromagnetic and a hadronic calorimeter. Muons are identified by a system composed of alternating layers of iron and multiwire proportional chambers [17]. The online event selection is performed by a trigger [18], which consists of a hardware stage, based on information from the calorimeter and the muon systems, followed by a software stage, which applies a full event reconstruction.
At the hardware trigger stage, the events are required to have a muon with high or a hadron, photon or electron with high transverse energy in the calorimeters. The software trigger requires a two-, three- or four-track secondary vertex with a significant displacement from any primary interaction vertex. At least one charged particle must have a transverse momentum \mbox{p_{\mathrm{T}}}>1.6{\mathrm{\,Ge\kern-1.00006ptV\!/}c} and be inconsistent with originating from any PV.
Simulation is used to evaluate detection efficiencies for the signal and the normalisation decay channels. In the simulation, collisions are generated using Pythia [19, *Sjostrand:2007gs] with the specific LHCb configuration [21]. Decays of hadronic particles are described by EvtGen [22], in which the final-state radiation is generated using Photos [23]. The interaction of the generated particles with the detector and its response are implemented using the Geant4 toolkit [24, *Agostinelli:2002hh] as described in Ref. [26].
3 Selection of candidates
The candidates for the decays, where , are formed using three charged tracks with \mbox{p_{\mathrm{T}}}>250{\mathrm{\,Me\kern-1.00006ptV\!/}c}. Hadrons used for the reconstruction of the baryons should not be produced at the PV. Only pions, protons, and kaons with an impact parameter in excess of 9 with respect to all reconstructed PVs are taken into consideration for subsequent analysis. The quantity is calculated as the difference in of the PV fit with and without the particle in question. The momenta of the reconstructed final-state particles are required to be in the range 3.2 – 150 for the mesons, and in the range 10 – 100 for the proton. The reconstructed tracks must pass particle-identification (PID) requirements based on information from the RICH detectors, the calorimeter, and the muon stations [27]. The PID requirements are loose for mesons and much tighter for protons, to suppress and misidentified as protons. The three tracks must form a common vertex. The selected candidates must have the rapidity () and transverse momentum and 4<\mbox{p_{\mathrm{T}}}<16{\mathrm{\,Ge\kern-1.00006ptV\!/}c}.
Additional requirements are introduced to suppress the contribution from and decays with pions or kaons misidentified as protons. Such background manifests itself as narrow peaking structures in the mass spectrum of the three hadrons if the mass hypothesis for the track identified as a proton is changed to a pion or kaon. Candidates with a mass within \pm 10$${\mathrm{\,Me\kern-1.00006ptV\!/}c^{2}} (approximately ) of the known values are rejected.
The average number of visible interactions per beam-crossing is 1.7 [13]. The candidate is associated to the PV with the smallest value of . In order to evaluate the candidate decay time and the two-body masses for the particles in the final state, a constrained fit is performed, requiring the candidate to have originated from its associated PV and have a mass equal to its known value [28]. The proper decay time is required to be between 0.55 and 1.5 to reduce the fraction of baryons coming from -hadron decays. The -hadron component is also suppressed by the requirement on the value of the reconstructed baryon to be less than 32. The masses of the combinations are calculated without the mass constraint. They are required to be in the range to for the candidates.
In the offline selection, trigger objects are associated with reconstructed particles [18]. Selection requirements can therefore be made on the trigger selection itself and on whether the decision was due to the signal decay candidate (Trigger On Signal, TOS category), or to other particles produced in the collision (Trigger Independent of Signal, TIS category) or to a combination of both. The selected candidates must belong to the TIS category of the hardware-trigger and to the TOS category of the two levels of the software-trigger.
Only candidates from the region, i.e. candidates with a mass () less than 1.07, are used. A very small fraction of events leaks into the region. In the measurement this effect is taken into account using the distribution observed in simulated events. Figures 2 (left) and 3 show the mass distribution of the selected candidates for the and decay channels, respectively. Clear peaks can be seen in both distributions. The studies of the underlying background events suggest no peaking contributions for the signal and normalisation decay channels.
In parallel to selections, samples of decays are also selected. The candidates for the decays are used to calibrate resolutions and trigger efficiencies and to perform other cross-checks.
4 Fit model and yields of signal and normalisation candidates
The yields of the selected decays are determined from unbinned extended maximum-likelihood fits to the corresponding or mass spectra. The probability density function consists of a Gaussian core and exponential tails. The following distribution is used as the model:
[TABLE]
where is the candidate mass, is the peak position, reflects the core-peak width, is an asymmetry parameter, and characterises the exponential tails [29]. The value of is for and for . The parameter is fixed in the fit of the mass distribution to the value obtained from the fits of the normalisation and of the decay channels. The background is modelled by an exponential function. The results of the fits for the and decay channels are presented in Figs. 2 and 3, respectively. The yields are for the decay channel and for the normalisation decay channel.
To separate the and non- contributions to the signal decay channel, the background subtracted mass distribution is analysed. The subtraction is done using the sPlot technique [30]. The observable is evaluated with the mass constraint and is almost independent from the discriminating variable. The effect of the correlation is small and is taken into account in the systematic uncertainty of the measurement.
The fraction of the contribution () in the selected candidates is determined by a binned nonextended maximum-likelihood fit to the spectrum. A -wave relativistic Breit–Wigner distribution with Blatt–Weisskopf form factor [31] is used to describe the lineshape. The barrier radius is set to 3.5 GeV*-1* in natural units. This distribution is convolved with a Gaussian function to model the experimental resolution. The parameters of the resolution function are fixed using the sample. For the non- contribution, the Flatté parameterisation [32] is used in the form
[TABLE]
where refers to the mass of the resonance, and are coupling constants, and and are the Lorentz-invariant phase-space factors. The term accounts for the opening of the kaon threshold. The values and have been determined by the BES collaboration [33]. The choice of the Flatté parametrisation is suggested by the mass distribution in the data sample. The contribution dominates in the mass spectrum with a measured fraction . The reported statistical uncertainty of the parameter is determined by a set of the pseudoexperiments, in which toy samples are generated according to result obtained for the alternative two-dimensional ( vs. ) model described below.
As a cross-check of the result obtained with the sPlot approach, an extended two-dimensional likelihood fit to the and distributions is performed. Four two-dimensional terms are considered. The dependency for the and non- terms for the decay component are described by Eq. 2. Two additional and non- terms are introduced for the background description. These terms are independent linear distributions in the spectrum. A second-order polynomial is used to describe the mass distribution of the non- non- background. The results of the two-dimensional fit are in agreement with the sPlot-based procedure.
The statistical significance of the observation of the decay is estimated using Wilks’ theorem [34] and is well above . The fit to the distribution results in an evidence of a non- contribution to the DCS decay. A statistical significance of is obtained under the assumption of normal distributions for the uncertainties.
5 Efficiencies and branching fractions ratio
The total detection efficiencies for both the signal and the normalisation decays can be factorised as
[TABLE]
where denotes the geometrical acceptance of the LHCb detector, corresponds to the efficiency of reconstruction and selection of the candidates within the geometrical acceptance, and are the trigger efficiencies for the selected candidates of the hardware and software levels, respectively, and is the PID efficiency. Since the hardware trigger level accepts events independently of the reconstructed candidates, i.e. the events belong to the TIS category, the efficiency is assumed to cancel in the ratio of the signal and normalisation efficiencies. All other efficiencies except are determined from simulation. The simulated sample of events with the intermediate resonance is used to determine efficiencies for the signal decay channel. The simulated sample for the decay was produced according to a phase-space distribution. It is corrected to reproduce the Dalitz plot distribution observed with data. An additional correction is introduced for both simulated samples to account for the difference in the tracking efficiencies between data and simulation [35].
The PID efficiencies for the hadrons are determined from large samples of protons, kaons, and pions [27]. These samples are binned in momentum and pseudorapidity of the hadron, as well as in the charged particle multiplicity of the event. The PID efficiency for the candidates are determined on an event-by-event basis. The weights for each candidate are taken from the calibration histograms using trilinear interpolation. The efficiency is determined as the ratio of yields obtained from maximum-likelihood fits of the distributions from the weighted and unweighted samples.
The ratio between the total efficiencies of the signal and the normalisation decay channels is determined in bins of and of the baryon. This procedure accounts for kinematic features of the production, which could be poorly modelled in the simulation. Averaged over the (\mbox{p_{\mathrm{T}}},y) bins this ratio is determined to be , including systematic uncertainties.
To reduce the effect of the dependence of the efficiency on the kinematics, the mass fits are repeated in seven nonoverlapping (\mbox{p_{\mathrm{T}}},y) bins, which cover the LHCb fiducial volume. The fit procedure is the same as described above, except that the parameter of the signal distribution in Eq. 2 is fixed to the value of the normalisation decay channel, scaled by a factor obtained from a fit to the and mass distributions in the same (\mbox{p_{\mathrm{T}}},y) bins. The ratios of the yields of the signal and normalisation decay channels are corrected by the ratios of the total efficiencies. The branching fraction ratios are evaluated for each (\mbox{p_{\mathrm{T}}},y) bin as
[TABLE]
The known value of is used [4]. The weighted average of the branching fraction ratios evaluated for the (\mbox{p_{\mathrm{T}}},y) bins is , where the uncertainty reflects the statistical uncertainty of the yields and . The alternative two-dimensional fitting procedure gives , which is in excellent agreement with the result determined using the sPlot technique.
6 Systematic uncertainties
The list of systematic uncertainties for the measured ratio is presented in Table 1. The total uncertainty is obtained as the quadratic sum of all contributions.
In order to estimate the systematic uncertainties for the yields of the and the normalisation decay channels, various hypotheses are tested for the description of the signal and background shapes. When the signal parameterisations in the and spectra are changed to a modified Novosibirsk function [36], no significant deviation from the nominal fit model is found. The change of the function for the non- component to a two-body phase space model in the fit to the distribution leads to a systematic uncertainty of 0.5%, which is considered as the signal fit-model uncertainty.
The background-model parameterisation is tested by replacing of polynomial function with a product of polynomial and exponential functions. The uncertainty related to the sPlot method is studied with two samples of 500 pseudoexperiments each, in which the samples are generated according to the – model described in Sec. 4. In one set of pseudoexperiments the effect of the residual correlation between and is introduced. The systematic uncertainty of the sPlot technique is assigned from the deviations of the results of these tests from the nominal ones.
The cancellation of the hardware-trigger efficiencies in the ratio of the signal and the normalisation decay channels is studied with the control samples. A technique based on the partial overlap of the TIS and TOS subsamples [18] is used to evaluate hardware efficiencies for the decay channels. The data are consistent with the hypothesis of equal hardware-trigger efficiencies for the signal and normalisation decay channels. The precision achieved by means of these studies, limited by the statistics in the overlap between the TIS and TOS subsamples, is used as a systematic uncertainty for the hardware-trigger efficiency ratio.
For the software-trigger, the systematic uncertainty is assessed using simulation. The large variation of software-trigger requirements demonstrates the stability of the ratio of software-trigger efficiencies for the signal and normalisation decay channels at the 1% to 2% level. The overall systematic uncertainty for both hardware- and software-trigger efficiencies is dominated by the former and is reported in Table 1.
The main source of uncertainty of the PID efficiency is related to the difference between results obtained with different calibration samples for the protons. The sample is used as default in the analysis, while results obtained with the calibration sample are used to assign a systematic uncertainty. For determination of PID efficiencies the calibration samples are binned according to proton, pion, or kaon kinematics. The associated systematic uncertainty is studied by comparing the results with different binning and interpolation schemes. The uncertainty related to the finite size of the calibration samples is considered to be fully correlated between the signal and normalisation decay channels and to cancel in the ratio.
The dominant uncertainty on the tracking efficiency correction arises from the different track reconstruction efficiency for kaons and pions due to different hadronic cross-sections with the detector material. Half of the detection asymmetry measured by LHCb [37] is assigned as systematic uncertainty. Another source of uncertainty due to tracking efficiency is related to the binning of the tracking correction histogram. The difference between the results using interpolated and binned values of the efficiency is assigned as systematic uncertainty.
The uncertainty due to the selected (\mbox{p_{\mathrm{T}}},y)-bins to determine is obtained from studies carried out with an alternative binning. There is an uncertainty of 0.7% from the size of the simulation sample. The obtained value of is stable within 0.8% against a variation of selection requirements. This value is taken as the uncertainty due to the selection requirements. The uncertainty related to the Dalitz plot correction procedure applied to the simulated sample is estimated by a variation of the ratio obtained with different binnings of the histogram used for this correction. This uncertainty is found to be small with respect to other sources of uncertainty.
7 Conclusions
The first observation of the DCS decay is presented, using collision data collected with the LHCb detector at a centre-of-mass energy of 8, corresponding to an integrated luminosity of 2. The ratio of the branching fractions with respect to the SCS decay channel is measured to be
[TABLE]
where the first uncertainty is statistical, the second systematic and the third due to the knowledge of the branching fraction. An evidence of the , including systematic uncertainties, for a non- contribution to the DCS decay is also found.
Acknowledgements
We express our gratitude to our colleagues in the CERN accelerator departments for the excellent performance of the LHC. We thank the technical and administrative staff at the LHCb institutes. We acknowledge support from CERN and from the national agencies: CAPES, CNPq, FAPERJ and FINEP (Brazil); MOST and NSFC (China); CNRS/IN2P3 (France); BMBF, DFG and MPG (Germany); INFN (Italy); NWO (Netherlands); MNiSW and NCN (Poland); MEN/IFA (Romania); MSHE (Russia); MinECo (Spain); SNSF and SER (Switzerland); NASU (Ukraine); STFC (United Kingdom); NSF (USA). We acknowledge the computing resources that are provided by CERN, IN2P3 (France), KIT and DESY (Germany), INFN (Italy), SURF (Netherlands), PIC (Spain), GridPP (United Kingdom), RRCKI and Yandex LLC (Russia), CSCS (Switzerland), IFIN-HH (Romania), CBPF (Brazil), PL-GRID (Poland) and OSC (USA). We are indebted to the communities behind the multiple open-source software packages on which we depend. Individual groups or members have received support from AvH Foundation (Germany); EPLANET, Marie Skłodowska-Curie Actions and ERC (European Union); ANR, Labex P2IO and OCEVU, and Région Auvergne-Rhône-Alpes (France); Key Research Program of Frontier Sciences of CAS, CAS PIFI, and the Thousand Talents Program (China); RFBR, RSF and Yandex LLC (Russia); GVA, XuntaGal and GENCAT (Spain); the Royal Society and the Leverhulme Trust (United Kingdom); Laboratory Directed Research and Development program of LANL (USA).
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